The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Co COM 88579Y101 6 29 SH   SOLE   29 0 0
ABB Ltd SPONSORED ADR 000375204 6 318 SH   SOLE   318 0 0
Aberdeen Asia Pacific In Com COM 003009107 44 10,349 SH   SOLE   10,349 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 318 43,750 SH   SOLE   43,750 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,985 209,635 SH   OTR 1 113,579 96,056 0
Aberdeen Japan Equity Fund Inc COM 00306J109 1,854 265,870 SH   OTR 1 173,477 92,393 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 4,636 561,957 SH   OTR 1 336,525 225,432 0
Accenture PLC Ireland SHS CLASS A G1151C101 16 89 SH   SOLE   89 0 0
Adams Diversified Equity Fund Inc COM 006212104 3,412 236,302 SH   SOLE   236,302 0 0
Adams Natural Resources Fund Inc COM 00548F105 2,510 149,674 SH   OTR 1 36,553 113,121 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 607 41,111 SH   SOLE   41,111 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 12 68 SH   SOLE   68 0 0
Allegion PLC ORD SHS G0176J109 10 105 SH   SOLE   105 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 135 10,411 SH   SOLE   10,411 0 0
AllianzGI Convertible & Income 2024 Target Term Fund COM 01883H102 981 109,003 SH   SOLE   109,003 0 0
AllianzGI NFJ Dividend Interest & Premium Strategy Fund COM 01883A107 468 38,787 SH   OTR 1 80 38,707 0
Altaba Inc COM 021346101 63 849 SH   SOLE   849 0 0
Amazon Com Inc COM 023135106 11 6 SH   SOLE   6 0 0
Ambev SA SHS CL A 02319V103 17 4,050 SH   SOLE   4,050 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 638 44,690 SH   SOLE   44,690 0 0
American Electric Power Co Inc COM 025537101 7 83 SH   SOLE   83 0 0
American Express Co COM 025816109 8 69 SH   SOLE   69 0 0
Amgen Inc COM 031162100 133 700 SH   SOLE   700 0 0
Aon Plc SHS CL A G0408V102 7 43 SH   SOLE   43 0 0
Apollo Tactical Income Fund Inc COM 037638103 5,471 372,430 SH   OTR 1 240,999 131,431 0
Apple Inc COM 037833100 9 46 SH   SOLE   46 0 0
Ares Dynamic Credit Allocation Fund, Inc. COM 04014F102 1,554 104,732 SH   SOLE   104,732 0 0
ASA Gold and Precious Metals Ltd SHS G3156P903 51 5,015 SH   SOLE   5,015 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 40 215 SH   SOLE   215 0 0
Automatic Data Processing, Inc. COM 053015103 7 44 SH   SOLE   44 0 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 1,111 270,869 SH   SOLE   270,869 0 0
Baidu Inc SPON ADR REP A 056752108 37 222 SH   SOLE   222 0 0
Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 37 6,523 SH   SOLE   6,523 0 0
Banco Bradesco S.A. SP ADR PFD 059460303 6 618 SH   SOLE   618 0 0
Bancolombia SA SPON ADR PREF 05968L102 933 18,280 SH   SOLE   18,280 0 0
Becton Dickinson & Co COM 075887109 6 24 SH   SOLE   24 0 0
BHP Billiton Ltd SPONSORED ADR 088606108 12 212 SH   SOLE   212 0 0
BioMarin Pharmaceutical Inc COM 09061G101 21 239 SH   SOLE   239 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 103 8,000 SH   SOLE   8,000 0 0
BlackRock Credit Allocation Income Trust COM 092508100 670 53,957 SH   SOLE   53,957 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 151 14,095 SH   SOLE   14,095 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 13 1,526 SH   SOLE   1,526 0 0
