-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKiQU16MyaItrUl+wGiOAs7jVVxaG2pf2y0S0P1HLLMIhsPlF3UREDi4rH0kiGi+ rkxvphdKklDgeMVxdyq2Ow== 0000948600-97-000032.txt : 19970624 0000948600-97-000032.hdr.sgml : 19970624 ACCESSION NUMBER: 0000948600-97-000032 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970623 SROS: BSE SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-14513 FILM NUMBER: 97628241 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951351 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 424B3 1 SUPPLEMENT TO 10-21-96 PROSPECTUS Filed Pursuant to 424(b)(3) Registration No. 333-14513 PERMA-FIX ENVIRONMENTAL SERVICES, INC. Supplement to Prospectus dated October 21, 1996 ___________________________________________ As originally provided in the Prospectus, the Company issued to JW Charles Financial Services, Inc., ("Charles") a warrant dated September 16, 1996, ("Charles Warrant") to purchase up to 450,000 shares of Common Stock, as partial payment for investment banking services rendered in connection with a private placement, which 450,000 shares of Common Stock are described under "Summary of Securities Being Offered" in the Prospectus, are referred to in other portions of the Prospectus and are covered by the Prospectus. Effective June 13, 1997, Charles assigned all of the Charles Warrant by assigning various portions of such to JW Charles Securities, Inc. (a wholly-owned subsidiary of Charles), certain partners, officers and brokers of Charles as well as another broker that was previously employed by Charles (the "Charles Warrant Assignees"). Accordingly, each Charles Warrant Assignee not previously listed as a Selling Shareholder is added as an additional Selling Shareholder in the Prospectus. The table below supplements and amends the Selling Security Holders table set forth at page 21 of the Prospectus by (i) adding as a Selling Stockholder each Charles Warrant Assignee who was not previously listed as a Selling Stockholder, and (ii) adjusting the offering information applicable to Charles, to account for the assignment by Charles of the Charles Warrant. The number of shares of Common Stock covered by the Prospectus remains unchanged. Except with respect to each Selling Stockholder listed below, the Selling Security Holders table set forth at page 21 of the Prospectus remains unchanged.
Common Stock Percentage of Common Beneficially Common Stock Stock Owned Beneficially Beneficially Common After Owned After Owned Stock Completion Completion Prior to Being of of Selling Stockholder Offering Offered Offering Offering ___________________ _________ _______ ____________ ______________ JW Charles Financial 450,000 0 0 0 Services, Inc. JW Charles Securities, 0 112,000 0 0 Inc. Mannion, Paul T. 0 155,000 0 0 Cowherd, H. David 4,000 155,000 4,000 0 Margolis, Max 0 27,500 0 0
June 23, 1997. -----END PRIVACY-ENHANCED MESSAGE-----