The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOME | COM | 003009107 | 50 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
ABERDEEN EM MKTS EQUITY INCOME FUND | COM | 00301w105 | 5,986 | 799,261 | SH | SOLE | 799,261 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FUND INC | COM | 00306J109 | 6,081 | 856,463 | SH | SOLE | 856,463 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVID | COM | 00326l100 | 775 | 92,001 | SH | SOLE | 92,001 | 0 | 0 | ||
PETROLEUM & RESOURCES CORP | COM | 00548f105 | 497 | 29,609 | SH | SOLE | 29,609 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 24,646 | 1,683,489 | SH | SOLE | 1,683,489 | 0 | 0 | ||
ALLEGRO MERGER ACQ CORP | COM | 01749n103 | 25,054 | 2,523,050 | SH | SOLE | 2,523,050 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI INC | COM | 01864u106 | 3,140 | 242,441 | SH | SOLE | 242,441 | 0 | 0 | ||
ALLIANZGI EQUITY & CONVERTIB | COM | 018829101 | 7,898 | 366,652 | SH | SOLE | 366,652 | 0 | 0 | ||
AMCI ACQUISITION CORP | COM | 00165r101 | 17,343 | 1,762,488 | SH | SOLE | 1,762,488 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | COM | G04415108 | 2,675 | 274,900 | SH | SOLE | 274,900 | 0 | 0 | ||
AON PLC | COM | g0408v102 | 454 | 2,626 | SH | SOLE | 2,626 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B | COM | 084670702 | 327 | 1,605 | SH | SOLE | 1,605 | 0 | 0 | ||
BIG ROCK PART ACQ CORP | COM | 089482103 | 2,159 | 208,792 | SH | SOLE | 208,792 | 0 | 0 | ||
BLACK RIDGE ACQ CORP | COM | 09216t107 | 3,967 | 388,240 | SH | SOLE | 388,240 | 0 | 0 | ||
BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | COM | 09248E102 | 9,883 | 763,743 | SH | SOLE | 763,743 | 0 | 0 | ||
BLACKROCK CORE BD TR | COM | 09249E101 | 9,974 | 741,591 | SH | SOLE | 741,591 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC | COM | 092508100 | 43,150 | 3,454,768 | SH | SOLE | 3,454,768 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD INC | COM | 09256A109 | 1,807 | 113,002 | SH | SOLE | 113,002 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV TR | COM | 09251A104 | 2,805 | 323,900 | SH | SOLE | 323,900 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DIV TRUST | COM | 092501105 | 6,849 | 639,495 | SH | SOLE | 639,495 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV TRUST | COM | 092524107 | 6,313 | 1,129,346 | SH | SOLE | 1,129,346 | 0 | 0 | ||
BLACKROCK FL MUNI 2020 TERM | COM | 09250m109 | 1,381 | 96,311 | SH | SOLE | 96,311 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 57,800 | 9,747,058 | SH | SOLE | 9,747,058 | 0 | 0 | ||
BLACKROCK INVT QUALITY MUNI | COM | 09247d105 | 4,560 | 320,017 | SH | SOLE | 320,017 | 0 | 0 | ||
BLACKROCK MUNICIPAL TARGET | COM | 09257P105 | 23,527 | 1,056,431 | SH | SOLE | 1,056,431 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD INC | COM | 09253X102 | 976 | 71,092 | SH | SOLE | 71,092 | 0 | 0 | ||
BLACKROCK MUNI NY INT DUR FD | COM | 09255F109 | 616 | 44,714 | SH | SOLE | 44,714 | 0 | 0 | ||
BLACKROCK INS MUNI INCOME TR | COM | 092479104 | 19,479 | 1,450,387 | SH | SOLE | 1,450,387 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NY INSURED FD | COM | 09255c106 | 24,354 | 1,882,109 | SH | SOLE | 1,882,109 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QLTY | COM | 09254L107 | 12,393 | 928,303 | SH | SOLE | 928,303 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS IN II | COM | 09254C107 | 3,722 | 303,313 | SH | SOLE | 303,313 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS INSUR | COM | 09254A101 | 4,874 | 403,795 | SH | SOLE | 403,795 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUAL II | COM | 09254G108 | 11,727 | 953,398 | SH | SOLE | 953,398 | 0 | 0 | ||