BlackRock Mass Tax- Exempt Tr COM SH BEN INT 09258E109 81 6,444 SH   SOLE   6,444 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 747 54,258 SH   SOLE   54,258 0 0
BlackRock Muni New York Intermediate Duration Fund Inc COM 09255F109 52 3,850 SH   SOLE   3,850 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 349 15,686 SH   SOLE   15,686 0 0
BlackRock Munihldngs Cali QL COM 09254L107 186 14,050 SH   SOLE   14,050 0 0
Blackstone / GSO Strategic Credit Fund COM SHS BEN IN 09257R101 698 48,961 SH   SOLE   48,961 0 0
Boulder Growth & Income Fund Inc COM 101507101 11,320 1,050,052 SH   OTR 1 767,429 282,623 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 59 5,264 SH   SOLE   5,264 0 0
Bristol-Myers Squibb Co COM 110122108 81 1,700 SH   SOLE   1,700 0 0
Brookfield Real Assets Incom COM SH BEN INT 112830104 1,106 51,134 SH   OTR 1 19,547 31,587 0
Canadian Natural Resources Ltd COM 136385101 8 288 SH   SOLE   288 0 0
Carnival Corp UNIT 99/99/9999 143658300 1,345 26,518 SH   SOLE   26,518 0 0
Celgene Corp COM 151020104 28 300 SH   SOLE   300 0 0
Cemex SAB de CV SPON ADR NEW 151290889 1,441 310,645 SH   SOLE   310,645 0 0
Central and Eastern European Fund Inc COM 153436100 43 1,791 SH   SOLE   1,791 0 0
Central Securities Corp COM 155123102 12,062 421,014 SH   OTR 1 294,993 126,021 0
China Petroleum & Chemical Corp SPON ADR H SHS 16941R108 7 84 SH   SOLE   84 0 0
Chubb Ltd COM H1467J104 13 90 SH   SOLE   90 0 0
Clearbridge Energy Midstrm O COM 18469P100 34 3,542 SH   SOLE   3,542 0 0
Clearbridge MLP and Midstrm COM 184692101 2,074 163,800 SH   SOLE   163,800 0 0
Coca Cola European Partners SHS G25839104 13 257 SH   SOLE   257 0 0
Cohen & Steers Closed-End Opportunity Fund, Inc. COM 19248P106 708 57,282 SH   SOLE   57,282 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund Inc COM SHS 19249B106 456 48,447 SH   SOLE   48,447 0 0
Consolidated Water Co Ltd ORD G23773107 1,565 121,638 SH   SOLE   121,638 0 0
Copa Holdings SA CL A P31076105 1,960 24,317 SH   SOLE   24,317 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 10,414 855,036 SH   OTR 1 668,146 186,890 0
Cornerstone Total Rtrn Fd In COM 21924U300 3,345 278,964 SH   SOLE   278,964 0 0
Credit Suisse Asset Management Income Fund Inc COM 224916106 645 208,186 SH   SOLE   208,186 0 0
Credit Suisse Group AG SPONSORED ADR 225401108 3 226 SH   SOLE   226 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 150 11,884 SH   SOLE   11,884 0 0
Diageo PLC SPON ADR NEW 25243Q205 26 157 SH   SOLE   157 0 0
Doubleline Opportunitic Cr COM 258623107 1 56 SH   SOLE   56 0 0
DowDuPont Inc COM 26078J100 3 75 SH   SOLE   75 0 0
Dreyfus Mun Income Inc COM 26201R102 42 5,000 SH   SOLE   5,000 0 0
Eagle Point Credit Co Inc COM 269808101 2,267 136,268 SH   OTR 1 120,524 15,744 0
Eaton Vance Calif Mun Bd Fd COM 27828A100 96 9,120 SH   SOLE   9,120 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 131 10,947 SH   SOLE   10,947 0 0
Eaton Vance Fltg Rate Income Tr COM SHS BEN INT 278284104 20 1,335 SH   SOLE   1,335 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 1,652 130,584 SH   SOLE   130,584 0 0
Eaton Vance Mun Bd Fd COM 27827X101 292 23,538 SH   SOLE   23,538 0 0
