The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Abbott Laboratories | COM | 002824100 | 4,800 | 57,283 | SH | DFND | 1 | 57,283 | 0 | 0 | |
| Air Products & Chemicals Inc | COM | 009158106 | 356 | 1,573 | SH | DFND | 1 | 1,573 | 0 | 0 | |
| Alexion Pharmaceuticals Inc | COM | 015351109 | 3,360 | 25,651 | SH | DFND | 1 | 25,651 | 0 | 0 | |
| Allergan PLC | COM | G0177J108 | 1,829 | 10,972 | SH | DFND | 1 | 10,972 | 0 | 0 | |
| Anaplan Inc | COM | 03272L108 | 821 | 16,268 | SH | DFND | 1 | 16,268 | 0 | 0 | |
| Anworth Mortgage Asset Corp | COM | 037347101 | 42 | 11,095 | SH | DFND | 1 | 11,095 | 0 | 0 | |
| AptarGroup Inc | COM | 038336103 | 2,424 | 19,553 | SH | DFND | 1 | 19,553 | 0 | 0 | |
| Arcturus Therapeutics Holdings | COM | 03969T109 | 361 | 38,207 | SH | DFND | 1 | 38,207 | 0 | 0 | |
| Avery Dennison Corp | COM | 053611109 | 1,573 | 13,596 | SH | DFND | 1 | 13,596 | 0 | 0 | |
| AXA Equitable Holdings Inc | COM | 054561105 | 1,102 | 52,718 | SH | DFND | 1 | 52,718 | 0 | 0 | |
| Baxter International Inc | COM | 071813109 | 1,469 | 17,933 | SH | DFND | 1 | 17,933 | 0 | 0 | |
| Boston Scientific Corp | COM | 101137107 | 1,951 | 45,388 | SH | DFND | 1 | 45,388 | 0 | 0 | |
| Boyd Gaming Corp | COM | 103304101 | 5,199 | 192,971 | SH | DFND | 1 | 192,971 | 0 | 0 | |
| BP PLC | SPONSORED ADR | 055622104 | 2,850 | 69,472 | SH | DFND | 1 | 69,472 | 0 | 0 | |
| Brinker International Inc | COM | 109641100 | 3,964 | 100,743 | SH | DFND | 1 | 100,743 | 0 | 0 | |
| Caesars Entertainment Corp | COM | 127686103 | 273 | 23,067 | SH | DFND | 1 | 23,067 | 0 | 0 | |
| CannaRoyalty Corp | COM | 137644100 | 1,384 | 198,118 | SH | DFND | 1 | 198,118 | 0 | 0 | |
| Capital One Financial Corp | COM | 14040H105 | 984 | 10,890 | SH | DFND | 1 | 10,890 | 0 | 0 | |
| CareDx Inc | COM | 14167L103 | 520 | 14,455 | SH | DFND | 1 | 14,455 | 0 | 0 | |
| Catalyst Pharmaceuticals Inc | COM | 14888U101 | 195 | 50,657 | SH | DFND | 1 | 50,657 | 0 | 0 | |
| Check Cap Ltd | COM | M2361E203 | 148 | 69,908 | SH | DFND | 1 | 69,908 | 0 | 0 | |
| Cheesecake Factory Inc/The | COM | 163072101 | 2,317 | 53,493 | SH | DFND | 1 | 53,493 | 0 | 0 | |
| Chevron Corp | COM | 166764100 | 2,912 | 23,403 | SH | DFND | 1 | 23,403 | 0 | 0 | |
| Chubb Ltd | COM | H1467J104 | 1,107 | 7,517 | SH | DFND | 1 | 7,517 | 0 | 0 | |
| Churchill Downs Inc | COM | 171484108 | 5,632 | 48,946 | SH | DFND | 1 | 48,946 | 0 | 0 | |
| Ciena Corp | COM | 171779309 | 214 | 5,211 | SH | DFND | 1 | 5,211 | 0 | 0 | |
| Colfax Corp | COM | 194014106 | 206 | 7,359 | SH | DFND | 1 | 7,359 | 0 | 0 | |
| Computer Task Group Inc | COM | 205477102 | 333 | 82,964 | SH | DFND | 1 | 82,964 | 0 | 0 | |
| Constellation Brands Inc | COM | 21036P108 | 288 | 1,467 | SH | DFND | 1 | 1,467 | 0 | 0 | |