BLACKROCK MUNIYIELD CA INSUR | COM | 09254N103 | 12,404 | 918,130 | SH | SOLE | 918,130 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY INSUR | COM | 09255E102 | 16,138 | 1,304,572 | SH | SOLE | 1,304,572 | 0 | 0 | ||
BLACKROCK MUNIYIELD INSURED | COM | 09254e103 | 58,087 | 4,506,360 | SH | SOLE | 4,506,360 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254f100 | 8,090 | 573,759 | SH | SOLE | 573,759 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY FD | COM | 09254V105 | 8,623 | 644,003 | SH | SOLE | 644,003 | 0 | 0 | ||
BLACKROCK NEW YORK MUNI INC | COM | 09248l106 | 5,944 | 451,636 | SH | SOLE | 451,636 | 0 | 0 | ||
BLACKROCK NEW YORK MUN II | COM | 09249R102 | 3,170 | 234,800 | SH | SOLE | 234,800 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY TR | COM | 09249U105 | 1,482 | 115,845 | SH | SOLE | 115,845 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND TR | COM | 09249P106 | 1,420 | 100,494 | SH | SOLE | 100,494 | 0 | 0 | ||
BLACKROCK RES & COMM STRATEGY | COM | 09257A108 | 82 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BOXWOOD MERGER CORP | COM | 10319t101 | 21,652 | 2,227,550 | SH | SOLE | 2,227,550 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 134 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
CF FIN ACQUISITION CORP | COM | 12528n107 | 5,352 | 542,263 | SH | SOLE | 542,263 | 0 | 0 | ||
CHASERG TECHNOLOGY ACQ CORP | COM | 16166a103 | 13,688 | 1,382,625 | SH | SOLE | 1,382,625 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 4,430 | 212,453 | SH | SOLE | 212,453 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP FUND | COM | 184692101 | 3,072 | 240,004 | SH | SOLE | 240,004 | 0 | 0 | ||
COHEN & STEERS GLOBAL INC BLDR | COM | 19248M103 | 597 | 70,260 | SH | SOLE | 70,260 | 0 | 0 | ||
CONSTELLATION BRANDS INC CL A | COM | 21036P108 | 762 | 4,240 | SH | SOLE | 4,240 | 0 | 0 | ||
CONSTELLATION BRANDS INC CL B | COM | 21036p207 | 479 | 2,696 | SH | SOLE | 2,696 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924b302 | 26,374 | 2,135,564 | SH | SOLE | 2,135,564 | 0 | 0 | ||
CORNERSTONE TOTAL RETURN FND | COM | 21924U300 | 7,419 | 613,178 | SH | SOLE | 613,178 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | COM | 23291e109 | 292 | 29,200 | SH | SOLE | 29,200 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 370 | 3,287 | SH | SOLE | 3,287 | 0 | 0 | ||
DREYFUS MUNICIPAL INCOME INC | COM | 26201R102 | 10,645 | 1,262,736 | SH | SOLE | 1,262,736 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 4,388 | 329,704 | SH | SOLE | 329,704 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD | COM | 26432k108 | 38,412 | 4,466,561 | SH | SOLE | 4,466,561 | 0 | 0 | ||
DWS MUNICIPAL INCOME TRUST | COM | 233368109 | 10,787 | 977,119 | SH | SOLE | 977,119 | 0 | 0 | ||
EAGLE GROWTH & INCOME FUND | COM | 26958j105 | 5,981 | 385,380 | SH | SOLE | 385,380 | 0 | 0 | ||
EATON VANCE CA MUNI INC TRST | COM | 27826F101 | 6,516 | 533,191 | SH | SOLE | 533,191 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 16,068 | 1,508,737 | SH | SOLE | 1,508,737 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC FD | COM | 278274105 | 1,909 | 131,285 | SH | SOLE | 131,285 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 139,163 | 11,277,389 | SH | SOLE | 11,277,389 | 0 | 0 | ||
