The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCO BRANDS CORP COMMON 00081T108 502 58,618 SH   DFND 58,618 0 0
AK STL HLDG CORP OPTION 001547108 825 300,000 SH Call DFND 300,000 0 0
AMCI ACQUISITION CORP COMMON 00165R101 9,825 1,000,000 SH   DFND 1,000,000 0 0
AMCI ACQUISITION CORP WARRANT 00165R119 327 1,109,564 SH   DFND 1,109,564 0 0
ANGI HOMESERVICES INC COMMON 00183L102 2,625 170,000 SH   DFND 170,000 0 0
AU OPTRONICS CORP ADR 002255107 76 20,693 SH   DFND 20,693 0 0
ABEONA THERAPEUTICS INC WARRANT 00289Y115 835 250,000 SH   DFND 250,000 0 0
ACAMAR PARTNERS ACQSITION CO UNIT 004285201 15,010 1,500,000 SH   DFND 1,500,000 0 0
ACCELERATE DIAGNOSTICS INC OPTION 00430H102 1,482 70,500 SH Put DFND 70,500 0 0
AECOM COMMON 00766T100 4,136 139,400 SH   DFND 139,400 0 0
AEGERION PHARMACEUTICALS INC BOND 00767EAB8 36,567 52,100,000 PRN   DFND 0 0 0
AEMETIS INC COMMON 00770K202 0 70,768 SH   DFND 70,768 0 0
AEROJET ROCKETDYNE HLDGS INC BOND 007800AB1 31,154 21,000,000 PRN   DFND 0 0 0
ADVANCED MICRO DEVICES INC COMMON 007903107 24,740 969,438 SH   DFND 969,438 0 0
AGROFRESH SOLUTIONS WARRANT 00856G117 238 3,394,416 SH   DFND 3,394,416 0 0
AKORN INC OPTION 009728106 354 100,800 SH Call DFND 100,800 0 0
ALIBABA GROUP HLDG LTD ADR 01609W102 1,837 10,067 SH   DFND 10,067 0 0
ALIBABA GROUP HLDG LTD OPTION 01609W102 5,473 30,000 SH Call DFND 30,000 0 0
ALPHABET INC COMMON 02079K305 12,755 10,838 SH   DFND 10,838 0 0
ALTA MESA RES INC COMMON 02133L109 212 800,000 SH   DFND 800,000 0 0
ALTABA INC COMMON 021346101 28,425 383,500 SH   DFND 383,500 0 0
ALTICE USA INC COMMON 02156K103 3,061 142,500 SH   DFND 142,500 0 0
ALTRIA GROUP INC OPTION 02209S103 60,336 1,050,600 SH Put DFND 1,050,600 0 0
AMERICAN AXLE & MFG HLDGS IN COMMON 024061103 1,598 111,648 SH   DFND 111,648 0 0
AMERICAN WOODMARK CORPORATIO COMMON 030506109 551 6,671 SH   DFND 6,671 0 0
APACHE CORP COMMON 037411105 733 21,142 SH   DFND 21,142 0 0
AQUINOX PHARMACEUTICALS INC COMMON 03842B101 397 147,029 SH   DFND 147,029 0 0
ARAMARK COMMON 03852U106 414 14,000 SH   DFND 14,000 0 0
ARCONIC INC COMMON 03965L100 328 17,171 SH   DFND 17,171 0 0
ARES MANAGEMENT CORPORATION COMMON 03990B101 1,857 79,990 SH   DFND 79,990 0 0
ARES CAP CORP BOND 04010LAW3 4,966 5,000,000 PRN   DFND 0 0 0
ASBURY AUTOMOTIVE GROUP INC COMMON 043436104 1,167 16,824 SH   DFND 16,824 0 0
ASHLAND GLOBAL HLDGS INC COMMON 044186104 14,980 191,734 SH   DFND 191,734 0 0
ASHLAND GLOBAL HLDGS INC OPTION 044186104 15,626 200,000 SH Put DFND 200,000 0 0
AUTONATION INC COMMON 05329W102 1,115 31,213 SH   DFND 31,213 0 0
AVIS BUDGET GROUP INC COMMON 053774105 1,774 50,880 SH   DFND 50,880 0 0
B & G FOODS INC NEW COMMON 05508R106 654 26,800 SH   DFND 26,800 0 0
BARCLAYS BK PLC OPTION 06746P621 19,751 675,000 SH Put DFND 675,000 0 0
BED BATH & BEYOND INC COMMON 075896100 1,104 65,000 SH   DFND 65,000 0 0
BENITEC BIOPHARMA LTD ADR 082053307 527 269,066 SH   DFND 269,066 0 0
BLACKBERRY LTD COMMON 09228F103 150 14,830 SH   DFND 14,830 0 0
BOXWOOD MERGER CORP WARRANT 10319T119 120 324,859 SH   DFND 324,859 0 0
BRISTOL MYERS SQUIBB CO OPTION 110122108 4,771 100,000 SH Call DFND 100,000 0 0
BRISTOW GROUP INC BOND 110394AF0 2,515 12,500,000 PRN   DFND 0 0 0
BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 2,281 22,000 SH   DFND 22,000 0 0
BROADCOM INC COMMON 11135F101 15,101 50,219 SH   DFND 50,219 0 0
CBOE GLOBAL MARKETS INC COMMON 12503M108 239 2,500 SH   DFND 2,500 0 0
CF FIN ACQUISITION CORP COMMON 12528N107 12,408 1,250,000 SH   DFND 1,250,000 0 0
CF FIN ACQUISITION CORP WARRANT 12528N115 567 1,273,508 SH   DFND 1,273,508 0 0
CANADIAN PAC RY LTD COMMON 13645T100 3,090 15,000 SH   DFND 15,000 0 0
CARNIVAL PLC ADR 14365C103 3,367 67,603 SH   DFND 67,603 0 0
CARRIZO OIL & GAS INC COMMON 144577103 923 74,000 SH   DFND 74,000 0 0
CARVANA CO OPTION 146869102 16,257 280,000 SH Put DFND 280,000 0 0
CELGENE CORP COMMON 151020104 17,648 187,065 SH   DFND 187,065 0 0
CELGENE CORP OPTION 151020104 47,170 500,000 SH Call DFND 500,000 0 0
CENTENE CORP DEL COMMON 15135B101 4,167 78,478 SH   DFND 78,478 0 0
CENTENE CORP DEL OPTION 15135B101 1,795 33,800 SH Call DFND 33,800 0 0
CENTRAL GARDEN & PET CO COMMON 153527205 7,393 317,949 SH   DFND 317,949 0 0
CHARTER COMMUNICATIONS INC N COMMON 16119P108 5,994 17,279 SH   DFND 17,279 0 0
CHASERG TECHNLGY ACQUISITN C COMMON 16166A103 9,875 1,000,000 SH   DFND 1,000,000 0 0
CHASERG TECHNLGY ACQUISITN C WARRANT 16166A111 320 500,000 SH   DFND 500,000 0 0
CHESAPEAKE ENERGY CORP BOND 165167CY1 3,706 4,000,000 PRN   DFND 0 0 0
CHEVRON CORP NEW OPTION 166764100 14,116 114,600 SH Call DFND 114,600 0 0
CINCINNATI BELL INC NEW COMMON 171871502 1,203 126,079 SH   DFND 126,079 0 0
COLONY STARWOOD HOMES BOND 19625XAB8 8,599 7,500,000 PRN   DFND 0 0 0
CONDUENT INC COMMON 206787103 1,798 130,000 SH   DFND 130,000 0 0
CONTURA ENERGY INC COMMON 21241B100 58,428 1,008,779 SH   DFND 1,008,779 0 0
COTY INC COMMON 222070203 7,015 610,000 SH   DFND 610,000 0 0
COTY INC OPTION 222070203 5,520 480,000 SH Put DFND 480,000 0 0
CRESCENT ACQUISITION CORP UNIT 22564L204 14,955 1,500,000 SH   DFND 1,500,000 0 0
CTRIP COM INTL LTD ADR 22943F100 36,945 845,620 SH   DFND 845,620 0 0
DFB HEALTHCARE ACQUISTION CO COMMON 23291E109 19,990 1,999,998 SH   DFND 1,999,998 0 0
DFB HEALTHCARE ACQUISTION CO WARRANT 23291E117 666 666,666 SH   DFND 666,666 0 0
DBX ETF TR OPTION 233051879 5,746 200,000 SH Call DFND 200,000 0 0
DEAN FOODS CO NEW COMMON 242370203 374 123,483 SH   DFND 123,483 0 0
DEAN FOODS CO NEW OPTION 242370203 686 226,700 SH Put DFND 226,700 0 0
DEL FRISCOS RESTAURANT GROUP COMMON 245077102 3,429 535,000 SH   DFND 535,000 0 0
DERMIRA INC OPTION 24983L104 678 50,000 SH Call DFND 50,000 0 0
ASSERTIO THERAPEUTICS INC BOND 249908AA2 46,970 61,000,000 PRN   DFND 0 0 0
DEXCOM INC BOND 252131AF4 17,477 13,000,000 PRN   DFND 0 0 0
DIAMONDPEAK HLDGS COR UNIT 25280H209 15,010 1,500,000 SH   DFND 1,500,000 0 0
DISH NETWORK CORP COMMON 25470M109 2,594 81,850 SH   DFND 81,850 0 0
DOLLAR TREE INC COMMON 256746108 9,737 92,694 SH   DFND 92,694 0 0
DOLPHIN ENTMT INC WARRANT 25686H118 5 110,000 SH   DFND 110,000 0 0
DOWDUPONT INC COMMON 26078J100 4,771 89,500 SH   DFND 89,500 0 0
DROPBOX INC COMMON 26210C104 11,621 533,091 SH   DFND 533,091 0 0
EBAY INC COMMON 278642103 1,486 40,000 SH   DFND 40,000 0 0
EBAY INC OPTION 278642103 7,428 200,000 SH Call DFND 200,000 0 0
