The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 541,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 4,674,000 | 163,774 | SH | DFND | 163,774 | 0 | 0 | ||
ACORDA T | NOTE1 | 00484MAA4 | 8,365,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
ADESTO T | COM | 00687D101 | 127,000 | 28,783 | SH | DFND | 28,783 | 0 | 0 | ||
AEGERION | NOTE2 | 00767EAB8 | 17,305,000 | 22,000,000 | PRN | DFND | 22,000,000 | 0 | 0 | ||
AGREE RE | COM | 008492100 | 1,336,000 | 22,600 | SH | DFND | 22,600 | 0 | 0 | ||
AIR PROD | COM | 009158106 | 51,216,000 | 320,000 | SH | DFND | 320,000 | 0 | 0 | ||
AKOUSTIS | COM | 00973N102 | 1,138,000 | 229,000 | SH | DFND | 229,000 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 6,854,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
ALLSCRIP | NOTE1 | 01988PAD0 | 23,147,000 | 24,000,000 | PRN | DFND | 24,000,000 | 0 | 0 | ||
ALPHABET | CAPST | 02079K305 | 1,567,000 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 17,032,000 | 11,340 | SH | DFND | 11,340 | 0 | 0 | ||
AMERICAN | CLA | 02665T306 | 2,747,000 | 138,400 | SH | DFND | 138,400 | 0 | 0 | ||
AMERICOL | COM | 03064D108 | 3,645,000 | 142,736 | SH | DFND | 142,736 | 0 | 0 | ||
APPLIED | COM | 038222105 | 7,453,000 | 227,650 | SH | DFND | 227,650 | 0 | 0 | ||
AQUA MET | COM | 03837J101 | 1,006,000 | 552,916 | SH | DFND | 552,916 | 0 | 0 | ||
ARDELYX | COM | 039697107 | 462,000 | 258,105 | SH | DFND | 258,105 | 0 | 0 | ||
AUTOHOME | SPADR | 05278C107 | 508,000 | 6,500 | SH | DFND | 6,500 | 0 | 0 | ||
AUTOMATI | COM | 053015103 | 22,290,000 | 170,000 | SH | DFND | 170,000 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 3,172,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BEASLEY | CLA | 074014101 | 527,000 | 140,638 | SH | DFND | 140,638 | 0 | 0 | ||
BECTON D | COM | 075887109 | 11,266,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
BLACKBER | COM | 09228F103 | 711,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOOKING | COM | 09857L108 | 14,641,000 | 8,500 | SH | DFND | 8,500 | 0 | 0 | ||
BRANDYWI | SHBEN | 105368203 | 1,725,000 | 134,000 | SH | DFND | 134,000 | 0 | 0 | ||
BRINKS C | COM | 109696104 | 20,688,000 | 320,000 | SH | DFND | 320,000 | 0 | 0 | ||
CDK GLOB | COM | 12508E101 | 16,758,000 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
CIGNA CO | COM | 125523100 | 87,363,000 | 460,000 | SH | DFND | 460,000 | 0 | 0 | ||
CALIFORN | COM | 13057Q206 | 1,235,000 | 117,000 | SH | Put | DFND | 117,000 | 0 | 0 | |
CAMDEN P | SHBEN | 133131102 | 3,408,000 | 38,700 | SH | DFND | 38,700 | 0 | 0 | ||
CANADA G | SHSSU | 135086106 | 18,144,000 | 415,000 | SH | DFND | 415,000 | 0 | 0 | ||
CARDLYTI | COM | 14161W105 | 1,624,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
CARETRUS | COM | 14174T107 | 5,972,000 | 323,500 | SH | DFND | 323,500 | 0 | 0 | ||
CERIDIAN | COM | 15677J108 | 1,400,000 | 40,598 | SH | DFND | 40,598 | 0 | 0 | ||
CHARAH S | COM | 15957P105 | 2,840,000 | 340,083 | SH | DFND | 340,083 | 0 | 0 | ||
CHESAPEA | NOTE5 | 165167CY1 | 807,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
CLEMENTI | COM | 185575107 | 463,000 | 39,339 | SH | DFND | 39,339 | 0 | 0 | ||
CLOUDERA | COM | 18914U100 | 2,378,000 | 215,000 | SH | DFND | 215,000 | 0 | 0 | ||
CLOVIS O | NOTE1 | 189464AC4 | 3,526,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
