The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,011 | 21,279 | SH | SOLE | 21,279 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,077 | 43,721 | SH | DFND | 1 | 43,721 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 6,361 | 3,572 | SH | DFND | 1 | 3,572 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 3,068 | 1,723 | SH | SOLE | 1,723 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,480 | 108,837 | SH | DFND | 1 | 108,837 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 764 | 56,163 | SH | SOLE | 56,163 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,813 | 30,600 | SH | Put | SOLE | 30,600 | 0 | 0 | |
APPLE INC | COM | 037833100 | 11,283 | 59,400 | SH | Put | DFND | 1 | 59,400 | 0 | 0 |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 5,897 | 131,545 | SH | DFND | 1 | 131,545 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 2,845 | 63,455 | SH | SOLE | 63,455 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 4,464 | 35,757 | SH | DFND | 1 | 35,757 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 2,015 | 16,143 | SH | SOLE | 16,143 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 8,302 | 26,402 | SH | DFND | 1 | 26,402 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 4,276 | 13,598 | SH | SOLE | 13,598 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 3,569 | 30,324 | SH | DFND | 1 | 30,324 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 1,844 | 15,676 | SH | SOLE | 15,676 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 5,155 | 65,986 | SH | DFND | 1 | 65,986 | 0 | 0 | |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 2,423 | 31,014 | SH | SOLE | 31,014 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 5,338 | 47,498 | SH | DFND | 1 | 47,498 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 2,416 | 21,502 | SH | SOLE | 21,502 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 2,413 | 46,873 | SH | DFND | 1 | 46,873 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,242 | 24,127 | SH | SOLE | 24,127 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,061 | 23,204 | SH | DFND | 1 | 23,204 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,003 | 11,296 | SH | SOLE | 11,296 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,555 | 4,076 | SH | SOLE | 4,076 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 3,022 | 7,924 | SH | DFND | 1 | 7,924 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 4,048 | 84,302 | SH | DFND | 1 | 84,302 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,954 | 40,698 | SH | SOLE | 40,698 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,692 | 124,042 | SH | DFND | 1 | 124,042 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 872 | 63,958 | SH | SOLE | 63,958 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 4,001 | 43,975 | SH | DFND | 1 | 43,975 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 1,822 | 20,025 | SH | SOLE | 20,025 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 6,291 | 52,820 | SH | DFND | 1 | 52,820 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 3,238 | 27,180 | SH | SOLE | 27,180 | 0 | 0 | ||
DIEBOLD NXDF INC | COM | 253651103 | 767 | 69,300 | SH | Put | DFND | 1 | 69,300 | 0 | 0 |
DIEBOLD NXDF INC | COM | 253651103 | 340 | 30,700 | SH | Put | SOLE | 30,700 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 1,970 | 31,596 | SH | SOLE | 31,596 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 3,828 | 61,404 | SH | DFND | 1 | 61,404 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 4,789 | 28,318 | SH | DFND | 1 | 28,318 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 2,314 | 13,682 | SH | SOLE | 13,682 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 4,215 | 62,703 | SH | DFND | 1 | 62,703 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 2,036 | 30,297 | SH | SOLE | 30,297 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 4,649 | 53,678 | SH | SOLE | 53,678 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 9,036 | 104,322 | SH | DFND | 1 | 104,322 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 2,310 | 85,842 | SH | DFND | 1 | 85,842 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 1,188 | 44,158 | SH | SOLE | 44,158 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 1,478 | 12,545 | SH | DFND | 1 | 12,545 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 760 | 6,455 | SH | SOLE | 6,455 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 6,008 | 76,990 | SH | DFND | 1 | 76,990 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 2,889 | 37,010 | SH | SOLE | 37,010 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 2,887 | 37,635 | SH | DFND | 1 | 37,635 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 1,486 | 19,365 | SH | SOLE | 19,365 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 6,284 | 37,277 | SH | DFND | 1 | 37,277 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,365 | 8,100 | SH | Call | SOLE | 8,100 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,849 | 16,900 | SH | Call | DFND | 1 | 16,900 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 3,240 | 19,223 | SH | SOLE | 19,223 | 0 | 0 | ||
HORIZON PHARMA PLC | SHS | G4617B105 | 2,700 | 102,152 | SH | DFND | 1 | 102,152 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,396 | 52,848 | SH | SOLE | 52,848 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 5,323 | 93,744 | SH | DFND | 1 | 93,744 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 2,570 | 45,256 | SH | SOLE | 45,256 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 3,328 | 5,832 | SH | SOLE | 5,832 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 6,943 | 12,168 | SH | DFND | 1 | 12,168 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 31,063 | 172,900 | SH | Put | DFND | 1 | 172,900 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 16,007 | 89,100 | SH | Put | SOLE | 89,100 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 2,870 | 122,548 | SH | DFND | 1 | 122,548 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 1,462 | 62,452 | SH | SOLE | 62,452 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 8,562 | 132,000 | SH | Put | DFND | 1 | 132,000 | 0 | 0 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,411 | 68,000 | SH | Put | SOLE | 68,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 12,630 | 82,500 | SH | Put | DFND | 1 | 82,500 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 6,506 | 42,500 | SH | Put | SOLE | 42,500 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,391 | 122,117 | SH | SOLE | 122,117 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 7,161 | 257,883 | SH | DFND | 1 | 257,883 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 3,358 | 59,400 | SH | Put | DFND | 1 | 59,400 | 0 | 0 |