Eaton Vance Muni Income Trust SH BEN INT 27826U108 137 11,241 SH   SOLE   11,241 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 795 61,328 SH   SOLE   61,328 0 0
Eaton Vance Tax Adv Bd Opt S COM SH BEN INT 27829M103 196 21,152 SH   SOLE   21,152 0 0
Eli Lilly & Co COM 532457108 78 600 SH   SOLE   600 0 0
Embraer S A SP ADR REP 4 COM 29082A107 6 330 SH   SOLE   330 0 0
Empire State Realty Trust Inc CL A 292104106 1,010 63,894 SH   SOLE   63,894 0 0
Equinix Inc COM PAR $0.001 29444U700 50 110 SH   SOLE   110 0 0
Era Group Inc COM 26885G109 155 13,474 SH   SOLE   13,474 0 0
EVERTEC Inc COM 30040P103 472 16,956 SH   SOLE   16,956 0 0
Exxon Mobil Corp COM 30231G102 6 73 SH   SOLE   73 0 0
Fiduciary/Claymore MLP Opportunity Fund COM 31647Q106 82 7,767 SH   SOLE   7,767 0 0
First BanCorp/Puerto Rico COM NEW 318672706 3,031 264,477 SH   SOLE   264,477 0 0
First Tr Inter Dur Pfd & In COM 33718W103 198 9,058 SH   SOLE   9,058 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 53 5,229 SH   SOLE   5,229 0 0
First Trust Energy Infrastructure Fund COM 33738C103 768 48,464 SH   SOLE   48,464 0 0
First Trust High Income Long/Short Fund COM 33738E109 1,455 99,580 SH   SOLE   99,580 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 317 23,402 SH   SOLE   23,402 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 966 72,817 SH   SOLE   72,817 0 0
Flaherty & Crumine Total Return COM 338479108 254 13,197 SH   SOLE   13,197 0 0
Flaherty & Crumrine Dynamic Preferred and Income Fund SHS 33848W106 19 801 SH   SOLE   801 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,389 15,055 SH   SOLE   15,055 0 0
Franklin Unvl Tr SH BEN INT 355145103 226 32,074 SH   SOLE   32,074 0 0
Fresh Del Monte Produce Inc ORD G36738105 1,149 42,500 SH   SOLE   42,500 0 0
Gabelli Equity Trust Inc COM 362397101 32 5,191 SH   SOLE   5,191 0 0
General American Investors Co Inc COM 368802104 5,598 168,054 SH   OTR 1 122,083 45,971 0
Great Elm Cap Corp COM 390320109 1,247 150,921 SH   SOLE   150,921 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1,068 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 314 28,400 SH   SOLE   28,400 0 0
GW Pharmaceuticals PLC ADS 36197T103 8 45 SH   SOLE   45 0 0
HDFC Bank Ltd SPONSORED ADS 40415F101 4 33 SH   SOLE   33 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 12,456 896,781 SH   OTR 1 697,244 199,537 0
HIS Markit Ltd SHS G47567105 13 237 SH   SOLE   237 0 0
Incyte Corp COM 45337C102 21 242 SH   SOLE   242 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 19 5,000 SH   SOLE   5,000 0 0
Intuit COM 461202103 9 34 SH   SOLE   34 0 0
Invesco Calif Value Mun Inc COM 46132H106 73 6,000 SH   SOLE   6,000 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 957 88,181 SH   SOLE   88,181 0 0
Invesco Exchng Traded Fd Tr CEF INM COMPSI 46138E404 2,107 95,084 SH   SOLE   95,084 0 0
Invesco Municipal Opportunity Trust COM 46132C107 276 23,131 SH   SOLE   23,131 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 49 270 SH   SOLE   270 0 0
Invesco Senior Income Trust COM 46131H107 2,020 480,925 SH   SOLE   480,925 0 0
iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 3,629 72,236 SH   SOLE   72,236 0 0