COGNIZAN | CLA | 192446102 | 22,218,000 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
COUSINS | COM | 222795106 | 4,479,000 | 567,000 | SH | DFND | 567,000 | 0 | 0 | ||
CROWN CA | COM | 22822V101 | 2,455,000 | 22,600 | SH | DFND | 22,600 | 0 | 0 | ||
CTRIP CO | AMERI | 22943F100 | 6,175,000 | 228,199 | SH | DFND | 228,199 | 0 | 0 | ||
CUBESMAR | COM | 229663109 | 574,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
D R HORT | COM | 23331A109 | 2,076,000 | 59,900 | SH | DFND | 59,900 | 0 | 0 | ||
DSW INC | COM | 23334L102 | 120,000 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
DSW INC | CLA | 23334L102 | 16,055,000 | 650,000 | SH | DFND | 650,000 | 0 | 0 | ||
DERMIRA | NOTE3 | 24983LAB0 | 25,145,000 | 33,000,000 | PRN | DFND | 33,000,000 | 0 | 0 | ||
ASSERTIO | NOTE2 | 249908AA2 | 32,300,000 | 47,500,000 | PRN | DFND | 47,500,000 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 55,690,000 | 507,889 | SH | DFND | 507,889 | 0 | 0 | ||
DISH NET | COM | 25470M109 | 4,000 | 86,000 | SH | Call | DFND | 86,000 | 0 | 0 | |
DISH NET | CLA | 25470M109 | 2,497,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
DISH NET | NOTE3 | 25470MAB5 | 4,088,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 800,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
DOCUSIGN | COM | 256163106 | 2,180,000 | 54,403 | SH | DFND | 54,403 | 0 | 0 | ||
DOMO INC | COMCL | 257554105 | 1,674,000 | 85,291 | SH | DFND | 85,291 | 0 | 0 | ||
DOUGLAS | COM | 25960P109 | 3,502,000 | 102,600 | SH | DFND | 102,600 | 0 | 0 | ||
DROPBOX | CLA | 26210C104 | 2,043,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
DUKE REA | COMNE | 264411505 | 4,097,000 | 158,200 | SH | DFND | 158,200 | 0 | 0 | ||
EASTGROU | COM | 277276101 | 1,238,000 | 13,500 | SH | DFND | 13,500 | 0 | 0 | ||
ELECTRAM | COM | 284849205 | 114,000 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
ELECTRAM | COMNE | 284849205 | 251,000 | 232,803 | SH | DFND | 232,803 | 0 | 0 | ||
ELECTRON | COM | 285512109 | 6,172,000 | 78,215 | SH | DFND | 78,215 | 0 | 0 | ||
ENSCO JE | NOTE3 | 29359WAB1 | 664,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
EQUIFAX | COM | 294429105 | 28,870,000 | 310,000 | SH | DFND | 310,000 | 0 | 0 | ||
EQUINIX | COMPA | 29444U700 | 564,000 | 1,600 | SH | DFND | 1,600 | 0 | 0 | ||
EQUITY L | COM | 29472R108 | 4,186,000 | 43,100 | SH | DFND | 43,100 | 0 | 0 | ||
ESSENTIA | COM | 29670E107 | 4,318,000 | 312,000 | SH | DFND | 312,000 | 0 | 0 | ||
EVERSPIN | COM | 30041T104 | 843,000 | 150,310 | SH | DFND | 150,310 | 0 | 0 | ||
EXTRA SP | COM | 30225T102 | 4,352,000 | 48,100 | SH | DFND | 48,100 | 0 | 0 | ||
CLA | 30303M102 | 62,399,000 | 476,000 | SH | DFND | 476,000 | 0 | 0 | |||
FEDERAL | SHBEN | 313747206 | 496,000 | 4,200 | SH | DFND | 4,200 | 0 | 0 | ||
58 COM I | SPONA | 31680Q104 | 573,000 | 10,562 | SH | DFND | 10,562 | 0 | 0 | ||
FINISAR | NOTE0 | 31787AAP6 | 952,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FIRST IN | COM | 32054K103 | 5,013,000 | 173,700 | SH | DFND | 173,700 | 0 | 0 | ||
FLEXSHOP | COM | 33939J303 | 44,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
FLEXSHOP | COMNE | 33939J303 | 92,000 | 120,612 | SH | DFND | 120,612 | 0 | 0 | ||
