The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
RAYONIER ADVANCED MATLS INC COM 75508B104 999 73,700 SH Call DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 954 37,400 SH Call DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 4 200 SH Call DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 2,233 90,000 SH Call DFND 1 0 0 0
CURO GROUP HLDGS CORP COM 23131L107 92 9,200 SH Call DFND 1 0 0 0
MEDICINES CO COM 584688105 475 17,000 SH Call DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 95 2,300 SH Call DFND 1 0 0 0
INTREXON CORP COM 46122T102 169 32,300 SH Call DFND 1 0 0 0
AMC NETWORKS INC CL A 00164V103 17 300 SH Call DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 997 39,000 SH Call DFND 1 0 0 0
HOVNANIAN ENTERPRISES INC CL A NEW 442487401 5 500 SH Call DFND 1 0 0 0
IAMGOLD CORP COM 450913108 69 19,900 SH Call DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 1,395 187,500 SH Call DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 549 159,600 SH Call DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 284 50,100 SH Call DFND 1 0 0 0
SQUARE INC CL A 852234103 224 3,000 SH Call DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,029 51,900 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 363 1,300 SH Call DFND 1 0 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 7 10,500 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 347 10,000 SH Call DFND 1 0 0 0
MICROSOFT CORP COM 594918104 20,049 170,000 SH Call DFND 1 0 0 0
NIKE INC CL B 654106103 4,210 50,000 SH Call DFND 1 0 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 2,385 50,000 SH Call DFND 1 0 0 0
DOWDUPONT INC COM 26078J100 6,397 120,000 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 47,840 312,500 SH Call DFND 1 0 0 0
SKECHERS U S A INC CL A 830566105 3,361 100,000 SH Call DFND 1 0 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 12,652 250,000 SH Call DFND 1 0 0 0
ISHARES INC MSCI GERMANY ETF 464286806 26,920 1,000,000 SH Call DFND 1 0 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 13,680 250,000 SH Call DFND 1 0 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,454 10,000 SH Call DFND 1 0 0 0
CVS HEALTH CORP COM 126650100 2,167 40,200 SH Call DFND 1 0 0 0
TYSON FOODS INC CL A 902494103 1,735 25,000 SH Call DFND 1 0 0 0
BELDEN INC COM 077454106 1,476 27,500 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 1,249 16,300 SH Call DFND 1 0 0 0
VISTRA ENERGY CORP COM 92840M102 1,483 57,000 SH Call DFND 1 0 0 0
ISHARES TR U.S. REAL ES ETF 464287739 6,145 70,600 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 1,778 103,200 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 43,801 243,800 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 5,115 166,400 SH Call DFND 1 0 0 0
INFINERA CORPORATION COM 45667G103 406 93,700 SH Call DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 5 500 SH Call DFND 1 0 0 0
MTS SYS CORP COM 553777103 54 1,000 SH Call DFND 1 0 0 0
BARRICK GOLD CORPORATION COM 067901108 124 9,100 SH Call DFND 1 0 0 0
MOHAWK INDS INC COM 608190104 9,272 73,500 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 3,327 146,600 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 381 17,000 SH Call DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 31,149 255,300 SH Call DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 5,283 61,100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 981 100,000 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 1,175 22,900 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 93 2,800 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 10,684 228,500 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 15,448 740,600 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 744 23,600 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 55,083 195,000 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 7,539 64,000 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 22,064 421,400 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 87,933 1,438,700 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 99,999 1,764,900 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 4 500 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 23,506 477,000 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 6,220 159,900 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,722 144,800 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 920 16,400 SH Call DFND 1 0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13,519 74,100 SH Call DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 38,151 888,900 SH Call DFND 1 0 0 0
DASEKE INC COM 23753F107 5 1,000 SH Call DFND 1 0 0 0
FGL HLDGS ORD SHS G3402M102 51 6,500 SH Call DFND 1 0 0 0
TALOS ENERGY INC COM 87484T108 2 100 SH Call DFND 1 0 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 5,716 180,000 SH Call DFND 1 0 0 0
AUTODESK INC COM 052769106 2,446 15,700 SH Call DFND 1 0 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 21,249 1,023,600 SH Call DFND 1 0 0 0
AMAZON COM INC COM 023135106 890 500 SH Call DFND 1 0 0 0
ANADARKO PETE CORP COM 032511107 568 12,500 SH Call DFND 1 0 0 0
CIENA CORP COM NEW 171779309 713 19,100 SH Call DFND 1 0 0 0
COLGATE PALMOLIVE CO COM 194162103 856 12,500 SH Call DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 4,725 89,000 SH Call DFND 1 0 0 0
CTRIP COM INTL LTD SPONSORED ADS 22943F100 4,002 91,600 SH Call DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1,606 31,100 SH Call DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 159 19,600 SH Call DFND 1 0 0 0
DROPBOX INC CL A 26210C104 752 34,500 SH Call DFND 1 0 0 0
DIGITAL RLTY TR INC COM 253868103 3,391 28,500 SH Call DFND 1 0 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1,611 17,900 SH Call DFND 1 0 0 0
EXELIXIS INC COM 30161Q104 430 18,100 SH Call DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 9,467 56,800 SH Call DFND 1 0 0 0
GOLDCORP INC NEW COM 380956409 255 22,300 SH Call DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 3,928 105,900 SH Call DFND 1 0 0 0
GRACE W R & CO DEL NEW COM 38388F108 78 1,000 SH Call DFND 1 0 0 0
GW PHARMACEUTICALS PLC ADS 36197T103 387 2,300 SH Call DFND 1 0 0 0
HONEYWELL INTL INC COM 438516106 6,690 42,100 SH Call DFND 1 0 0 0
HP INC COM 40434L105 777 40,000 SH Call DFND 1 0 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 1,700 41,900 SH Call DFND 1 0 0 0
HERSHEY CO COM 427866108 2,262 19,700 SH Call DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 4,938 35,000 SH Call DFND 1 0 0 0
INTL PAPER CO COM 460146103 999 21,600 SH Call DFND 1 0 0 0
INTRA CELLULAR THERAPIES INC COM 46116X101 56 4,600 SH Call DFND 1 0 0 0
JD COM INC SPON ADR CL A 47215P106 6,633 220,000 SH Call DFND 1 0 0 0
JOHNSON & JOHNSON COM 478160104 2,795 20,000 SH Call DFND 1 0 0 0
LOWES COS INC COM 548661107 3,426 31,300 SH Call DFND 1 0 0 0
SOUTHWEST AIRLS CO COM 844741108 1,131 21,800 SH Call DFND 1 0 0 0
MASTERCARD INC CL A 57636Q104 14,221 60,400 SH Call DFND 1 0 0 0
