The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 5,458 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 234 | 2,899 | SH | SOLE | - | 2,899 | 0 | 0 | |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 135 | 32,000 | SH | SOLE | - | 32,000 | 0 | 0 | |
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 14,294 | 1,966,238 | SH | SOLE | - | 1,966,238 | 0 | 0 | |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 326 | 34,452 | SH | SOLE | - | 34,452 | 0 | 0 | |
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 174 | 28,912 | SH | SOLE | - | 28,912 | 0 | 0 | |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 400 | 48,425 | SH | SOLE | - | 48,425 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 351 | 16,700 | SH | Put | SOLE | - | 16,700 | 0 | 0 |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 133 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 5,078 | 5,735,000 | PRN | SOLE | - | 5,735,000 | 0 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 1,715 | 102,276 | SH | SOLE | - | 102,276 | 0 | 0 | |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 907 | 62,856 | SH | SOLE | - | 62,856 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 485 | 19,000 | SH | Put | SOLE | - | 19,000 | 0 | 0 |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 29,434 | 9,007,000 | PRN | SOLE | - | 9,007,000 | 0 | 0 | |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 317 | 21,457 | SH | SOLE | - | 21,457 | 0 | 0 | |
ALEXANDRIA REAL ESTATE EQ IN | PFD CONV SER D | 015271505 | 325 | 8,637 | SH | SOLE | - | 8,637 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,777 | 20,700 | SH | Put | SOLE | - | 20,700 | 0 | 0 |
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 695 | 7,663 | SH | SOLE | - | 7,663 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,502 | 54,644 | SH | SOLE | - | 54,644 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,207 | 1,029 | SH | SOLE | - | 1,029 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 150 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
ALTABA INC | COM | 021346101 | 78,082 | 1,053,458 | SH | SOLE | - | 1,053,458 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 971 | 13,100 | SH | Put | SOLE | - | 13,100 | 0 | 0 |
ALTRA INDL MOTION CORP | COM | 02208R106 | 1,460 | 47,044 | SH | SOLE | - | 47,044 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,894 | 91,100 | SH | Put | SOLE | - | 91,100 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 88,241 | 2,778,370 | SH | SOLE | - | 2,778,370 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 689 | 21,700 | SH | Call | SOLE | - | 21,700 | 0 | 0 |
AMERICAN ELEC PWR CO INC | UNIT 03/15/2022 | 025537127 | 505 | 9,881 | SH | SOLE | - | 9,881 | 0 | 0 | |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 57 | 10,543 | SH | SOLE | - | 10,543 | 0 | 0 | |
AMERICAN MIDSTREAM PARTNERS | COM UNITS | 02752P100 | 57 | 11,000 | SH | SOLE | - | 11,000 | 0 | 0 | |
AMERICAN MIDSTREAM PARTNERS | COM UNITS | 02752P100 | 104 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 18 | 1,293 | SH | SOLE | - | 1,293 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 550 | 40,500 | SH | Put | SOLE | - | 40,500 | 0 | 0 |
ANI PHARMACEUTICALS INC | NOTE 3.000%12/0 | 00182CAA1 | 4,387 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
ANSYS INC | COM | 03662Q105 | 703 | 3,850 | SH | SOLE | - | 3,850 | 0 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 358 | 88,621 | SH | SOLE | - | 88,621 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,260 | 11,900 | SH | SOLE | - | 11,900 | 0 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 305 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
APTEVO THERAPEUTICS INC | COM | 03835L108 | 78 | 86,727 | SH | SOLE | - | 86,727 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 222 | 2,795 | SH | SOLE | - | 2,795 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 223 | 11,651 | SH | SOLE | - | 11,651 | 0 | 0 | |
ARES CAP CORP | NOTE 3.750% 2/0 | 04010LAT0 | 4,146 | 4,147,000 | PRN | SOLE | - | 4,147,000 | 0 | 0 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 667 | 8,400 | SH | SOLE | - | 8,400 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 2,086 | 85,500 | SH | Call | SOLE | - | 85,500 | 0 | 0 |
ARRAY BIOPHARMA INC | COM | 04269X105 | 1,020 | 41,800 | SH | Put | SOLE | - | 41,800 | 0 | 0 |
ARRAY BIOPHARMA INC | NOTE 2.625%12/0 | 04269XAB1 | 14,316 | 8,135,000 | PRN | SOLE | - | 8,135,000 | 0 | 0 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 1,026 | 100,087 | SH | SOLE | - | 100,087 | 0 | 0 | |
ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | 83 | 17,381 | SH | SOLE | - | 17,381 | 0 | 0 | |
ASSERTIO THERAPEUTICS INC | COM | 04545L107 | 51 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ASSERTIO THERAPEUTICS INC | NOTE 2.500% 9/0 | 249908AA2 | 4,182 | 5,417,000 | PRN | SOLE | - | 5,417,000 | 0 | 0 | |
ASSOCIATED BANC CORP | COM | 045487105 | 294 | 13,787 | SH | SOLE | - | 13,787 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,926 | 61,430 | SH | SOLE | - | 61,430 | 0 | 0 | |
ATLANTICUS HLDGS CORP | COM | 04914Y102 | 254 | 74,760 | SH | SOLE | - | 74,760 | 0 | 0 | |
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 1,782 | 1,672,000 | PRN | SOLE | - | 1,672,000 | 0 | 0 | |
AUTOZONE INC | COM | 053332102 | 205 | 200 | SH | SOLE | - | 200 | 0 | 0 | |
AWARE INC MASS | COM | 05453N100 | 90 | 24,737 | SH | SOLE | - | 24,737 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 454 | 27,220 | SH | SOLE | - | 27,220 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 64 | 155,662 | SH | SOLE | - | 155,662 | 0 | 0 | |
BAKER HUGHES A GE CO | CL A | 05722G100 | 221 | 7,950 | SH | SOLE | - | 7,950 | 0 | 0 | |
BAKER HUGHES A GE CO | CL A | 05722G100 | 144 | 5,200 | SH | Put | SOLE | - | 5,200 | 0 | 0 |
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 231 | 7,900 | SH | Put | SOLE | - | 7,900 | 0 | 0 |
BARCLAYS PLC | ADR | 06738E204 | 472 | 58,981 | SH | SOLE | - | 58,981 | 0 | 0 | |
BARRICK GOLD CORPORATION | COM | 067901108 | 287 | 20,901 | SH | SOLE | - | 20,901 | 0 | 0 | |
BECTON DICKINSON & CO | PFD SHS CONV A | 075887208 | 16,151 | 260,423 | SH | SOLE | - | 260,423 | 0 | 0 | |
BEL FUSE INC | CL A | 077347201 | 860 | 40,124 | SH | SOLE | - | 40,124 | 0 | 0 | |
