The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 5,020 500,000 SH   SOLE   500,000 0 0
8X8 INC NEW COM 282914100 18,214 901,703 SH   SOLE   901,703 0 0
ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 12,000 1,200,000 SH   SOLE   1,200,000 0 0
AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 13,348 9,000,000 PRN   SOLE   0 0 0
AGNICO EAGLE MINES LTD COM 008474108 8,700 200,000 SH Call SOLE   0 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 45 500,000 SH   SOLE   500,000 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 152 892,000 SH   SOLE   892,000 0 0
ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 2,542 250,000 SH   SOLE   250,000 0 0
ALBERTON ACQUISITION CORP ORD SHS G35006108 4,975 500,000 SH   SOLE   500,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14,596 80,000 SH Put SOLE   0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 18,610 102,000 SH   SOLE   102,000 0 0
ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 169 650,000 SH   SOLE   650,000 0 0
ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 263 975,000 SH   SOLE   975,000 0 0
ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2,620 250,000 SH   SOLE   250,000 0 0
ALLEGRO MERGER CORP COM 01749N103 7,448 750,000 SH   SOLE   750,000 0 0
ALPHA PRO TECH LTD COM 020772109 1,404 390,000 SH   SOLE   390,000 0 0
ALPHABET INC CAP STK CL C 02079K107 51,508 43,900 SH   SOLE   43,900 0 0
AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 268 957,700 SH   SOLE   957,700 0 0
AMETEK INC NEW COM 031100100 30,173 363,659 SH   SOLE   363,659 0 0
ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 5,555 550,000 SH   SOLE   550,000 0 0
ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 8,534 8,000,000 PRN   SOLE   0 0 0
ATOMERA INC COM 04965B100 489 184,600 SH   SOLE   184,600 0 0
BANK MONTREAL QUE COM 063671101 14,964 200,000 SH Call SOLE   0 0 0
BANK NEW YORK MELLON CORP COM 064058100 1,002 19,868 SH   SOLE   19,868 0 0
BARRICK GOLD CORPORATION COM 067901108 411 30,000 SH Put SOLE   0 0 0
BARRICK GOLD CORPORATION COM 067901108 7,129 520,000 SH Call SOLE   0 0 0
BCE INC COM NEW 05534B760 39,951 900,000 SH Call SOLE   0 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 36 200,000 SH   SOLE   200,000 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 148 423,200 SH   SOLE   423,200 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 1,744 168,300 SH   SOLE   168,300 0 0
BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 3,702 349,200 SH   SOLE   349,200 0 0
BIO RAD LABS INC CL A 090572207 44,476 145,500 SH   SOLE   145,500 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 07/01/202 G1117K106 331 1,225,000 SH   SOLE   1,225,000 0 0
BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 64 321,657 SH   SOLE   321,657 0 0
BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 290 827,614 SH   SOLE   827,614 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 64 214,992 SH   SOLE   214,992 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 309 883,392 SH   SOLE   883,392 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 16,699 1,636,325 SH   SOLE   1,636,325 0 0
BLUEGREEN VACATIONS CORP COM 09629F108 892 60,000 SH   SOLE   60,000 0 0
BOINGO WIRELESS INC COM 09739C102 22,165 952,100 SH   SOLE   952,100 0 0
BOOKING HLDGS INC COM 09857L108 18,147 10,400 SH   SOLE   10,400 0 0
BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 38 100,000 SH   SOLE   100,000 0 0
BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 5,045 500,000 SH   SOLE   500,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 716 15,000 SH Call SOLE   0 0 0
BROOKFIELD PROPERTY REIT INC CL A 11282X103 717 35,000 SH   SOLE   35,000 0 0
BRUNSWICK CORP COM 117043109 29,361 583,361 SH   SOLE   583,361 0 0
CAMECO CORP COM 13321L108 403 34,200 SH Put SOLE   0 0 0
CAMECO CORP COM 13321L108 506 42,900 SH Call SOLE   0 0 0
CANADIAN NAT RES LTD COM 136385101 825 30,000 SH   SOLE   30,000 0 0
CANNTRUST HLDGS INC COM 137800207 3,920 505,200 SH   SOLE   505,200 0 0
CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 276 200,000 SH   SOLE   200,000 0 0
CAPITOL INVT CORP IV CL A ORD G18920101 4,071 399,900 SH   SOLE   399,900 0 0
CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 16,296 1,541,700 SH   SOLE   1,541,700 0 0
CARBONITE INC NOTE 2.500% 4/0 141337AB1 1,167 1,000,000 PRN   SOLE   0 0 0
CARMAX INC COM 143130102 26,705 382,600 SH   SOLE   382,600 0 0
CDK GLOBAL INC COM 12508E101 23,463 398,900 SH   SOLE   398,900 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 34,395 435,000 SH Call SOLE   0 0 0
CELGENE CORP COM 151020104 9,094 96,400 SH Put SOLE   0 0 0
CENTENE CORP DEL COM 15135B101 2,390 45,000 SH   SOLE   45,000 0 0
CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 11,799 507,501 SH   SOLE   507,501 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 271 630,625 SH   SOLE   630,625 0 0
CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 14,280 1,400,000 SH   SOLE   1,400,000 0 0
CHARDAN HEALTHCARE ACQUISITI *W EXP 12/13/202 15957A116 49 99,500 SH   SOLE   99,500 0 0
CHARDAN HEALTHCARE ACQUISITI COM 15957A108 979 100,000 SH   SOLE   100,000 0 0
CHARDAN HEALTHCARE ACQUISITI UNIT 12/13/2023 15957A207 2,006 200,000 SH   SOLE   200,000 0 0
CLEMENTIA PHARMACEUTICALS IN COM 185575107 2,114 81,000 SH   SOLE   81,000 0 0
CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 13,636 10,000,000 PRN   SOLE   0 0 0
CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 276 1,622,000 SH   SOLE   1,622,000 0 0
CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 1,071 3,244,000 SH   SOLE   3,244,000 0 0
CM SEVEN STAR ACQUISITION CO SHS G2345N102 27,168 2,630,000 SH   SOLE   2,630,000 0 0
COCA COLA CO COM 191216100 509 10,871 SH   SOLE   10,871 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 13,338 100,000 SH   SOLE   100,000 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 10,320 1,000,000 SH   SOLE   1,000,000 0 0
COMCAST CORP NEW CL A 20030N101 23,520 588,300 SH   SOLE   588,300 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 148 1,848,113 SH   SOLE   1,848,113 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 402 3,202,613 SH   SOLE   3,202,613 0 0
CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 20,000 2,000,000 SH   SOLE   2,000,000 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 20,995 20,000 SH   SOLE   20,000 0 0
DEERE & CO COM 244199105 791 4,948 SH   SOLE   4,948 0 0
DEL FRISCOS RESTAURANT GROUP COM 245077102 9,987 1,558,069 SH   SOLE   1,558,069 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 26,306 509,310 SH   SOLE   509,310 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 10,085 7,500,000 PRN   SOLE   0 0 0
DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 12,688 1,250,000 SH   SOLE   1,250,000 0 0
DLH HLDGS CORP COM 23335Q100 3,980 621,874 SH   SOLE   621,874 0 0
DOLBY LABORATORIES INC COM CL A 25659T107 18,309 290,752 SH   SOLE   290,752 0 0
EASTMAN CHEMICAL CO COM 277432100 480 6,328 SH   SOLE   6,328 0 0
EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 101 530,900 SH   SOLE   530,900 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 2,016 200,000 SH   SOLE   200,000 0 0
EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 2,054 201,400 SH   SOLE   201,400 0 0
ENBRIDGE INC COM 29250N105 29,008 800,000 SH Call SOLE   0 0 0
ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 247 2,110,661 SH   SOLE   2,110,661 0 0
FACEBOOK INC CL A 30303M102 37,839 227,000 SH   SOLE   227,000 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 174 130,000 SH   SOLE   130,000 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 2,388 240,000 SH   SOLE   240,000 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 20,904 2,010,000 SH   SOLE   2,010,000 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 2,923 3,000,000 PRN   SOLE   0 0 0
FLEXSTEEL INDS INC COM 339382103 3,786 163,252 SH   SOLE   163,252 0 0
FORTIS INC COM 349553107 3,699 100,000 SH Call SOLE   0 0 0
FORTIS INC COM 349553107 9,248 250,000 SH Put SOLE   0 0 0