3M CO COM 88579Y101 519 2,500 SH Call DFND 1 0 0 0
MORGAN STANLEY COM NEW 617446448 1,789 42,400 SH Call DFND 1 0 0 0
NEWMONT MNG CORP COM 651639106 21,462 600,000 SH Call DFND 1 0 0 0
NOVAVAX INC COM 670002104 3 7,100 SH Call DFND 1 0 0 0
NVIDIA CORP COM 67066G104 4,219 23,500 SH Call DFND 1 0 0 0
NVENT ELECTRIC PLC SHS G6700G107 8,094 300,000 SH Call DFND 1 0 0 0
PROCTER AND GAMBLE CO COM 742718109 1,311 12,600 SH Call DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 408 47,700 SH Call DFND 1 0 0 0
PIONEER NAT RES CO COM 723787107 213 1,400 SH Call DFND 1 0 0 0
UNIQURE NV SHS N90064101 113 1,900 SH Call DFND 1 0 0 0
ROYAL GOLD INC COM 780287108 3,682 40,500 SH Call DFND 1 0 0 0
RH COM 74967X103 2,141 20,800 SH Call DFND 1 0 0 0
ROSS STORES INC COM 778296103 4,329 46,500 SH Call DFND 1 0 0 0
SIGNET JEWELERS LIMITED SHS G81276100 616 22,700 SH Call DFND 1 0 0 0
SNAP INC CL A 83304A106 730 66,300 SH Call DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 727 6,100 SH Call DFND 1 0 0 0
TARGET CORP COM 87612E106 457 5,700 SH Call DFND 1 0 0 0
UNION PACIFIC CORP COM 907818108 1,705 10,200 SH Call DFND 1 0 0 0
AUTOHOME INC SP ADR RP CL A 05278C107 2,628 25,000 SH Call DFND 1 0 0 0
BAIDU INC SPON ADR REP A 056752108 4,945 30,000 SH Call DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 1,859 30,000 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 753 17,500 SH Call DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 16,208 677,600 SH Put DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 4,340 217,700 SH Put DFND 1 0 0 0
SEA LTD SPONSORED ADS 81141R100 18,947 805,600 SH Put DFND 1 0 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 3,666 270,400 SH Put DFND 1 0 0 0
ACORDA THERAPEUTICS INC COM 00484M106 1,993 150,000 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 4,502 684,200 SH Put DFND 1 0 0 0
ALDER BIOPHARMACEUTICALS INC COM 014339105 191 14,000 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 349 27,100 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 46,413 1,818,700 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 2,020 96,100 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 352 14,200 SH Put DFND 1 0 0 0
CREE INC COM 225447101 486 8,500 SH Put DFND 1 0 0 0
CURO GROUP HLDGS CORP COM 23131L107 348 34,700 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 683 25,100 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 1,635 203,700 SH Put DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 2,056 90,100 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 840 9,700 SH Put DFND 1 0 0 0
EZCORP INC CL A NON VTG 302301106 1,882 202,000 SH Put DFND 1 0 0 0
GSV CAP CORP COM 36191J101 365 48,200 SH Put DFND 1 0 0 0
HORIZON PHARMA PLC SHS G4617B105 198 7,500 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 6,946 62,100 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 126 34,000 SH Put DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 551 6,800 SH Put DFND 1 0 0 0
INPHI CORP COM 45772F107 1,312 30,000 SH Put DFND 1 0 0 0
KARYOPHARM THERAPEUTICS INC COM 48576U106 192 33,000 SH Put DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 3,922 31,200 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 1,388 249,700 SH Put DFND 1 0 0 0
MEDICINES CO COM 584688105 4,416 158,000 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 1,706 41,300 SH Put DFND 1 0 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 864 116,800 SH Put DFND 1 0 0 0
NOVAVAX INC COM 670002104 81 148,000 SH Put DFND 1 0 0 0
OMEROS CORP COM 682143102 22 1,300 SH Put DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 78 30,000 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 3,278 45,700 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 524 4,400 SH Put DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 943 57,000 SH Put DFND 1 0 0 0
INTREXON CORP COM 46122T102 1,252 238,100 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 90,698 1,048,900 SH Put DFND 1 0 0 0
TEXAS INSTRS INC COM 882508104 21 200 SH Put DFND 1 0 0 0
CELGENE CORP COM 151020104 188 2,000 SH Put DFND 1 0 0 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,494 30,500 SH Put DFND 1 0 0 0
SPARK THERAPEUTICS INC COM 84652J103 227 2,000 SH Put DFND 1 0 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 795 110,000 SH Put DFND 1 0 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 42 1,500 SH Put DFND 1 0 0 0
AMC NETWORKS INC CL A 00164V103 2,202 38,800 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 219 8,600 SH Put DFND 1 0 0 0
AVON PRODS INC COM 054303102 4,200 1,428,900 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 6,508 77,600 SH Put DFND 1 0 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 2,668 200,000 SH Put DFND 1 0 0 0
BRISTOW GROUP INC COM 110394103 9 8,200 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 1,422 50,200 SH Put DFND 1 0 0 0
BEAZER HOMES USA INC COM NEW 07556Q881 155 13,500 SH Put DFND 1 0 0 0
CENTURY CMNTYS INC COM 156504300 745 31,100 SH Put DFND 1 0 0 0
CDK GLOBAL INC COM 12508E101 2,352 40,000 SH Put DFND 1 0 0 0
CHEGG INC COM 163092109 282 7,400 SH Put DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 4,580 458,500 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 1,089 306,000 SH Put DFND 1 0 0 0
CIMPRESS N V SHS EURO N20146101 1,402 17,500 SH Put DFND 1 0 0 0
CNX RESOURCES CORPORATION COM 12653C108 298 27,700 SH Put DFND 1 0 0 0
CARRIAGE SVCS INC COM 143905107 40 2,100 SH Put DFND 1 0 0 0
CTRIP COM INTL LTD SPONSORED ADS 22943F100 16,755 383,500 SH Put DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 3,355 105,900 SH Put DFND 1 0 0 0
ENCANA CORP COM 292505104 509 70,400 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 201 3,000 SH Put DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 1,258 100,000 SH Put DFND 1 0 0 0
FORUM ENERGY TECHNOLOGIES IN COM 34984V100 11 2,200 SH Put DFND 1 0 0 0
GEO GROUP INC NEW COM 36162J106 21 1,100 SH Put DFND 1 0 0 0
GRIFFON CORP COM 398433102 286 15,500 SH Put DFND 1 0 0 0
GREAT LAKES DREDGE & DOCK CO COM 390607109 660 74,100 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 48 10,700 SH Put DFND 1 0 0 0
CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 403 8,400 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 1,899 236,800 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 2,531 389,500 SH Put DFND 1 0 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 3,630 200,000 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 20,321 383,500 SH Put DFND 1 0 0 0
HORNBECK OFFSHORE SVCS INC N COM 440543106 35 28,600 SH Put DFND 1 0 0 0
HOVNANIAN ENTERPRISES INC CL A NEW 442487401 199 18,200 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 1,193 344,000 SH Put DFND 1 0 0 0
LIVEPERSON INC COM 538146101 290 10,000 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 12,106 931,300 SH Put DFND 1 0 0 0
MONGODB INC CL A 60937P106 1,823 12,400 SH Put DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 739 99,400 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 18,328 479,300 SH Put DFND 1 0 0 0