iShares TIPS Bond ETF TIPS BD ETF 464287176 46 410 SH   SOLE   410 0 0
Ishares Tr SHORT TREAS BD 464288679 2,764 25,000 SH   SOLE   25,000 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 1,531 18,200 SH   SOLE   18,200 0 0
Ishares Tr Short Term SHRT NAT MUN ETF 464288158 208 1,958 SH   SOLE   1,958 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 10 1,173 SH   SOLE   1,173 0 0
Ivy High Income Opportunities Fund COM 465893105 384 28,424 SH   SOLE   28,424 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 740 84,390 SH   OTR 1 52,180 32,210 0
Johnson & Johnson COM 478160104 10 74 SH   SOLE   74 0 0
JPMorgan Chase & Co COM 46625H100 11 106 SH   SOLE   106 0 0
Jupai Holdings Limited COM 67073B106 81 8,521 SH   SOLE   8,521 0 0
Karyopharm Therapeutics Inc COM 48576U106 9 1,500 SH   SOLE   1,500 0 0
Kayne Anderson Midstream/Energy Fund Inc COM 48661E108 1,794 150,747 SH   OTR 1 83,079 67,668 0
Kayne Anderson MLP Investment Company COM 486606106 2,019 125,956 SH   OTR 1 68,075 57,881 0
KKR Income Opportunities Fund COM 48249T106 390 25,206 SH   SOLE   25,206 0 0
Koninklijke Philips NV NY REG SH NEW 500472303 10 234 SH   SOLE   234 0 0
Lennar Corp CL A 526057104 2,332 47,500 SH   SOLE   47,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 382 62,465 SH   SOLE   62,465 0 0
Liberty All Star Growth Fund Inc COM 529900102 468 84,193 SH   SOLE   84,193 0 0
LivaNova PLC SHS G5509L101 810 8,330 SH   SOLE   8,330 0 0
Lululemon Athletica Inc COM 550021109 10 60 SH   SOLE   60 0 0
Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 157 7,082 SH   SOLE   7,082 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,566 16,745 SH   SOLE   16,745 0 0
Martin Marietta Materials Inc COM 573284106 604 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 5,642 117,297 SH   SOLE   117,297 0 0
McDonald's Corp COM 580135101 9 50 SH   SOLE   50 0 0
Merck & Co Inc COM 58933Y105 166 2,000 SH   SOLE   2,000 0 0
MFS High Income Municipal Trust SH BEN INT 59318D104 116 22,677 SH   SOLE   22,677 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 908 96,702 SH   SOLE   96,702 0 0
MFS Municipal Income Trust SH BEN INT 552738106 210 30,279 SH   SOLE   30,279 0 0
Microsoft Corp COM 594918104 16 132 SH   SOLE   132 0 0
Mitsubishi UFJ Financial Group Inc SPONSORED ADS 606822104 9 1,760 SH   SOLE   1,760 0 0
Morgan Stanley Asia-Pacific Fund Inc COM 61744U106 22 1,347 SH   SOLE   1,347 0 0
Morgan Stanley Em Mkts Dm De COM 617477104 894 135,030 SH   SOLE   135,030 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 1,142 54,645 SH   OTR 1 4,645 50,000 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 1,246 156,531 SH   SOLE   156,531 0 0
Neuberger Brman NY Muni Fd COM 64124K102 3 241 SH   SOLE   241 0 0
New Oriental Education & Technology Group Inc SPON ADR 647581107 8 93 SH   SOLE   93 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 16,632 763,966 SH   OTR 1 531,207 232,759 0
NextEra Energy Inc COM 65339F101 1,169 6,045 SH   SOLE   6,045 0 0
Northrop Grumman Corporation COM 666807102 7 26 SH   SOLE   26 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 3,130 56,944 SH   SOLE   56,944 0 0