EMCORE CORP COMMON 290846203 0 11,075 SH   DFND 11,075 0 0
EMERSON ELEC CO OPTION 291011104 3,081 45,000 SH Call DFND 45,000 0 0
EMERSON ELEC CO OPTION 291011104 1,486 21,700 SH Put DFND 21,700 0 0
ENERGIZER HLDGS INC NEW COMMON 29272W109 4,134 92,000 SH   DFND 92,000 0 0
EURONET WORLDWIDE INC COMMON 298736109 3,237 22,700 SH   DFND 22,700 0 0
F M C CORP COMMON 302491303 4,379 57,000 SH   DFND 57,000 0 0
FAR PT ACQUISITION CORP COMMON 30734W109 14,918 1,500,000 SH   DFND 1,500,000 0 0
FAR PT ACQUISITION CORP WARRANT 30734W117 650 500,000 SH   DFND 500,000 0 0
FINTECH ACQUISITION CORP III COMMON 31811A101 21,938 2,250,000 SH   DFND 2,250,000 0 0
FINTECH ACQUISITION CORP III WARRANT 31811A119 1,065 1,125,000 SH   DFND 1,125,000 0 0
FIRST DATA CORP NEW COMMON 32008D106 11,822 450,000 SH   DFND 450,000 0 0
FORUM MERGER II CORP COMMON 34986F103 9,905 1,000,000 SH   DFND 1,000,000 0 0
FORUM MERGER II CORP WARRANT 34986F111 654 1,500,000 SH   DFND 1,500,000 0 0
FREEPORT-MCMORAN INC COMMON 35671D857 993 77,000 SH   DFND 77,000 0 0
GEO GROUP INC NEW OPTION 36162J106 3,852 200,600 SH Put DFND 200,600 0 0
GTY TECHNOLOGY HOLDINGS INC WARRANT 362409112 807 1,275,000 SH   DFND 1,275,000 0 0
GMS INC COMMON 36251C103 1,512 100,000 SH   DFND 100,000 0 0
GS ACQUISITION HLDGS CORP COMMON 36255F102 22,545 2,250,000 SH   DFND 2,250,000 0 0
GS ACQUISITION HLDGS CORP WARRANT 36255F110 1,033 700,000 SH   DFND 700,000 0 0
GARRETT MOTION INC COMMON 366505105 3,535 239,987 SH   DFND 239,987 0 0
GENFIT S A ADR 372279109 3,660 152,500 SH   DFND 152,500 0 0
GLOBAL BLOOD THERAPEUTICS IN COMMON 37890U108 2,117 40,000 SH   DFND 40,000 0 0
GOGO INC COMMON 38046C109 785 175,000 SH   DFND 175,000 0 0
GOGO INC OPTION 38046C109 1,796 400,000 SH Call DFND 400,000 0 0
GOGO INC BOND 38046CAB5 46,044 47,224,000 PRN   DFND 0 0 0
GORES HOLDINGS III INC COMMON 38286G109 24,700 2,500,000 SH   DFND 2,500,000 0 0
GORES HOLDINGS III INC WARRANT 38286G117 715 501,800 SH   DFND 501,800 0 0
GORES METROPOULOS INC UNIT 382872208 13,630 1,335,005 SH   DFND 1,335,005 0 0
GRAF INDL CORP WARRANT 384278115 660 2,000,000 SH   DFND 2,000,000 0 0
GREEN PLAINS INC COMMON 393222104 16,511 989,872 SH   DFND 989,872 0 0
GREEN PLAINS INC OPTION 393222104 28,356 1,700,000 SH Call DFND 1,700,000 0 0
GREENTREE HOSPITALTY GROUP L ADR 39579V100 2,144 155,000 SH   DFND 155,000 0 0
HDFC BANK LTD ADR 40415F101 3,385 29,200 SH   DFND 29,200 0 0
HANESBRANDS INC COMMON 410345102 322 18,000 SH   DFND 18,000 0 0
HOLOGIC INC COMMON 436440101 6,667 137,750 SH   DFND 137,750 0 0
HORNBECK OFFSHORE SVCS INC N COMMON 440543106 164 132,648 SH   DFND 132,648 0 0
HOSTESS BRANDS INC WARRANT 44109J114 11,858 9,052,000 SH   DFND 9,052,000 0 0
IPG PHOTONICS CORP OPTION 44980X109 9,107 60,000 SH Call DFND 60,000 0 0
ISTAR INC OPTION 45031U101 936 111,200 SH Call DFND 111,200 0 0
ISTAR INC OPTION 45031U101 90 10,700 SH Put DFND 10,700 0 0
ISTAR INC BOND 45031UCB5 2,294 2,500,000 PRN   DFND 0 0 0
INFINERA CORPORATION BOND 45667GAC7 9,477 12,000,000 PRN   DFND 0 0 0
INOTEK PHARMACEUTICALS CORP BOND 45780VAB8 7,148 7,000,000 PRN   DFND 0 0 0
INSEEGO CORP BOND 45782BAA2 31,649 25,466,000 PRN   DFND 0 0 0