EATON VANCE MUNICIPAL INCOME | COM | 27826U108 | 4,850 | 400,506 | SH | SOLE | 400,506 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD FD | COM | 27827Y109 | 13,897 | 1,181,753 | SH | SOLE | 1,181,753 | 0 | 0 | ||
EATON VANCE NY MUNICIPAL INC | COM | 27826w104 | 417 | 34,024 | SH | SOLE | 34,024 | 0 | 0 | ||
EATON VANCE SR INCOME TR | COM | 27826S103 | 90 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
EATON VANCE TX ADV GLBL DIV FD | COM | 27828s101 | 3,270 | 206,833 | SH | SOLE | 206,833 | 0 | 0 | ||
EDTECHX HOLDINGS ACQ CORP | COM | 28138x103 | 5,803 | 578,575 | SH | SOLE | 578,575 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | COM | 28138x202 | 661 | 65,100 | SH | SOLE | 65,100 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 2,287 | 257,555 | SH | SOLE | 257,555 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 926 | 11,442 | SH | SOLE | 11,442 | 0 | 0 | ||
FEDERATED PREMIER MUNI INC | COM | 31423P108 | 5,066 | 376,904 | SH | SOLE | 376,904 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP FD | COM | 337319107 | 16,217 | 1,628,193 | SH | SOLE | 1,628,193 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 792 | 49,975 | SH | SOLE | 49,975 | 0 | 0 | ||
FORUM MERGER II ACQ CORP | COM | 34986f103 | 17,778 | 1,790,288 | SH | SOLE | 1,790,288 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS TR SHS | COM | 36246K103 | 11,408 | 1,086,495 | SH | SOLE | 1,086,495 | 0 | 0 | ||
GIGCAPITAL, INC ACQ CORP | COM | 37518n106 | 13,672 | 1,341,709 | SH | SOLE | 1,341,709 | 0 | 0 | ||
GORDON POINTE ACQ CORP | COM | 382788107 | 4,474 | 439,453 | SH | SOLE | 439,453 | 0 | 0 | ||
GRAF INDUSTRIAL ACQ CORP | COM | 384278107 | 15,009 | 1,541,015 | SH | SOLE | 1,541,015 | 0 | 0 | ||
GREENLAND ACQ CORP | COM | G40981139 | 2,434 | 243,400 | SH | SOLE | 243,400 | 0 | 0 | ||
JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | COM | 41013p749 | 9,186 | 1,327,511 | SH | SOLE | 1,327,511 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 569 | 2,866 | SH | SOLE | 2,866 | 0 | 0 | ||
INSIGHT SELECT INCOME FD | COM | 45781w109 | 9,369 | 494,946 | SH | SOLE | 494,946 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 228 | 4,116 | SH | SOLE | 4,116 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 3,697 | 203,141 | SH | SOLE | 203,141 | 0 | 0 | ||
INVESCO VRDO TAX-FREE WEEKLY ETF | COM | 46138g862 | 374 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 2,128 | 177,357 | SH | SOLE | 177,357 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 1,212 | 100,316 | SH | SOLE | 100,316 | 0 | 0 | ||
INVESCO PA VALUE MUN INCOME TR | COM | 46132K109 | 2,773 | 222,564 | SH | SOLE | 222,564 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRST | COM | 46133G107 | 1,103 | 90,745 | SH | SOLE | 90,745 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131h107 | 99 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 14,492 | 1,163,082 | SH | SOLE | 1,163,082 | 0 | 0 | ||
ISHARES MSCI CDA ETF | COM | 464286509 | 16,509 | 588,983 | SH | SOLE | 588,983 | 0 | 0 | ||
ISHARES MSCI JAPAN ETF | COM | 46434G822 | 14,000 | 252,882 | SH | SOLE | 252,882 | 0 | 0 | ||
ISHARES TR CORE DIV GRWTH | COM | 46434v621 | 20,680 | 556,521 | SH | SOLE | 556,521 | 0 | 0 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 2,341 | 49,754 | SH | SOLE | 49,754 | 0 | 0 | ||
ISHARES CORE S&P500 ETF | COM | 464287200 | 77,995 | 270,405 | SH | SOLE | 270,405 | 0 | 0 | ||
ISHARES TR EUROPE ETF | COM | 464287861 | 1,075 | 24,185 | SH | SOLE | 24,185 | 0 | 0 | ||