FORD MTR | COM | 345370860 | 14,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
FOUR COR | COM | 35086T109 | 3,204,000 | 122,300 | SH | DFND | 122,300 | 0 | 0 | ||
FRONTIER | COM | 35906A306 | 891,000 | 469,000 | SH | Put | DFND | 469,000 | 0 | 0 | |
GAMING & | COM | 36467J108 | 7,150,000 | 221,300 | SH | DFND | 221,300 | 0 | 0 | ||
GARDNER | COM | 36555P107 | 2,203,000 | 107,746 | SH | DFND | 107,746 | 0 | 0 | ||
GENERAL | COM | 369604103 | 220,000 | 2,000,000 | SH | Put | DFND | 2,000,000 | 0 | 0 | |
GODADDY | CLA | 380237107 | 3,377,000 | 51,465 | SH | DFND | 51,465 | 0 | 0 | ||
GOODRICH | DEBT1 | 382410AR9 | 4,200,000 | 4,000,000 | SH | DFND | 4,000,000 | 0 | 0 | ||
GOPRO IN | CLA | 38268T103 | 4,222,000 | 995,872 | SH | DFND | 995,872 | 0 | 0 | ||
GRAFTECH | COM | 384313508 | 5,481,000 | 479,070 | SH | DFND | 479,070 | 0 | 0 | ||
GREENSKY | CLA | 39572G100 | 24,790,000 | 2,590,400 | SH | DFND | 2,590,400 | 0 | 0 | ||
H & E EQ | COM | 404030108 | 2,042,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
HALLIBUR | COM | 406216101 | 6,094,000 | 229,253 | SH | DFND | 229,253 | 0 | 0 | ||
HARLEY D | COM | 412822108 | 299,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
HEALTHCA | CLANE | 42225P501 | 886,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
HERTZ GL | COM | 42806J106 | 420,000 | 134,500 | SH | Put | DFND | 134,500 | 0 | 0 | |
HIGHWOOD | COM | 431284108 | 4,759,000 | 123,000 | SH | DFND | 123,000 | 0 | 0 | ||
HORNBECK | COM | 440543106 | 1,410,000 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
IAC INTE | COM | 44919P508 | 8,717,000 | 47,625 | SH | DFND | 47,625 | 0 | 0 | ||
ISHARES | COM | 464288513 | 1,469,000 | 1,800,000 | SH | Put | DFND | 1,800,000 | 0 | 0 | |
KNOWLES | COM | 49926D109 | 133,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
LTC PPTY | COM | 502175102 | 2,284,000 | 54,800 | SH | DFND | 54,800 | 0 | 0 | ||
LAMAR AD | CLA | 512816109 | 1,930,000 | 27,900 | SH | DFND | 27,900 | 0 | 0 | ||
LEISURE | UNIT9 | 52539T206 | 4,288,000 | 420,365 | SH | DFND | 420,365 | 0 | 0 | ||
LUMENTUM | COM | 55024U109 | 1,470,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
MGM GROW | CLACO | 55303A105 | 1,941,000 | 73,500 | SH | DFND | 73,500 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 868,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MATCH GR | COM | 57665R106 | 1,787,000 | 41,772 | SH | DFND | 41,772 | 0 | 0 | ||
MATTEL I | COM | 577081102 | 7,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
MATTEL I | COM | 577081102 | 2,256,000 | 917,000 | SH | Put | DFND | 917,000 | 0 | 0 | |
MEDICINE | NOTE2 | 584688AG0 | 25,397,000 | 33,500,000 | PRN | DFND | 33,500,000 | 0 | 0 | ||
MICROSOF | COM | 594918104 | 12,101,000 | 119,143 | SH | DFND | 119,143 | 0 | 0 | ||
MICRON T | COM | 595112103 | 1,560,000 | 49,172 | SH | DFND | 49,172 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 4,557,000 | 1,870 | SH | DFND | 1,870 | 0 | 0 | ||
NABORS I | NOTE0 | 62957HAB1 | 10,625,000 | 17,000,000 | PRN | DFND | 17,000,000 | 0 | 0 | ||
NATIONAL | COM | 63633D104 | 5,341,000 | 70,700 | SH | DFND | 70,700 | 0 | 0 | ||
NATIONAL | COM | 637417106 | 1,785,000 | 36,800 | SH | DFND | 36,800 | 0 | 0 | ||
NETFLIX | COM | 64110L106 | 589,000 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
NETFLIX | COM | 64110L106 | 2,877,000 | 10,750 | SH | DFND | 10,750 | 0 | 0 | ||