INSURANCE ACQUISITION CORP UNIT 457867307 10,080 1,000,000 SH   DFND 1,000,000 0 0
INTERDIGITAL INC BOND 458660AD9 21,010 20,000,000 PRN   DFND 0 0 0
INTERCONTINENTAL EXCHANGE IN COMMON 45866F104 259 3,400 SH   DFND 3,400 0 0
INVESCO QQQ TR OPTION 46090E103 53,898 300,000 SH Call DFND 300,000 0 0
INVACARE CORP BOND 461203AF8 15,503 17,050,000 PRN   DFND 0 0 0
INVACARE CORP BOND 461203AH4 43,775 50,138,000 PRN   DFND 0 0 0
INTREXON CORP OPTION 46122T102 542 103,200 SH Put DFND 103,200 0 0
ISHARES TR OPTION 464287184 885 20,000 SH Call DFND 20,000 0 0
ISHARES TR OPTION 464287184 1,045 23,600 SH Put DFND 23,600 0 0
ISHARES TR COMMON 464287432 632 5,000 SH   DFND 5,000 0 0
ISHARES TR OPTION 464287432 5,867 46,400 SH Put DFND 46,400 0 0
ISHARES TR OPTION 464287440 11,734 110,000 SH Call DFND 110,000 0 0
ISHARES TR OPTION 464287440 11,734 110,000 SH Put DFND 110,000 0 0
ISHARES TR OPTION 464287655 153,089 1,000,000 SH Put DFND 1,000,000 0 0
ISHARES TR OPTION 464288513 43,235 500,000 SH Put DFND 500,000 0 0
JELD-WEN HLDG INC COMMON 47580P103 621 35,143 SH   DFND 35,143 0 0
J2 GLOBAL INC BOND 48123VAC6 26,800 20,000,000 PRN   DFND 0 0 0
KB FINANCIAL GROUP INC ADR 48241A105 496 13,381 SH   DFND 13,381 0 0
KB FINANCIAL GROUP INC OPTION 48241A105 1,853 50,000 SH Call DFND 50,000 0 0
LG DISPLAY CO LTD ADR 50186V102 1,713 198,000 SH   DFND 198,000 0 0
LF CAP ACQUISITION CORP WARRANT 50200K116 385 1,000,000 SH   DFND 1,000,000 0 0
LAS VEGAS SANDS CORP COMMON 517834107 15,182 249,063 SH   DFND 249,063 0 0
LENNAR CORP COMMON 526057302 2,549 65,166 SH   DFND 65,166 0 0
LIBERTY MEDIA CORP DELAWARE COMMON 531229409 229 6,000 SH   DFND 6,000 0 0
LIBERTY MEDIA CORP DELAWARE COMMON 531229607 5,736 150,000 SH   DFND 150,000 0 0
LIBERTY MEDIA CORP DELAWARE COMMON 531229854 1,170 33,370 SH   DFND 33,370 0 0
LIBERTY MEDIA CORP DELAWARE BOND 531229AB8 30,341 27,000,000 PRN   DFND 0 0 0
LIBERTY MEDIA CORP DELAWARE BOND 531229AF9 19,158 17,000,000 PRN   DFND 0 0 0
LINDBLAD EXPEDITIONS HLDGS I WARRANT 535219117 10,338 2,240,000 SH   DFND 2,240,000 0 0
LIONS GATE ENTMNT CORP COMMON 535919500 1,875 124,210 SH   DFND 124,210 0 0
LITHIA MTRS INC COMMON 536797103 1,311 14,140 SH   DFND 14,140 0 0
LIVE NATION ENTERTAINMENT IN COMMON 538034109 10,166 159,997 SH   DFND 159,997 0 0
LIVENT CORP COMMON 53814L108 2,640 215,000 SH   DFND 215,000 0 0
LOGMEIN INC COMMON 54142L109 1,602 20,000 SH   DFND 20,000 0 0
LOUISIANA PAC CORP OPTION 546347105 14,145 580,200 SH Put DFND 580,200 0 0
LOWES COS INC COMMON 548661107 50,727 463,385 SH   DFND 463,385 0 0
M D C HLDGS INC OPTION 552676108 15,820 544,400 SH Put DFND 544,400 0 0
MDC PARTNERS INC COMMON 552697104 961 426,902 SH   DFND 426,902 0 0
MKS INSTRUMENT INC COMMON 55306N104 7,211 77,496 SH   DFND 77,496 0 0
MKS INSTRUMENT INC OPTION 55306N104 2,791 30,000 SH Call DFND 30,000 0 0
MACERICH CO COMMON 554382101 2,168 50,000 SH   DFND 50,000 0 0
MADISON SQUARE GARDEN CO NEW COMMON 55825T103 5,569 19,000 SH   DFND 19,000 0 0
MADRIGAL PHARMACEUTICALS INC COMMON 558868105 1,253 10,000 SH   DFND 10,000 0 0
MAGELLAN HEALTH INC COMMON 559079207 2,966 45,000 SH   DFND 45,000 0 0
MAGNOLIA OIL & GAS CORP WARRANT 559663117 11,795 3,500,000 SH   DFND 3,500,000 0 0
