The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
360 FINANCE INC ADS 88557W101 588 50,000 SH   SOLE   50,000 0 0
ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 1,012 100,000 SH   SOLE   100,000 0 0
ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 7,004 145,000 SH   SOLE   145,000 0 0
AKERNA CORP *W EXP 01/30/202 00973W110 208 69,900 SH   SOLE   69,900 0 0
AKERNA CORP COM 00973W102 2,116 97,944 SH   SOLE   97,944 0 0
AKERO THERAPEUTICS INC COM 00973Y108 2,107 110,000 SH   SOLE   110,000 0 0
ALBANY INTL CORP CL A 012348108 403 4,862 SH   SOLE   4,862 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 4,938 35,000 SH   SOLE   35,000 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 4,354 60,000 SH   SOLE   60,000 0 0
ALTICE USA INC CL A 02156K103 9,010 370,000 SH   SOLE   370,000 0 0
AMERICAN ASSETS TR INC COM 024013104 9,424 200,000 SH   SOLE   200,000 0 0
AMERICOLD RLTY TR COM 03064D108 648 20,000 SH   SOLE   20,000 0 0
AMICUS THERAPEUTICS INC COM 03152W109 1,560 125,000 SH   SOLE   125,000 0 0
ANAPLAN INC COM 03272L108 2,271 45,000 SH   SOLE   45,000 0 0
ARCO PLATFORM LTD COM CL A G04553106 744 17,000 SH   SOLE   17,000 0 0
ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1,170 44,691 SH   SOLE   44,691 0 0
ARQULE INC COM 04269E107 2,312 210,000 SH   SOLE   210,000 0 0
ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 375 249,999 SH   SOLE   249,999 0 0
ATENTO S A SHS L0427L105 498 200,000 SH   SOLE   200,000 0 0
ATRECA INC CL A COM 04965G109 2,920 155,000 SH   SOLE   155,000 0 0
AVALARA INC COM 05338G106 3,170 43,903 SH   SOLE   43,903 0 0
AVANTOR INC 6.25 PFD CNV SR 05352A209 301 5,000 SH   SOLE   5,000 0 0
AVANTOR INC COM 05352A100 13,359 699,800 SH   SOLE   699,800 0 0
AXA EQUITABLE HLDGS INC COM 054561105 2,003 95,835 SH   SOLE   95,835 0 0
AZUL S A SPONSR ADR PFD 05501U106 836 25,000 SH   SOLE   25,000 0 0
BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 532 52,900 SH   SOLE   52,900 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 4,379 100,000 SH   SOLE   100,000 0 0
BIONANO GENOMICS INC *W EXP 08/21/202 09075F115 119 163,265 SH   SOLE   163,265 0 0
BIONANO GENOMICS INC COM 09075F107 202 82,595 SH   SOLE   82,595 0 0
BJS WHSL CLUB HLDGS INC COM 05550J101 2,640 100,000 SH   SOLE   100,000 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 3,558 100,000 SH   SOLE   100,000 0 0
BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 310 500,000 SH   SOLE   500,000 0 0
BRIDGEBIO PHARMA INC COM 10806X102 1,349 50,000 SH   SOLE   50,000 0 0
CALITHERA BIOSCIENCES INC COM 13089P101 1,170 300,000 SH   SOLE   300,000 0 0
CAMBIUM NETWORKS CORP SHS G17766109 384 40,000 SH   SOLE   40,000 0 0
CARBON BLACK INC COM 14081R103 1,421 85,000 SH   SOLE   85,000 0 0
CARDLYTICS INC COM 14161W105 390 15,000 SH   SOLE   15,000 0 0
CHANGE HEALTHCARE INC COM 15912K100 10,257 702,500 SH   SOLE   702,500 0 0
CHARDAN HEALTHCARE ACQUISITI *W EXP 12/13/202 15957A116 88 200,000 SH   SOLE   200,000 0 0
CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 94 124,999 SH   SOLE   124,999 0 0
CHEWY INC CL A 16679L109 3,500 100,000 SH   SOLE   100,000 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 5,836 575,000 SH   SOLE   575,000 0 0
CIDARA THERAPEUTICS INC COM 171757107 808 480,851 SH   SOLE   480,851 0 0
CISION LTD SHS G1992S109 1,584 135,000 SH   SOLE   135,000 0 0
CLIPPER RLTY INC COM 18885T306 2,268 202,824 SH   SOLE   202,824 0 0
COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 433 333,332 SH   SOLE   333,332 0 0
COLLIER CREEK HOLDINGS COM CL A G22707106 5,000 500,000 SH   SOLE   500,000 0 0
CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 114 174,998 SH   SOLE   174,998 0 0
CROWDSTRIKE HLDGS INC CL A 22788C105 2,936 43,000 SH   SOLE   43,000 0 0
CRYOPORT INC COM PAR $0.001 229050307 1,374 75,000 SH   SOLE   75,000 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 1,023 1,000 SH   SOLE   1,000 0 0
DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 310 37,684 SH   SOLE   37,684 0 0
DESCARTES SYS GROUP INC COM 249906108 6,638 179,659 SH   SOLE   179,659 0 0
DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 323 258,333 SH   SOLE   258,333 0 0
DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 2,012 200,000 SH   SOLE   200,000 0 0
DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 80 99,998 SH   SOLE   99,998 0 0
DIAMONDPEAK HLDGS COR COM CL A 25280H100 2,916 299,994 SH   SOLE   299,994 0 0
ELASTIC N V ORD SHS N14506104 747 10,000 SH   SOLE   10,000 0 0
EVERQUOTE INC COM CL A 30041R108 445 34,255 SH   SOLE   34,255 0 0
EVO PMTS INC CL A COM 26927E104 568 18,000 SH   SOLE   18,000 0 0
FARFETCH LTD ORD SH CL A 30744W107 743 35,745 SH   SOLE   35,745 0 0
FASTLY INC CL A 31188V100 231 11,411 SH   SOLE   11,411 0 0
FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 382 274,999 SH   SOLE   274,999 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 3,433 349,998 SH   SOLE   349,998 0 0
FIVERR INTL LTD ORD SHS M4R82T106 2,673 90,000 SH   SOLE   90,000 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 1,693 50,000 SH   SOLE   50,000 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 128 200,000 SH   SOLE   200,000 0 0
FRANKS INTL N V COM N33462107 546 100,000 SH   SOLE   100,000 0 0
FRESHPET INC COM 358039105 1,861 40,900 SH   SOLE   40,900 0 0
GENOCEA BIOSCIENCES INC COM NEW 372427401 392 100,000 SH   SOLE   100,000 0 0
GLADSTONE LD CORP COM 376549101 461 40,000 SH   SOLE   40,000 0 0
GODADDY INC CL A 380237107 1,052 15,000 SH   SOLE   15,000 0 0
GORES METROPOULOS INC *W EXP 01/28/202 382872117 42 33,333 SH   SOLE   33,333 0 0
GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 350 25,000 SH   SOLE   25,000 0 0
GROCERY OUTLET HLDG CORP COM 39874R101 1,480 45,000 SH   SOLE   45,000 0 0
GSX TECHEDU INC SPONSORED ADS 36257Y109 1,117 103,520 SH   SOLE   103,520 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 4,595 450,000 SH   SOLE   450,000 0 0
HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 4,505 425,000 SH   SOLE   425,000 0 0
HERCULES CAPITAL INC COM 427096508 321 25,000 SH   SOLE   25,000 0 0
HUAMI CORP SPONSORED ADS 44331K103 310 30,969 SH   SOLE   30,969 0 0
I3 VERTICALS INC COM CL A 46571Y107 1,767 60,000 SH   SOLE   60,000 0 0
IDEAYA BIOSCIENCES INC COM 45166A102 354 35,546 SH   SOLE   35,546 0 0
IDT CORP CL B NEW 448947507 259 27,365 SH   SOLE   27,365 0 0
INTERNATIONAL MNY EXPRESS IN COM 46005L101 1,803 127,839 SH   SOLE   127,839 0 0
INTERXION HOLDING N.V SHS N47279109 1,522 20,000 SH   SOLE   20,000 0 0
INVITATION HOMES INC COM 46187W107 23,973 896,866 SH   SOLE   896,866 0 0
KARUNA THERAPEUTICS INC COM 48576A100 2,202 110,000 SH   SOLE   110,000 0 0
KEMPER CORP DEL COM 488401100 2,157 25,000 SH   SOLE   25,000 0 0
KORNIT DIGITAL LTD SHS M6372Q113 2,058 65,000 SH   SOLE   65,000 0 0
KRYSTAL BIOTECH INC COM 501147102 1,409 35,000 SH   SOLE   35,000 0 0
KURA ONCOLOGY INC COM 50127T109 4,646 235,956 SH   SOLE   235,956 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 3,000 300,000 SH   SOLE   300,000 0 0
LAUREATE EDUCATION INC CL A 518613203 2,357 150,000 SH   SOLE   150,000 0 0
LENDINGCLUB CORP COM 52603A109 164 50,000 SH   SOLE   50,000 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 398 318,099 SH   SOLE   318,099 0 0
LEVI STRAUSS & CO NEW CL A COM STK 52736R102 2,088 100,000 SH   SOLE   100,000 0 0
LINX S A SPONSORED ADS 53619W101 3,967 435,000 SH   SOLE   435,000 0 0
LULULEMON ATHLETICA INC COM 550021109 16,356 90,763 SH   SOLE   90,763 0 0
LYFT INC CL A COM 55087P104 657 10,000 SH   SOLE   10,000 0 0
MEDICINES CO COM 584688105 5,471 150,000 SH   SOLE   150,000 0 0
MOHAWK GROUP HLDGS INC COM 608189106 161 20,000 SH   SOLE   20,000 0 0
MORPHIC HLDG INC COM 61775R105 1,498 75,592 SH   SOLE   75,592 0 0
MR COOPER GROUP INC COM 62482R107 681 85,000 SH   SOLE   85,000 0 0
MYOVANT SCIENCES LTD COM G637AM102 1,177 130,004 SH   SOLE   130,004 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 1,951 2,295,802 SH   SOLE   2,295,802 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 11,754 1,351,003 SH   SOLE   1,351,003 0 0
NORTHWEST NAT HLDG CO COM 66765N105 1,738 25,000 SH   SOLE   25,000 0 0
NRC GROUP HLDGS CORP COM 629375106 5,424 487,805 SH   SOLE   487,805 0 0
ODONATE THERAPEUTICS INC COM 676079106 734 20,000 SH   SOLE   20,000 0 0
ONESPAWORLD HOLDINGS LIMITED COM P73684113 27,900 1,800,000 SH   SOLE   1,800,000 0 0
OOMA INC COM 683416101 469 44,706 SH   SOLE   44,706 0 0
ORCHARD THERAPEUTICS PLC ADS 68570P101 3,078 220,000 SH   SOLE   220,000 0 0
OUTLOOK THERAPEUTICS INC *W EXP 02/18/202 69012T115 3 25,000 SH   SOLE   25,000 0 0
PERSONALIS INC COM 71535D106 1,254 46,173 SH   SOLE   46,173 0 0
PINDUODUO INC SPONSORED ADS 722304102 722 35,000 SH   SOLE   35,000 0 0
PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 338 250,000 SH   SOLE   250,000 0 0
PIVOTAL ACQUISITION CORP CL A COM 72583A101 2,538 250,000 SH   SOLE   250,000 0 0