NETEASE | SPONS | 64110W102 | 4,875,000 | 20,710 | SH | DFND | 20,710 | 0 | 0 | ||
NEW RELI | COM | 64829B100 | 14,777,000 | 182,500 | SH | DFND | 182,500 | 0 | 0 | ||
NEXPOINT | COM | 65341D102 | 433,000 | 12,351 | SH | DFND | 12,351 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 871,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
OCCIDENT | COM | 674599105 | 4,604,000 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
OPIANT P | COM | 683750103 | 352,000 | 24,373 | SH | DFND | 24,373 | 0 | 0 | ||
PGT INNO | COM | 69336V101 | 2,352,000 | 148,416 | SH | DFND | 148,416 | 0 | 0 | ||
PS BUSIN | COM | 69360J107 | 4,415,000 | 33,700 | SH | DFND | 33,700 | 0 | 0 | ||
PALO ALT | COM | 697435105 | 8,476,000 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
PANDORA | NOTE1 | 698354AB3 | 949,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
PHYSICIA | COM | 71943U104 | 3,382,000 | 211,000 | SH | DFND | 211,000 | 0 | 0 | ||
POST HLD | COM | 737446104 | 36,543,000 | 410,000 | SH | DFND | 410,000 | 0 | 0 | ||
PROLOGIS | COM | 74340W103 | 1,735,000 | 29,553 | SH | DFND | 29,553 | 0 | 0 | ||
PROTALIX | NOTE7 | 74365AAD3 | 7,360,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
PROTEOST | COM | 74373B109 | 262,000 | 80,903 | SH | DFND | 80,903 | 0 | 0 | ||
PUBLIC S | COM | 74460D109 | 3,461,000 | 17,100 | SH | DFND | 17,100 | 0 | 0 | ||
PURE STO | CLA | 74624M102 | 3,216,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
QUALCOMM | COM | 747525103 | 31,300,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
RPM INTL | COM | 749685103 | 32,329,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
RTI INTL | NOTE1 | 74973WAB3 | 26,000,000 | 26,000,000 | PRN | DFND | 26,000,000 | 0 | 0 | ||
REALTY I | COM | 756109104 | 630,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
REATA PH | CLA | 75615P103 | 964,000 | 17,178 | SH | DFND | 17,178 | 0 | 0 | ||
REGENCY | COM | 758849103 | 3,163,000 | 53,900 | SH | DFND | 53,900 | 0 | 0 | ||
REPLIMUN | COM | 76029N106 | 685,000 | 68,531 | SH | DFND | 68,531 | 0 | 0 | ||
RESTAURA | COM | 76131D103 | 42,363,000 | 810,000 | SH | DFND | 810,000 | 0 | 0 | ||
RETAIL P | CLA | 76131V202 | 1,769,000 | 163,000 | SH | DFND | 163,000 | 0 | 0 | ||
REXFORD | COM | 76169C100 | 2,063,000 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
SBA COMM | CLA | 78410G104 | 2,331,000 | 14,400 | SH | DFND | 14,400 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 2,075,000 | 1,200,000 | SH | Call | DFND | 1,200,000 | 0 | 0 | |
SPDR S&P | TRUNI | 78462F103 | 2,499,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SPDR GOL | COM | 78463V107 | 254,000 | 110,000 | SH | Call | DFND | 110,000 | 0 | 0 | |
SPDR SER | COM | 78464A417 | 575,000 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
SPDR SER | COM | 78464A755 | 322,000 | 250,000 | SH | Put | DFND | 250,000 | 0 | 0 | |
SAILPOIN | COM | 78781P105 | 3,054,000 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
SALESFOR | COM | 79466L302 | 12,327,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
SEAWORLD | COM | 81282V100 | 12,150,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
SELECT S | SBIHE | 81369Y209 | 19,897,000 | 230,000 | SH | DFND | 230,000 | 0 | 0 | ||