MARATHON PETE CORP COMMON 56585A102 5,895 98,500 SH   DFND 98,500 0 0
MARRIOTT VACTINS WORLDWID CO COMMON 57164Y107 4,407 47,131 SH   DFND 47,131 0 0
MARRIOTT INTL INC NEW OPTION 571903202 1,564 12,500 SH Call DFND 12,500 0 0
MARRIOTT INTL INC NEW OPTION 571903202 8,944 71,500 SH Put DFND 71,500 0 0
MCCLATCHY CO COMMON 579489303 66 13,206 SH   DFND 13,206 0 0
MEDICINES CO BOND 584688AG0 3,788 4,500,000 PRN   DFND 0 0 0
MEGALITH FINL ACQUISITION CO WARRANT 58518F117 173 600,000 SH   DFND 600,000 0 0
MELCO RESORTS AND ENTMT LTD ADR 585464100 15,030 665,351 SH   DFND 665,351 0 0
MICRON TECHNOLOGY INC OPTION 595112103 1,137 27,500 SH Call DFND 27,500 0 0
MICRON TECHNOLOGY INC OPTION 595112103 4,084 98,800 SH Put DFND 98,800 0 0
MOELIS & CO COMMON 60786M105 2,799 67,274 SH   DFND 67,274 0 0
MOLINA HEALTHCARE INC COMMON 60855R100 2,023 14,250 SH   DFND 14,250 0 0
MONOCLE ACQUISITION CORP WARRANT 609754114 270 750,000 SH   DFND 750,000 0 0
MOSAIC ACQUISITION CORP COMMON 61946M100 28,710 2,849,700 SH   DFND 2,849,700 0 0
MOSAIC ACQUISITION CORP WARRANT 61946M118 795 950,000 SH   DFND 950,000 0 0
NEBULA ACQUISITION CORP COMMON 629076100 12,984 1,300,399 SH   DFND 1,300,399 0 0
NEBULA ACQUISITION CORP WARRANT 629076118 398 433,333 SH   DFND 433,333 0 0
NII HLDGS INC COMMON 62913F508 441 225,000 SH   DFND 225,000 0 0
NIO INC ADR 62914V106 834 163,400 SH   DFND 163,400 0 0
NRC GROUP HLDGS CORP WARRANT 629375114 321 399,600 SH   DFND 399,600 0 0
NRG ENERGY INC COMMON 629377508 2,549 60,000 SH   DFND 60,000 0 0
NRG ENERGY INC OPTION 629377508 5,098 120,000 SH Put DFND 120,000 0 0
NANTHEALTH INC COMMON 630104107 579 629,598 SH   DFND 629,598 0 0
NANTHEALTH INC BOND 630104AB3 22,032 35,250,000 PRN   DFND 0 0 0
NETFLIX INC OPTION 64110L106 5,777 16,200 SH Put DFND 16,200 0 0
NETEASE INC ADR 64110W102 4,382 18,150 SH   DFND 18,150 0 0
NEWMARK GROUP INC COMMON 65158N102 1,168 140,000 SH   DFND 140,000 0 0
NICE SYS INC BOND 65366HAB9 38,157 25,000,000 PRN   DFND 0 0 0
NORFOLK SOUTHERN CORP COMMON 655844108 757 4,051 SH   DFND 4,051 0 0
NORFOLK SOUTHERN CORP OPTION 655844108 8,317 44,500 SH Put DFND 44,500 0 0
NOVAVAX INC BOND 670002AB0 11,784 32,118,000 PRN   DFND 0 0 0
NOVELION THERAPEUTICS INC COMMON 67001K202 1,165 946,842 SH   DFND 946,842 0 0
NUANCE COMMUNICATIONS INC BOND 67020YAN0 19,887 20,000,000 PRN   DFND 0 0 0
NVIDIA CORP COMMON 67066G104 2,047 11,400 SH   DFND 11,400 0 0
OI S A ADR 670851500 2,508 1,334,165 SH   DFND 1,334,165 0 0
OASIS PETE INC NEW COMMON 674215108 3,039 503,066 SH   DFND 503,066 0 0
OASIS PETE INC NEW OPTION 674215108 1,148 190,000 SH Call DFND 190,000 0 0
OASIS PETE INC NEW BOND 674215AJ7 15,914 17,000,000 PRN   DFND 0 0 0
OCCIDENTAL PETE CORP OPTION 674599105 4,608 69,600 SH Call DFND 69,600 0 0
OCCIDENTAL PETE CORP OPTION 674599105 1,496 22,600 SH Put DFND 22,600 0 0
ONEMAIN HLDGS INC COMMON 68268W103 1,746 55,000 SH   DFND 55,000 0 0
OPKO HEALTH INC COMMON 68375N103 3,954 1,514,983 SH   DFND 1,514,983 0 0
OPKO HEALTH INC BOND 68375NAD5 17,901 19,000,000 PRN   DFND 0 0 0
OUTFRONT MEDIA INC COMMON 69007J106 13,247 566,105 SH   DFND 566,105 0 0
OWENS CORNING NEW OPTION 690742101 2,120 45,000 SH Call DFND 45,000 0 0