| Coupa Software Inc | COM | 22266L106 | 233 | 1,842 | SH | DFND | 1 | 1,842 | 0 | 0 | |
| Cresco Labs Inc | COM | 22587M106 | 284 | 27,671 | SH | DFND | 1 | 27,671 | 0 | 0 | |
| Crown Holdings Inc | COM | 228368106 | 5,367 | 87,847 | SH | DFND | 1 | 87,847 | 0 | 0 | |
| CSX Corp | COM | 126408103 | 604 | 7,808 | SH | DFND | 1 | 7,808 | 0 | 0 | |
| Daxor Corp | COM | 239467103 | 380 | 47,752 | SH | DFND | 1 | 47,752 | 0 | 0 | |
| EDAP TMS SA | SPONSORED ADR | 268311107 | 623 | 230,587 | SH | DFND | 1 | 230,587 | 0 | 0 | |
| Epizyme Inc | COM | 29428V104 | 1,965 | 156,575 | SH | DFND | 1 | 156,575 | 0 | 0 | |
| Eton Pharmaceuticals Inc | COM | 29772L108 | 1,141 | 144,493 | SH | DFND | 1 | 144,493 | 0 | 0 | |
| Etsy Inc | COM | 29786A106 | 242 | 3,946 | SH | DFND | 1 | 3,946 | 0 | 0 | |
| Extended Stay America Inc | UNIT 99/99/9999B | 30224P200 | 327 | 19,363 | SH | DFND | 1 | 19,363 | 0 | 0 | |
| Fang Holdings Ltd | ADR | 30711Y102 | 73 | 23,543 | SH | DFND | 1 | 23,543 | 0 | 0 | |
| Farfetch Ltd | COM | 30744W107 | 709 | 34,093 | SH | DFND | 1 | 34,093 | 0 | 0 | |
| Ford Motor Co | COM | 345370860 | 101 | 10,057 | SH | DFND | 1 | 10,057 | 0 | 0 | |
| Fortuna Silver Mines Inc | COM | 349915108 | 49 | 17,325 | SH | DFND | 1 | 17,325 | 0 | 0 | |
| Gaia Inc | COM | 36269P104 | 363 | 47,868 | SH | DFND | 1 | 47,868 | 0 | 0 | |
| GCI Liberty Inc | COM | 36164V305 | 1,072 | 17,447 | SH | DFND | 1 | 17,447 | 0 | 0 | |
| Gilead Sciences Inc | COM | 375558103 | 2,048 | 30,315 | SH | DFND | 1 | 30,315 | 0 | 0 | |
| Globalstar Inc | COM | 378973408 | 12 | 24,375 | SH | DFND | 1 | 24,375 | 0 | 0 | |
| Green Thumb Industries Inc/CA | COM | 39342L108 | 235 | 21,126 | SH | DFND | 1 | 21,126 | 0 | 0 | |
| GrubHub Inc | COM | 400110102 | 956 | 12,254 | SH | DFND | 1 | 12,254 | 0 | 0 | |
| Harrow Health Inc | COM | 415858109 | 2,072 | 261,663 | SH | DFND | 1 | 261,663 | 0 | 0 | |
| Hostess Brands Inc | COM | 44109J106 | 1,159 | 80,252 | SH | DFND | 1 | 80,252 | 0 | 0 | |
| HTG Molecular Diagnostics Inc | COM | 40434H104 | 433 | 260,822 | SH | DFND | 1 | 260,822 | 0 | 0 | |
| HubSpot Inc | COM | 443573100 | 200 | 1,175 | SH | DFND | 1 | 1,175 | 0 | 0 | |
| Icad Inc | COM | 44934S206 | 113 | 17,704 | SH | DFND | 1 | 17,704 | 0 | 0 | |
| ID Systems Inc | COM | 449489103 | 422 | 71,805 | SH | DFND | 1 | 71,805 | 0 | 0 | |
| International Game Technology | COM | G4863A108 | 3,131 | 241,433 | SH | DFND | 1 | 241,433 | 0 | 0 | |
| Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 1,543 | 8,263 | SH | DFND | 1 | 8,263 | 0 | 0 | |
| iShares Russell 1000 Growth ET | RUS 1000 GRW ETF | 464287614 | 546 | 3,473 | SH | DFND | 1 | 3,473 | 0 | 0 | |
| Juniper Networks Inc | COM | 48203R104 | 335 | 12,586 | SH | DFND | 1 | 12,586 | 0 | 0 | |
| KraneShares CSI China Internet | CSI CHI INTERNET | 500767306 | 1,072 | 24,382 | SH | DFND | 1 | 24,382 | 0 | 0 | |