BEMIS CO INC | COM | 081437105 | 1,420 | 25,600 | SH | SOLE | - | 25,600 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,473 | 7,333 | SH | SOLE | - | 7,333 | 0 | 0 | |
BIGLARI HLDGS INC | COM STK CL B | 08986R309 | 231 | 1,631 | SH | SOLE | - | 1,631 | 0 | 0 | |
BIO RAD LABS INC | CL B | 090572108 | 6,760 | 22,310 | SH | SOLE | - | 22,310 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 205 | 19,143 | SH | SOLE | - | 19,143 | 0 | 0 | |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 487 | 40,178 | SH | SOLE | - | 40,178 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 728 | 85,093 | SH | SOLE | - | 85,093 | 0 | 0 | |
BLUE BIRD CORP | COM | 095306106 | 1,207 | 71,304 | SH | SOLE | - | 71,304 | 0 | 0 | |
BLUEGREEN VACATIONS CORP | COM | 09629F108 | 171 | 11,535 | SH | SOLE | - | 11,535 | 0 | 0 | |
BOEING CO | COM | 097023105 | 763 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
BOEING CO | COM | 097023105 | 118 | 309 | SH | SOLE | - | 309 | 0 | 0 | |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 7,835 | 726,784 | SH | SOLE | - | 726,784 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 122 | 19,911 | SH | SOLE | - | 19,911 | 0 | 0 | |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 225 | 6,200 | SH | SOLE | - | 6,200 | 0 | 0 | |
BRISTOW GROUP INC | NOTE 4.500% 6/0 | 110394AF0 | 629 | 3,021,000 | PRN | SOLE | - | 3,021,000 | 0 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 1,409 | 68,500 | SH | Put | SOLE | - | 68,500 | 0 | 0 |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 4,299 | 209,853 | SH | SOLE | - | 209,853 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 1,493 | 72,800 | SH | Put | SOLE | - | 72,800 | 0 | 0 |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 1,169 | 54,054 | SH | SOLE | - | 54,054 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 12,993 | 1,495,159 | SH | SOLE | - | 1,495,159 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 23,665 | 16,562,412 | PRN | SOLE | - | 16,562,412 | 0 | 0 | |
CANNAE HLDGS INC | COM | 13765N107 | 691 | 28,480 | SH | SOLE | - | 28,480 | 0 | 0 | |
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 9,923 | 8,500,000 | PRN | SOLE | - | 8,500,000 | 0 | 0 | |
CECO ENVIRONMENTAL CORP | COM | 125141101 | 207 | 28,783 | SH | SOLE | - | 28,783 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 755 | 8,000 | SH | Put | SOLE | - | 8,000 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 7,265 | 77,014 | SH | SOLE | - | 77,014 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 1,038 | 11,000 | SH | Call | SOLE | - | 11,000 | 0 | 0 |
CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 928 | 17,497 | SH | SOLE | - | 17,497 | 0 | 0 | |
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 326 | 14,000 | SH | SOLE | - | 14,000 | 0 | 0 | |
CENTRAL SECS CORP | COM | 155123102 | 1,052 | 36,716 | SH | SOLE | - | 36,716 | 0 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 896 | 52,378 | SH | SOLE | - | 52,378 | 0 | 0 | |
CHEGG INC | COM | 163092109 | 381 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 31 | 10,126 | SH | SOLE | - | 10,126 | 0 | 0 | |
CHINA FD INC | COM | 169373107 | 3,136 | 153,899 | SH | SOLE | - | 153,899 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 1,500 | 31,272 | SH | SOLE | - | 31,272 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 865 | 13,901 | SH | SOLE | - | 13,901 | 0 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 25 | 11,721 | SH | SOLE | - | 11,721 | 0 | 0 | |
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 1,057 | 40,500 | SH | SOLE | - | 40,500 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 638 | 66,009 | SH | SOLE | - | 66,009 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 595 | 24,000 | SH | Put | SOLE | - | 24,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 322 | 13,000 | SH | Call | SOLE | - | 13,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 3,121 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | *W EXP 08/21/202 | G2345N110 | 71 | 416,146 | SH | SOLE | - | 416,146 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 81 | 246,340 | SH | SOLE | - | 246,340 | 0 | 0 | |
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 5,712 | 42,799 | SH | SOLE | - | 42,799 | 0 | 0 | |
COLONY STARWOOD HOMES | NOTE 3.500% 1/1 | 19625XAB8 | 1,144 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
COMERICA INC | COM | 200340107 | 605 | 8,249 | SH | SOLE | - | 8,249 | 0 | 0 | |
CONDUENT INC | COM | 206787103 | 281 | 20,340 | SH | SOLE | - | 20,340 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 475 | 7,116 | SH | SOLE | - | 7,116 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL B | 21036P207 | 584 | 3,400 | SH | SOLE | - | 3,400 | 0 | 0 | |
CORENERGY INFRASTRUCTURE TR | NOTE 7.000% 6/1 | 21870UAA4 | 1,684 | 1,500,000 | PRN | SOLE | - | 1,500,000 | 0 | 0 | |
COREPOINT LODGING INC | COM | 21872L104 | 718 | 64,279 | SH | SOLE | - | 64,279 | 0 | 0 | |
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 344 | 28,213 | SH | SOLE | - | 28,213 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 76,729 | 6,672,126 | SH | SOLE | - | 6,672,126 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 149 | 13,000 | SH | Call | SOLE | - | 13,000 | 0 | 0 |
COTY INC | COM CL A | 222070203 | 45,423 | 3,949,900 | SH | Put | SOLE | - | 3,949,900 | 0 | 0 |
COUSINS PPTYS INC | COM | 222795106 | 252 | 26,080 | SH | SOLE | - | 26,080 | 0 | 0 | |
COVETRUS INC | COM | 22304C100 | 422 | 13,225 | SH | SOLE | - | 13,225 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 35,801 | 30,216 | SH | SOLE | - | 30,216 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 5,102 | 5,000,000 | PRN | SOLE | - | 5,000,000 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.250% 9/1 | 22943FAM2 | 4,570 | 4,500,000 | PRN | SOLE | - | 4,500,000 | 0 | 0 | |
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 655 | 15,000 | SH | Call | SOLE | - | 15,000 | 0 | 0 |
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 1,761 | 40,300 | SH | Put | SOLE | - | 40,300 | 0 | 0 |
CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 515 | 68,108 | SH | SOLE | - | 68,108 | 0 | 0 | |
CUSHING RENAISSANCE FD | COM | 231647108 | 831 | 49,173 | SH | SOLE | - | 49,173 | 0 | 0 | |
CVR ENERGY INC | COM | 12662P108 | 312 | 7,570 | SH | SOLE | - | 7,570 | 0 | 0 | |