LUMENTUM HLDGS INC | COM | 55024U109 | 1,730 | 30,600 | SH | Put | SOLE | 30,600 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 4,549 | 15,518 | SH | DFND | 1 | 15,518 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 2,340 | 7,982 | SH | SOLE | 7,982 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 500 | 17,900 | SH | Call | DFND | 1 | 17,900 | 0 | 0 |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 254 | 9,100 | SH | Call | SOLE | 9,100 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,777 | 8,833 | SH | SOLE | 8,833 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 3,454 | 17,167 | SH | DFND | 1 | 17,167 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 425 | 15,200 | SH | Call | DFND | 1 | 15,200 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 2,323 | 19,701 | SH | SOLE | 19,701 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 4,812 | 40,799 | SH | DFND | 1 | 40,799 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,969 | 13,867 | SH | DFND | 1 | 13,867 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,013 | 7,133 | SH | SOLE | 7,133 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 4,839 | 32,912 | SH | DFND | 1 | 32,912 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 2,203 | 14,988 | SH | SOLE | 14,988 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 3,576 | 10,030 | SH | SOLE | 10,030 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 7,834 | 21,970 | SH | DFND | 1 | 21,970 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 2,009 | 22,800 | SH | Call | SOLE | 22,800 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 4,158 | 47,200 | SH | Call | DFND | 1 | 47,200 | 0 | 0 |
NEW YORK TIMES CO | CL A | 650111107 | 5,921 | 180,250 | SH | DFND | 1 | 180,250 | 0 | 0 | |
NEW YORK TIMES CO | CL A | 650111107 | 3,047 | 92,750 | SH | SOLE | 92,750 | 0 | 0 | ||
NOVOCURE LTD | ORD SHS | G6674U108 | 1,844 | 38,291 | SH | DFND | 1 | 38,291 | 0 | 0 | |
NOVOCURE LTD | ORD SHS | G6674U108 | 949 | 19,709 | SH | SOLE | 19,709 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 548 | 14,516 | SH | DFND | 1 | 14,516 | 0 | 0 | |
NUTANIX INC | CL A | 67059N108 | 283 | 7,484 | SH | SOLE | 7,484 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 8,030 | 97,068 | SH | DFND | 1 | 97,068 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 4,131 | 49,932 | SH | SOLE | 49,932 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 455 | 12,935 | SH | SOLE | 12,935 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 881 | 25,065 | SH | DFND | 1 | 25,065 | 0 | 0 | |
PENUMBRA INC | COM | 70975L107 | 2,330 | 15,846 | SH | DFND | 1 | 15,846 | 0 | 0 | |
PENUMBRA INC | COM | 70975L107 | 1,199 | 8,154 | SH | SOLE | 8,154 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 2,342 | 67,500 | SH | DFND | 1 | 67,500 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,127 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
RESMED INC | COM | 761152107 | 2,828 | 27,200 | SH | Put | SOLE | 27,200 | 0 | 0 | |
RESMED INC | COM | 761152107 | 5,490 | 52,800 | SH | Put | DFND | 1 | 52,800 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 2,725 | 25,279 | SH | SOLE | 25,279 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 5,306 | 49,221 | SH | DFND | 1 | 49,221 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 1,447 | 82,500 | SH | Call | DFND | 1 | 82,500 | 0 | 0 |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 745 | 42,500 | SH | Call | SOLE | 42,500 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 4,984 | 77,258 | SH | DFND | 1 | 77,258 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 2,563 | 39,742 | SH | SOLE | 39,742 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 5,630 | 35,400 | SH | Call | DFND | 1 | 35,400 | 0 | 0 |
SAGE THERAPEUTICS INC | COM | 78667J108 | 2,720 | 17,100 | SH | Call | SOLE | 17,100 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 7,076 | 59,365 | SH | DFND | 1 | 59,365 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 3,651 | 30,635 | SH | SOLE | 30,635 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 3,079 | 34,000 | SH | Put | SOLE | 34,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 5,976 | 66,000 | SH | Put | DFND | 1 | 66,000 | 0 | 0 |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 1,659 | 11,952 | SH | DFND | 1 | 11,952 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 854 | 6,148 | SH | SOLE | 6,148 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 4,530 | 60,470 | SH | DFND | 1 | 60,470 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 2,063 | 27,530 | SH | SOLE | 27,530 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 1,908 | 30,038 | SH | SOLE | 30,038 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 3,808 | 59,962 | SH | DFND | 1 | 59,962 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 1,114 | 20,040 | SH | SOLE | 20,040 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 2,166 | 38,960 | SH | DFND | 1 | 38,960 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 898 | 3,630 | SH | DFND | 1 | 3,630 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 463 | 1,870 | SH | SOLE | 1,870 | 0 | 0 | ||
VANDA PHARMACEUTICALS INC | COM | 921659108 | 1,731 | 94,069 | SH | DFND | 1 | 94,069 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 863 | 46,931 | SH | SOLE | 46,931 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 4,671 | 32,956 | SH | DFND | 1 | 32,956 | 0 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 2,274 | 16,044 | SH | SOLE | 16,044 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,224 | 17,528 | SH | DFND | 1 | 17,528 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,559 | 8,472 | SH | SOLE | 8,472 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 1,221 | 10,309 | SH | SOLE | 10,309 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 2,627 | 22,191 | SH | DFND | 1 | 22,191 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 3,410 | 115,545 | SH | DFND | 1 | 115,545 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 1,755 | 59,455 | SH | SOLE | 59,455 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 4,126 | 48,541 | SH | DFND | 1 | 48,541 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 1,994 | 23,459 | SH | SOLE | 23,459 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,358 | 24,684 | SH | SOLE | 24,684 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 2,823 | 51,316 | SH | DFND | 1 | 51,316 | 0 | 0 |