MERITAGE HOMES CORP COM 59001A102 1,350 30,200 SH Put DFND 1 0 0 0
NAVISTAR INTL CORP NEW COM 63934E108 484 15,000 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 12,123 34,000 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 5,930 1,162,800 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 2,321 61,500 SH Put DFND 1 0 0 0
PAR PACIFIC HOLDINGS INC COM NEW 69888T207 19 1,100 SH Put DFND 1 0 0 0
PATRICK INDS INC COM 703343103 226 5,000 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 2,331 120,800 SH Put DFND 1 0 0 0
POST HLDGS INC COM 737446104 3,730 34,100 SH Put DFND 1 0 0 0
PERFICIENT INC COM 71375U101 30 1,100 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 2,323 271,400 SH Put DFND 1 0 0 0
PYXUS INTL INC COM 74737V106 298 12,500 SH Put DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 1,531 73,400 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 26,765 3,073,000 SH Put DFND 1 0 0 0
SEALED AIR CORP NEW COM 81211K100 23 500 SH Put DFND 1 0 0 0
SENSEONICS HLDGS INC COM 81727U105 55 22,600 SH Put DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 5,013 245,500 SH Put DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 1,469 259,200 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 24,903 332,400 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 479 37,900 SH Put DFND 1 0 0 0
TRANSDIGM GROUP INC COM 893641100 6,128 13,500 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 1,644 70,900 SH Put DFND 1 0 0 0
TUTOR PERINI CORP COM 901109108 939 54,900 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 16,315 58,300 SH Put DFND 1 0 0 0
TITAN INTL INC ILL COM 88830M102 220 37,000 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 1,291 10,000 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 8,397 255,400 SH Put DFND 1 0 0 0
UNISYS CORP COM NEW 909214306 39 3,400 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 4,895 453,700 SH Put DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 2,522 314,100 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 44 300 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 9,155 147,700 SH Put DFND 1 0 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 6,408 9,181,000 SH Put DFND 1 0 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 17 200 SH Put DFND 1 0 0 0
XEROX CORP COM NEW 984121608 5,935 185,600 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 2,431 70,000 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 136 1,600 SH Put DFND 1 0 0 0
COTY INC COM CL A 222070203 6,900 600,000 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 535,582 1,896,000 SH Put DFND 1 0 0 0
XILINX INC COM 983919101 10,143 80,000 SH Put DFND 1 0 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 64,782 250,000 SH Put DFND 1 0 0 0
ISHARES TR MSCI EAFE ETF 464287465 9,729 150,000 SH Put DFND 1 0 0 0
BOEING CO COM 097023105 7,628 20,000 SH Put DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 12,101 72,600 SH Put DFND 1 0 0 0
ISHARES TR U.S. REAL ES ETF 464287739 8,321 95,600 SH Put DFND 1 0 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 139 30,000 SH Put DFND 1 0 0 0
IAC INTERACTIVECORP COM 44919P508 1,092 5,200 SH Put DFND 1 0 0 0
STARBUCKS CORP COM 855244109 6,393 86,000 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 3,548 322,000 SH Put DFND 1 0 0 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 3,608 100,000 SH Put DFND 1 0 0 0
VISA INC COM CL A 92826C839 937 6,000 SH Put DFND 1 0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23,809 130,500 SH Put DFND 1 0 0 0
BELDEN INC COM 077454106 537 10,000 SH Put DFND 1 0 0 0
COLFAX CORP COM 194014106 207 7,000 SH Put DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 202 4,500 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 1,149 334,100 SH Put DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 3,184 25,300 SH Put DFND 1 0 0 0
VISTRA ENERGY CORP COM 92840M102 3,826 147,000 SH Put DFND 1 0 0 0
GOLDCORP INC NEW COM 380956409 491 43,000 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 5,053 293,300 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 66,833 372,000 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 5,259 171,100 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 206 43,200 SH Put DFND 1 0 0 0
AVAYA HLDGS CORP COM 05351X101 651 38,700 SH Put DFND 1 0 0 0
COMMSCOPE HLDG CO INC COM 20337X109 2 100 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 383 102,700 SH Put DFND 1 0 0 0
DEXCOM INC COM 252131107 1,191 10,000 SH Put DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 1,097 551,400 SH Put DFND 1 0 0 0
HC2 HLDGS INC COM 404139107 14 5,900 SH Put DFND 1 0 0 0
INFINERA CORPORATION COM 45667G103 1,605 370,000 SH Put DFND 1 0 0 0
INVACARE CORP COM 461203101 3,111 371,800 SH Put DFND 1 0 0 0
MEDNAX INC COM 58502B106 46 1,700 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 6,346 12,500 SH Put DFND 1 0 0 0
MAXWELL TECHNOLOGIES INC COM 577767106 759 170,000 SH Put DFND 1 0 0 0
NCR CORP NEW COM 62886E108 7,854 287,800 SH Put DFND 1 0 0 0
RIBBON COMMUNICATIONS INC COM 762544104 42 8,300 SH Put DFND 1 0 0 0
RINGCENTRAL INC CL A 76680R206 334 3,100 SH Put DFND 1 0 0 0
SYNAPTICS INC COM 87157D109 795 20,000 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 922 16,600 SH Put DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 2 100 SH Put DFND 1 0 0 0
VIASAT INC COM 92552V100 12,113 156,300 SH Put DFND 1 0 0 0
ZAYO GROUP HLDGS INC COM 98919V105 4,496 158,200 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 3,466 343,600 SH Put DFND 1 0 0 0
MTS SYS CORP COM 553777103 277 5,100 SH Put DFND 1 0 0 0
CITIGROUP INC COM NEW 172967424 3,540 56,900 SH Put DFND 1 0 0 0
CATERPILLAR INC DEL COM 149123101 54 400 SH Put DFND 1 0 0 0
CHEVRON CORP NEW COM 166764100 431 3,500 SH Put DFND 1 0 0 0
DOWDUPONT INC COM 26078J100 1,226 23,000 SH Put DFND 1 0 0 0
FREEPORT-MCMORAN INC CL B 35671D857 1,916 148,700 SH Put DFND 1 0 0 0
MOHAWK INDS INC COM 608190104 580 4,600 SH Put DFND 1 0 0 0
3M CO COM 88579Y101 2,036 9,800 SH Put DFND 1 0 0 0
MORGAN STANLEY COM NEW 617446448 1,017 24,100 SH Put DFND 1 0 0 0
AT&T INC COM 00206R102 15 500 SH Put DFND 1 0 0 0
TATA MTRS LTD SPONSORED ADR 876568502 283 22,600 SH Put DFND 1 0 0 0
WYNN RESORTS LTD COM 983134107 417 3,500 SH Put DFND 1 0 0 0
EXXON MOBIL CORP COM 30231G102 5,373 66,500 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1,475 65,000 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1,309 58,400 SH Put DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 38,786 317,900 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 175,196 1,144,400 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 359 7,000 SH Put DFND 1 0 0 0