| Kratos Defense & Security Solu | COM | 50077B207 | 490 | 21,427 | SH | DFND | 1 | 21,427 | 0 | 0 | |
| Liberty Media Corp-Liberty Sir | COM A SIRIUSXM | 531229409 | 358 | 9,474 | SH | DFND | 1 | 9,474 | 0 | 0 | |
| Lilis Energy Inc | COM | 532403201 | 136 | 223,728 | SH | DFND | 1 | 223,728 | 0 | 0 | |
| Lincoln National Corp | COM | 534187109 | 864 | 13,489 | SH | DFND | 1 | 13,489 | 0 | 0 | |
| LiqTech International Inc | COM | 53632A201 | 2,991 | 301,769 | SH | DFND | 1 | 301,769 | 0 | 0 | |
| Louisiana-Pacific Corp | COM | 546347105 | 919 | 35,042 | SH | DFND | 1 | 35,042 | 0 | 0 | |
| Lyft Inc | COM | 55087P104 | 1,767 | 26,894 | SH | DFND | 1 | 26,894 | 0 | 0 | |
| Merck & Co Inc | COM | 58933Y105 | 4,580 | 54,619 | SH | DFND | 1 | 54,619 | 0 | 0 | |
| Meritor Inc | COM | 59001K100 | 1,724 | 71,095 | SH | DFND | 1 | 71,095 | 0 | 0 | |
| MGIC Investment Corp | COM | 552848103 | 260 | 19,809 | SH | DFND | 1 | 19,809 | 0 | 0 | |
| Mogo Inc | COM | 60800C109 | 380 | 111,806 | SH | DFND | 1 | 111,806 | 0 | 0 | |
| Motus GI Holdings Inc | COM | 62014P108 | 641 | 211,447 | SH | DFND | 1 | 211,447 | 0 | 0 | |
| Nexstar Media Group Inc | COM | 65336K103 | 256 | 2,551 | SH | DFND | 1 | 2,551 | 0 | 0 | |
| Nokia Oyj | SPONSORED ADR | 654902204 | 250 | 50,334 | SH | DFND | 1 | 50,334 | 0 | 0 | |
| Norfolk Southern Corp | COM | 655844108 | 434 | 2,188 | SH | DFND | 1 | 2,188 | 0 | 0 | |
| Novartis AG | SPONSORED ADR | 66987V109 | 5,838 | 63,941 | SH | DFND | 1 | 63,941 | 0 | 0 | |
| Nutanix Inc | COM | 67059N108 | 267 | 10,301 | SH | DFND | 1 | 10,301 | 0 | 0 | |
| Oracle Corp | COM | 68389X105 | 1,774 | 31,271 | SH | DFND | 1 | 31,271 | 0 | 0 | |
| Organigram Holdings Inc | COM | 68620P101 | 137 | 21,205 | SH | DFND | 1 | 21,205 | 0 | 0 | |
| Pacira BioSciences Inc | COM | 695127100 | 955 | 21,948 | SH | DFND | 1 | 21,948 | 0 | 0 | |
| Phoenix New Media Ltd | SPONSORED ADS | 71910C103 | 83 | 25,537 | SH | DFND | 1 | 25,537 | 0 | 0 | |
| Pioneer Natural Resources Co | COM | 723787107 | 2,304 | 14,977 | SH | DFND | 1 | 14,977 | 0 | 0 | |
| Planet Fitness Inc | COM | 72703H101 | 440 | 6,074 | SH | DFND | 1 | 6,074 | 0 | 0 | |
| Profire Energy Inc | COM | 74316X101 | 1,178 | 780,044 | SH | DFND | 1 | 780,044 | 0 | 0 | |
| Prudential Financial Inc | COM | 744320102 | 1,272 | 12,592 | SH | DFND | 1 | 12,592 | 0 | 0 | |
| PTC Therapeutics Inc | COM | 69366J200 | 2,003 | 44,518 | SH | DFND | 1 | 44,518 | 0 | 0 | |
| RealPage Inc | COM | 75606N109 | 2,253 | 38,282 | SH | DFND | 1 | 38,282 | 0 | 0 | |
| Regeneron Pharmaceuticals Inc | COM | 75886F107 | 1,397 | 4,463 | SH | DFND | 1 | 4,463 | 0 | 0 | |
| RH | COM | 74967X103 | 2,586 | 22,369 | SH | DFND | 1 | 22,369 | 0 | 0 | |
| Sarepta Therapeutics Inc | COM | 803607100 | 248 | 1,634 | SH | DFND | 1 | 1,634 | 0 | 0 | |