PG&E CORP OPTION 69331C108 8,382 470,900 SH Put DFND 470,900 0 0
PAN AMERICAN SILVER CORP COMMON 697900108 17,554 1,324,847 SH   DFND 1,324,847 0 0
PAYPAL HLDGS INC COMMON 70450Y103 2,031 19,562 SH   DFND 19,562 0 0
PHUNWARE INC COMMON 71948P100 342 25,000 SH   DFND 25,000 0 0
PIVOTAL SOFTWARE INC COMMON 72582H107 21,204 1,016,978 SH   DFND 1,016,978 0 0
PIVOTAL ACQUISITION CORP UNIT 72583A200 10,190 1,000,000 SH   DFND 1,000,000 0 0
PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 17,624 19,407,000 PRN   DFND 0 0 0
PULTE GROUP INC OPTION 745867101 33,552 1,200,000 SH Put DFND 1,200,000 0 0
Q2 HLDGS INC BOND 74736LAB5 26,188 20,000,000 PRN   DFND 0 0 0
RMG ACQUISITION CORP UNIT 749641205 16,134 1,609,400 SH   DFND 1,609,400 0 0
RANGE RES CORP COMMON 75281A109 778 69,228 SH   DFND 69,228 0 0
REALOGY HLDGS CORP COMMON 75605Y106 2,086 183,000 SH   DFND 183,000 0 0
RED HAT INC COMMON 756577102 8,222 45,000 SH   DFND 45,000 0 0
RESMED INC COMMON 761152107 2,329 22,400 SH   DFND 22,400 0 0
RESMED INC OPTION 761152107 3,119 30,000 SH Put DFND 30,000 0 0
RETROPHIN INC BOND 761299AB2 37,739 40,000,000 PRN   DFND 0 0 0
RINGCENTRAL INC BOND 76680RAD9 21,375 15,000,000 PRN   DFND 0 0 0
SM ENERGY CO COMMON 78454L100 1,922 109,900 SH   DFND 109,900 0 0
SPDR S&P 500 ETF TR COMMON 78462F103 7,514 26,600 SH   DFND 26,600 0 0
SPDR S&P 500 ETF TR OPTION 78462F103 18,107 64,100 SH Call DFND 64,100 0 0
SPDR GOLD TRUST OPTION 78463V107 24,402 200,000 SH Call DFND 200,000 0 0
SPDR GOLD TRUST OPTION 78463V107 67,105 550,000 SH Put DFND 550,000 0 0
SPDR SERIES TRUST OPTION 78464A730 4,611 150,000 SH Call DFND 150,000 0 0
SPDR SERIES TRUST OPTION 78464A730 12,296 400,000 SH Put DFND 400,000 0 0
SPDR SERIES TRUST OPTION 78464A870 58,851 650,000 SH Put DFND 650,000 0 0
SABAN CAP ACQUISITION CORP WARRANT 78516C114 13 2,260,000 SH   DFND 2,260,000 0 0
SAEXPLORATION HLDGS INC COMMON 78636X873 1,106 326,272 SH   DFND 326,272 0 0
SANOFI COMMON 80105N113 4,333 9,608,353 SH   DFND 9,608,354 0 0
SCHLUMBERGER LTD OPTION 806857108 8,344 191,500 SH Call DFND 191,500 0 0
SCHLUMBERGER LTD OPTION 806857108 2,179 50,000 SH Put DFND 50,000 0 0
SCIENTIFIC GAMES CORP COMMON 80874P109 1,931 94,567 SH   DFND 94,567 0 0
SENSEONICS HLDGS INC BOND 81727UAA3 20,170 19,000,000 PRN   DFND 0 0 0
SENTINEL ENERGY SVCS INC COMMON 81728P105 5,030 500,000 SH   DFND 500,000 0 0
SENTINEL ENERGY SVCS INC WARRANT 81728P113 2,051 2,972,955 SH   DFND 2,972,955 0 0
SERVICE CORP INTL COMMON 817565104 2,861 71,254 SH   DFND 71,254 0 0
SHUTTERFLY INC COMMON 82568P304 2,053 50,511 SH   DFND 50,511 0 0
SHUTTERFLY INC OPTION 82568P304 2,032 50,000 SH Call DFND 50,000 0 0
SKECHERS U S A INC OPTION 830566105 3,361 100,000 SH Call DFND 100,000 0 0
SNAP ON INC COMMON 833034101 642 4,100 SH   DFND 4,100 0 0
SPARTAN ENERGY ACQUISITON CO COMMON 846784106 24,550 2,500,000 SH   DFND 2,500,000 0 0
SPARTAN ENERGY ACQUISITON CO WARRANT 846784122 1,125 1,000,000 SH   DFND 1,000,000 0 0
SPECTRUM BRANDS HLDGS INC NE COMMON 84790A105 2,427 44,305 SH   DFND 44,305 0 0
STANLEY BLACK & DECKER INC COMMON 854502101 354 2,600 SH   DFND 2,600 0 0
SYMANTEC CORP COMMON 871503108 3,334 145,000 SH   DFND 145,000 0 0