ISHARES TR IBOXX INV CP ETF 464287242 14,620 122,800 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 6,079 67,600 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 429 12,900 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 179,969 3,848,800 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 63,800 541,600 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 15,477 295,600 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 1,871 14,800 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 158,484 2,593,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 175,900 3,104,500 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 73 7,500 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 36,580 742,300 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 388 10,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5,252 204,300 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,986 35,400 SH Put DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 18,232 424,800 SH Put DFND 1 0 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 8,868 303,100 SH Put DFND 1 0 0 0
DASEKE INC COM 23753F107 14 2,900 SH Put DFND 1 0 0 0
FGL HLDGS ORD SHS G3402M102 23 3,000 SH Put DFND 1 0 0 0
ALIGN TECHNOLOGY INC COM 016255101 28 100 SH Put DFND 1 0 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 11,395 548,900 SH Put DFND 1 0 0 0
AMAZON COM INC COM 023135106 13,533 7,600 SH Put DFND 1 0 0 0
AMERICAN EXPRESS CO COM 025816109 1,093 10,000 SH Put DFND 1 0 0 0
BEST BUY INC COM 086516101 1,812 25,500 SH Put DFND 1 0 0 0
BIG LOTS INC COM 089302103 863 22,700 SH Put DFND 1 0 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 595 6,700 SH Put DFND 1 0 0 0
BP PLC SPONSORED ADR 055622104 1,639 37,500 SH Put DFND 1 0 0 0
CIENA CORP COM NEW 171779309 832 22,300 SH Put DFND 1 0 0 0
COLGATE PALMOLIVE CO COM 194162103 644 9,400 SH Put DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 387 7,300 SH Put DFND 1 0 0 0
CAMPBELL SOUP CO COM 134429109 64 1,700 SH Put DFND 1 0 0 0
CENTURYLINK INC COM 156700106 1,199 100,000 SH Put DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1,291 25,000 SH Put DFND 1 0 0 0
D R HORTON INC COM 23331A109 331 8,000 SH Put DFND 1 0 0 0
DISNEY WALT CO COM DISNEY 254687106 555 5,000 SH Put DFND 1 0 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 2,169 24,100 SH Put DFND 1 0 0 0
GNC HLDGS INC COM CL A 36191G107 354 130,000 SH Put DFND 1 0 0 0
GRACE W R & CO DEL NEW COM 38388F108 1,295 16,600 SH Put DFND 1 0 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,132 5,900 SH Put DFND 1 0 0 0
GW PHARMACEUTICALS PLC ADS 36197T103 2,545 15,100 SH Put DFND 1 0 0 0
HOME DEPOT INC COM 437076102 2,878 15,000 SH Put DFND 1 0 0 0
TURTLE BEACH CORP COM NEW 900450206 11 1,000 SH Put DFND 1 0 0 0
HARLEY DAVIDSON INC COM 412822108 948 26,600 SH Put DFND 1 0 0 0
HP INC COM 40434L105 5,545 285,400 SH Put DFND 1 0 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 48 1,200 SH Put DFND 1 0 0 0
HERSHEY CO COM 427866108 815 7,100 SH Put DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 28,220 200,000 SH Put DFND 1 0 0 0
INTL PAPER CO COM 460146103 2,183 47,200 SH Put DFND 1 0 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2,009 228,050 SH Put DFND 1 0 0 0
JD COM INC SPON ADR CL A 47215P106 10,229 339,300 SH Put DFND 1 0 0 0
JOHNSON & JOHNSON COM 478160104 2,432 17,400 SH Put DFND 1 0 0 0
JPMORGAN CHASE & CO COM 46625H100 202 2,000 SH Put DFND 1 0 0 0
KOHLS CORP COM 500255104 330 4,800 SH Put DFND 1 0 0 0
L BRANDS INC COM 501797104 4,809 174,400 SH Put DFND 1 0 0 0
LOWES COS INC COM 548661107 437 4,000 SH Put DFND 1 0 0 0
SOUTHWEST AIRLS CO COM 844741108 88 1,700 SH Put DFND 1 0 0 0
LAS VEGAS SANDS CORP COM 517834107 1,463 24,000 SH Put DFND 1 0 0 0
MASTERCARD INC CL A 57636Q104 20,130 85,500 SH Put DFND 1 0 0 0
MONDELEZ INTL INC CL A 609207105 1,687 33,800 SH Put DFND 1 0 0 0
ALTRIA GROUP INC COM 02209S103 574 10,000 SH Put DFND 1 0 0 0
MICROSOFT CORP COM 594918104 2,358 20,000 SH Put DFND 1 0 0 0
NEWMONT MNG CORP COM 651639106 16,472 460,500 SH Put DFND 1 0 0 0
NVIDIA CORP COM 67066G104 17,058 95,000 SH Put DFND 1 0 0 0
ONESPAN INC COM 68287N100 961 50,000 SH Put DFND 1 0 0 0
PFIZER INC COM 717081103 874 20,600 SH Put DFND 1 0 0 0
PROCTER AND GAMBLE CO COM 742718109 6,253 60,100 SH Put DFND 1 0 0 0
PRUDENTIAL FINL INC COM 744320102 1,378 15,000 SH Put DFND 1 0 0 0
QUALCOMM INC COM 747525103 4,197 73,600 SH Put DFND 1 0 0 0
ROYAL GOLD INC COM 780287108 909 10,000 SH Put DFND 1 0 0 0
SIGNET JEWELERS LIMITED SHS G81276100 453 16,700 SH Put DFND 1 0 0 0
SVB FINL GROUP COM 78486Q101 44 200 SH Put DFND 1 0 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 57 1,200 SH Put DFND 1 0 0 0
VALVOLINE INC COM 92047W101 1,856 100,000 SH Put DFND 1 0 0 0
WABTEC CORP COM 929740108 1,702 23,100 SH Put DFND 1 0 0 0
WORKDAY INC CL A 98138H101 8,003 41,500 SH Put DFND 1 0 0 0
WESTERN DIGITAL CORP COM 958102105 52 1,100 SH Put DFND 1 0 0 0
WASTE MGMT INC DEL COM 94106L109 384 3,700 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 389 20,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4,501 60,000 SH Put DFND 1 0 0 0
ZIONS BANCORPORATION N A COM 989701107 4,541 100,000 SH Put DFND 1 0 0 0
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 0 23 SH   DFND 1 23 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 6,220 144,941 SH   DFND 1 144,941 0 0
ISHARES INC CORE MSCI EMKT 46434G103 1,891 36,582 SH   DFND 1 36,582 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 337 9,437 SH   DFND 1 9,437 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,900 44,706 SH   DFND 1 44,706 0 0
ISHARES INC MSCI EURZONE ETF 464286608 57 1,494 SH   DFND 1 1,494 0 0
ISHARES TR EUROPE ETF 464287861 38 889 SH   DFND 1 889 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 288 5,377 SH   DFND 1 5,377 0 0
ISHARES TR CORE US AGGBD ET 464287226 2,873 26,347 SH   DFND 1 26,347 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2,871 35,378 SH   DFND 1 35,378 0 0
SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 638 22,360 SH   DFND 1 22,360 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 0 13 SH   DFND 1 13 0 0
ISHARES TR U.S. REAL ES ETF 464287739 1,739 19,990 SH   DFND 1 19,990 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 15,630 179,844 SH   DFND 1 179,844 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 657 3,816 SH   DFND 1 3,816 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 11,212 74,076 SH   DFND 1 74,076 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 1,317 8,422 SH   DFND 1 8,422 0 0
ISHARES TR S&P 500 VAL ETF 464287408 361 3,203 SH   DFND 1 3,203 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 3,253 26,350 SH   DFND 1 26,350 0 0
VANGUARD INDEX FDS VALUE ETF 922908744 3,602 33,473 SH   DFND 1 33,473 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 611 5,100 SH   DFND 1 5,100 0 0
APOLLO INVT CORP COM NEW 03761U502 587 38,772 SH   DFND 1 38,772 0 0
PENNANTPARK INVT CORP COM 708062104 473 68,461 SH   DFND 1 68,461 0 0
THL CREDIT INC COM 872438106 219 33,467 SH   DFND 1 33,467 0 0
ARBOR RLTY TR INC COM 038923108 597 46,087 SH   DFND 1 46,087 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 13,196 842,691 SH   DFND 1 842,691 0 0
GRANITE PT MTG TR INC COM 38741L107 174 9,417 SH   DFND 1 9,417 0 0
