The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alcentra Cap Corp | COM | 01374T102 | 2,519 | 421,230 | SH | DFND | 3 | 421,230 | 0 | 0 | |
| American Airls Group Inc | COM | 02376R102 | 12,395 | 352,821 | SH | DFND | 352,821 | 0 | 0 | ||
| Apollo Invt Corp | COM | 03761U106 | 24,367 | 4,479,247 | SH | DFND | 3 | 4,479,247 | 0 | 0 | |
| Apollo Tactical Income Fd Inc | COM | 037638103 | 357 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
| Ares Cap Corp | COM | 04010L103 | 40,961 | 2,382,826 | SH | DFND | 3 | 2,382,826 | 0 | 0 | |
| Ares Coml Real Estate Corp | COM | 04013V108 | 333 | 23,844 | SH | DFND | 23,844 | 0 | 0 | ||
| Barings BDC Inc | COM | 06759L103 | 13,408 | 1,339,412 | SH | DFND | 3 | 1,339,412 | 0 | 0 | |
| BioScrip Inc. | COM | 09069N108 | 22,285 | 7,188,615 | SH | DFND | 4 | 7,188,615 | 0 | 0 | |
| BlackRock Capital Investment | COM | 092533108 | 11,707 | 1,984,200 | SH | DFND | 3 | 1,984,200 | 0 | 0 | |
| BlackRock Corp Hi Yld Fd Inc | COM | 09255P107 | 289 | 27,500 | SH | DFND | 27,500 | 0 | 0 | ||
| BlackRock Debt Strat Fd Inc | COM NEW | 09255R202 | 159 | 14,298 | SH | DFND | 14,298 | 0 | 0 | ||
| BlackRock TCP Capital Corp | COM | 09259E108 | 12,845 | 902,700 | SH | DFND | 3 | 902,700 | 0 | 0 | |
| California Res Corp | COM NEW | 13057Q206 | 43,676 | 899,984 | SH | DFND | 899,984 | 0 | 0 | ||
| Capital Southwest Corp | COM | 140501107 | 285 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
| Capitala Fin Corp | COM | 14054R106 | 2,516 | 288,866 | SH | DFND | 3 | 288,866 | 0 | 0 | |
| Cincinnati Bell Inc | COM NEW | 171871502 | 42,550 | 2,667,692 | SH | DFND | 4* | 2,667,692 | 0 | 0 | |
| Clear Channel Outdoor Hldgs | CL A | 18451C109 | 9,784 | 1,644,354 | SH | DFND | 4 | 1,644,354 | 0 | 0 | |
| CM Fin Inc | COM | 12574Q103 | 1,168 | 135,817 | SH | DFND | 3 | 135,817 | 0 | 0 | |
| Corporate Cap Tr Inc | COM | 219880101 | 26,806 | 1,756,614 | SH | DFND | 3 | 1,756,614 | 0 | 0 | |
| Credit Suisse Asset Mgmt Inc | COM | 224916106 | 393 | 123,960 | SH | DFND | 123,960 | 0 | 0 | ||
| DoubleLine Income Solutions | COM | 258622109 | 1,010 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Eagle Pt Cr Co LLC | COM | 269808101 | 179 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Extraction Oil & Gas Inc | COM | 30227M105 | 440 | 39,000 | SH | DFND | 39,000 | 0 | 0 | ||
| Fidus Invt Corp | COM | 316500107 | 2,251 | 154,001 | SH | DFND | 3 | 154,001 | 0 | 0 | |
| Floor & Decor Hldgs Inc | CL A | 339750101 | 787,061 | 26,087,535 | SH | DFND | 1* | 26,087,535 | 0 | 0 | |
| FS Invt Corp | COM | 302635107 | 4,790 | 679,377 | SH | DFND | 3 | 679,377 | 0 | 0 | |
| Garrison Cap Inc | COM | 366554103 | 949 | 114,631 | SH | DFND | 3 | 114,631 | 0 | 0 | |
| Goldman Sachs BDC Inc | COM | 38147U107 | 1,330 | 59,970 | SH | DFND | 3 | 59,970 | 0 | 0 | |