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 3,151 | 3,000 | SH | SOLE | - | 3,000 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 482 | 3,653 | SH | SOLE | - | 3,653 | 0 | 0 | |
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 251 | 25,924 | SH | SOLE | - | 25,924 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 24,369 | 415,203 | SH | SOLE | - | 415,203 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,320 | 22,500 | SH | Call | SOLE | - | 22,500 | 0 | 0 |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 539 | 9,180 | SH | Put | SOLE | - | 9,180 | 0 | 0 |
DERMIRA INC | COM | 24983L104 | 207 | 15,300 | SH | Call | SOLE | - | 15,300 | 0 | 0 |
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 4,317 | 4,850,000 | PRN | SOLE | - | 4,850,000 | 0 | 0 | |
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 15,468 | 11,500,000 | PRN | SOLE | - | 11,500,000 | 0 | 0 | |
DHT HOLDINGS INC | DEBT 4.500%10/0 | 23335SAB2 | 3,998 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
DISCOVERY INC | COM SER C | 25470F302 | 4,810 | 189,202 | SH | SOLE | - | 189,202 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 10,239 | 12,000,000 | PRN | SOLE | - | 12,000,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 10,000 | 90,067 | SH | SOLE | - | 90,067 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 11 | 100 | SH | Call | SOLE | - | 100 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,907 | 35,200 | SH | Put | SOLE | - | 35,200 | 0 | 0 |
DISNEY WALT CO | PUT | 254687956 | 3,811 | 34,320 | SH | Put | SOLE | - | 34,320 | 0 | 0 |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 872 | 76,746 | SH | SOLE | - | 76,746 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 1,260 | 24,300 | SH | SOLE | - | 24,300 | 0 | 0 | |
DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 1,894 | 37,897 | SH | SOLE | - | 37,897 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 3,953 | 74,150 | SH | SOLE | - | 74,150 | 0 | 0 | |
DRIVE SHACK INC | COM | 262077100 | 61 | 13,549 | SH | SOLE | - | 13,549 | 0 | 0 | |
DTE ENERGY CO | UNIT 99/99/9999 | 233331883 | 371 | 6,689 | SH | SOLE | - | 6,689 | 0 | 0 | |
EAGLE CAP GROWTH FD INC | COM | 269451100 | 199 | 26,283 | SH | SOLE | - | 26,283 | 0 | 0 | |
ECA MARCELLUS TR I | COM UNIT | 26827L109 | 44 | 24,649 | SH | SOLE | - | 24,649 | 0 | 0 | |
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 990 | 30,900 | SH | Put | SOLE | - | 30,900 | 0 | 0 |
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 881 | 27,455 | SH | SOLE | - | 27,455 | 0 | 0 | |
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 480 | 15,000 | SH | Call | SOLE | - | 15,000 | 0 | 0 |
ELECTRAMECCANICA VEHS CORP | *W EXP 08/03/202 | 284849114 | 14 | 13,216 | SH | SOLE | - | 13,216 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 5,724 | 6,000,000 | PRN | SOLE | - | 6,000,000 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.250% 3/1 | 292554AK8 | 4,858 | 5,450,000 | PRN | SOLE | - | 5,450,000 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | 7.5 MCNV PFD A | 29272W208 | 2,118 | 21,697 | SH | SOLE | - | 21,697 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 550 | 35,800 | SH | SOLE | - | 35,800 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 187 | 14,655 | SH | SOLE | - | 14,655 | 0 | 0 | |
ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 3,831 | 3,438,000 | PRN | SOLE | - | 3,438,000 | 0 | 0 | |
EPR PPTYS | COM SH BEN INT | 26884U109 | 1,030 | 13,400 | SH | Call | SOLE | - | 13,400 | 0 | 0 |
EPR PPTYS | CONV PFD 9% SR E | 26884U307 | 7,132 | 188,628 | SH | SOLE | - | 188,628 | 0 | 0 | |
EPR PPTYS | PFD C CNV 5.75% | 26884U208 | 3,301 | 104,946 | SH | SOLE | - | 104,946 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 863 | 41,600 | SH | SOLE | - | 41,600 | 0 | 0 | |
ETSY INC | NOTE 3/0 | 29786AAC0 | 11,005 | 5,685,000 | PRN | SOLE | - | 5,685,000 | 0 | 0 | |
EURONET WORLDWIDE INC | NOTE 1.500%10/0 | 298736AH2 | 26,277 | 13,336,000 | PRN | SOLE | - | 13,336,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 347 | 4,000 | SH | Call | SOLE | - | 4,000 | 0 | 0 |
EXACT SCIENCES CORP | COM | 30063P105 | 1,992 | 23,000 | SH | Put | SOLE | - | 23,000 | 0 | 0 |
EXACT SCIENCES CORP | NOTE 1.000% 1/1 | 30063PAA3 | 27,873 | 20,400,000 | PRN | SOLE | - | 20,400,000 | 0 | 0 | |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 22 | 26,545 | SH | SOLE | - | 26,545 | 0 | 0 | |
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 297 | 10,854 | SH | SOLE | - | 10,854 | 0 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 240 | 9,524 | SH | SOLE | - | 9,524 | 0 | 0 | |
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 17,326 | 17,662,000 | PRN | SOLE | - | 17,662,000 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 168 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
FIRST FINL BANCORP OH | COM | 320209109 | 240 | 9,962 | SH | SOLE | - | 9,962 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 2,289 | 347,800 | SH | Put | SOLE | - | 347,800 | 0 | 0 |
FIRST MAJESTIC SILVER CORP | NOTE 1.875% 3/0 | 32076VAB9 | 5,093 | 5,219,000 | PRN | SOLE | - | 5,219,000 | 0 | 0 | |
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 202 | 20,066 | SH | SOLE | - | 20,066 | 0 | 0 | |
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 360 | 27,164 | SH | SOLE | - | 27,164 | 0 | 0 | |
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 134 | 143,000 | PRN | SOLE | - | 143,000 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 91 | 10,323 | SH | SOLE | - | 10,323 | 0 | 0 | |
FORTIVE CORP | 5% PFD CNV SER A | 34959J207 | 5,829 | 5,531 | SH | SOLE | - | 5,531 | 0 | 0 | |
FOX CORP | CL B COM | 35137L204 | 4,592 | 127,998 | SH | SOLE | - | 127,998 | 0 | 0 | |
FOX CORP | PUT | 35137L955 | 1,260 | 34,320 | SH | Put | SOLE | - | 34,320 | 0 | 0 |
FRANCESCAS HLDGS CORP | COM | 351793104 | 14 | 20,000 | SH | SOLE | - | 20,000 | 0 | 0 | |
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 367 | 38,079 | SH | SOLE | - | 38,079 | 0 | 0 | |
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 107 | 15,224 | SH | SOLE | - | 15,224 | 0 | 0 | |
FS KKR CAPITAL CORP | COM | 302635107 | 897 | 148,343 | SH | SOLE | - | 148,343 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 5 | 10,597 | SH | SOLE | - | 10,597 | 0 | 0 | |