HUNT COS FIN TR INC COM 44558T100 1,909 547,256 SH   DFND 1 547,256 0 0
KKR REAL ESTATE FIN TR INC COM 48251K100 917 45,852 SH   DFND 1 45,852 0 0
LADDER CAP CORP CL A 505743104 491 28,881 SH   DFND 1 28,881 0 0
TREMONT MTG TR COM 894789106 421 47,864 SH   DFND 1 47,864 0 0
TPG RE FIN TR INC COM 87266M107 1,238 63,165 SH   DFND 1 63,165 0 0
EXANTAS CAP CORP COM NEW 30068N105 5,023 472,554 SH   DFND 1 472,554 0 0
ACORDA THERAPEUTICS INC COM 00484M106 320 24,083 SH   DFND 1 24,083 0 0
ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 30,920 32,195,000 PRN   DFND 1 0 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 25,051 28,680,000 PRN   DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 65,505 34,419,000 PRN   DFND 1 0 0 0
CARBONITE INC NOTE 2.500% 4/0 141337AB1 18,903 16,195,000 PRN   DFND 1 0 0 0
ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 19,561 19,652,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 31,661 33,107,000 PRN   DFND 1 0 0 0
EURONET WORLDWIDE INC COM 298736109 1,083 7,600 SH   DFND 1 7,600 0 0
ENVESTNET INC NOTE 1.750%12/1 29404KAA4 3,574 3,203,000 PRN   DFND 1 0 0 0
ENSCO JERSEY FIN LTD NOTE 3.000% 1/3 29359WAB1 10,092 13,012,000 PRN   DFND 1 0 0 0
ETSY INC NOTE 3/0 29786AAC0 72,218 37,289,000 PRN   DFND 1 0 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 8,959 3,959,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 9,676 9,968,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 6,151 4,500,000 PRN   DFND 1 0 0 0
EZCORP INC NOTE 2.875% 7/0 302301AF3 22,365 19,829,000 PRN   DFND 1 0 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 12,728 12,833,000 PRN   DFND 1 0 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 1,499 1,500,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 32,295 25,940,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 43,889 41,456,000 PRN   DFND 1 0 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 17,367 15,105,000 PRN   DFND 1 0 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 86,038 47,553,000 PRN   DFND 1 0 0 0
HORIZON PHARMA PLC SHS G4617B105 26 1,000 SH   DFND 1 1,000 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 17,494 17,593,000 PRN   DFND 1 0 0 0
INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 12,216 15,356,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 34,999 32,648,000 PRN   DFND 1 0 0 0
ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 85,986 63,592,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 40,648 36,667,000 PRN   DFND 1 0 0 0
INVACARE CORP NOTE 5.000% 2/1 461203AF8 16,681 18,239,000 PRN   DFND 1 0 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 11,966 10,185,000 PRN   DFND 1 0 0 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 29,169 29,070,000 PRN   DFND 1 0 0 0
NUTANIX INC NOTE 1/1 67059NAB4 26,133 24,495,000 PRN   DFND 1 0 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 18,554 16,675,000 PRN   DFND 1 0 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 43,524 23,983,000 PRN   DFND 1 0 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 14,632 14,365,000 PRN   DFND 1 0 0 0
PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 35,545 36,106,000 PRN   DFND 1 0 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 19,255 16,852,000 PRN   DFND 1 0 0 0
INSULET CORP NOTE 1.250% 9/1 45784PAF8 16,136 9,790,000 PRN   DFND 1 0 0 0
PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 18,839 19,528,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 26,873 25,939,000 PRN   DFND 1 0 0 0
QUIDEL CORP NOTE 3.250%12/1 74838JAA9 64,661 30,704,000 PRN   DFND 1 0 0 0
Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 21,265 16,230,000 PRN   DFND 1 0 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 18,964 20,251,000 PRN   DFND 1 0 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 20,691 24,700,000 PRN   DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC NOTE 2.750% 6/1 75972AAA1 10,774 6,371,000 PRN   DFND 1 0 0 0
RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 2,715 2,500,000 PRN   DFND 1 0 0 0
RINGCENTRAL INC NOTE 3/1 76680RAD9 47,789 33,552,000 PRN   DFND 1 0 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 53,258 34,528,000 PRN   DFND 1 0 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 23,099 24,500,000 PRN   DFND 1 0 0 0
SUNPOWER CORP DBCV 0.875% 6/0 867652AJ8 841 1,000,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.375% 3/0 852234AB9 135,805 41,418,000 PRN   DFND 1 0 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 117,721 65,176,000 PRN   DFND 1 0 0 0
TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 88,467 59,504,000 PRN   DFND 1 0 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 7,840 6,650,000 PRN   DFND 1 0 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 2,404 2,500,000 PRN   DFND 1 0 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 70,791 40,230,000 PRN   DFND 1 0 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 37,424 28,641,000 PRN   DFND 1 0 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 19,718 14,170,000 PRN   DFND 1 0 0 0
WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 9,047 5,900,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 6,033 5,899,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 1,118 32,200 SH   DFND 1 32,200 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 72,565 49,740,000 PRN   DFND 1 0 0 0
GREAT AJAX CORP COM 38983D300 1,549 112,745 SH   DFND 1 112,745 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 47,222 353,788 SH   DFND 1 353,788 0 0
CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 6,132 115,749 SH   DFND 1 115,749 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 11,156 413,273 SH   DFND 1 413,273 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 9,459 2,341,466 SH   DFND 1 2,341,466 0 0
ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 8,434 431,854 SH   DFND 1 431,854 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 25,534 2,972,607 SH   DFND 1 2,972,607 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 387 32,567 SH   DFND 1 32,567 0 0
ELLINGTON FINANCIAL INC COM 28852N109 10,220 570,981 SH   DFND 1 570,981 0 0
MFA FINL INC COM 55272X102 2,060 283,432 SH   DFND 1 283,432 0 0
AG MTG INVT TR INC COM 001228105 908 53,937 SH   DFND 1 53,937 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 10,518 621,999 SH   DFND 1 621,999 0 0
PENNYMAC MTG INVT TR COM 70931T103 324 15,655 SH   DFND 1 15,655 0 0
RADIAN GROUP INC COM 750236101 111 5,364 SH   DFND 1 5,364 0 0
REDWOOD TR INC COM 758075402 6,097 377,566 SH   DFND 1 377,566 0 0
TWO HBRS INVT CORP COM NEW 90187B408 8,099 598,636 SH   DFND 1 598,636 0 0
TCG BDC INC COM 872280102 556 38,426 SH   DFND 1 38,426 0 0
FS KKR CAPITAL CORP COM 302635107 1,074 177,643 SH   DFND 1 177,643 0 0
GLADSTONE INVT CORP COM 376546107 92 7,946 SH   DFND 1 7,946 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 2,375 164,475 SH   DFND 1 164,475 0 0
ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 129 13,723 SH   DFND 1 13,723 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 797 77,779 SH   DFND 1 77,779 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 960 117,550 SH   DFND 1 117,550 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 1,242 115,285 SH   DFND 1 115,285 0 0
CENTRAL SECS CORP COM 155123102 624 21,797 SH   DFND 1 21,797 0 0
CHINA FD INC COM 169373107 1,277 62,679 SH   DFND 1 62,679 0 0
ISHARES INC MSCI MEXICO ETF 464286822 4 100 SH   DFND 1 100 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 1,858 161,647 SH   DFND 1 161,647 0 0
FST TR NEW OPPORT MLP & ENE COM 33739M100 4,186 452,108 SH   DFND 1 452,108 0 0
GENERAL AMERN INVS INC COM 368802104 855 25,682 SH   DFND 1 25,682 0 0
GABELLI CONV&INCOM SECS FD I COM 36240B109 195 37,533 SH   DFND 1 37,533 0 0
HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 1,345 196,359 SH   DFND 1 196,359 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 5,435 727,595 SH   DFND 1 727,595 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 849 40,638 SH   DFND 1 40,638 0 0
BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1,782 144,689 SH   DFND 1 144,689 0 0
NEW IRELAND FUND INC COM 645673104 325 36,127 SH   DFND 1 36,127 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 378 54,286 SH   DFND 1 54,286 0 0
NUVEEN REAL ASSET INM AND GW COM 67074Y105 1,602 99,904 SH   DFND 1 99,904 0 0
KOREA FD COM NEW 500634209 149 5,067 SH   DFND 1 5,067 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 728 60,382 SH   DFND 1 60,382 0 0
ADAM NAT RES FD INC COM 00548F105 3,401 202,810 SH   DFND 1 202,810 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 36 4,013 SH   DFND 1 4,013 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 195 25,859 SH   DFND 1 25,859 0 0
TEMPLETON DRAGON FD INC COM 88018T101 650 32,712 SH   DFND 1 32,712 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 787 13,533 SH   DFND 1 13,533 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 1,325 89,390 SH   DFND 1 89,390 0 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 839 338,661 SH   DFND 1 338,661 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 780 76,104 SH   DFND 1 76,104 0 0
VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 5 89 SH   DFND 1 89 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 143,920 44,042,000 PRN   DFND 1 0 0 0
ALTA MESA RES INC *W EXP 03/28/202 02133L117 8 226,561 SH   DFND 1 226,561 0 0
BAUSCH HEALTH COS INC COM 071734107 1,010 40,891 SH   DFND 1 40,891 0 0
CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 19,733 21,332,000 PRN   DFND 1 0 0 0
CREE INC COM 225447101 323 5,652 SH   DFND 1 5,652 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 11,545 13,000,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 1,310 163,237 SH   DFND 1 163,237 0 0
EXACT SCIENCES CORP COM 30063P105 27,335 315,585 SH   DFND 1 315,585 0 0
ILLUMINA INC COM 452327109 556 1,790 SH   DFND 1 1,790 0 0
IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 17,575 4,614,000 PRN   DFND 1 0 0 0
INPHI CORP NOTE 1.125%12/0 45772FAB3 34,875 28,500,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 12,530 12,250,000 PRN   DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 967 285,508 SH   DFND 1 285,508 0 0
MICRON TECHNOLOGY INC COM 595112103 1,425 34,480 SH   DFND 1 34,480 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 13,697 12,000,000 PRN   DFND 1 0 0 0
NIO INC DEBT 4.500% 2/0 G6525FAA0 1,293 1,500,000 PRN   DFND 1 0 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 5,650 15,250,000 PRN   DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 91 35,036 SH   DFND 1 35,036 0 0
QORVO INC COM 74736K101 522 7,289 SH   DFND 1 7,289 0 0
SPECTRUM PHARMACEUTICALS INC COM 84763A108 1 109 SH   DFND 1 109 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 59 1,705 SH   DFND 1 1,705 0 0
SYNEOS HEALTH INC CL A 87166B102 331 6,400 SH   DFND 1 6,400 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 23,451 24,100,000 PRN   DFND 1 0 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 3,244 246,743 SH   DFND 1 246,743 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,091 65,942 SH   DFND 1 65,942 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 16,196 16,600,000 PRN   DFND 1 0 0 0
ATLANTIC PWR CORP COM NEW 04878Q863 55 21,832 SH   DFND 1 21,832 0 0
JUST ENERGY GROUP INC COM 48213W101 129 38,200 SH   DFND 1 38,200 0 0
GRAN TIERRA ENERGY INC COM 38500T101 90 39,800 SH   DFND 1 39,800 0 0
RUBICON TECHNOLOGY INC COM NEW 78112T206 178 22,076 SH   DFND 1 22,076 0 0
ULTRA PETROLEUM CORP COM NEW 903914208 927 1,520,241 SH   DFND 1 1,520,241 0 0
DBX ETF TR XTRACK HRVST CSI 233051879 11,526 401,200 SH   DFND 1 401,200 0 0
CBOE GLOBAL MARKETS INC COM 12503M108 1,247 13,072 SH   DFND 1 13,072 0 0
BROADCOM INC COM 11135F101 1,426 4,745 SH   DFND 1 4,745 0 0
EVERCORE INC CLASS A 29977A105 1,278 14,049 SH   DFND 1 14,049 0 0
MARKETAXESS HLDGS INC COM 57060D108 1,351 5,491 SH   DFND 1 5,491 0 0
NVENT ELECTRIC PLC SHS G6700G107 12,410 460,000 SH   DFND 1 460,000 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 1,291 30,000 SH   DFND 1 30,000 0 0
AXT INC COM 00246W103 256 57,654 SH   DFND 1 57,654 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 20,166 100,388 SH   DFND 1 100,388 0 0
CAPITAL ONE FINL CORP COM 14040H105 5,840 71,500 SH   DFND 1 71,500 0 0
HILLTOP HOLDINGS INC COM 432748101 456 25,000 SH   DFND 1 25,000 0 0
NVIDIA CORP COM 67066G104 448 2,500 SH   DFND 1 2,500 0 0
NXP SEMICONDUCTORS N V COM N6596X109 2,312 26,165 SH   DFND 1 26,165 0 0
SVB FINL GROUP COM 78486Q101 6,226 28,000 SH   DFND 1 28,000 0 0
SEMTECH CORP COM 816850101 603 11,848 SH   DFND 1 11,848 0 0
VICTORY CAP HLDGS INC COM CL A 92645B103 2,425 161,494 SH   DFND 1 161,494 0 0
BLUEBIRD BIO INC COM 09609G100 13 88 SH   DFND 1 88 0 0
EXELIXIS INC COM 30161Q104 0 23 SH   DFND 1 23 0 0
GILEAD SCIENCES INC COM 375558103 1 19 SH   DFND 1 19 0 0
NEWLINK GENETICS CORP COM 651511107 0 2 SH   DFND 1 2 0 0
SIRIUS XM HLDGS INC COM 82968B103 676 119,253 SH   DFND 1 119,253 0 0
UNIVERSAL INS HLDGS INC COM 91359V107 1 63 SH   DFND 1 63 0 0
READY CAP CORP 7% CN SR NT 2023 75574U200 270 10,554 SH   DFND 1 10,554 0 0
READY CAP CORP COM 75574U101 1 87 SH   DFND 1 87 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 3,723 2,885 SH   DFND 1 2,885 0 0
AMERICAN ELEC PWR CO INC UNIT 03/15/2022 025537127 892 17,479 SH   DFND 1 17,479 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 898 8,702 SH   DFND 1 8,702 0 0
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DTE ENERGY CO UNIT 99/99/9999 233331883 2,613 47,162 SH   DFND 1 47,162 0 0
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RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 32,210 325,187 SH   DFND 1 325,187 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 22,989 260,224 SH   DFND 1 260,224 0 0
VISTRA ENERGY CORP UNIT 02/02/2024 92840M300 14,472 146,722 SH   DFND 1 146,722 0 0
ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 15,676 161,304 SH   DFND 1 161,304 0 0