| Golub Cap BDC Inc | COM | 38173M102 | 11,951 | 637,372 | SH | DFND | 3 | 637,372 | 0 | 0 | |
| Great Ajax Corp | COM | 38983D300 | 1,179 | 86,611 | SH | DFND | 3 | 86,611 | 0 | 0 | |
| Halcon Res Corp | W EXP 09/09/202 | 40537Q118 | 33 | 332,811 | SH | DFND | 4 | 332,811 | 0 | 0 | |
| Halcon Res Corp | COM PAR NEW | 40537Q605 | 93,522 | 20,922,122 | SH | DFND | 4 | 20,922,122 | 0 | 0 | |
| Hercules Capital Inc | COM | 427096508 | 20,210 | 1,535,687 | SH | DFND | 3 | 1,535,687 | 0 | 0 | |
| KCAP Finl Inc | COM | 48668E101 | 1,054 | 318,283 | SH | DFND | 3 | 318,283 | 0 | 0 | |
| Medley Cap Corp | COM | 58503F106 | 1,520 | 397,866 | SH | DFND | 3 | 397,866 | 0 | 0 | |
| MFA Finl Inc | COM | 55272X102 | 1,470 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
| New Mtn Fin Corp | COM | 647551100 | 11,223 | 831,319 | SH | DFND | 3 | 831,319 | 0 | 0 | |
| New Residential Invt Corp | COM | 64828T201 | 1,402 | 78,700 | SH | DFND | 3 | 78,700 | 0 | 0 | |
| Noble Energy Inc. | COM | 655044105 | 310,556 | 9,956,919 | SH | DFND | 9,956,919 | 0 | 0 | ||
| OakTree Specialty Lending Corp | COM | 67401P108 | 9,317 | 1,878,348 | SH | DFND | 3 | 1,878,348 | 0 | 0 | |
| OakTree Strategic Income Corp | COM | 67402D104 | 7,944 | 918,419 | SH | DFND | 3 | 918,419 | 0 | 0 | |
| OCH-ZIFF Cap Mgmt Group | CL A | 67551U105 | 22 | 15,100 | SH | DFND | 15,100 | 0 | 0 | ||
| OFS Cap Corp | COM | 67103B100 | 1,189 | 99,916 | SH | DFND | 3 | 99,916 | 0 | 0 | |
| PenantPark Floating Rate | COM | 70806A106 | 7,477 | 568,631 | SH | DFND | 3 | 568,631 | 0 | 0 | |
| PenantPark Invt Corp | COM | 708062104 | 15,451 | 2,071,223 | SH | DFND | 3 | 2,071,223 | 0 | 0 | |
| PG&E Corp | COM | 69331C108 | 27,684 | 600,235 | SH | DFND | 4 | 600,235 | 0 | 0 | |
| Smart & Final Stores Inc | COM | 83190B101 | 252,047 | 44,218,762 | SH | DFND | 1*,2* | 44,218,762 | 0 | 0 | |
| Solar Cap Ltd | COM | 83413U100 | 7,672 | 358,825 | SH | DFND | 3 | 358,825 | 0 | 0 | |
| SPDR Series Trust | BLOOMBERG BRCLYS | 78464A417 | 54,669 | 1,516,500 | SH | DFND | 1,516,500 | 0 | 0 | ||
| Stellus Cap Invt Corp | COM | 858568108 | 1,976 | 144,860 | SH | DFND | 3 | 144,860 | 0 | 0 | |
| Targa Res Corp | COM | 87612G101 | 5,905 | 104,867 | SH | DFND | 104,867 | 0 | 0 | ||
| TCG BDC Inc | COM | 872280102 | 11,219 | 671,823 | SH | DFND | 3 | 671,823 | 0 | 0 | |
| THL Cr Inc. | COM | 872438106 | 6,252 | 774,783 | SH | DFND | 3 | 774,783 | 0 | 0 | |
| THL Cr Sr Ln Fd | COM | 87244R103 | 379 | 22,792 | SH | DFND | 22,792 | 0 | 0 | ||
| TPG Specialty Lending Inc | COM | 87265K102 | 10,138 | 497,214 | SH | DFND | 3 | 497,214 | 0 | 0 | |
| TriplePoint Venture Growth | COM | 89677Y100 | 4,861 | 357,689 | SH | DFND | 3 | 357,689 | 0 | 0 | |
| WhiteHorse Fin Inc | COM | 96524V106 | 13,519 | 972,622 | SH | DFND | 3 | 972,622 | 0 | 0 | |