The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Novartis AG | ADR | 66987V109 | 224 | 2,610 | SH | SOLE | 2,610 | 0 | 0 | ||
BASF SE | ADR | 055262505 | 191 | 10,840 | SH | SOLE | 10,840 | 0 | 0 | ||
Banco Santander SA | ADR | 05964H105 | 47 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
Visa Inc | COM | 92826C839 | 6,363 | 48,223 | SH | SOLE | 48,223 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 5,789 | 36,697 | SH | SOLE | 36,697 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 5,124 | 28,855 | SH | SOLE | 28,855 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 5,015 | 38,859 | SH | SOLE | 38,859 | 0 | 0 | ||
PepsiCo Inc | COM | 713448108 | 4,366 | 39,520 | SH | SOLE | 39,520 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 4,035 | 92,437 | SH | SOLE | 92,437 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625h100 | 3,650 | 37,390 | SH | SOLE | 37,390 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231g102 | 3,235 | 47,434 | SH | SOLE | 47,434 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 3,183 | 31,335 | SH | SOLE | 31,335 | 0 | 0 | ||
Automatic Data Processing Inc | COM | 053015103 | 2,961 | 22,585 | SH | SOLE | 22,585 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 2,904 | 117,872 | SH | SOLE | 117,872 | 0 | 0 | ||
Alphabet Inc class A | COM | 02079K305 | 2,558 | 2,448 | SH | SOLE | 2,448 | 0 | 0 | ||
Target Corp | COM | 87612E106 | 2,530 | 38,278 | SH | SOLE | 38,278 | 0 | 0 | ||
Berkshire Hathaway Inc | COM | 084670702 | 2,059 | 10,086 | SH | SOLE | 10,086 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 1,984 | 15,610 | SH | SOLE | 15,610 | 0 | 0 | ||
Procter & Gamble Co/The | COM | 742718109 | 1,967 | 21,404 | SH | SOLE | 21,404 | 0 | 0 | ||
Boeing Co/The | COM | 097023105 | 1,834 | 5,686 | SH | SOLE | 5,686 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 1,818 | 13,152 | SH | SOLE | 13,152 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 1,586 | 30,507 | SH | SOLE | 30,507 | 0 | 0 | ||
Home Depot Inc/The | COM | 437076102 | 1,522 | 8,858 | SH | SOLE | 8,858 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 1,456 | 5,846 | SH | SOLE | 5,846 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343V104 | 1,444 | 25,686 | SH | SOLE | 25,686 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 1,305 | 19,917 | SH | SOLE | 19,917 | 0 | 0 | ||
DowDuPont Inc | COM | 26078J100 | 1,298 | 24,262 | SH | SOLE | 24,262 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 1,270 | 29,313 | SH | SOLE | 29,313 | 0 | 0 | ||
Walt Disney Co/The | COM | 254687106 | 1,264 | 11,524 | SH | SOLE | 11,524 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 1,144 | 24,370 | SH | SOLE | 24,370 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 1,125 | 10,340 | SH | SOLE | 10,340 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 1,082 | 10,163 | SH | SOLE | 10,163 | 0 | 0 | ||
Facebook Inc | COM | 30303M102 | 1,010 | 7,704 | SH | SOLE | 7,704 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 989 | 4,855 | SH | SOLE | 4,855 | 0 | 0 | ||
Amazon.com Inc | COM | 023135106 | 952 | 634 | SH | SOLE | 634 | 0 | 0 | ||
Wal-Mart Stores Inc | COM | 931142103 | 948 | 10,172 | SH | SOLE | 10,172 | 0 | 0 | ||
Thermo Fisher Scientific Inc | COM | 883556102 | 869 | 3,884 | SH | SOLE | 3,884 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339F101 | 831 | 4,783 | SH | SOLE | 4,783 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 757 | 9,903 | SH | SOLE | 9,903 | 0 | 0 | ||
AT&T Inc | COM | 00206R102 | 726 | 25,432 | SH | SOLE | 25,432 | 0 | 0 | ||
HC2 Holdings Inc | COM | 404139107 | 721 | 273,010 | SH | SOLE | 273,010 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 653 | 4,375 | SH | SOLE | 4,375 | 0 | 0 | ||
Becton Dickinson and Co | COM | 075887109 | 643 | 2,855 | SH | SOLE | 2,855 | 0 | 0 | ||
TJX Cos Inc/The | COM | 872540109 | 618 | 13,814 | SH | SOLE | 13,814 | 0 | 0 | ||
PPG Industries Inc | COM | 693506107 | 593 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
3M Co | COM | 88579Y101 | 565 | 2,967 | SH | SOLE | 2,967 | 0 | 0 | ||
Wells Fargo & Co | COM | 949746101 | 531 | 11,517 | SH | SOLE | 11,517 | 0 | 0 | ||