ISHARES TR MSCI ACWI EX US | COM | 464288240 | 3,186 | 67,492 | SH | SOLE | 67,492 | 0 | 0 | ||
ISHARES MSCI CHINA ETF | COM | 46429b671 | 4,051 | 63,760 | SH | SOLE | 63,760 | 0 | 0 | ||
ISHARES TR MSCI EMG MKT ETF | COM | 464287234 | 737 | 16,820 | SH | SOLE | 16,820 | 0 | 0 | ||
ISHARES SHORT TERM NATIONAL MUNI BOND | COM | 464288158 | 1,069 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD INC | COM | 47109U104 | 9,031 | 1,015,886 | SH | SOLE | 1,015,886 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 326 | 2,375 | SH | SOLE | 2,375 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 222 | 2,109 | SH | SOLE | 2,109 | 0 | 0 | ||
KAYNE ANDERSON MIDSTREAM/ENE | COM | 48661e108 | 17,089 | 1,406,525 | SH | SOLE | 1,406,525 | 0 | 0 | ||
KBL MERGER CORP. IV | COM | 48242A104 | 5,167 | 500,170 | SH | SOLE | 500,170 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 384 | 3,152 | SH | SOLE | 3,152 | 0 | 0 | ||
LATTICE STRATEGIES TR HARTFORD MLT ETF | COM | 518416102 | 8,053 | 282,375 | SH | SOLE | 282,375 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME FD | COM | 521076109 | 10,499 | 1,047,767 | SH | SOLE | 1,047,767 | 0 | 0 | ||
LEGACY ACQ CORP | COM | 524643103 | 15,762 | 1,568,375 | SH | SOLE | 1,568,375 | 0 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 22,964 | 85,095 | SH | SOLE | 85,095 | 0 | 0 | ||
LF CAPITAL ACQ CORP | COM | 50200k108 | 17,842 | 1,775,300 | SH | SOLE | 1,775,300 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR SH BEN INT | COM | 50208a102 | 1,518 | 115,910 | SH | SOLE | 115,910 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 201 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
MADISON CVRED CALL & EQ STR FD | COM | 557437100 | 2,092 | 309,027 | SH | SOLE | 309,027 | 0 | 0 | ||
MANNING & NAPIER, INC. | COM | 56382q102 | 553 | 254,942 | SH | SOLE | 254,942 | 0 | 0 | ||
MEGALITH FINANCIAL ACQ CORP | COM | 58518F109 | 18,367 | 1,840,338 | SH | SOLE | 1,840,338 | 0 | 0 | ||
MFS INTER INCOME TR | COM | 55273C107 | 1,572 | 418,175 | SH | SOLE | 418,175 | 0 | 0 | ||
MFS INVT GRADE MUN TR | COM | 59318b108 | 10,866 | 1,148,582 | SH | SOLE | 1,148,582 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 739 | 6,156 | SH | SOLE | 6,156 | 0 | 0 | ||
MONOCLE ACQUISITION CORP COM | COM | 609754106 | 13,203 | 1,347,250 | SH | SOLE | 1,347,250 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | COM | 609754205 | 758 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD INC | COM | 61744U106 | 1,706 | 102,270 | SH | SOLE | 102,270 | 0 | 0 | ||
MORGAN STANLEY EM MKTS | COM | 617477104 | 104 | 15,650 | SH | SOLE | 15,650 | 0 | 0 | ||
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 3,581 | 170,116 | SH | SOLE | 170,116 | 0 | 0 | ||
MOSAIC ACQUISITION CORP COM | COM | 61946m100 | 6,287 | 625,600 | SH | SOLE | 625,600 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP COM | COM | 624745105 | 13,461 | 1,334,070 | SH | SOLE | 1,334,070 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 10,763 | 747,452 | SH | SOLE | 747,452 | 0 | 0 | ||
NOVANTA INC | COM | 67000B104 | 300 | 3,485 | SH | SOLE | 3,485 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 252 | 4,168 | SH | SOLE | 4,168 | 0 | 0 | ||
NUVEEN AMT-FREE MUN INCOME FD | COM | 670657105 | 173,646 | 13,016,907 | SH | SOLE | 13,016,907 | 0 | 0 | ||
NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | COM | 67066Y105 | 14,181 | 1,025,412 | SH | SOLE | 1,025,412 | 0 | 0 | ||