GABELLI CONV&INCOM SECS FD I | COM | 36240B109 | 487 | 93,700 | SH | SOLE | - | 93,700 | 0 | 0 | |
GABELLI DIVD & INCOME TR | COM | 36242H104 | 299 | 14,042 | SH | SOLE | - | 14,042 | 0 | 0 | |
GABELLI EQUITY TR INC | COM | 362397101 | 857 | 139,316 | SH | SOLE | - | 139,316 | 0 | 0 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 588 | 50,004 | SH | SOLE | - | 50,004 | 0 | 0 | |
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 5,453 | 292,239 | SH | SOLE | - | 292,239 | 0 | 0 | |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 745 | 70,856 | SH | SOLE | - | 70,856 | 0 | 0 | |
GABELLI UTIL TR | COM | 36240A101 | 70 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
GAMCO INVESTORS INC | CL A COM | 361438104 | 285 | 13,917 | SH | SOLE | - | 13,917 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 258 | 6,700 | SH | SOLE | - | 6,700 | 0 | 0 | |
GAP INC | COM | 364760108 | 367 | 14,000 | SH | SOLE | - | 14,000 | 0 | 0 | |
GARRETT MOTION INC | COM | 366505105 | 1,362 | 92,501 | SH | SOLE | - | 92,501 | 0 | 0 | |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 2,733 | 49,156 | SH | SOLE | - | 49,156 | 0 | 0 | |
GDL FUND | COM SH BEN IT | 361570104 | 965 | 100,975 | SH | SOLE | - | 100,975 | 0 | 0 | |
GENERAL AMERN INVS INC | COM | 368802104 | 1,105 | 33,173 | SH | SOLE | - | 33,173 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 8,392 | 840,039 | SH | SOLE | - | 840,039 | 0 | 0 | |
GENERAL ELECTRIC CO | PUT | 369604953 | 5,925 | 593,100 | SH | Put | SOLE | - | 593,100 | 0 | 0 |
GENERAL MOLY INC | COM | 370373102 | 3 | 11,837 | SH | SOLE | - | 11,837 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 2,294 | 61,823 | SH | SOLE | - | 61,823 | 0 | 0 | |
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 6 | 20,000 | SH | SOLE | - | 20,000 | 0 | 0 | |
GLOBAL X FDS | MSCI GREECE ETF | 37950E366 | 1,243 | 154,598 | SH | SOLE | - | 154,598 | 0 | 0 | |
GNC HLDGS INC | NOTE 1.500% 8/1 | 36191GAB3 | 280 | 340,000 | PRN | SOLE | - | 340,000 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 235 | 11,000 | SH | SOLE | - | 11,000 | 0 | 0 | |
GREAT ELM CAP CORP | COM | 390320109 | 702 | 84,994 | SH | SOLE | - | 84,994 | 0 | 0 | |
GSI TECHNOLOGY | COM | 36241U106 | 87 | 11,222 | SH | SOLE | - | 11,222 | 0 | 0 | |
GYRODYNE LLC | COM | 403829104 | 774 | 43,003 | SH | SOLE | - | 43,003 | 0 | 0 | |
HALCON RES CORP | *W EXP 09/09/202 | 40537Q118 | 0 | 22,145 | SH | SOLE | - | 22,145 | 0 | 0 | |
HALCON RES CORP | COM PAR NEW | 40537Q605 | 32 | 23,757 | SH | SOLE | - | 23,757 | 0 | 0 | |
HARMONIC INC | COM | 413160102 | 66 | 12,176 | SH | SOLE | - | 12,176 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 9,875 | 198,606 | SH | SOLE | - | 198,606 | 0 | 0 | |
HECLA MNG CO | COM | 422704106 | 55 | 23,744 | SH | SOLE | - | 23,744 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 18,132 | 14,565,000 | PRN | SOLE | - | 14,565,000 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.625% 3/1 | 42703MAD5 | 2,113 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 1,089 | 70,591 | SH | SOLE | - | 70,591 | 0 | 0 | |
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 2,645 | 190,392 | SH | SOLE | - | 190,392 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 18,825 | 16,617,000 | PRN | SOLE | - | 16,617,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,130 | 42,800 | SH | Call | SOLE | - | 42,800 | 0 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,768 | 66,900 | SH | Put | SOLE | - | 66,900 | 0 | 0 |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 277 | 106,464 | SH | SOLE | - | 106,464 | 0 | 0 | |
HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 12,677 | 7,003,000 | PRN | SOLE | - | 7,003,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 426 | 1,600 | SH | SOLE | - | 1,600 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 426 | 1,600 | SH | Put | SOLE | - | 1,600 | 0 | 0 |
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 43 | 132,000 | SH | SOLE | - | 132,000 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 3,349 | 15,939 | SH | SOLE | - | 15,939 | 0 | 0 | |
II VI INC | COM | 902104108 | 1,359 | 36,500 | SH | SOLE | - | 36,500 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 311 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 1,977 | 1,612,000 | PRN | SOLE | - | 1,612,000 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 1,011 | 47,303 | SH | SOLE | - | 47,303 | 0 | 0 | |
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 5,387 | 267,114 | SH | SOLE | - | 267,114 | 0 | 0 | |
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 4,182 | 5,250,000 | PRN | SOLE | - | 5,250,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 620 | 21,300 | SH | Put | SOLE | - | 21,300 | 0 | 0 |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 1,472 | 1,463,000 | PRN | SOLE | - | 1,463,000 | 0 | 0 | |
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 29,886 | 18,129,000 | PRN | SOLE | - | 18,129,000 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AC0 | 50,272 | 32,065,000 | PRN | SOLE | - | 32,065,000 | 0 | 0 | |
INTELSAT S A | COM | L5140P101 | 274 | 17,500 | SH | SOLE | - | 17,500 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 7 | 60 | SH | SOLE | - | 60 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,007 | 9,000 | SH | Call | SOLE | - | 9,000 | 0 | 0 |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 403 | 3,600 | SH | Put | SOLE | - | 3,600 | 0 | 0 |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 2,139 | 2,155,000 | PRN | SOLE | - | 2,155,000 | 0 | 0 | |
INVACARE CORP | NOTE 4.500% 6/0 | 461203AH4 | 871 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
INVACARE CORP | NOTE 5.000% 2/1 | 461203AF8 | 547 | 600,000 | PRN | SOLE | - | 600,000 | 0 | 0 | |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 774 | 49,000 | SH | SOLE | - | 49,000 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 357 | 4,400 | SH | Put | SOLE | - | 4,400 | 0 | 0 |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 585 | 7,200 | SH | Call | SOLE | - | 7,200 | 0 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 5,079 | 212,300 | SH | Put | SOLE | - | 212,300 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 135 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 5,473 | 4,995,000 | PRN | SOLE | - | 4,995,000 | 0 | 0 | |
