The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADT INC | COM | 00090Q103 | 52 | 8,100 | SH | Call | DFND | 1 | 0 | 0 | 8,100 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | 786 | 73,082 | SH | DFND | 0 | 0 | 73,082 | ||
| ADESTO TECHNOLOGIES CORP | COM | 00687D101 | 411 | 68,000 | SH | DFND | 0 | 0 | 68,000 | ||
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 1,855 | 52,203 | SH | DFND | 0 | 0 | 52,203 | ||
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 2,789 | 104,700 | SH | DFND | 0 | 0 | 104,700 | ||
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 798 | 59,827 | SH | DFND | 0 | 0 | 59,827 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 282 | 53,702 | SH | DFND | 0 | 0 | 53,702 | ||
| EXACT SCIENCES CORP | COM | 30063P105 | 269 | 3,100 | SH | Put | DFND | 2 | 0 | 0 | 3,100 |
| EXFO INC | SUB VTG SHS | 302046107 | 184 | 50,000 | SH | DFND | 0 | 0 | 50,000 | ||
| GARRETT MOTION INC | COM | 366505105 | 501 | 34,000 | SH | DFND | 0 | 0 | 34,000 | ||
| GMS INC | COM | 36251C103 | 273 | 18,039 | SH | DFND | 0 | 0 | 18,039 | ||
| J2 GLOBAL INC | COM | 48123V102 | 2,183 | 25,203 | SH | DFND | 0 | 0 | 25,203 | ||
| JD COM INC | SPON ADR CL A | 47215P106 | 302 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
| KAR AUCTION SVCS INC | COM | 48238T109 | 361 | 7,027 | SH | DFND | 0 | 0 | 7,027 | ||
| LOUISIANA PAC CORP | COM | 546347105 | 388 | 15,926 | SH | DFND | 0 | 0 | 15,926 | ||
| LUTHER BURBANK CORP | COM | 550550107 | 308 | 30,473 | SH | DFND | 0 | 0 | 30,473 | ||
| MICROSTRATEGY INC | CL A NEW | 594972408 | 1,118 | 7,750 | SH | DFND | 0 | 0 | 7,750 | ||
| NEVRO CORP | COM | 64157F103 | 250 | 4,000 | SH | Call | DFND | 2 | 0 | 0 | 4,000 |
| POTBELLY CORP | COM | 73754Y100 | 703 | 82,554 | SH | DFND | 0 | 0 | 82,554 | ||
| RAYTHEON CO | COM NEW | 755111507 | 583 | 3,200 | SH | DFND | 0 | 0 | 3,200 | ||
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 174 | 14,000 | SH | DFND | 0 | 0 | 14,000 | ||
| STAMPS COM INC | COM NEW | 852857200 | 236 | 2,900 | SH | Call | DFND | 1 | 0 | 0 | 2,900 |
| VOYA FINL INC | COM | 929089100 | 440 | 8,800 | SH | DFND | 0 | 0 | 8,800 | ||
| WELBILT INC | COM | 949090104 | 1,032 | 63,000 | SH | DFND | 0 | 0 | 63,000 | ||
| WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 333 | 30,516 | SH | DFND | 3 | 0 | 0 | 30,516 | |
| WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 291 | 20,939 | SH | DFND | 3 | 0 | 0 | 20,939 | |