NUVEEN CALIFORNIA SELECT TAX-FREE INC | COM | 67063r103 | 564 | 39,852 | SH | SOLE | 39,852 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT-FREE | COM | 670651108 | 6,244 | 446,661 | SH | SOLE | 446,661 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM FD | COM | 670677103 | 5,811 | 443,909 | SH | SOLE | 443,909 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMFD | COM | 670671106 | 2,941 | 223,155 | SH | SOLE | 223,155 | 0 | 0 | ||
NUVEEN MUNI 2021 TGT TRM FD | COM | 670687102 | 8,908 | 925,004 | SH | SOLE | 925,004 | 0 | 0 | ||
NUVEEN NY AMT FREE MUN INCOME | COM | 670656107 | 92,083 | 7,250,664 | SH | SOLE | 7,250,664 | 0 | 0 | ||
NUVEEN NY MUNI VALUE FUND 2 | COM | 670706100 | 2,365 | 167,129 | SH | SOLE | 167,129 | 0 | 0 | ||
NUVEEN NY DIVID ADVNTG MUN FD | COM | 67066X107 | 19,767 | 1,477,326 | SH | SOLE | 1,477,326 | 0 | 0 | ||
NUVEEN OHIO QUALITY INCOME MUN | COM | 670980101 | 12,247 | 846,339 | SH | SOLE | 846,339 | 0 | 0 | ||
NUVEEN PA INVT QUALITY MUN FD | COM | 670972108 | 391 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
NUVEEN DIVID ADVANTAGE MUN FD | COM | 67066V101 | 121,662 | 8,958,881 | SH | SOLE | 8,958,881 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071b108 | 5,900 | 566,241 | SH | SOLE | 566,241 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM PT | COM | 67062F100 | 214 | 14,663 | SH | SOLE | 14,663 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM PT | COM | 67063C106 | 1,731 | 125,400 | SH | SOLE | 125,400 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM 3 | COM | 67063X100 | 337 | 22,914 | SH | SOLE | 22,914 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067y104 | 67 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
OPES ACQ CORP | COM | 68373p100 | 1,620 | 159,400 | SH | SOLE | 159,400 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 333 | 6,158 | SH | SOLE | 6,158 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 377 | 4,644 | SH | SOLE | 4,644 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 316 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 279 | 6,509 | SH | SOLE | 6,509 | 0 | 0 | ||
PIONEER DIVERSIFIED HIGH INCOME TRUST | COM | 723653101 | 20,009 | 1,407,105 | SH | SOLE | 1,407,105 | 0 | 0 | ||
PIONEER HIGH INCOME TRUST | COM | 72369h106 | 154 | 16,889 | SH | SOLE | 16,889 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 286 | 2,754 | SH | SOLE | 2,754 | 0 | 0 | ||
PURE ACQ CORP | COM | 74621Q106 | 47,163 | 4,688,205 | SH | SOLE | 4,688,205 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | COM | 746922103 | 701 | 56,883 | SH | SOLE | 56,883 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | COM | 80821r109 | 12,139 | 1,241,203 | SH | SOLE | 1,241,203 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 261 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | COM | 81728p105 | 5,641 | 561,262 | SH | SOLE | 561,262 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHIA ACQ CORP | COM | g8250r103 | 255 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | COM | 846784106 | 9,187 | 934,550 | SH | SOLE | 934,550 | 0 | 0 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 41,437 | 144,672 | SH | SOLE | 144,672 | 0 | 0 | ||
SPDR SER TR NUVN BR SHT MUNI | COM | 78468R739 | 3,318 | 68,527 | SH | SOLE | 68,527 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 2,351 | 131,143 | SH | SOLE | 131,143 | 0 | 0 | ||
