The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLERGAN PLC | SHS | G0177J108 | 58,601 | 350,000 | SH | Put | SOLE | 350,000 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 11,720 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 14,004 | 201,880 | SH | SOLE | 201,880 | 0 | 0 | ||
| ANADARKO PETE CORP | COM | 032511107 | 33,236 | 471,034 | SH | SOLE | 471,034 | 0 | 0 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 1,728 | 161,150 | SH | SOLE | 161,150 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 50,916 | 550,800 | SH | SOLE | 550,800 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 71,567 | 774,200 | SH | Put | SOLE | 774,200 | 0 | 0 | |
| CENTENE CORP DEL | COM | 15135B101 | 3,545 | 67,600 | SH | SOLE | 67,600 | 0 | 0 | ||
| DBX ETF TR | XTRACK HRVST CSI | 233051879 | 5,744 | 203,966 | SH | SOLE | 203,966 | 0 | 0 | ||
| INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 2,929 | 262,000 | SH | SOLE | 262,000 | 0 | 0 | ||
| INVESCO SR INCOME TR | COM | 46131H107 | 5,861 | 1,356,770 | SH | SOLE | 1,356,770 | 0 | 0 | ||
| ISHARES INC | MSCI HONG KG ETF | 464286871 | 45,557 | 1,760,335 | SH | SOLE | 1,760,335 | 0 | 0 | ||
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 38,657 | 903,825 | SH | SOLE | 903,825 | 0 | 0 | ||
| ISHARES TR | MSCI CHINA ETF | 46429B671 | 16,646 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
| KRANESHARES TR | BOSERA MSCI CH | 500767405 | 1,471 | 47,511 | SH | SOLE | 47,511 | 0 | 0 | ||
| MANULIFE FINL CORP | COM | 56501R106 | 182 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 35,968 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 22,134 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
| RED HAT INC | COM | 756577102 | 102,603 | 546,458 | SH | SOLE | 546,458 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 60,703 | 323,300 | SH | Put | SOLE | 323,300 | 0 | 0 | |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 11,969 | 904,673 | SH | SOLE | 904,673 | 0 | 0 | ||
| T MOBILE US INC | COM | 872590104 | 1,521 | 20,512 | SH | SOLE | 20,512 | 0 | 0 | ||
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 5,908 | 333,772 | SH | SOLE | 333,772 | 0 | 0 | ||