Honeywell International Inc | COM | 438516106 | 524 | 3,965 | SH | SOLE | 3,965 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 489 | 2,513 | SH | SOLE | 2,513 | 0 | 0 | ||
Dominion Energy Inc | COM | 25746U109 | 480 | 6,717 | SH | SOLE | 6,717 | 0 | 0 | ||
salesforce.com Inc | COM | 79466L302 | 473 | 3,455 | SH | SOLE | 3,455 | 0 | 0 | ||
BlackRock Inc | COM | 09247X101 | 471 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Alphabet Inc class C | COM | 02079K107 | 454 | 438 | SH | SOLE | 438 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 417 | 6,669 | SH | SOLE | 6,669 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 407 | 6,350 | SH | SOLE | 6,350 | 0 | 0 | ||
TPG Specialty Lending Inc | COM | 87265K102 | 386 | 21,320 | SH | SOLE | 21,320 | 0 | 0 | ||
Box Inc | COM | 10316T104 | 370 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
AbbVie Inc | COM | 00287Y109 | 362 | 3,925 | SH | SOLE | 3,925 | 0 | 0 | ||
CDK Global Inc | COM | 12508E101 | 349 | 7,292 | SH | SOLE | 7,292 | 0 | 0 | ||
People's United Financial Inc | COM | 712704105 | 317 | 21,947 | SH | SOLE | 21,947 | 0 | 0 | ||
Berkshire Hathaway Inc | COM | 084670108 | 306 | 1 | SH | SOLE | 1 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 299 | 8,274 | SH | SOLE | 8,274 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 285 | 3,946 | SH | SOLE | 3,946 | 0 | 0 | ||
Comcast Corp | COM | 20030N101 | 275 | 8,080 | SH | SOLE | 8,080 | 0 | 0 | ||
NIKE Inc | COM | 654106103 | 237 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 233 | 4,916 | SH | SOLE | 4,916 | 0 | 0 | ||
Starbucks Corp | COM | 855244109 | 222 | 3,450 | SH | SOLE | 3,450 | 0 | 0 | ||
VF Corp | COM | 918204108 | 221 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Philip Morris International In | COM | 718172109 | 209 | 3,131 | SH | SOLE | 3,131 | 0 | 0 | ||
Northwest Biotherapeutics Inc | COM | 66737P600 | 8 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Vectrix Corp | COM | 92240N106 | 0 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
Vanguard S&P 500 ETF | ETF | 922908363 | 1,668 | 7,258 | SH | SOLE | 7,258 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | ETF | 78462F103 | 1,242 | 4,970 | SH | SOLE | 4,970 | 0 | 0 | ||
Fidelity MSCI Information Tech | ETF | 316092808 | 846 | 17,177 | SH | SOLE | 17,177 | 0 | 0 | ||
iShares Russell 2000 ETF | ETF | 464287655 | 742 | 5,543 | SH | SOLE | 5,543 | 0 | 0 | ||
Vanguard Total Stock Market ET | ETF | 922908769 | 570 | 4,467 | SH | SOLE | 4,467 | 0 | 0 | ||
Fidelity MSCI Health Care Inde | ETF | 316092600 | 449 | 10,873 | SH | SOLE | 10,873 | 0 | 0 | ||
iShares Core S&P Small-Cap ETF | ETF | 464287804 | 446 | 6,437 | SH | SOLE | 6,437 | 0 | 0 | ||
Financial Select Sector SPDR F | ETF | 81369Y605 | 435 | 18,281 | SH | SOLE | 18,281 | 0 | 0 | ||
Vanguard Mid-Cap Value ETF | ETF | 922908512 | 433 | 4,544 | SH | SOLE | 4,544 | 0 | 0 | ||
Vanguard High Dividend Yield E | ETF | 921946406 | 347 | 4,453 | SH | SOLE | 4,453 | 0 | 0 | ||
Fidelity MSCI Financials Index | ETF | 316092501 | 339 | 9,811 | SH | SOLE | 9,811 | 0 | 0 | ||
iShares MSCI EAFE ETF | ETF | 464287465 | 335 | 5,692 | SH | SOLE | 5,692 | 0 | 0 | ||
iShares US Aerospace & Defense | ETF | 464288760 | 305 | 1,765 | SH | SOLE | 1,765 | 0 | 0 | ||
Invesco QQQ Trust Srs 1 | ETF | 46090E103 | 293 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
Fidelity MSCI Consumer Discret | ETF | 316092204 | 292 | 7,628 | SH | SOLE | 7,628 | 0 | 0 | ||
Vanguard FTSE All-World ex-US | ETF | 922042775 | 287 | 6,298 | SH | SOLE | 6,298 | 0 | 0 | ||
iShares MSCI Emerging Markets | ETF | 464287234 | 283 | 7,246 | SH | SOLE | 7,246 | 0 | 0 | ||
Vanguard FTSE Emerging Markets | ETF | 922042858 | 258 | 6,760 | SH | SOLE | 1 | 6,460 | 0 | 300 | |
iShares Core S&P 500 ETF | ETF | 464287200 | 245 | 972 | SH | SOLE | 972 | 0 | 0 | ||
Fidelity MSCI Industrials Inde | ETF | 316092709 | 240 | 7,321 | SH | SOLE | 7,321 | 0 | 0 | ||
iShares Core S&P Mid-Cap ETF | ETF | 464287507 | 237 | 1,429 | SH | SOLE | 1,429 | 0 | 0 | ||
Enterprise Products Partners L | COM | 293792107 | 743 | 30,227 | SH | SOLE | 30,227 | 0 | 0 | ||
First Horizon National Corp | COM | 320517204 | 682 | 27,752 | SH | SOLE | 27,752 | 0 | 0 | ||
Welltower Inc | COM | 95040Q104 | 226 | 3,260 | SH | SOLE | 3,260 | 0 | 0 |