PIVOTAL SOFTWARE INC COM CL A 72582H107 211 20,000 SH   SOLE   20,000 0 0
PLANTRONICS INC NEW COM 727493108 681 18,396 SH   SOLE   18,396 0 0
PLURALSIGHT INC COM CL A 72941B106 676 22,292 SH   SOLE   22,292 0 0
PLYMOUTH INDL REIT INC COM 729640102 7,553 398,805 SH   SOLE   398,805 0 0
PREVAIL THERAPEUTICS INC COM 74140Y101 1,188 90,000 SH   SOLE   90,000 0 0
PRIORITY TECHNOLOGY HLDGS IN COM 74275G107 1,963 250,000 SH   SOLE   250,000 0 0
Q2 HLDGS INC COM 74736L109 764 10,000 SH   SOLE   10,000 0 0
QUINSTREET INC COM 74874Q100 634 40,000 SH   SOLE   40,000 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 1,002 100,000 SH   SOLE   100,000 0 0
REVOLVE GROUP INC CL A 76156B107 1,097 31,800 SH   SOLE   31,800 0 0
RMR GROUP INC CL A 74967R106 7,987 170,000 SH   SOLE   170,000 0 0
ROCKWELL MED INC COM 774374102 359 119,209 SH   SOLE   119,209 0 0
SCHOLAR ROCK HLDG CORP COM 80706P103 1,269 80,000 SH   SOLE   80,000 0 0
SERES THERAPEUTICS INC COM 81750R102 322 100,000 SH   SOLE   100,000 0 0
SESEN BIO INC COM 817763105 300 200,000 SH   SOLE   200,000 0 0
SHARPSPRING INC COM 820054104 296 22,753 SH   SOLE   22,753 0 0
SIENTRA INC COM 82621J105 1,602 260,000 SH   SOLE   260,000 0 0
SIRIUS INTERNATIONAL INSURAN COM G8196D101 2,890 253,539 SH   SOLE   253,539 0 0
SMARTSHEET INC COM CL A 83200N103 2,996 61,900 SH   SOLE   61,900 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 44 32,558 SH   SOLE   32,558 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 522 49,998 SH   SOLE   49,998 0 0
SOLARWINDS CORP COM 83417Q105 818 44,597 SH   SOLE   44,597 0 0
SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 2,500 250,000 SH   SOLE   250,000 0 0
SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 194 217,702 SH   SOLE   217,702 0 0
STOKE THERAPEUTICS INC COM 86150R107 2,177 74,621 SH   SOLE   74,621 0 0
SVMK INC COM 78489X103 4,623 280,000 SH   SOLE   280,000 0 0
TENABLE HLDGS INC COM 88025T102 594 20,823 SH   SOLE   20,823 0 0
THE REALREAL INC COM 88339P101 1,503 52,000 SH   SOLE   52,000 0 0
TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 70 99,998 SH   SOLE   99,998 0 0
TRANSLATE BIO INC COM 89374L104 3,789 300,000 SH   SOLE   300,000 0 0
TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 94 124,999 SH   SOLE   124,999 0 0
TWILIO INC CL A 90138F102 3,927 28,799 SH   SOLE   28,799 0 0
UBER TECHNOLOGIES INC COM 90353T100 464 10,000 SH   SOLE   10,000 0 0
UPWORK INC COM 91688F104 563 35,000 SH   SOLE   35,000 0 0
USA TECHNOLOGIES INC COM NO PAR 90328S500 244 32,817 SH   SOLE   32,817 0 0
VAPOTHERM INC COM 922107107 484 21,038 SH   SOLE   21,038 0 0
VENTAS INC COM 92276F100 2,392 35,000 SH   SOLE   35,000 0 0
VERRA MOBILITY CORP COM 92511U102 9,746 744,565 SH   SOLE   744,565 0 0
VICI PPTYS INC COM 925652109 10,535 478,000 SH   SOLE   478,000 0 0
WAITR HLDGS INC COM 930752100 573 91,135 SH   SOLE   91,135 0 0
ZUORA INC COM CL A 98983V106 1,346 87,845 SH   SOLE   87,845 0 0
ZYMEWORKS INC COM 98985W102 1,760 80,000 SH   SOLE   80,000 0 0