ISHARES INC | MSCI SWITZERLAND | 464286749 | 990 | 28,000 | SH | Put | SOLE | - | 28,000 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,908 | 23,000 | SH | Put | SOLE | - | 23,000 | 0 | 0 |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 431 | 3,500 | SH | SOLE | - | 3,500 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,067 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,297 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,815 | 42,300 | SH | Put | SOLE | - | 42,300 | 0 | 0 |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 256 | 7,750 | SH | SOLE | - | 7,750 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 12,676 | 9,376,000 | PRN | SOLE | - | 9,376,000 | 0 | 0 | |
JAKKS PAC INC | COM | 47012E106 | 18 | 17,689 | SH | SOLE | - | 17,689 | 0 | 0 | |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 266 | 30,342 | SH | SOLE | - | 30,342 | 0 | 0 | |
JENSYN ACQUISITION CORP | COM | 47632B102 | 663 | 64,387 | SH | SOLE | - | 64,387 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 477 | 23,833 | SH | SOLE | - | 23,833 | 0 | 0 | |
KINGSWAY FINL SVCS INC | COM NEW | 496904202 | 157 | 50,697 | SH | SOLE | - | 50,697 | 0 | 0 | |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 290 | 18,760 | SH | SOLE | - | 18,760 | 0 | 0 | |
KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 312 | 12,441 | SH | SOLE | - | 12,441 | 0 | 0 | |
KOREA FD | COM NEW | 500634209 | 570 | 19,366 | SH | SOLE | - | 19,366 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 1,013 | 31,000 | SH | Put | SOLE | - | 31,000 | 0 | 0 |
KRAFT HEINZ CO | COM | 500754106 | 1,894 | 58,000 | SH | SOLE | - | 58,000 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 163 | 5,000 | SH | Call | SOLE | - | 5,000 | 0 | 0 |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 375 | 31,400 | SH | SOLE | - | 31,400 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 2,120 | 54,205 | SH | SOLE | - | 54,205 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 1,774 | 19,348 | SH | SOLE | - | 19,348 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 570 | 6,209 | SH | SOLE | - | 6,209 | 0 | 0 | |
LIBERTY EXPEDIA HLDGS INC | SER A COM | 53046P109 | 201 | 4,692 | SH | SOLE | - | 4,692 | 0 | 0 | |
LIBERTY EXPEDIA HLDGS INC | SER B COM | 53046P208 | 557 | 12,444 | SH | SOLE | - | 12,444 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL B | G5480U112 | 237 | 9,194 | SH | SOLE | - | 9,194 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 373 | 15,410 | SH | SOLE | - | 15,410 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 13,935 | 18,500,000 | PRN | SOLE | - | 18,500,000 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A BRAVES GRP | 531229706 | 1,809 | 64,738 | SH | SOLE | - | 64,738 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 19,644 | 514,521 | SH | SOLE | - | 514,521 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM B SIRIUSXM | 531229508 | 2,414 | 60,912 | SH | SOLE | - | 60,912 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER A FRMLA | 531229870 | 1,287 | 37,815 | SH | SOLE | - | 37,815 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 157 | 11,068 | SH | SOLE | - | 11,068 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER B | 531465201 | 240 | 16,700 | SH | SOLE | - | 16,700 | 0 | 0 | |
LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 692 | 5,500 | SH | Put | SOLE | - | 5,500 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 24,992 | 192,600 | SH | Put | SOLE | - | 192,600 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 8,202 | 63,200 | SH | Call | SOLE | - | 63,200 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 8,656 | 66,702 | SH | SOLE | - | 66,702 | 0 | 0 | |
LINCOLN NATL CORP IND | COM | 534187109 | 5,894 | 100,411 | SH | SOLE | - | 100,411 | 0 | 0 | |
LIVEPERSON INC | COM | 538146101 | 1,460 | 50,300 | SH | SOLE | - | 50,300 | 0 | 0 | |
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 2,849 | 128,379 | SH | SOLE | - | 128,379 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 795 | 2,712 | SH | SOLE | - | 2,712 | 0 | 0 | |
MAXWELL TECHNOLOGIES INC | COM | 577767106 | 132 | 29,400 | SH | Call | SOLE | - | 29,400 | 0 | 0 |
MAXWELL TECHNOLOGIES INC | COM | 577767106 | 1,050 | 234,817 | SH | SOLE | - | 234,817 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 475 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
MCEWEN MNG INC | COM | 58039P107 | 95 | 63,646 | SH | SOLE | - | 63,646 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 691 | 24,700 | SH | Call | SOLE | - | 24,700 | 0 | 0 |
MERCADOLIBRE INC | COM | 58733R102 | 1,015 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
MEREDITH CORP | COM | 589433101 | 265 | 4,788 | SH | SOLE | - | 4,788 | 0 | 0 | |
MEXICO EQUITY & INCOME FD | COM | 592834105 | 570 | 53,725 | SH | SOLE | - | 53,725 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 23,472 | 14,404,000 | PRN | SOLE | - | 14,404,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 1,616 | 1,464,000 | PRN | SOLE | - | 1,464,000 | 0 | 0 | |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 2,027 | 207,427 | SH | SOLE | - | 207,427 | 0 | 0 | |
MOHAWK INDS INC | COM | 608190104 | 587 | 4,654 | SH | SOLE | - | 4,654 | 0 | 0 | |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 33,811 | 9,717,000 | PRN | SOLE | - | 9,717,000 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 593 | 15,513 | SH | SOLE | - | 15,513 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 1,529 | 40,000 | SH | Put | SOLE | - | 40,000 | 0 | 0 |
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 7,680 | 469,749 | SH | SOLE | - | 469,749 | 0 | 0 | |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 475 | 20,369 | SH | SOLE | - | 20,369 | 0 | 0 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 363 | 17,352 | SH | SOLE | - | 17,352 | 0 | 0 | |
MVC CAPITAL INC | COM | 553829102 | 488 | 53,782 | SH | SOLE | - | 53,782 | 0 | 0 | |
NABORS INDUSTRIES LTD | 6% PFD CNV SR A | G6359F129 | 3,185 | 118,375 | SH | SOLE | - | 118,375 | 0 | 0 | |
