The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,273 | 17,500 | SH | Put | DFND | 17,500 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 1,138 | 15,650 | SH | DFND | 15,650 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 4,125 | 14,000 | SH | Call | DFND | 14,000 | 0 | 0 | |
ADOBE INC | COM | 00724F101 | 6,600 | 22,400 | SH | Put | DFND | 22,400 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,956 | 2,730 | SH | DFND | 2,730 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4,115 | 3,800 | SH | Call | DFND | 3,800 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 12,994 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,524 | 805 | SH | DFND | 805 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 7,953 | 4,200 | SH | Call | DFND | 4,200 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 14,392 | 7,600 | SH | Put | DFND | 7,600 | 0 | 0 | |
APPLE INC | COM | 037833100 | 4,730 | 23,900 | SH | Put | DFND | 23,900 | 0 | 0 | |
APPLE INC | COM | 037833100 | 4,631 | 23,400 | SH | Call | DFND | 23,400 | 0 | 0 | |
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 1,435 | 6,900 | SH | Call | DFND | 6,900 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 815 | 5,000 | SH | Call | DFND | 5,000 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 3,307 | 20,300 | SH | Put | DFND | 20,300 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 375 | 2,300 | SH | DFND | 2,300 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 2,600 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 2,600 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 3,535 | 9,712 | SH | DFND | 9,712 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 910 | 2,500 | SH | Call | DFND | 2,500 | 0 | 0 | |
BOEING CO | COM | 097023105 | 10,920 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 599 | 4,396 | SH | DFND | 4,396 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 2,044 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 4,429 | 32,500 | SH | Put | DFND | 32,500 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,188 | 21,700 | SH | DFND | 21,700 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 5,659 | 103,400 | SH | Put | DFND | 103,400 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 5,659 | 103,400 | SH | Call | DFND | 103,400 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 7,638 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,120 | 26,500 | SH | DFND | 26,500 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,539 | 36,400 | SH | Call | DFND | 36,400 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 5,145 | 121,700 | SH | Put | DFND | 121,700 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 2,563 | 9,700 | SH | Call | DFND | 9,700 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 2,246 | 8,500 | SH | Put | DFND | 8,500 | 0 | 0 | |
CSX CORP | COM | 126408103 | 3,489 | 45,100 | SH | Call | DFND | 45,100 | 0 | 0 | |
CSX CORP | COM | 126408103 | 4,990 | 64,500 | SH | Put | DFND | 64,500 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 5,568 | 33,600 | SH | Call | DFND | 33,600 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 4,342 | 26,200 | SH | Put | DFND | 26,200 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6,299 | 111,000 | SH | Call | DFND | 111,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 5,295 | 93,300 | SH | Put | DFND | 93,300 | 0 | 0 | |
EBAY INC | COM | 278642103 | 4,558 | 115,400 | SH | Put | DFND | 115,400 | 0 | 0 | |
EBAY INC | COM | 278642103 | 4,179 | 105,800 | SH | Call | DFND | 105,800 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 692 | 5,200 | SH | DFND | 5,200 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,384 | 10,400 | SH | Put | DFND | 10,400 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 8,357 | 43,300 | SH | Call | DFND | 43,300 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 9,940 | 51,500 | SH | Put | DFND | 51,500 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,688 | 43,800 | SH | Call | DFND | 43,800 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,560 | 40,500 | SH | Put | DFND | 40,500 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 491 | 2,400 | SH | DFND | 2,400 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,130 | 15,300 | SH | Call | DFND | 15,300 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 6,343 | 31,000 | SH | Put | DFND | 31,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 1,934 | 9,300 | SH | Put | DFND | 9,200 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 717 | 3,450 | SH | DFND | 3,450 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 8,836 | 24,000 | SH | Call | DFND | 24,000 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 4,418 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 3,092 | 64,600 | SH | Call | DFND | 64,600 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 4,471 | 93,400 | SH | Put | DFND | 93,400 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 607 | 4,400 | SH | DFND | 4,400 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,144 | 22,800 | SH | Call | DFND | 22,800 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 5,185 | 37,600 | SH | Put | DFND | 37,600 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 18,674 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 26,154 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 3,132 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 679 | 32,500 | SH | DFND | 32,500 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 835 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 13,560 | 37,300 | SH | Put | DFND | 37,300 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 3,617 | 9,950 | SH | DFND | 9,950 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,236 | 3,400 | SH | Call | DFND | 3,400 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 2,894 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,979 | 29,700 | SH | Call | DFND | 29,700 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 9,525 | 71,100 | SH | Put | DFND | 71,100 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 488 | 9,050 | SH | DFND | 9,050 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 2,695 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 2,528 | 46,900 | SH | Put | DFND | 46,900 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 1,074 | 4,200 | SH | DFND | 4,200 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 2,481 | 9,700 | SH | Call | DFND | 9,700 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 6,548 | 25,600 | SH | Put | DFND | 25,600 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 10,248 | 27,900 | SH | Call | DFND | 27,900 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 9,367 | 25,500 | SH | Put | DFND | 25,500 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 1,642 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 821 | 5,000 | SH | Call | DFND | 5,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 7,314 | 63,900 | SH | Call | DFND | 63,900 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 4,578 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 3,331 | 25,400 | SH | Call | DFND | 25,400 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 66 | 500 | SH | Put | DFND | 500 | 0 | 0 | |
PROSHARES TR II | SHT VIX ST TRM | 74347W130 | 10,079 | 187,100 | SH | Call | DFND | 1 | 187,100 | 0 | 0 |
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 22,043 | 700,000 | SH | Call | DFND | 1 | 700,000 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 1,521 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,790 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,892 | 6,456 | SH | DFND | 6,456 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21,975 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | |
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78468R622 | 16,341 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 1,561 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 85 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 1,419 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 1,148 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 2,295 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 1,086 | 12,400 | SH | DFND | 12,400 | 0 | 0 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 1,313 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 6,741 | 77,000 | SH | Put | DFND | 77,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 6,473 | 37,300 | SH | Call | DFND | 37,300 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,510 | 8,700 | SH | Put | DFND | 8,700 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 2,213 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 2,213 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 |