FORUM MERGER II CORP CL A 34986F103 2,409 243,138 SH   SOLE   243,138 0 0
GALLAGHER ARTHUR J & CO COM 363576109 495 6,341 SH   SOLE   6,341 0 0
GARDNER DENVER HLDGS INC COM 36555P107 17,804 640,199 SH   SOLE   640,199 0 0
GENERAL MTRS CO COM 37045V100 934 25,177 SH   SOLE   25,177 0 0
GIGCAPITAL INC *W EXP 06/08/202 37518N122 384 1,352,714 SH   SOLE   1,352,714 0 0
GIGCAPITAL INC RIGHT 03/06/2020 37518N114 2,288 3,519,324 SH   SOLE   3,519,324 0 0
GIGCAPITAL INC COM 37518N106 22,827 2,237,952 SH   SOLE   2,237,952 0 0
GLOBAL WTR RES INC COM 379463102 1,610 164,150 SH   SOLE   164,150 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 7 18,990 SH   SOLE   18,990 0 0
GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2,722 259,250 SH   SOLE   259,250 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 5,108 500,000 SH   SOLE   500,000 0 0
GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 57 40,000 SH   SOLE   40,000 0 0
GORES HOLDINGS III INC CLASS A 38286G109 1,188 120,000 SH   SOLE   120,000 0 0
GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 3,914 380,000 SH   SOLE   380,000 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 10,752 1,050,000 SH   SOLE   1,050,000 0 0
GRAF INDL CORP UNIT 12/31/2025 384278206 202 20,000 SH   SOLE   20,000 0 0
GRAF INDL CORP COM 384278107 736 74,750 SH   SOLE   74,750 0 0
GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 18 180,000 SH   SOLE   180,000 0 0
GREENLAND ACQUISITIN CORPORA RIGHT 04/27/2025 G40981113 56 180,000 SH   SOLE   180,000 0 0
GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1,462 140,000 SH   SOLE   140,000 0 0
GREENLAND ACQUISITIN CORPORA SHS G40981139 2,482 246,500 SH   SOLE   246,500 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 10,490 1,000,000 SH   SOLE   1,000,000 0 0
GUESS INC COM 401617105 10,042 512,356 SH   SOLE   512,356 0 0
HABIT RESTAURANTS INC COM CL A 40449J103 13,204 1,220,315 SH   SOLE   1,220,315 0 0
HANESBRANDS INC COM 410345102 505 28,248 SH   SOLE   28,248 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 9,738 8,500,000 PRN   SOLE   0 0 0
HARMONIC INC COM 413160102 14,225 2,624,540 SH   SOLE   2,624,540 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 16,128 1,600,000 SH   SOLE   1,600,000 0 0
HF FOODS GROUP INC COM 40417F109 132 10,000 SH   SOLE   10,000 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 31 125,000 SH   SOLE   125,000 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 68 210,000 SH   SOLE   210,000 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1,449 139,100 SH   SOLE   139,100 0 0
HL ACQUISITIONS CORP SHS G4603R106 5,292 530,769 SH   SOLE   530,769 0 0
HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 5,680 5,000,000 PRN   SOLE   0 0 0
HUDSON GLOBAL INC COM 443787106 1,299 854,765 SH   SOLE   854,765 0 0
HUMANA INC COM 444859102 478 1,797 SH   SOLE   1,797 0 0
HUNT J B TRANS SVCS INC COM 445658107 503 4,968 SH   SOLE   4,968 0 0
HURCO COMPANIES INC COM 447324104 4,977 123,398 SH   SOLE   123,398 0 0
IHS MARKIT LTD SHS G47567105 16,314 300,000 SH Put SOLE   0 0 0
IHS MARKIT LTD SHS G47567105 30,900 568,225 SH   SOLE   568,225 0 0
INFRA AND ENERGY ALTRNTIVE I COM 45686J104 1,497 285,714 SH   SOLE   285,714 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 8,694 860,799 SH   SOLE   860,799 0 0
INTERNATIONAL MNY EXPRESS IN COM 46005L101 466 40,000 SH   SOLE   40,000 0 0
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 33,960 1,500,000 SH Put SOLE   0 0 0
ISHARES TR U.S. REAL ES ETF 464287739 3,046 35,000 SH Put SOLE   0 0 0
ISHARES TR CORE S&P SCP ETF 464287804 38,575 500,000 SH Call SOLE   0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 612,360 4,000,000 SH Put SOLE   0 0 0
ISSUER DIRECT CORPORATION COM NEW 46520M204 4,024 325,312 SH   SOLE   325,312 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 12,054 9,000,000 PRN   SOLE   0 0 0
JENSYN ACQUISITION CORP *W EXP 03/07/202 47632B110 54 771,396 SH   SOLE   771,396 0 0
JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 249 914,885 SH   SOLE   914,885 0 0
JENSYN ACQUISITION CORP COM 47632B102 3,010 270,000 SH   SOLE   270,000 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 177 1,578,348 SH   SOLE   1,578,348 0 0
KBL MERGER CORP IV RIGHT 06/07/2019 48242A120 380 1,652,400 SH   SOLE   1,652,400 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 23,806 273,000 SH   SOLE   273,000 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 9,976 8,500,000 PRN   SOLE   0 0 0
LAUREATE EDUCATION INC CL A 518613203 23,009 1,537,005 SH   SOLE   1,537,005 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 85 282,400 SH   SOLE   282,400 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 2,984 297,235 SH   SOLE   297,235 0 0
LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3,081 300,000 SH   SOLE   300,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 74 137,500 SH   SOLE   137,500 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,760 275,000 SH   SOLE   275,000 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 2,819 275,000 SH   SOLE   275,000 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 390 500,000 SH   SOLE   500,000 0 0
LEO HOLDINGS CORP COM CL A G5463L105 10,040 1,000,000 SH   SOLE   1,000,000 0 0
LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 11,128 1,071,000 SH   SOLE   1,071,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 19 50,000 SH   SOLE   50,000 0 0
LF CAP ACQUISITION CORP CL A 50200K108 4,666 464,269 SH   SOLE   464,269 0 0
LIFETIME BRANDS INC COM 53222Q103 2,278 241,100 SH   SOLE   241,100 0 0
LKQ CORP COM 501889208 29,936 1,054,819 SH   SOLE   1,054,819 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 29 240,000 SH   SOLE   240,000 0 0
LONGEVITY ACQUISITION CORP RIGHT 07/31/2020 G56372124 60 240,000 SH   SOLE   240,000 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1,020 100,000 SH   SOLE   100,000 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 2,398 240,000 SH   SOLE   240,000 0 0
LUMENTUM HLDGS INC COM 55024U109 33,907 599,700 SH   SOLE   599,700 0 0
MAM SOFTWARE GROUP INC COM NEW 55277Q201 2,563 301,220 SH   SOLE   301,220 0 0
MASTECH DIGITAL INC COM 57633B100 1,600 259,564 SH   SOLE   259,564 0 0
MASTERCRAFT BOAT HLDGS INC COM 57637H103 4,499 199,338 SH   SOLE   199,338 0 0
MAXWELL TECHNOLOGIES INC COM 577767106 1,341 300,000 SH   SOLE   300,000 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 254 922,000 SH   SOLE   922,000 0 0
MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 12,336 1,200,000 SH   SOLE   1,200,000 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 1,775 15,000 SH   SOLE   15,000 0 0
MGM RESORTS INTERNATIONAL COM 552953101 511 19,924 SH   SOLE   19,924 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 90,054 55,000,000 PRN   SOLE   0 0 0
MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 207,185 50,000,000 PRN   SOLE   0 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 155 498,454 SH   SOLE   498,454 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 960 2,910,094 SH   SOLE   2,910,094 0 0
MODERN MEDIA ACQUISITION COM 60765P103 25,508 2,462,176 SH   SOLE   2,462,176 0 0
MONARCH CASINO & RESORT INC COM 609027107 9,884 225,038 SH   SOLE   225,038 0 0
MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 3,024 300,000 SH   SOLE   300,000 0 0
MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 163 200,000 SH   SOLE   200,000 0 0
MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 12,037 1,166,380 SH   SOLE   1,166,380 0 0
MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 463 723,510 SH   SOLE   723,510 0 0
MTECH ACQUISITION CORP COM CLASS A 55378W107 808 80,000 SH   SOLE   80,000 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 664 1,207,400 SH   SOLE   1,207,400 0 0
MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 10,527 995,000 SH   SOLE   995,000 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 10,935 1,084,800 SH   SOLE   1,084,800 0 0
NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1,025 100,000 SH   SOLE   100,000 0 0
NEW FRONTIER CORP *W EXP 99/99/999 G6485P124 175 250,000 SH   SOLE   250,000 0 0
NEW FRONTIER CORP COM CL A G6485P108 4,950 500,000 SH   SOLE   500,000 0 0
NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 10,523 1,036,706 SH   SOLE   1,036,706 0 0
NEW RELIC INC COM 64829B100 15,516 157,200 SH   SOLE   157,200 0 0
NEWMONT MNG CORP COM 651639106 2,933 82,000 SH   SOLE   82,000 0 0
NORBORD INC COM NEW 65548P403 1,378 50,000 SH Call SOLE   0 0 0
NORTH AMERN CONSTR GROUP LTD COM 656811106 7,284 625,803 SH   SOLE   625,803 0 0
NORTHROP GRUMMAN CORP COM 666807102 507 1,882 SH   SOLE   1,882 0 0
NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 1,743 1,936,588 SH   SOLE   1,936,588 0 0
NUTRIEN LTD COM 67077M108 237 4,500 SH Put SOLE   0 0 0
NUTRIEN LTD COM 67077M108 6,964 132,000 SH Call SOLE   0 0 0
NVIDIA CORP COM 67066G104 8,978 50,000 SH Call SOLE   0 0 0
OAKTREE CAP GROUP LLC UNIT CL A 674001201 1,241 25,000 SH   SOLE   25,000 0 0
OMNICOM GROUP INC COM 681919106 981 13,440 SH   SOLE   13,440 0 0
ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 6,161 5,000,000 PRN   SOLE   0 0 0
ONE MADISON CORP *W EXP 99/99/999 G6772P126 1,406 1,222,935 SH   SOLE   1,222,935 0 0
ONE MADISON CORP COM CL A G6772P100 19,925 1,943,884 SH   SOLE   1,943,884 0 0
OPEN TEXT CORP COM 683715106 269 7,000 SH Call SOLE   0 0 0
OPEN TEXT CORP COM 683715106 2,229 58,000 SH Put SOLE   0 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 108 450,000 SH   SOLE   450,000 0 0
OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 3,733 360,000 SH   SOLE   360,000 0 0
OPES ACQUISITION CORP COM 68373P100 11,368 1,120,000 SH   SOLE   1,120,000 0 0
ORBCOMM INC COM 68555P100 15,036 2,217,706 SH   SOLE   2,217,706 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 10,173 10,000,000 PRN   SOLE   0 0 0
OSIRIS THERAPEUTICS INC NEW COM 68827R108 1,425 75,000 SH   SOLE   75,000 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 100 13,800 SH Put SOLE   0 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 687 95,000 SH   SOLE   95,000 0 0
PAN AMERICAN SILVER CORP COM 697900108 1,722 130,000 SH Call SOLE   0 0 0
PATRICK INDS INC COM 703343103 10,487 231,400 SH   SOLE   231,400 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 318 1,587,827 SH   SOLE   1,587,827 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 1,330 4,586,854 SH   SOLE   4,586,854 0 0
PENSARE ACQUISITION CORP COM 70957E105 32,469 3,167,754 SH   SOLE   3,167,754 0 0
PHUNWARE INC *W EXP 12/26/202 71948P118 160 96,643 SH   SOLE   96,643 0 0
PIVOTAL ACQUISITION CORP UNIT 12/01/2025 72583A200 15,690 1,539,700 SH   SOLE   1,539,700 0 0
PLAYAGS INC COM 72814N104 36,744 1,535,496 SH   SOLE   1,535,496 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 944 1,000,000 PRN   SOLE   0 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 5,039 476,300 SH   SOLE   476,300 0 0
PURE ACQUISITION CORP CL A 74621Q106 15,590 1,551,250 SH   SOLE   1,551,250 0 0
QUANTENNA COMMUNICATIONS INC COM 74766D100 1,825 75,000 SH   SOLE   75,000 0 0
REALPAGE INC COM 75606N109 19,208 316,500 SH   SOLE   316,500 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 46,219 30,000,000 PRN   SOLE   0 0 0
RED HAT INC COM 756577102 2,740 15,000 SH   SOLE   15,000 0 0
REEDS INC COM 758338107 1,925 665,917 SH   SOLE   665,917 0 0
REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 187 187,166 SH   SOLE   187,166 0 0
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 22,774 2,200,400 SH   SOLE   2,200,400 0 0
RIO TINTO PLC SPONSORED ADR 767204100 3,631 61,700 SH Call SOLE   0 0 0
RIO TINTO PLC SPONSORED ADR 767204100 4,414 75,000 SH Put SOLE   0 0 0
RMG ACQUISITION CORP UNIT 99/99/9999 749641205 1,504 150,000 SH   SOLE   150,000 0 0
ROGERS COMMUNICATIONS INC CL B 775109200 2,691 50,000 SH Call SOLE   0 0 0
ROGERS CORP COM 775133101 26,425 166,323 SH   SOLE   166,323 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 7,087 93,800 SH   SOLE   93,800 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 9,444 125,000 SH Call SOLE   0 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 11,332 150,000 SH Put SOLE   0 0 0
SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 6 1,213,715 SH   SOLE   1,213,715 0 0
SABAN CAP ACQUISITION CORP COM CL A 78516C106 15,375 1,500,000 SH   SOLE   1,500,000 0 0
SALESFORCE COM INC COM 79466L302 1,027 6,484 SH   SOLE   6,484 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8,726 150,000 SH Put SOLE   0 0 0
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 42,093 900,000 SH Put SOLE   0 0 0
SENSEONICS HLDGS INC COM 81727U105 7,910 3,228,549 SH   SOLE   3,228,549 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 314 461,368 SH   SOLE   461,368 0 0
SENTINEL ENERGY SVCS INC CL A 81728P105 15,873 1,581,004 SH   SOLE   1,581,004 0 0
SIRIUS INTERNATIONAL INSURAN COM G8196D101 342 26,319 SH   SOLE   26,319 0 0
SKECHERS U S A INC CL A 830566105 15,783 469,600 SH   SOLE   469,600 0 0
SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 8,063 781,310 SH   SOLE   781,310 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 10,851 1,064,875 SH   SOLE   1,064,875 0 0
SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 403 366,667 SH   SOLE   366,667 0 0
SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 10,812 1,100,001 SH   SOLE   1,100,001 0 0
SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 20,951 2,064,099 SH   SOLE   2,064,099 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 13,848 113,500 SH Put SOLE   0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 18,302 150,000 SH Call SOLE   0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,550 5,488 SH   SOLE   5,488 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 663,828 2,350,000 SH Put SOLE 1 0 0 0
SPOTIFY TECHNOLOGY S A SHS L8681T102 22,291 160,600 SH   SOLE   160,600 0 0
SPRINT CORPORATION COM 85207U105 1,412 250,000 SH   SOLE   250,000 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 8,966 723,070 SH   SOLE   723,070 0 0
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 22,929 2,194,175 SH   SOLE   2,194,175 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 1,820 171,509 SH   SOLE   171,509 0 0
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 27,426 4,950,493 SH   SOLE   4,950,493 0 0
STRYKER CORP COM 863667101 15,861 80,300 SH   SOLE   80,300 0 0
SUNCOR ENERGY INC NEW COM 867224107 4,864 150,000 SH Call SOLE   0 0 0
SYSCO CORP COM 871829107 507 7,589 SH   SOLE   7,589 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 23,970 254,000 SH   SOLE   254,000 0 0
TAPESTRY INC COM 876030107 9,747 300,000 SH Put SOLE   0 0 0
TAPESTRY INC COM 876030107 27,719 853,140 SH   SOLE   853,140 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 569 369,654 SH   SOLE   369,654 0 0
TECK RESOURCES LTD CL B 878742204 2,318 100,000 SH Call SOLE   0 0 0
TECNOGLASS INC SHS G87264100 2,005 275,379 SH   SOLE   275,379 0 0
TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 6 40,000 SH   SOLE   40,000 0 0
TENZING ACQUISITION CORP ORD SHS G8708A116 504 50,000 SH   SOLE   50,000 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 3,381 330,800 SH   SOLE   330,800 0 0
THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 1,220 1,695,000 SH   SOLE   1,695,000 0 0
THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 17,442 1,709,979 SH   SOLE   1,709,979 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 88 200,000 SH   SOLE   200,000 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 2,706 268,500 SH   SOLE   268,500 0 0
TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 15,109 1,445,800 SH   SOLE   1,445,800 0 0
TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 58 401,300 SH   SOLE   401,300 0 0
TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 128 401,300 SH   SOLE   401,300 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 5,885 571,400 SH   SOLE   571,400 0 0
TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 9,873 996,300 SH   SOLE   996,300 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 13,582 250,000 SH Call SOLE   0 0 0
TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 10,989 1,100,000 SH   SOLE   1,100,000 0 0
TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 26 162,000 SH   SOLE   162,000 0 0
TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 50 162,000 SH   SOLE   162,000 0 0
TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 1,550 150,000 SH   SOLE   150,000 0 0
TOTTENHAM ACQUISITION I LTD SHS G8959N106 4,157 412,000 SH   SOLE   412,000 0 0
TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 519 352,999 SH   SOLE   352,999 0 0
TPG PACE HLDGS CORP CL A G89827128 9,027 884,143 SH   SOLE   884,143 0 0
TRANSCAT INC COM 893529107 4,537 197,416 SH   SOLE   197,416 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 18 110,000 SH   SOLE   110,000 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 8,350 819,405 SH   SOLE   819,405 0 0
TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 16,552 1,607,000 SH   SOLE   1,607,000 0 0
TRIMBLE INC COM 896239100 27,958 692,025 SH   SOLE   692,025 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 24,048 2,400,000 SH   SOLE   2,400,000 0 0
TRINITY MERGER CORP *W EXP 05/11/202 89653L114 432 1,200,000 SH   SOLE   1,200,000 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 9,134 869,876 SH   SOLE   869,876 0 0
TRINITY MERGER CORP COM CL A 89653L106 31,866 3,118,000 SH   SOLE   3,118,000 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 32,665 25,000,000 PRN   SOLE   0 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 7,300 700,000 SH   SOLE   700,000 0 0
TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 280 1,075,000 SH   SOLE   1,075,000 0 0
TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 406 1,503,400 SH   SOLE   1,503,400 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 7,445 711,110 SH   SOLE   711,110 0 0
TWELVE SEAS INVESTMENT COMPA SHS G9145A107 19,415 1,937,601 SH   SOLE   1,937,601 0 0
TWIN RIV WORLDWIDE HLDGS INC COM 90171V204 4,868 162,531 SH   SOLE   162,531 0 0
TWITTER INC COM 90184L102 23,739 722,000 SH   SOLE   722,000 0 0
U S WELL SVCS INC CL A 91274U101 2,765 346,455 SH   SOLE   346,455 0 0
UFP TECHNOLOGIES INC COM 902673102 1,867 49,910 SH   SOLE   49,910 0 0
ULTIMATE SOFTWARE GROUP INC COM 90385D107 4,127 12,500 SH   SOLE   12,500 0 0
UNDER ARMOUR INC CL C 904311206 21,365 1,132,200 SH   SOLE   1,132,200 0 0
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UQM TECHNOLOGIES INC COM 903213106 330 200,000 SH   SOLE   200,000 0 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 10,633 100,000 SH Put SOLE   0 0 0
VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 387 1,681,258 SH   SOLE   1,681,258 0 0
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 38,337 3,751,182 SH   SOLE   3,751,182 0 0
VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 226 525,000 SH   SOLE   525,000 0 0
VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 10,450 1,000,000 SH   SOLE   1,000,000 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 16,713 1,673,000 SH   SOLE   1,673,000 0 0
VERRA MOBILITY CORP COM 92511U102 23,205 1,950,000 SH   SOLE   1,950,000 0 0
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VULCAN MATLS CO COM 929160109 31,412 265,300 SH   SOLE   265,300 0 0
WABCO HLDGS INC COM 92927K102 1,213 9,200 SH Put SOLE   0 0 0
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WEALTHBRIDGE ACQUISITION LTD UNIT 99/99/9999 G4887W102 5,040 500,000 SH   SOLE   500,000 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 3,237 12,000 SH   SOLE   12,000 0 0
WHEATON PRECIOUS METALS CORP COM 962879102 2,382 100,000 SH Call SOLE   0 0 0
WORKDAY INC NOTE 1.500% 7/1 98138HAD3 71,125 30,000,000 PRN   SOLE   0 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 20,601 237,399 SH   SOLE   237,399 0 0
WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 46,487 30,000,000 PRN   SOLE   0 0 0
ZAYO GROUP HLDGS INC COM 98919V105 7,105 250,000 SH Call SOLE   0 0 0