NETAPP INC | COM | 64110D104 | 208 | 3,000 | SH | SOLE | - | 3,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 891 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 466 | 5,300 | SH | Call | SOLE | - | 5,300 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 4,675 | 3,455,000 | PRN | SOLE | - | 3,455,000 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 610 | 43,638 | SH | SOLE | - | 43,638 | 0 | 0 | |
NEW IRELAND FUND INC | COM | 645673104 | 2,430 | 269,733 | SH | SOLE | - | 269,733 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 92 | 16,836 | SH | SOLE | - | 16,836 | 0 | 0 | |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 206 | 17,837 | SH | SOLE | - | 17,837 | 0 | 0 | |
NEW YORK CMNTY CAP TR V | UNIT 11/01/2051 | 64944P307 | 1,292 | 26,824 | SH | SOLE | - | 26,824 | 0 | 0 | |
NEWMONT MNG CORP | COM | 651639106 | 1,574 | 44,000 | SH | SOLE | - | 44,000 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 865 | 69,500 | SH | SOLE | - | 69,500 | 0 | 0 | |
NII HLDGS INC | COM PAR | 62913F508 | 5,983 | 3,051,717 | SH | SOLE | - | 3,051,717 | 0 | 0 | |
NII HLDGS INC | COM PAR | 62913F508 | 39 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
NIO INC | SPON ADS | 62914V106 | 582 | 114,200 | SH | SOLE | - | 114,200 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 967 | 189,700 | SH | Call | SOLE | - | 189,700 | 0 | 0 |
NIO INC | SPON ADS | 62914V106 | 889 | 174,600 | SH | Put | SOLE | - | 174,600 | 0 | 0 |
NOBLE ENERGY INC | COM | 655044105 | 183 | 7,400 | SH | SOLE | - | 7,400 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 124 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
NOVAVAX INC | COM | 670002104 | 45 | 80,000 | SH | Put | SOLE | - | 80,000 | 0 | 0 |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 219 | 594,000 | PRN | SOLE | - | 594,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | NOTE 1.250% 4/0 | 67020YAN0 | 1,444 | 1,452,000 | PRN | SOLE | - | 1,452,000 | 0 | 0 | |
NUTANIX INC | CL A | 67059N108 | 279 | 7,390 | SH | SOLE | - | 7,390 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 437 | 393,000 | PRN | SOLE | - | 393,000 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 539 | 35,566 | SH | SOLE | - | 35,566 | 0 | 0 | |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 242 | 17,485 | SH | SOLE | - | 17,485 | 0 | 0 | |
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 871 | 54,273 | SH | SOLE | - | 54,273 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 326 | 3,693 | SH | SOLE | - | 3,693 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 681 | 7,700 | SH | Call | SOLE | - | 7,700 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,211 | 13,700 | SH | Put | SOLE | - | 13,700 | 0 | 0 |
OCCIDENTAL PETE CORP | COM | 674599105 | 556 | 8,400 | SH | SOLE | - | 8,400 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 556 | 8,400 | SH | Put | SOLE | - | 8,400 | 0 | 0 |
OFFICE DEPOT INC | COM | 676220106 | 208 | 57,257 | SH | SOLE | - | 57,257 | 0 | 0 | |
OFFICE PPTYS INCOME TR | COM SHS BEN INT | 67623C109 | 5,251 | 189,980 | SH | SOLE | - | 189,980 | 0 | 0 | |
OI S A | SPONSORED ADR NE | 670851500 | 3,216 | 1,710,876 | SH | SOLE | - | 1,710,876 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 646 | 7,805 | SH | SOLE | - | 7,805 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 435 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
ON SEMICONDUCTOR CORP | COM | 682189105 | 416 | 20,220 | SH | SOLE | - | 20,220 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 103 | 5,000 | SH | Call | SOLE | - | 5,000 | 0 | 0 |
OPKO HEALTH INC | COM | 68375N103 | 79 | 30,144 | SH | SOLE | - | 30,144 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 9 | 3,500 | SH | Put | SOLE | - | 3,500 | 0 | 0 |
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 848 | 900,000 | PRN | SOLE | - | 900,000 | 0 | 0 | |
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 4,173 | 4,098,000 | PRN | SOLE | - | 4,098,000 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,229 | 95,954 | SH | SOLE | - | 95,954 | 0 | 0 | |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 2 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
PEOPLES UTD FINL INC | COM | 712704105 | 287 | 17,454 | SH | SOLE | - | 17,454 | 0 | 0 | |
PERSPECTA INC | COM | 715347100 | 1,317 | 65,131 | SH | SOLE | - | 65,131 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 425 | 26,700 | SH | SOLE | - | 26,700 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 1,736 | 97,500 | SH | SOLE | - | 97,500 | 0 | 0 | |
PHUNWARE INC | *W EXP 12/26/202 | 71948P118 | 234 | 333,802 | SH | SOLE | - | 333,802 | 0 | 0 | |
PHUNWARE INC | COM | 71948P100 | 239 | 17,443 | SH | SOLE | - | 17,443 | 0 | 0 | |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 266 | 25,852 | SH | SOLE | - | 25,852 | 0 | 0 | |
POTLATCHDELTIC CORPORATION | COM | 737630103 | 325 | 8,593 | SH | SOLE | - | 8,593 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 51 | 6,000 | SH | SOLE | - | 6,000 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 43 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 902 | 8,673 | SH | SOLE | - | 8,673 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,123 | 10,800 | SH | Put | SOLE | - | 10,800 | 0 | 0 |
PROS HOLDINGS INC | NOTE 2.000%12/0 | 74346YAB9 | 3,722 | 2,900,000 | PRN | SOLE | - | 2,900,000 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 151 | 4,000 | SH | Call | SOLE | - | 4,000 | 0 | 0 |
PTC THERAPEUTICS INC | COM | 69366J200 | 376 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 2,072 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
PURE STORAGE INC | CL A | 74624M102 | 159 | 7,275 | SH | SOLE | - | 7,275 | 0 | 0 | |
PURE STORAGE INC | CL A | 74624M102 | 218 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 3,841 | 2,935,000 | PRN | SOLE | - | 2,935,000 | 0 | 0 | |
QAD INC | CL B | 74727D207 | 1,302 | 40,994 | SH | SOLE | - | 40,994 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 1,554 | 97,232 | SH | SOLE | - | 97,232 | 0 | 0 | |
QURATE RETAIL INC | COM SER B | 74915M209 | 847 | 52,110 | SH | SOLE | - | 52,110 | 0 | 0 | |
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 2,501 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 275 | 20,300 | SH | Put | SOLE | - | 20,300 | 0 | 0 |
RAYONIER ADVANCED MATLS INC | PFD CV SER A | 75508B203 | 438 | 4,420 | SH | SOLE | - | 4,420 | 0 | 0 | |