T MOBILE US INC COMMON 872590104 15,061 217,961 SH   DFND 217,961 0 0
TAKE-TWO INTERACTIVE SOFTWAR COMMON 874054109 8,946 94,800 SH   DFND 94,800 0 0
TARGET HOSPITALITY CORP COMMON 87615L107 1,449 152,500 SH   DFND 152,500 0 0
TARGET HOSPITALITY CORP WARRANT 87615L115 430 282,652 SH   DFND 282,652 0 0
TELIGENT INC NEW BOND 87960WAA2 12,418 18,500,000 PRN   DFND 0 0 0
TERADYNE INC COMMON 880770102 1,403 35,200 SH   DFND 35,200 0 0
TESLA INC COMMON 88160R101 8,067 28,825 SH   DFND 28,825 0 0
TESLA INC OPTION 88160R101 4,057 14,500 SH Put DFND 14,500 0 0
TESLA INC BOND 88160RAC5 26,752 26,000,000 PRN   DFND 0 0 0
TORTOISE ACQUISITION CORP UNIT 89154L209 16,677 1,665,050 SH   DFND 1,665,050 0 0
TREEHOUSE FOODS INC COMMON 89469A104 598 9,269 SH   DFND 9,269 0 0
TRINE ACQUISITION CORP UNIT 89628U207 15,038 1,500,000 SH   DFND 1,500,000 0 0
TRINITY BIOTECH INVT LTD BOND 89643QAB4 20,619 26,425,000 PRN   DFND 0 0 0
TRINITY MERGER CORP WARRANT 89653L114 173 525,000 SH   DFND 525,000 0 0
TUTOR PERINI CORP COMMON 901109108 351 20,500 SH   DFND 20,500 0 0
TWITTER INC COMMON 90184L102 25,206 766,621 SH   DFND 766,621 0 0
U S CONCRETE INC COMMON 90333L201 592 14,295 SH   DFND 14,295 0 0
UNISYS CORP COMMON 909214306 2,949 252,739 SH   DFND 252,739 0 0
UNITED MICROELECTRONICS CORP ADR 910873405 466 247,998 SH   DFND 247,998 0 0
UNITED RENTALS INC COMMON 911363109 15,909 139,243 SH   DFND 139,243 0 0
UNITED TECHNOLOGIES CORP COMMON 913017109 7,089 55,000 SH   DFND 55,000 0 0
UNITI GROUP INC COMMON 91325V108 4,161 371,811 SH   DFND 371,811 0 0
UNITI GROUP INC OPTION 91325V108 4,476 400,000 SH Put DFND 400,000 0 0
UNIVERSAL DISPLAY CORP COMMON 91347P105 12,312 80,550 SH   DFND 80,550 0 0
VANECK VECTORS ETF TR OPTION 92189F718 15,662 909,000 SH Put DFND 909,000 0 0
VARIAN MED SYS INC OPTION 92220P105 2,267 16,000 SH Put DFND 16,000 0 0
VECTOIQ ACQUISITION CORP WARRANT 92243N111 432 980,700 SH   DFND 980,700 0 0
VERASTEM INC BOND 92337CAA2 17,832 22,625,000 PRN   DFND 0 0 0
VIASAT INC OPTION 92552V100 25,056 323,300 SH Put DFND 323,300 0 0
VIAVI SOLUTIONS INC BOND 925550AB1 11,269 10,000,000 PRN   DFND 0 0 0
VICOR CORP COMMON 925815102 5,719 184,371 SH   DFND 184,371 0 0
VISTRA ENERGY CORP COMMON 92840M102 6,312 242,500 SH   DFND 242,500 0 0
VOYA FINL INC COMMON 929089100 3,058 61,200 SH   DFND 61,200 0 0
W & T OFFSHORE INC OPTION 92922P106 2,070 300,000 SH Put DFND 300,000 0 0
WABCO HLDGS INC COMMON 92927K102 3,296 25,000 SH   DFND 25,000 0 0
WABCO HLDGS INC OPTION 92927K102 3,296 25,000 SH Put DFND 25,000 0 0
WELLCARE HEALTH PLANS INC COMMON 94946T106 2,698 10,000 SH   DFND 10,000 0 0
WESTERN DIGITAL CORP COMMON 958102105 18,407 382,996 SH   DFND 382,996 0 0
WESTERN DIGITAL CORP OPTION 958102105 5,767 120,000 SH Call DFND 120,000 0 0
WESTLAKE CHEM CORP OPTION 960413102 2,036 30,000 SH Call DFND 30,000 0 0
WHITING PETE CORP NEW COMMON 966387409 5,188 198,456 SH   DFND 198,456 0 0
WHITING PETE CORP NEW BOND 966387AL6 8,700 9,000,000 PRN   DFND 0 0 0
WILLSCOT CORP COMMON 971375126 554 50,000 SH   DFND 50,000 0 0
WISDOMTREE TR OPTION 97717W422 863 32,800 SH Put DFND 32,800 0 0
WORLDPAY INC COMMON 981558109 6,810 60,000 SH   DFND 60,000 0 0
