The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 142 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
3M CO | COM | 88579Y101 | 1,810 | 10,440 | SH | SOLE | 10,440 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,009 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 40 | 146 | SH | SOLE | 146 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 2 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 260,589 | 240,662 | SH | SOLE | 240,662 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 986 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 331 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 5,064 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,148 | 606 | SH | SOLE | 606 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 146 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 15,376 | 217,911 | SH | SOLE | 217,911 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 3,980 | 85,900 | SH | SOLE | 85,900 | 0 | 0 | ||
ASE TECHNOLOGY HOLDING CO LT | SPONSORED ADS | 00215W100 | 8,212 | 2,069,000 | SH | SOLE | 2,069,000 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 622 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 1,997 | 40,055 | SH | SOLE | 40,055 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 2 | 85,000 | SH | Put | SOLE | 85,000 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 2,100 | 42,735 | SH | SOLE | 42,735 | 0 | 0 | ||
BHP GROUP LTD | SPONSORED ADS | 088606108 | 739 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 59 | 8,600 | SH | Call | SOLE | 8,600 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 25 | 8,600 | SH | Put | SOLE | 8,600 | 0 | 0 | |
CERNER CORP | COM | 156782104 | 979 | 13,359 | SH | SOLE | 13,359 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 52 | 13,800 | SH | Call | SOLE | 13,800 | 0 | 0 | |
CERNER CORP | COM | 156782104 | 156 | 93,800 | SH | Put | SOLE | 93,800 | 0 | 0 | |
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 1,529 | 124,130 | SH | SOLE | 124,130 | 0 | 0 | ||
CHINA LODGING GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 5,419 | 5,000 | PRN | SOLE | 5,000 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 3,546 | 4,838 | SH | SOLE | 4,838 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 434 | 21,200 | SH | Put | SOLE | 21,200 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 116 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 398 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 740 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 94 | 95,000 | SH | Put | SOLE | 95,000 | 0 | 0 | |
CSX CORP | COM | 126408103 | 69 | 889 | SH | SOLE | 889 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 4 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 330 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 11,047 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 0 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 179 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 117 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 109 | 925 | SH | SOLE | 925 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 9 | 10,300 | SH | Put | SOLE | 10,300 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 642 | 8,373 | SH | SOLE | 8,373 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 51 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 108 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 1,893 | 11,532 | SH | SOLE | 11,532 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 298 | 37,500 | SH | Put | SOLE | 37,500 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 417 | 103,000 | SH | Put | SOLE | 103,000 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 3,190 | 94,688 | SH | SOLE | 94,688 | 0 | 0 | ||
GARMIN LTD | SHS | H2906T109 | 19 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 8 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 804 | 121,500 | SH | Call | SOLE | 121,500 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 218 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 82 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 175 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
HP INC | COM | 40434L105 | 11 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
HP INC | COM | 40434L105 | 76 | 3,650 | SH | SOLE | 3,650 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 9,812 | 236,550 | SH | SOLE | 236,550 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 48,344 | 3,804,428 | SH | SOLE | 3,804,428 | 0 | 0 | ||
II VI INC | COM | 902104108 | 1,399 | 38,260 | SH | SOLE | 38,260 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 56,424 | 5,273,294 | SH | SOLE | 5,273,294 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,405 | 2,679 | SH | SOLE | 2,679 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 145 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
IPG PHOTONICS CORP | COM | 44980X109 | 1,125 | 7,291 | SH | SOLE | 7,291 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 140 | 24,300 | SH | Put | SOLE | 24,300 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 427 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 2,256 | 24,620 | SH | SOLE | 24,620 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 975 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 167 | 249,600 | SH | Call | SOLE | 249,600 | 0 | 0 | |
KT CORP | SPONSORED ADR | 48268K101 | 52,607 | 4,252,760 | SH | SOLE | 4,252,760 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 29 | 5,300 | SH | Put | SOLE | 5,300 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 148 | 2,513 | SH | SOLE | 2,513 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 4 | 5,300 | SH | Call | SOLE | 5,300 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 844 | 4,611 | SH | SOLE | 4,611 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 57 | 32,800 | SH | Put | SOLE | 32,800 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 113 | 4,800 | SH | Call | SOLE | 4,800 | 0 | 0 | |