| SeaWorld Entertainment Inc | COM | 81282V100 | 1,326 | 42,786 | SH | DFND | 1 | 42,786 | 0 | 0 | |
| Semler Scientific Inc | COM | 81684M104 | 3,007 | 68,816 | SH | DFND | 1 | 68,816 | 0 | 0 | |
| Sherwin-Williams Co/The | COM | 824348106 | 350 | 764 | SH | DFND | 1 | 764 | 0 | 0 | |
| Slack Technologies Inc | COM | 83088V102 | 361 | 9,630 | SH | DFND | 1 | 9,630 | 0 | 0 | |
| Sonim Technologies Inc | COM | 83548F101 | 306 | 24,038 | SH | DFND | 1 | 24,038 | 0 | 0 | |
| SPDR S&P Oil & Gas Exploration | S&P OILGAS EXP | 78464A730 | 597 | 21,925 | SH | DFND | 1 | 21,925 | 0 | 0 | |
| Spotify Technology SA | COM | L8681T102 | 3,822 | 26,137 | SH | DFND | 1 | 26,137 | 0 | 0 | |
| Square Inc | COM | 852234103 | 925 | 12,751 | SH | DFND | 1 | 12,751 | 0 | 0 | |
| Stars Group Inc/The | COM | 85570W100 | 1,819 | 106,577 | SH | DFND | 1 | 106,577 | 0 | 0 | |
| State Street Corp | COM | 857477103 | 1,244 | 22,193 | SH | DFND | 1 | 22,193 | 0 | 0 | |
| Stitch Fix Inc | COM | 860897107 | 1,763 | 55,121 | SH | DFND | 1 | 55,121 | 0 | 0 | |
| SVMK Inc | COM | 78489X103 | 2,656 | 160,868 | SH | DFND | 1 | 160,868 | 0 | 0 | |
| Teleflex Inc | COM | 879369106 | 278 | 838 | SH | DFND | 1 | 838 | 0 | 0 | |
| Tesla Inc | COM | 88160R101 | 5,975 | 26,737 | SH | DFND | 1 | 26,737 | 0 | 0 | |
| Timken Co/The | COM | 887389104 | 303 | 5,910 | SH | DFND | 1 | 5,910 | 0 | 0 | |
| TOTAL SA | SPONSORED ADS | 89151E109 | 3,509 | 62,889 | SH | DFND | 1 | 62,889 | 0 | 0 | |
| TransDigm Group Inc | COM | 893641100 | 893 | 1,845 | SH | DFND | 1 | 1,845 | 0 | 0 | |
| Twitter Inc | COM | 90184L102 | 1,606 | 46,030 | SH | DFND | 1 | 46,030 | 0 | 0 | |
| Uber Technologies Inc | COM | 90353T100 | 1,427 | 30,768 | SH | DFND | 1 | 30,768 | 0 | 0 | |
| Univar Inc | COM | 91336L107 | 1,725 | 78,259 | SH | DFND | 1 | 78,259 | 0 | 0 | |
| VanEck Vectors Junior Gold Min | JR GOLD MINERS E | 92189F791 | 439 | 12,591 | SH | DFND | 1 | 12,591 | 0 | 0 | |
| VanEck Vectors Oil Services ET | OIL SVCS ETF | 92189F718 | 603 | 40,711 | SH | DFND | 1 | 40,711 | 0 | 0 | |
| ViaSat Inc | COM | 92552V100 | 212 | 2,617 | SH | DFND | 1 | 2,617 | 0 | 0 | |
| Wendy's Co/The | COM | 95058W100 | 2,053 | 104,849 | SH | DFND | 1 | 104,849 | 0 | 0 | |
| Western Digital Corp | COM | 958102105 | 730 | 15,350 | SH | DFND | 1 | 15,350 | 0 | 0 | |
| WidePoint Corp | COM | 967590100 | 94 | 224,145 | SH | DFND | 1 | 224,145 | 0 | 0 | |
| William Lyon Homes | COM | 552074700 | 2,701 | 148,146 | SH | DFND | 1 | 148,146 | 0 | 0 | |
| Woodward Inc | COM | 980745103 | 203 | 1,795 | SH | DFND | 1 | 1,795 | 0 | 0 | |
| Wright Medical Group NV | COM | N96617118 | 553 | 18,548 | SH | DFND | 1 | 18,548 | 0 | 0 | |
| Zillow Group Inc | COM | 98954M200 | 976 | 21,039 | SH | DFND | 1 | 21,039 | 0 | 0 | |