TEKLA HEATHCARE INVESTORS | COM | 87911J103 | 7,534 | 366,639 | SH | SOLE | 366,639 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT FD | COM | 879105104 | 8,051 | 457,942 | SH | SOLE | 457,942 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD INC | COM | 880191101 | 2,237 | 147,379 | SH | SOLE | 147,379 | 0 | 0 | ||
TENZING ACQUISITION CORP | COM | g8708a116 | 3,576 | 354,025 | SH | SOLE | 354,025 | 0 | 0 | ||
TUNDER BRIDGE ACQ CORP | COM | g8857r100 | 4,385 | 429,450 | SH | SOLE | 429,450 | 0 | 0 | ||
TIBERIUS ACQ CORP | COM | 88633a107 | 2,939 | 291,522 | SH | SOLE | 291,522 | 0 | 0 | ||
TOTTENHAM ACQ CORP | COM | g8959n106 | 3,651 | 364,350 | SH | SOLE | 364,350 | 0 | 0 | ||
TRIDENT ACQ CORP | COM | 89615t106 | 8,194 | 801,725 | SH | SOLE | 801,725 | 0 | 0 | ||
TRINITY MERGER ACQ CORP | COM | 89653l106 | 22,068 | 2,155,111 | SH | SOLE | 2,155,111 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | COM | 90069k104 | 5,886 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
TWELVE SEAS ACQ CORP | COM | G9145a107 | 2,898 | 289,775 | SH | SOLE | 289,775 | 0 | 0 | ||
VANECK VECTORS ETF TR AMT FREE SHORT | COM | 92189f528 | 1,046 | 59,543 | SH | SOLE | 59,543 | 0 | 0 | ||
VANGUARD BD INDEX FD INC LONG TERM BOND | COM | 921937793 | 3,903 | 43,090 | SH | SOLE | 43,090 | 0 | 0 | ||
VANGUARD BD INDEX FD INC SHORT TRM BOND | COM | 921937827 | 1,719 | 21,675 | SH | SOLE | 21,675 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL BND MRKT | COM | 921937835 | 5,146 | 63,858 | SH | SOLE | 63,858 | 0 | 0 | ||
VANGUARD INDEX FDS GROWTH ETF | COM | 922908736 | 25,127 | 157,785 | SH | SOLE | 157,785 | 0 | 0 | ||
VANGUARD INDEX FDS S&P 500 ETF | COM | 922908363 | 309,726 | 1,177,174 | SH | SOLE | 1,177,174 | 0 | 0 | ||
VANGUARD INDEX FDS SMALL CP ETF | COM | 922908751 | 104,684 | 674,551 | SH | SOLE | 674,551 | 0 | 0 | ||
VANGUARD INDEX FDS TOTAL STK MKT | COM | 922908769 | 59,056 | 402,481 | SH | SOLE | 402,481 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | COM | 922042775 | 25,737 | 502,681 | SH | SOLE | 502,681 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | COM | 922042858 | 47,063 | 1,088,917 | SH | SOLE | 1,088,917 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | COM | 922042874 | 99,399 | 1,805,937 | SH | SOLE | 1,805,937 | 0 | 0 | ||
VANGUARD FTSE PACIFIC ETF | COM | 922042866 | 42,391 | 632,698 | SH | SOLE | 632,698 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | COM | 921943858 | 720 | 17,250 | SH | SOLE | 17,250 | 0 | 0 | ||
VECTOIQ ACQ CORP | COM | 92243n103 | 21,192 | 2,115,017 | SH | SOLE | 2,115,017 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY IN | COM | 92912J102 | 495 | 53,993 | SH | SOLE | 53,993 | 0 | 0 | ||
VOYA GLOBAL ADVANTAGE AND PREMIUM OPP | COM | 92912R104 | 657 | 63,738 | SH | SOLE | 63,738 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OPP | COM | 92912T100 | 467 | 72,727 | SH | SOLE | 72,727 | 0 | 0 | ||
W P CAREY INC | COM | 92936U109 | 306 | 3,889 | SH | SOLE | 3,889 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | COM | G4887W110 | 562 | 57,275 | SH | SOLE | 57,275 | 0 | 0 | ||
WESTERN ASSET MUN HI INCM FD | COM | 95766N103 | 8,532 | 1,160,781 | SH | SOLE | 1,160,781 | 0 | 0 | ||
WESTERN ASSET PREMIER BOND | COM | 957664105 | 940 | 71,575 | SH | SOLE | 71,575 | 0 | 0 | ||
WESTERN ASSET CLYM INFL SEC IN | COM | 95766Q106 | 3,129 | 282,383 | SH | SOLE | 282,383 | 0 | 0 | ||
WESTERN ASST MN PRT FD INC | COM | 95766P108 | 6,028 | 417,420 | SH | SOLE | 417,420 | 0 | 0 | ||
WESTERN ASSET CLYM INFL OPP IN | COM | 95766R104 | 8,196 | 764,587 | SH | SOLE | 764,587 | 0 | 0 |