Novartis AG SPONSORED ADR 66987V109 52 619 SH   SOLE   619 0 0
NuStar Energy L.P. COM 67067Y104 40 6,857 SH   SOLE   6,857 0 0
Nuveen All Cap Ene MLP Oppo COM 67075E108 142 20,449 SH   SOLE   20,449 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 89 6,693 SH   SOLE   6,693 0 0
Nuveen CA Select Tax Free Pr SH BEN INT 67063R103 11 780 SH   SOLE   780 0 0
Nuveen California Amt Qlt Mu COM 670651108 139 10,000 SH   SOLE   10,000 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 35 2,520 SH   SOLE   2,520 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 11,467 1,483,406 SH   OTR 1 1,152,463 330,943 0
Nuveen Floating Rate Income Fund COM 67072T108 99 10,244 SH   SOLE   10,244 0 0
Nuveen Floating Rate Income Opportunity Fund COM SHS 6706EN100 2,699 281,406 SH   OTR 1 150,806 130,600 0
Nuveen Global High Income Fund SHS 67075G103 134 8,839 SH   SOLE   8,839 0 0
Nuveen Massachusets Qlt Mun COM 67061E104 37 2,983 SH   SOLE   2,983 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 739 104,489 SH   SOLE   104,489 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 37 1,664 SH   SOLE   1,664 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 89 6,456 SH   SOLE   6,456 0 0
Nuveen Pfd & Income Term Fd COM 67075A106 174 7,761 SH   SOLE   7,761 0 0
Nuveen Preferred Income Opportunities Fund SPONSORED ADR 636274409 12 220 SH   SOLE   220 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 85 5,321 SH   SOLE   5,321 0 0
Nuveen Select Tax-Free Income 2 Portfolio SH BEN INT 67063C106 275 19,746 SH   SOLE   19,746 0 0
Nuveen Select Tax-Free Income 3 Portfolio SH BEN INT 67063X100 553 37,534 SH   OTR 1 27,588 9,946 0
Nuveen Select Tax-Free Income Portfolio SH BEN INT 67062F100 113 7,740 SH   SOLE   7,740 0 0
OFS Credit Company Inc COM 67111Q107 5,417 303,497 SH   OTR 1 261,370 42,127 0
Orange S.A. SPONSORED ADR 684060106 11 662 SH   SOLE   662 0 0
Oxford Square Capital Corp. COM 69181V107 846 130,230 SH   SOLE   130,230 0 0
PepsiCo, Inc. COM 713448108 9 74 SH   SOLE   74 0 0
Pfizer Inc COM 717081103 9 221 SH   SOLE   221 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 4,239 304,107 SH   SOLE   304,107 0 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 6,464 455,864 SH   OTR 1 362,675 93,189 0
PGT Innovations Inc COM 69336V101 833 60,170 SH   SOLE   60,170 0 0
PIMCO California Municipal Income Fund II COM 72200M108 250 27,762 SH   SOLE   27,762 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 3,632 35,758 SH   SOLE   35,758 0 0
PIMCO ETF Tr SHTRM MUN BD ACT 72201R874 899 17,856 SH   SOLE   17,856 0 0
Pioneer Diversified High Income Trust COM 723653101 422 29,649 SH   SOLE   29,649 0 0
Pioneer High Income Trust COM 72369H106 331 36,965 SH   SOLE   36,965 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 71 6,600 SH   SOLE   6,600 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 445 37,302 SH   SOLE   37,302 0 0
Popular Inc COM NEW 733174700 2,879 55,230 SH   SOLE   55,230 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 268 14,400 SH   SOLE   14,400 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 10 194 SH   SOLE   194 0 0
Prudential PLC ADR 74435K204 7 180 SH   SOLE   180 0 0
