-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C7Hv3+bZDAKzcO78Xocs87Tmyg56ypzZbhmHjNmlKUhPIIUgBQVqsp6A73HD8wsF tnpSEVtTGo8fbs/p5TraHA== 0000948600-97-000012.txt : 19970223 0000948600-97-000012.hdr.sgml : 19970223 ACCESSION NUMBER: 0000948600-97-000012 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970221 SROS: BSE SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-85118 FILM NUMBER: 97540655 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951351 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 424B3 1 THIRD SUPPLEMENT TO 12-30-94 PROSPECTUS Filed Pursuant to 424(b)(3) Registration No. 33-85118 PERMA-FIX ENVIRONMENTAL SERVICES, INC. Third Supplement to Prospectus dated December 30, 1994 ______________________________ The five (5) warrants, dated February 10, 1992, to purchase an aggregate of 487,814 shares of Common Stock that are described under "Summary of Securities Being Offered" in the Prospectus and are referred to in other portions of the Prospectus were amended on February 7, 1997, to (i) reduce the exercise price thereof from $2.1475 per share of Common Stock to $1.00 per share of Common Stock and (ii) extend the expiration date of the warrants from February 10, 1997, to March 3, 1997. Such warrants were not otherwise amended. Pursuant to anti-dilution adjustments provided for in such warrants, the exercise price of such warrants was previously reduced from $3.02 per share of Common Stock to $2.1475 per share of Common Stock. On the date of such amendments, such warrants were held by Steve Gorlin (a director of the Company) ("Gorlin"), D. H. Blair Investment Banking Corporation, Productivity Fund II, L.P., Environmental Venture Fund, L.P. and Alfred C. Warrington, IV with respect to the number of shares of Common Stock listed in such description. Such amendments reduce by approximately $560,000 the amount of proceeds the Company would receive if all outstanding warrants held by all of the Selling Shareholders covering that portion of the shares of Common Stock included in the Prospectus were exercised. See "Use of Proceeds" in the Prospectus. On February 14, 1997, Gorlin assigned his interest (covering 206,701 shares of Common Stock) in the warrants referred to in the preceding paragraph to Donald B. Sallee ("Sallee"). Accordingly, Gorlin is no longer a Selling Shareholder, and Sallee is added as a Selling Shareholder. The table below supplements and amends the Selling Security Holders table set forth at pages 29 through 36 of the Prospectus (as supplemented and amended by the First Supplement to the Prospectus dated December 30, 1994, dated January 11, 1995, and the Second Supplement to the Prospectus dated December 30, 1994, dated March 24, 1995) by adding Sallee as a Selling Shareholder. Gorlin is hereby deleted from such Selling Security Holders table. The number of shares of Common Stock and the number of Class B Warrants covered by the Prospectus remains unchanged. Except with respect to the addition of Sallee thereto and the deletion of Gorlin therefrom, and except as supplemented and amended by the First Supplement to the Prospectus dated December 30, 1994, dated January 11, 1995, and the Second Supplement to the Prospectus dated December 30, 1994, dated March 24, 1995, the Selling Security Holders table set forth at pages 29 through 36 of the Prospectus remains unchanged.
Percentage of Common Common Stock Common Stock Beneficially Stock Beneficially Owned Beneficially Common Class B Owned After After Owned Stock Warrants Completion Completion Prior to Being Being of of Selling Shareholder Offering Offered Offered Offering Offering ___________________ _____________ _______ ________ ____________ ___________ Donald B. Sallee 0 206,701 - 0 0
February 17, 1997. -----END PRIVACY-ENHANCED MESSAGE-----