ISHARES TR IBOXX HI YD ETF 464288513 2,594 30,000 SH   DFND 1 30,000 0 0
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CADIZ INC COM NEW 127537207 1,553 160,471 SH   DFND 1 160,471 0 0
GAIA INC NEW CL A 36269P104 1,274 139,301 SH   DFND 1 139,301 0 0
ICAD INC COM NEW 44934S206 582 112,734 SH   DFND 1 112,734 0 0
OPTIMIZERX CORP COM NEW 68401U204 8,739 687,029 SH   DFND 1 687,029 0 0
PROSHARES TR ULTSHT RUSS2000 74348A319 20 1,350 SH   DFND 1 1,350 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 151 3,740 SH   DFND 1 3,740 0 0
CELGENE CORP COM 151020104 2,641 28,000 SH   DFND 1 28,000 0 0
CENTERSTATE BK CORP COM 15201P109 109 4,601 SH   DFND 1 4,601 0 0
GENWORTH FINL INC COM CL A 37247D106 930 242,998 SH   DFND 1 242,998 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 49 2,466 SH   DFND 1 2,466 0 0
MBT FINL CORP COM 578877102 5 505 SH   DFND 1 505 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 2,089 17,654 SH   DFND 1 17,654 0 0
NAVIGATORS GROUP INC COM 638904102 405 5,800 SH   DFND 1 5,800 0 0
SPARK THERAPEUTICS INC COM 84652J103 1,514 13,300 SH   DFND 1 13,300 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 405 56,100 SH   DFND 1 56,100 0 0
SYNOVUS FINL CORP COM NEW 87161C501 420 12,230 SH   DFND 1 12,230 0 0
STEWART INFORMATION SVCS COR COM 860372101 4,192 98,212 SH   DFND 1 98,212 0 0
TCF FINL CORP COM 872275102 3,638 175,850 SH   DFND 1 175,850 0 0
VERSUM MATLS INC COM 92532W103 567 11,277 SH   DFND 1 11,277 0 0
MAIN STREET CAPITAL CORP COM 56035L104 174 4,701 SH   DFND 1 4,701 0 0
WHITEHORSE FIN INC COM 96524V106 20 1,434 SH   DFND 1 1,434 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 900 138,073 SH   DFND 1 138,073 0 0
LIBERTY ALL-STAR GROWTH FD I COM 529900102 867 155,941 SH   DFND 1 155,941 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 2,576 428,691 SH   DFND 1 428,691 0 0
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CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 2,650 261,271 SH   DFND 1 261,271 0 0
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CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 1,131 116,660 SH   DFND 1 116,660 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 2,536 262,334 SH   DFND 1 262,334 0 0
DUFF & PHELPS SLT ENGY AND M COM 26433F108 141 28,235 SH   DFND 1 28,235 0 0
ELLSWORTH GRWTH AND INCOME L COM 289074106 87 9,152 SH   DFND 1 9,152 0 0
EUROPEAN EQUITY FUND COM 298768102 300 34,489 SH   DFND 1 34,489 0 0
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FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 380 26,540 SH   DFND 1 26,540 0 0
GABELLI DIVD & INCOME TR COM 36242H104 1,268 59,616 SH   DFND 1 59,616 0 0
NEW GERMANY FD INC COM 644465106 387 27,727 SH   DFND 1 27,727 0 0
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COHEN & STEERS GLOBAL INC BL COM 19248M103 2,016 236,366 SH   DFND 1 236,366 0 0
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ROYCE MICRO-CAP TR INC COM 780915104 2,111 253,452 SH   DFND 1 253,452 0 0
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DUFF & PHELPS UTIL CORP BD T COM 26432K108 63 7,414 SH   DFND 1 7,414 0 0
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SOURCE CAP INC COM 836144105 599 16,658 SH   DFND 1 16,658 0 0
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THL CR SR LN FD COM 87244R103 1,260 82,090 SH   DFND 1 82,090 0 0
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INTERNATIONAL FLAVORS&FRAGRA COM 459506101 548 4,260 SH   DFND 1 4,260 0 0
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RED HAT INC COM 756577102 8,681 47,517 SH   DFND 1 47,517 0 0
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U S G CORP COM NEW 903293405 4,096 94,597 SH   DFND 1 94,597 0 0
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VENTAS INC COM 92276F100 4,689 73,499 SH   DFND 1 73,499 0 0
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CUBESMART COM 229663109 282 8,815 SH   DFND 1 8,815 0 0
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MACK CALI RLTY CORP COM 554489104 657 29,610 SH   DFND 1 29,610 0 0
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PHUNWARE INC COM 71948P100 1,060 77,467 SH   DFND 1 77,467 0 0
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SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 874 34,031 SH   DFND 1 34,031 0 0
INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 4,420 35,000 SH   DFND 1 35,000 0 0
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SNAP INC CL A 83304A106 1,453 131,875 SH   DFND 1 131,875 0 0
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BOXWOOD MERGER CORP COM CL A 10319T101 972 100,000 SH   DFND 1 100,000 0 0
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CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 3,038 287,462 SH   DFND 1 287,462 0 0
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EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 1,019 100,000 SH   DFND 1 100,000 0 0
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FORUM MERGER II CORP UNIT 09/30/2025 34986F202 517 50,000 SH   DFND 1 50,000 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 42 96,825 SH   DFND 1 96,825 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1,019 100,000 SH   DFND 1 100,000 0 0
GREENLAND ACQUISITIN CORPORA SHS G40981139 654 65,000 SH   DFND 1 65,000 0 0
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GORDON POINTE ACQUISITION CO COM CLASS A 382788107 714 70,000 SH   DFND 1 70,000 0 0
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GRAF INDL CORP *W EXP 12/31/202 384278115 16 50,000 SH   DFND 1 50,000 0 0
GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 1,416 137,500 SH   DFND 1 137,500 0 0
GS ACQUISITION HLDGS CORP COM CL A 36255F102 1,740 173,700 SH   DFND 1 173,700 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 1,788 170,503 SH   DFND 1 170,503 0 0
GTY TECHNOLOGY HOLDINGS INC *W EXP 02/19/202 362409112 35 58,479 SH   DFND 1 58,479 0 0
HL ACQUISITIONS CORP SHS G4603R106 942 95,000 SH   DFND 1 95,000 0 0
HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 1 2,250 SH   DFND 1 2,250 0 0
SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 5,900 571,740 SH   DFND 1 571,740 0 0
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KBL MERGER CORP IV *W EXP 01/15/202 48242A112 0 5,000 SH   DFND 1 5,000 0 0
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LF CAP ACQUISITION CORP CL A 50200K108 3,115 310,000 SH   DFND 1 310,000 0 0
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LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 513 50,000 SH   DFND 1 50,000 0 0
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MEGALITH FINL ACQUISITION CO CL A COM 58518F109 1,996 200,000 SH   DFND 1 200,000 0 0
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MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 2,458 238,180 SH   DFND 1 238,180 0 0
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NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1,016 100,100 SH   DFND 1 100,100 0 0