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 3,659 | 473,478 | SH | SOLE | 473,478 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 222 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 143 | 43,000 | SH | Put | SOLE | 43,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,019 | 15,070 | SH | SOLE | 15,070 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 184 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 22,354 | 4,705,825 | SH | SOLE | 4,705,825 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 1,483 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 413 | 162,000 | SH | SOLE | 162,000 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 2,149 | 610,526 | SH | SOLE | 610,526 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 66 | 329 | SH | SOLE | 329 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 5 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 785 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 262 | 60,800 | SH | Put | SOLE | 60,800 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 81 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 160 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 177 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 2,302 | 17,558 | SH | SOLE | 17,558 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,013 | 12,897 | SH | SOLE | 12,897 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 32 | 34,600 | SH | Call | SOLE | 34,600 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 134 | 39,600 | SH | Put | SOLE | 39,600 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 2,004 | 97,126 | SH | SOLE | 97,126 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 493 | 325,000 | SH | Put | SOLE | 325,000 | 0 | 0 | |
POSCO | SPONSORED ADR | 693483109 | 387 | 7,320 | SH | SOLE | 7,320 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 10 | 84 | SH | SOLE | 84 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 2 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 3 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 197 | 27,900 | SH | Call | SOLE | 27,900 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 3 | 3,600 | SH | Put | SOLE | 3,600 | 0 | 0 | |
QUDIAN INC | ADR | 747798106 | 327 | 43,600 | SH | SOLE | 43,600 | 0 | 0 | ||
RALPH LAUREN CORP | CL A | 751212101 | 3,515 | 30,945 | SH | SOLE | 30,945 | 0 | 0 | ||
RALPH LAUREN CORP | CL A | 751212101 | 290 | 40,600 | SH | Put | SOLE | 40,600 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 16,075 | 85,615 | SH | SOLE | 85,615 | 0 | 0 | ||
RH | COM | 74967X103 | 1,584 | 13,701 | SH | SOLE | 13,701 | 0 | 0 | ||
RH | COM | 74967X103 | 166 | 54,800 | SH | Put | SOLE | 54,800 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 1,649 | 26,459 | SH | SOLE | 26,459 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 50 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 428 | 1,427 | SH | SOLE | 1,427 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 70 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SKECHERS U S A INC | CL A | 830566105 | 1,027 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 1,842 | 14,645 | SH | SOLE | 14,645 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 156 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 930 | 12,820 | SH | SOLE | 12,820 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 100 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 740 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 1,265 | 27,944 | SH | SOLE | 27,944 | 0 | 0 | ||
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 12,438 | 1,761,137 | SH | SOLE | 1,761,137 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 4 | 36,600 | SH | Call | SOLE | 36,600 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 46,087 | 1,176,598 | SH | SOLE | 1,176,598 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 26,146 | 1,474,286 | SH | SOLE | 1,474,286 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 355 | 47,300 | SH | Put | SOLE | 47,300 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 363 | 60,200 | SH | Call | SOLE | 60,200 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 16 | 85,000 | SH | Put | SOLE | 85,000 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 297 | 2,177 | SH | SOLE | 2,177 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 3,661 | 1,626,663 | SH | SOLE | 1,626,663 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 1,848 | 13,937 | SH | SOLE | 13,937 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 246 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 3,121 | 60,499 | SH | SOLE | 60,499 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 18 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 311 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 6 | 900 | SH | Call | SOLE | 900 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 4 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 7,259 | 1,676,379 | SH | SOLE | 1,676,379 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 1 | 7 | SH | SOLE | 7 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 1 | 8,800 | SH | Put | SOLE | 8,800 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 1 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 0 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 4 | 1,800 | SH | Call | SOLE | 1,800 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 0 | 1,800 | SH | Put | SOLE | 1,800 | 0 | 0 | |
YY INC | SPONSORED ADS A | 98426T106 | 10,943 | 157,030 | SH | SOLE | 157,030 | 0 | 0 |