WPX ENERGY INC COMMON 98212B103 1,210 92,300 SH   DFND 92,300 0 0
XPO LOGISTICS INC COMMON 983793100 537 10,000 SH   DFND 10,000 0 0
XEROX CORP OPTION 984121608 10,825 338,500 SH Put DFND 338,500 0 0
YAMANA GOLD INC COMMON 98462Y100 88 33,800 SH   DFND 33,800 0 0
ZAYO GROUP HLDGS INC COMMON 98919V105 6,750 237,500 SH   DFND 237,500 0 0
ZAYO GROUP HLDGS INC OPTION 98919V105 7,105 250,000 SH Put DFND 250,000 0 0
ZILLOW GROUP INC COMMON 98954M101 2,430 71,069 SH   DFND 71,069 0 0
ZIONS BANCORPORATION N A OPTION 989701107 28,812 634,500 SH Put DFND 634,500 0 0
ZIONS BANCORPORATION N A WARRANT 989701115 66,356 4,998,600 SH   DFND 4,998,600 0 0
ZYNGA INC COMMON 98986T108 6,221 1,167,150 SH   DFND 1,167,150 0 0
AXALTA COATING SYS LTD COMMON G0750C108 3,008 119,300 SH   DFND 119,300 0 0
AXALTA COATING SYS LTD OPTION G0750C108 2,521 100,000 SH Call DFND 100,000 0 0
BUNGE LIMITED COMMON G16962105 9,045 170,446 SH   DFND 170,446 0 0
BUNGE LIMITED OPTION G16962105 5,307 100,000 SH Put DFND 100,000 0 0
CAPITOL INVT CORP IV COMMON G18920101 15,641 1,537,908 SH   DFND 1,537,908 0 0
CAPITOL INVT CORP IV WARRANT G18920127 587 433,183 SH   DFND 433,183 0 0
COLLIER CREEK HOLDINGS COMMON G22707106 12,196 1,225,703 SH   DFND 1,225,703 0 0
COLLIER CREEK HOLDINGS WARRANT G22707114 523 418,112 SH   DFND 418,112 0 0
ENSCO PLC COMMON G3157S106 5,119 1,302,499 SH   DFND 1,302,499 0 0
ENSCO PLC OPTION G3157S106 6,288 1,600,000 SH Put DFND 1,600,000 0 0
ARYA SCIENCES ACQUISITION CO UNIT G3165V117 4,653 450,000 SH   DFND 450,000 0 0
ESTRE AMBIENTAL INC WARRANT G3206V118 353 3,578,100 SH   DFND 3,578,100 0 0
HERBALIFE NUTRITION LTD OPTION G4412G101 10,598 200,000 SH Put DFND 200,000 0 0
LAZARD LTD COMMON G54050102 3,253 90,000 SH   DFND 90,000 0 0
LINDE PLC COMMON G5494J103 17,925 102,335 SH   DFND 102,335 0 0
NABORS INDUSTRIES LTD COMMON G6359F103 1,112 323,294 SH   DFND 323,294 0 0
NEW FRONTIER CORP COMMON G6485P108 4,950 500,000 SH   DFND 500,000 0 0
NEW FRONTIER CORP WARRANT G6485P124 560 800,000 SH   DFND 800,000 0 0
ONE MADISON CORP COMMON G6772P100 12,788 1,250,000 SH   DFND 1,250,000 0 0
ONE MADISON CORP WARRANT G6772P126 1,190 1,000,000 SH   DFND 1,000,000 0 0
QUOTIENT LTD COMMON G73268107 21,108 2,342,666 SH   DFND 2,342,666 0 0
SINA CORP OPTION G81477104 2,962 50,000 SH Call DFND 50,000 0 0
SOCIAL CAP HEDOSOPHIA HLDGS COMMON G8250R103 15,270 1,500,000 SH   DFND 1,500,000 0 0
SOCIAL CAP HEDOSOPHIA HLDGS WARRANT G8250R129 955 1,224,927 SH   DFND 1,224,927 0 0
THUNDER BRIDGE ACQUISITION L WARRANT G8857R126 533 750,000 SH   DFND 750,000 0 0
TPG PACE HLDGS CORP WARRANT G89827110 1,249 850,000 SH   DFND 850,000 0 0
TPG PACE HLDGS CORP COMMON G89827128 25,575 2,500,000 SH   DFND 2,500,000 0 0
TE CONNECTIVITY LTD OPTION H84989104 4,037 50,000 SH Call DFND 50,000 0 0
INTELSAT S A COMMON L5140P101 5,575 356,000 SH   DFND 356,000 0 0
INTELSAT S A OPTION L5140P101 3,132 200,000 SH Call DFND 200,000 0 0
PACIFIC DRILLING SA LUXEMBOU COMMON L7257P205 29,594 2,099,506 SH   DFND 2,099,506 0 0
MELLANOX TECHNOLOGIES LTD COMMON M51363113 7,101 60,000 SH   DFND 60,000 0 0
MELLANOX TECHNOLOGIES LTD OPTION M51363113 11,836 100,000 SH Call DFND 100,000 0 0