Putnam Managed Municipal Income Trust COM 746823103 28 3,694 SH   SOLE   3,694 0 0
Putnam Municipal Opportunities Trust SH BEN INT 746922103 63 5,142 SH   SOLE   5,142 0 0
Raytheon Co COM NEW 755111507 9 49 SH   SOLE   49 0 0
Rivernorth Doubleline Strate COM 76882G107 1,060 64,628 SH   SOLE   64,628 0 0
Rivernorth Opportunistic Mun COM 76883F108 121 5,816 SH   SOLE   5,816 0 0
RMR Real Estate Income Fund COM 76970B101 718 38,417 SH   SOLE   38,417 0 0
Rogers Communications Inc CL B 775109200 11 208 SH   SOLE   208 0 0
Royal Bk Cda Montreal Que COM 780087102 7 94 SH   SOLE   94 0 0
Royal Caribbean Cruises Ltd COM V7780T103 3,579 31,229 SH   SOLE   31,229 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 748 308 SH   SOLE   308 0 0
Royce Value Trust Inc COM 780910105 171 12,395 SH   SOLE   12,395 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 1,393 151,628 SH   OTR 1 43,133 108,495 0
Sangamo Therapeutics, Inc. COM 800677106 48 5,000 SH   SOLE   5,000 0 0
Sanofi SPONSORED ADR 80105N105 11 247 SH   SOLE   247 0 0
SAP SE SPON ADR 803054204 10 87 SH   SOLE   87 0 0
Sea Limited ADR 81141R100 20 857 SH   SOLE   857 0 0
Seaboard Corp COM 811543107 746 174 SH   SOLE   174 0 0
Simon Property Group Inc COM 828806109 8 46 SH   SOLE   46 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 7 295 SH   SOLE   295 0 0
Sony Corp SPONSORED ADR 835699307 67 1,577 SH   SOLE   1,577 0 0
Source Capital Inc COM 836144105 1,940 53,876 SH   OTR 1 32,993 20,883 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 62 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 52 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 1,000 10,919 SH   SOLE   10,919 0 0
Special Opportunities Fund Inc COM 84741T104 3 210 SH   SOLE   210 0 0
Sprott Focus Trust Inc COM 85208J109 204 29,847 SH   SOLE   29,847 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 99 8,000 SH   SOLE   8,000 0 0
Stryker Corporation COM 863667101 8 43 SH   SOLE   43 0 0
Sumitomo Mitsui Finl Group I SPONSORED ADR 86562M209 6 916 SH   SOLE   916 0 0
Suncor Energy Inc COM 867224107 48 1,468 SH   SOLE   1,468 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 12 284 SH   SOLE   284 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 81 4,000 SH   SOLE   4,000 0 0
TCW Strategic Income Fund Inc COM 872340104 11 2,000 SH   SOLE   2,000 0 0
Tekla Healthcare Investors SH BEN INT 87911J103 709 34,522 SH   SOLE   34,522 0 0
Tekla Healthcare Opportunities Fund SHS 879105104 8,360 474,479 SH   OTR 1 327,449 147,030 0
Tekla Life Science Investors SH BEN INT 87911K100 678 39,562 SH   SOLE   39,562 0 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 3,860 301,327 SH   OTR 1 200,897 100,430 0
Templeton Dragon Fund Inc COM 88018T101 417 20,955 SH   OTR 1 1,300 19,655 0
The China Fund Inc COM 169373107 27 1,343 SH   SOLE   1,343 0 0
The Cushing MLP Total Return Fund COM NEW 231631201 72 6,909 SH   SOLE   6,909 0 0
The European Equity Fund Inc COM 298768102 150 17,189 SH   SOLE   17,189 0 0
The Gabelli Dividend & Income Trust COM 36242H104 63 2,949 SH   SOLE   2,949 0 0
The Gabelli Healthcare & WellnessRx Trust SHS 36246K103 2,401 228,446 SH   OTR 1 143,091 85,355 0