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 4,983 | 147,949 | SH | SOLE | - | 147,949 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 8,368 | 45,800 | SH | Call | SOLE | - | 45,800 | 0 | 0 |
RED HAT INC | COM | 756577102 | 1,005 | 5,500 | SH | SOLE | - | 5,500 | 0 | 0 | |
REGENCY CTRS CORP | COM | 758849103 | 1,095 | 16,227 | SH | SOLE | - | 16,227 | 0 | 0 | |
RENREN INC | SPON ADR A NEW | 759892201 | 34 | 22,497 | SH | SOLE | - | 22,497 | 0 | 0 | |
REPLIGEN CORP | NOTE 2.125% 6/0 | 759916AA7 | 15,355 | 8,089,000 | PRN | SOLE | - | 8,089,000 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 1,640 | 85,025 | SH | SOLE | - | 85,025 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 9,877 | 9,000,000 | PRN | SOLE | - | 9,000,000 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | NOTE 6/1 | 761283AD2 | 9,306 | 9,261,000 | PRN | SOLE | - | 9,261,000 | 0 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 1,557 | 1,650,000 | PRN | SOLE | - | 1,650,000 | 0 | 0 | |
REXNORD CORP NEW | COM | 76169B102 | 546 | 21,700 | SH | Put | SOLE | - | 21,700 | 0 | 0 |
RH | COM | 74967X103 | 669 | 6,500 | SH | Put | SOLE | - | 6,500 | 0 | 0 |
RINGCENTRAL INC | NOTE 3/1 | 76680RAD9 | 7,025 | 4,929,000 | PRN | SOLE | - | 4,929,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 1,625 | 2,558,402 | SH | SOLE | - | 2,558,402 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 39 | 60,400 | SH | Put | SOLE | - | 60,400 | 0 | 0 |
RIVERNORTH OPPRTUNITIES FD I | COM | 76881Y109 | 1,920 | 116,376 | SH | SOLE | - | 116,376 | 0 | 0 | |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 1,417 | 75,813 | SH | SOLE | - | 75,813 | 0 | 0 | |
ROSEHILL RES INC | *W EXP 09/16/202 | 777385113 | 6 | 14,200 | SH | SOLE | - | 14,200 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 2 ORD | 780097689 | 79 | 12,100 | SH | SOLE | - | 12,100 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 689 | 11,011 | SH | SOLE | - | 11,011 | 0 | 0 | |
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 128 | 12,752 | SH | SOLE | - | 12,752 | 0 | 0 | |
ROYCE VALUE TR INC | COM | 780910105 | 255 | 18,542 | SH | SOLE | - | 18,542 | 0 | 0 | |
RPT REALTY | COM SH BEN INT | 74971D101 | 58 | 4,800 | SH | Call | SOLE | - | 4,800 | 0 | 0 |
RPT REALTY | COM SH BEN INT | 74971D101 | 717 | 59,700 | SH | Put | SOLE | - | 59,700 | 0 | 0 |
RYANAIR HLDGS PLC | SPONSORED ADS | 783513203 | 776 | 10,358 | SH | SOLE | - | 10,358 | 0 | 0 | |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 196 | 21,377 | SH | SOLE | - | 21,377 | 0 | 0 | |
SANDISK CORP | NOTE 0.500%10/1 | 80004CAF8 | 471 | 549,000 | PRN | SOLE | - | 549,000 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 732 | 1,628,511 | SH | SOLE | - | 1,628,511 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 1,799 | 15,100 | SH | Call | SOLE | - | 15,100 | 0 | 0 |
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 30,560 | 16,928,000 | PRN | SOLE | - | 16,928,000 | 0 | 0 | |
SCHOLASTIC CORP | COM | 807066105 | 492 | 12,363 | SH | SOLE | - | 12,363 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,052 | 40,900 | SH | Call | SOLE | - | 40,900 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,415 | 55,000 | SH | Put | SOLE | - | 55,000 | 0 | 0 |
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 9,940 | 93,611 | SH | SOLE | - | 93,611 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 340 | 7,662 | SH | SOLE | - | 7,662 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 774 | 3,139 | SH | SOLE | - | 3,139 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 493 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 862 | 208,728 | SH | SOLE | - | 208,728 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 461 | 3,603 | SH | SOLE | - | 3,603 | 0 | 0 | |
SILICON LABORATORIES INC | NOTE 1.375% 3/0 | 826919AB8 | 1,084 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 7,883 | 133,077 | SH | SOLE | - | 133,077 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 39 | 6,800 | SH | Call | SOLE | - | 6,800 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 383 | 67,400 | SH | Put | SOLE | - | 67,400 | 0 | 0 |
SLM CORP | COM | 78442P106 | 183 | 18,510 | SH | SOLE | - | 18,510 | 0 | 0 | |
SOCKET MOBILE INC | COM NEW | 83368E200 | 117 | 58,441 | SH | SOLE | - | 58,441 | 0 | 0 | |
SOHU COM LTD | SPONSORED ADS | 83410S108 | 895 | 53,977 | SH | SOLE | - | 53,977 | 0 | 0 | |
SOUTH JERSEY INDS INC | UNIT 99/99/9999 | 838518116 | 7,001 | 135,734 | SH | SOLE | - | 135,734 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 854 | 7,000 | SH | SOLE | - | 7,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 257 | 5,000 | SH | Call | SOLE | - | 5,000 | 0 | 0 |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 3,011 | 224,098 | SH | SOLE | - | 224,098 | 0 | 0 | |
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 1,400 | 55,764 | SH | SOLE | - | 55,764 | 0 | 0 | |
SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 135 | 20,790 | SH | SOLE | - | 20,790 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 297 | 2,381 | SH | SOLE | - | 2,381 | 0 | 0 | |
SPRINT CORPORATION | COM | 85207U105 | 836 | 148,028 | SH | SOLE | - | 148,028 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 774 | 10,330 | SH | SOLE | - | 10,330 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 225 | 3,000 | SH | Call | SOLE | - | 3,000 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 525 | 7,000 | SH | Put | SOLE | - | 7,000 | 0 | 0 |
STARWOOD WAYPOINT RESIDENTL | NOTE 3.000% 7/0 | 85571WAB5 | 10,504 | 7,920,000 | PRN | SOLE | - | 7,920,000 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 1,007 | 23,577 | SH | SOLE | - | 23,577 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 461 | 14,220 | SH | SOLE | - | 14,220 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 118 | 18,106 | SH | SOLE | - | 18,106 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 2,886 | 48,701 | SH | SOLE | - | 48,701 | 0 | 0 | |
SWISS HELVETIA FD INC | COM | 870875101 | 2,467 | 323,774 | SH | SOLE | - | 323,774 | 0 | 0 | |