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ONE MADISON CORP COM CL A G6772P100 2,591 252,876 SH   DFND 1 252,876 0 0
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OPES ACQUISITION CORP COM 68373P100 507 50,000 SH   DFND 1 50,000 0 0
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SENTINEL ENERGY SVCS INC CL A 81728P105 1,693 168,724 SH   DFND 1 168,724 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 39 58,008 SH   DFND 1 58,008 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 865 80,000 SH   DFND 1 80,000 0 0
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TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 1,030 100,000 SH   DFND 1 100,000 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 387 36,861 SH   DFND 1 36,861 0 0
TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 713 69,000 SH   DFND 1 69,000 0 0
TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 1,902 176,770 SH   DFND 1 176,770 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 766 75,000 SH   DFND 1 75,000 0 0
U S WELL SVCS INC *W EXP 03/15/202 91274U119 109 108,509 SH   DFND 1 108,509 0 0
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VECTOIQ ACQUISITION CORP COM 92243N103 1,998 200,000 SH   DFND 1 200,000 0 0
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BIOCERES CROP SOLUTIONS CORP SHS G1117K114 37 7,125 SH   DFND 1 7,125 0 0
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TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 26 17,021 SH   DFND 1 17,021 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 495 132,802 SH   DFND 1 132,802 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 55,890 41,575,000 PRN   DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 219 110,243 SH   DFND 1 110,243 0 0
THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 865 850,000 PRN   DFND 1 0 0 0
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LUMENTUM HLDGS INC COM 55024U109 499 8,831 SH   DFND 1 8,831 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 65,835 40,200,000 PRN   DFND 1 0 0 0
PURE STORAGE INC CL A 74624M102 302 13,867 SH   DFND 1 13,867 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 1,121 1,183,000 PRN   DFND 1 0 0 0
RAMBUS INC DEL COM 750917106 0 59 SH   DFND 1 59 0 0
SYNAPTICS INC COM 87157D109 524 13,200 SH   DFND 1 13,200 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 2,209 76,614 SH   DFND 1 76,614 0 0
UNITED CONTL HLDGS INC COM 910047109 153 1,920 SH   DFND 1 1,920 0 0
VIASAT INC COM 92552V100 1,385 17,883 SH   DFND 1 17,883 0 0
WESTERN DIGITAL CORP COM 958102105 1,907 39,698 SH   DFND 1 39,698 0 0
WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 58,313 37,615,000 PRN   DFND 1 0 0 0
ZAYO GROUP HLDGS INC COM 98919V105 479 16,880 SH   DFND 1 16,880 0 0
ABIOMED INC COM 003654100 1,101 3,857 SH   DFND 1 3,857 0 0
HUMANA INC COM 444859102 1,249 4,698 SH   DFND 1 4,698 0 0
UNITEDHEALTH GROUP INC COM 91324P102 1,366 5,526 SH   DFND 1 5,526 0 0
CANADIAN PAC RY LTD COM 13645T100 1,133 5,500 SH   DFND 1 5,500 0 0
GENESEE & WYO INC CL A 371559105 697 8,000 SH   DFND 1 8,000 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 2,180 25,000 SH   DFND 1 25,000 0 0
UNION PACIFIC CORP COM 907818108 5,852 35,000 SH   DFND 1 35,000 0 0
VIAVI SOLUTIONS INC COM 925550105 619 50,000 SH   DFND 1 50,000 0 0
ZEBRA TECHNOLOGIES CORP CL A 989207105 4,190 20,000 SH   DFND 1 20,000 0 0
FEDEX CORP COM 31428X106 1,814 10,000 SH   DFND 1 10,000 0 0
HUNT J B TRANS SVCS INC COM 445658107 1,519 15,000 SH   DFND 1 15,000 0 0
ON TRACK INNOVATION LTD SHS M8791A109 19 30,000 SH   DFND 1 30,000 0 0
ABBOTT LABS COM 002824100 0 5 SH   DFND 1 5 0 0
FINISAR CORP COM NEW 31787A507 2,522 108,879 SH   DFND 1 108,879 0 0
CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 1,794 46,020 SH   DFND 1 46,020 0 0
ARRIS INTERNATIONAL PLC SHS G0551A103 6,229 197,086 SH   DFND 1 197,086 0 0
CIGNA CORP NEW COM 125523100 370 2,303 SH   DFND 1 2,303 0 0
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QUEST DIAGNOSTICS INC COM 74834L100 892 9,920 SH   DFND 1 9,920 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 93 100,000 PRN   DFND 1 0 0 0
BLACKBERRY LTD DEBT 3.750%11/1 C10268AC1 27,129 22,787,000 PRN   DFND 1 0 0 0
TATA MTRS LTD SPONSORED ADR 876568502 70 5,587 SH   DFND 1 5,587 0 0
UNDER ARMOUR INC CL A 904311107 34 1,611 SH   DFND 1 1,611 0 0
UNITED STATES STL CORP NEW COM 912909108 389 19,975 SH   DFND 1 19,975 0 0
DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 337 12,052 SH   DFND 1 12,052 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 93 4,097 SH   DFND 1 4,097 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 608 27,144 SH   DFND 1 27,144 0 0
DIREXION SHS ETF TR DAILY S&P BIOTEC 25460E539 121 6,600 SH   DFND 1 6,600 0 0
ISHARES TR IBOXX INV CP ETF 464287242 2,524 21,200 SH   DFND 1 21,200 0 0
DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 17 900 SH   DFND 1 900 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 903 26,273 SH   DFND 1 26,273 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 170 1,900 SH   DFND 1 1,900 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 20,336 113,192 SH   DFND 1 113,192 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 412 12,398 SH   DFND 1 12,398 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 4,373 93,534 SH   DFND 1 93,534 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 9 469 SH   DFND 1 469 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 805 25,542 SH   DFND 1 25,542 0 0
PROSHARES TR ULTRAPRO SHORT Q 74348A160 61 6,035 SH   DFND 1 6,035 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 58 500 SH   DFND 1 500 0 0
ISHARES TR 20 YR TR BD ETF 464287432 644 5,100 SH   DFND 1 5,100 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 585 9,585 SH   DFND 1 9,585 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 148 2,620 SH   DFND 1 2,620 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 455 46,200 SH   DFND 1 46,200 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 481 9,764 SH   DFND 1 9,764 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 1,492 16,480 SH   DFND 1 16,480 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,088 19,400 SH   DFND 1 19,400 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 371 12,100 SH   DFND 1 12,100 0 0
ADVAXIS INC COM NEW 007624307 0 119 SH   DFND 1 119 0 0
BLINK CHARGING CO COM 09354A100 3 1,190 SH   DFND 1 1,190 0 0
DASEKE INC COM 23753F107 4 959 SH   DFND 1 959 0 0
HALCON RES CORP COM PAR NEW 40537Q605 2 1,604 SH   DFND 1 1,604 0 0
LINCOLN NATL CORP IND COM 534187109 178 3,044 SH   DFND 1 3,044 0 0
ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 27,444 2,066,900 SH   DFND 1 2,066,900 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 1,380 66,503 SH   DFND 1 66,503 0 0
AMAZON COM INC COM 023135106 1,086 610 SH   DFND 1 610 0 0
BIG LOTS INC COM 089302103 63 1,680 SH   DFND 1 1,680 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 53 602 SH   DFND 1 602 0 0
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