The GDL Fund COM SH BEN IT 361570104 41 4,263 SH   SOLE   4,263 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 6,112 1,044,789 SH   DFND   681,640 363,149 0
The Home Depot Inc COM 437076102 11 56 SH   SOLE   56 0 0
The India Fund Inc COM 454089103 1,512 70,765 SH   OTR 1 44,978 25,787 0
The Korea Fund Inc COM NEW 500634209 81 2,745 SH   SOLE   2,745 0 0
The Mexico Equity & Income Fund Inc COM 592834105 367 34,568 SH   OTR 1 17,457 17,111 0
The New Germany Fund Inc COM 644465106 1,755 125,546 SH   OTR 1 38,760 86,786 0
The New Ireland Fund Inc COM 645673104 5 546 SH   SOLE   546 0 0
The PNC Financial Services Group Inc COM 693475105 7 59 SH   SOLE   59 0 0
The Taiwan Fund Inc COM 874036106 2,171 121,241 SH   OTR 1 37,025 84,216 0
The Toronto-Dominion Bank COM NEW 891160509 14 255 SH   SOLE   255 0 0
The Travelers Companies, Inc. COM 89417E109 4 29 SH   SOLE   29 0 0
The Walt Disney Co COM DISNEY 254687106 8 75 SH   SOLE   75 0 0
TJX Cos Inc COM 872540109 6 116 SH   SOLE   116 0 0
Tortoise Energy Infrastructure Corporation COM 89147L100 2,218 94,387 SH   OTR 1 68,742 25,645 0
Tortoise MLP Fund, Inc COM 89148B101 16 1,164 SH   SOLE   1,164 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H108 1,845 121,410 SH   OTR 1 54,049 67,361 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 2,132 114,559 SH   OTR 1 54,217 60,342 0
Tri-Continental Corp COM 895436103 96 3,650 SH   SOLE   3,650 0 0
Unilever N.V. N Y SHS NEW 904784709 15 257 SH   SOLE   257 0 0
United States Oil Fund LP UNITS 91232N108 13 1,000 SH   SOLE   1,000 0 0
United Technologies Corp COM 913017109 9 68 SH   SOLE   68 0 0
UnitedHealth Group Inc COM 91324P102 11 43 SH   SOLE   43 0 0
Vaneck Vectors ETF Tr CEF MUN INCOME E 92189F460 638 24,474 SH   SOLE   24,474 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 68 3,039 SH   SOLE   3,039 0 0
Verizon Communications Inc COM 92343V104 6 96 SH   SOLE   96 0 0
Virtus Total Return Fund Inc COM 92837G100 28 2,767 SH   SOLE   2,767 0 0
Visa Inc COM CL A 92826C839 13 82 SH   SOLE   82 0 0
Voya Emerging Mkts High Div COM 92912P108 10 1,301 SH   SOLE   1,301 0 0
Voya Prime Rate Trust SH BEN INT 92913A100 2,995 626,509 SH   SOLE   626,509 0 0
Vulcan Materials Co COM 929160109 592 5,000 SH   SOLE   5,000 0 0
Wal-Mart Stores Inc COM 931142103 10 100 SH   SOLE   100 0 0
Waste Management, Inc. COM 94106L109 5 45 SH   SOLE   45 0 0
Watsco Inc COM 942622200 1,146 8,000 SH   SOLE   8,000 0 0
Wells Fargo Advantage Multi-Sector Income Fund COM 94987D101 121 10,020 SH   SOLE   10,020 0 0
Wells Fargo Global Dividend COM 94987C103 14 2,588 SH   SOLE   2,588 0 0
Western Asset Emrg Mkt Debt COM 95766A101 52 3,811 SH   SOLE   3,811 0 0
Western Asset High Incm Fd COM 95766J102 523 80,756 SH   SOLE   80,756 0 0
Western Asset Mun Hi Incm Fd COM 95766N103 503 68,027 SH   SOLE   68,027 0 0
Western Asset Variable Rate COM 957667108 21 1,308 SH   SOLE   1,308 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 55 5,109 SH   SOLE   5,109 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 281 25,102 SH   SOLE   25,102 0 0
Wix Com Ltd SHS M98068105 6 52 SH   SOLE   52 0 0
Zoetis Inc. CL A 98978V103 10 95 SH   SOLE   95 0 0