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 1,259 | 1,363,000 | PRN | SOLE | - | 1,363,000 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 382 | 11,120 | SH | SOLE | - | 11,120 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 296 | 4,282 | SH | SOLE | - | 4,282 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 1,175 | 65,583 | SH | SOLE | - | 65,583 | 0 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 2,062 | 101,175 | SH | Call | SOLE | - | 101,175 | 0 | 0 |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 660 | 32,400 | SH | Put | SOLE | - | 32,400 | 0 | 0 |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 2,634 | 129,336 | SH | SOLE | - | 129,336 | 0 | 0 | |
TCF FINL CORP | COM | 872275102 | 441 | 21,301 | SH | SOLE | - | 21,301 | 0 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 116 | 29,600 | SH | SOLE | - | 29,600 | 0 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 79 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
TELADOC HEALTH INC | NOTE 3.000%12/1 | 87918AAB1 | 744 | 500,000 | PRN | SOLE | - | 500,000 | 0 | 0 | |
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 1,248 | 85,451 | SH | SOLE | - | 85,451 | 0 | 0 | |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 672 | 33,808 | SH | SOLE | - | 33,808 | 0 | 0 | |
TERADYNE INC | COM | 880770102 | 171 | 4,301 | SH | SOLE | - | 4,301 | 0 | 0 | |
TERADYNE INC | COM | 880770102 | 76 | 1,900 | SH | Call | SOLE | - | 1,900 | 0 | 0 |
TERADYNE INC | COM | 880770102 | 199 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
TESLA INC | COM | 88160R101 | 280 | 1,000 | SH | Call | SOLE | - | 1,000 | 0 | 0 |
TESLA INC | COM | 88160R101 | 17,323 | 61,900 | SH | Put | SOLE | - | 61,900 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 471 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 658 | 27,359 | SH | SOLE | - | 27,359 | 0 | 0 | |
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 1,894 | 120,417 | SH | SOLE | - | 120,417 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 62 | 37,601 | SH | SOLE | - | 37,601 | 0 | 0 | |
TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 1,953 | 2,038,000 | PRN | SOLE | - | 2,038,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 328 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
TWITTER INC | COM | 90184L102 | 658 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 2,461 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 251 | 267,000 | PRN | SOLE | - | 267,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 227 | 2,843 | SH | SOLE | - | 2,843 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,018 | 15,655 | SH | SOLE | - | 15,655 | 0 | 0 | |
URSTADT BIDDLE PPTYS INC | COM | 917286106 | 762 | 45,617 | SH | SOLE | - | 45,617 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 217 | 2,500 | SH | Call | SOLE | - | 2,500 | 0 | 0 |
VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 611 | 553,000 | PRN | SOLE | - | 553,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 254 | 4,297 | SH | SOLE | - | 4,297 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 124 | 2,100 | SH | Put | SOLE | - | 2,100 | 0 | 0 |
VICI PPTYS INC | COM | 925652109 | 4,372 | 199,780 | SH | SOLE | - | 199,780 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 72 | 9,010 | SH | SOLE | - | 9,010 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 80 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 4,533 | 51,444 | SH | SOLE | - | 51,444 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 523 | 20,100 | SH | Put | SOLE | - | 20,100 | 0 | 0 |
VISTRA ENERGY CORP | UNIT 02/02/2024 | 92840M300 | 10,346 | 104,797 | SH | SOLE | - | 104,797 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 1,806 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
VORNADO RLTY TR | SH BEN INT | 929042109 | 209 | 3,100 | SH | SOLE | - | 3,100 | 0 | 0 | |
WABTEC CORP | COM | 929740108 | 534 | 7,255 | SH | SOLE | - | 7,255 | 0 | 0 | |
WABTEC CORP | PUT | 929740958 | 236 | 3,204 | SH | Put | SOLE | - | 3,204 | 0 | 0 |
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 247 | 43,730 | SH | SOLE | - | 43,730 | 0 | 0 | |
WATSCO INC | CL B CONV | 942622101 | 573 | 3,971 | SH | SOLE | - | 3,971 | 0 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 23,406 | 15,261,000 | PRN | SOLE | - | 15,261,000 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 1,550 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 782 | 2,900 | SH | SOLE | - | 2,900 | 0 | 0 | |
WELLTOWER INC | COM | 95040Q104 | 1,288 | 16,599 | SH | SOLE | - | 16,599 | 0 | 0 | |
WELLTOWER INC | COM | 95040Q104 | 70 | 900 | SH | Call | SOLE | - | 900 | 0 | 0 |
WELLTOWER INC | COM | 95040Q104 | 1,552 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
WENDYS CO | COM | 95058W100 | 253 | 14,102 | SH | SOLE | - | 14,102 | 0 | 0 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 458 | 33,544 | SH | SOLE | - | 33,544 | 0 | 0 | |
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 144 | 13,382 | SH | SOLE | - | 13,382 | 0 | 0 | |
WILEY JOHN & SONS INC | CL B | 968223305 | 229 | 5,244 | SH | SOLE | - | 5,244 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 178 | 6,193 | SH | SOLE | - | 6,193 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 175 | 6,100 | SH | Put | SOLE | - | 6,100 | 0 | 0 |
WINTRUST FINL CORP | COM | 97650W108 | 820 | 12,184 | SH | SOLE | - | 12,184 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 757 | 3,923 | SH | SOLE | - | 3,923 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 16,145 | 10,416,000 | PRN | SOLE | - | 10,416,000 | 0 | 0 | |
XPERI CORP | COM | 98421B100 | 374 | 16,004 | SH | SOLE | - | 16,004 | 0 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 34 | 13,100 | SH | SOLE | - | 13,100 | 0 | 0 | |
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 6,555 | 4,497,000 | PRN | SOLE | - | 4,497,000 | 0 | 0 | |
ZILLOW GROUP INC | CL A | 98954M101 | 479 | 14,017 | SH | SOLE | - | 14,017 | 0 | 0 | |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 451 | 13,000 | SH | Put | SOLE | - | 13,000 | 0 | 0 |
ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 4,866 | 4,756,000 | PRN | SOLE | - | 4,756,000 | 0 | 0 | |
ZION OIL & GAS INC | COM | 989696109 | 32 | 42,543 | SH | SOLE | - | 42,543 | 0 | 0 | |
ZIONS BANCORPORATION N A | *W EXP 05/21/202 | 989701115 | 55,770 | 4,543,164 | SH | SOLE | - | 4,543,164 | 0 | 0 | |
ZIONS BANCORPORATION N A | COM | 989701107 | 272 | 6,000 | SH | Call | SOLE | - | 6,000 | 0 | 0 |
ZIONS BANCORPORATION N A | COM | 989701107 | 454 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 151 | 28,400 | SH | SOLE | - | 28,400 | 0 | 0 |