SELECT S | SBIIN | 81369Y605 | 19,056,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
SENSEONI | NOTE5 | 81727UAA3 | 10,306,000 | 9,500,000 | PRN | DFND | 9,500,000 | 0 | 0 | ||
SERVICEN | COM | 81762P102 | 3,263,000 | 18,326 | SH | DFND | 18,326 | 0 | 0 | ||
SKYWORKS | COM | 83088M102 | 7,707,000 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
SOLARWIN | COM | 83417Q105 | 2,412,000 | 174,412 | SH | DFND | 174,412 | 0 | 0 | ||
SPERO TH | COM | 84833T103 | 1,033,000 | 168,018 | SH | DFND | 168,018 | 0 | 0 | ||
SPIRIT M | COMSH | 84861U105 | 870,000 | 122,000 | SH | DFND | 122,000 | 0 | 0 | ||
SQUARE I | CLA | 852234103 | 2,472,000 | 44,064 | SH | DFND | 44,064 | 0 | 0 | ||
STORE CA | COM | 862121100 | 2,426,000 | 85,693 | SH | DFND | 85,693 | 0 | 0 | ||
SUN CMNT | COM | 866674104 | 5,116,000 | 50,300 | SH | DFND | 50,300 | 0 | 0 | ||
T MOBILE | COM | 872590104 | 1,907,000 | 29,981 | SH | DFND | 29,981 | 0 | 0 | ||
TAKE-TWO | COM | 874054109 | 3,259,000 | 31,655 | SH | DFND | 31,655 | 0 | 0 | ||
TELIGENT | NOTE4 | 87960WAA2 | 6,695,000 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
TERADATA | COM | 88076W103 | 8,823,000 | 230,000 | SH | DFND | 230,000 | 0 | 0 | ||
TESARO I | NOTE3 | 881569AA5 | 54,411,000 | 25,000,000 | PRN | DFND | 25,000,000 | 0 | 0 | ||
TESLA IN | COM | 88160R101 | 1,211,000 | 72,600 | SH | Put | DFND | 72,600 | 0 | 0 | |
TESLA IN | COM | 88160R101 | 4,992,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
TESLA IN | NOTE0 | 88160RAB7 | 107,274,000 | 103,000,000 | PRN | DFND | 103,000,000 | 0 | 0 | ||
TRANSDIG | COM | 893641100 | 97,000 | 19,300 | SH | Put | DFND | 19,300 | 0 | 0 | |
UNITED R | COM | 911363109 | 2,051,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
UNITED S | COM | 91232N108 | 605,000 | 2,000,000 | SH | Put | DFND | 2,000,000 | 0 | 0 | |
UNIVAR I | COM | 91336L107 | 5,322,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
URBAN ED | COM | 91704F104 | 1,728,000 | 104,000 | SH | DFND | 104,000 | 0 | 0 | ||
VANECK V | SEMIC | 92189F676 | 17,456,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
VERIZON | COM | 92343V104 | 16,962,000 | 301,700 | SH | DFND | 301,700 | 0 | 0 | ||
VERU INC | COM | 92536C103 | 545,000 | 389,606 | SH | DFND | 389,606 | 0 | 0 | ||
VICI PPT | COM | 925652109 | 4,733,000 | 252,000 | SH | DFND | 252,000 | 0 | 0 | ||
VIKING T | COM | 92686J106 | 787,000 | 102,842 | SH | DFND | 102,842 | 0 | 0 | ||
WAYFAIR | CLA | 94419L101 | 11,485,000 | 127,500 | SH | DFND | 127,500 | 0 | 0 | ||
WEIGHT W | COM | 948626106 | 1,753,000 | 82,500 | SH | Put | DFND | 82,500 | 0 | 0 | |
WEINGART | SHBEN | 948741103 | 4,223,000 | 170,221 | SH | DFND | 170,221 | 0 | 0 | ||
WEX INC | COM | 96208T104 | 18,208,000 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 371,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ZYNERBA | COM | 98986X109 | 189,000 | 63,614 | SH | DFND | 63,614 | 0 | 0 | ||
ARCO PLA | COMCL | G04553106 | 999,000 | 45,181 | SH | DFND | 45,181 | 0 | 0 | ||
ENDO INT | COM | G30401106 | 3,265,000 | 2,575,500 | SH | Put | DFND | 2,575,500 | 0 | 0 | |
HERBALIF | COMSH | G4412G101 | 29,475,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
WEATHERF | ORDSH | G48833100 | 140,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
ITERUM T | SHS | G6333L101 | 496,000 | 99,012 | SH | DFND | 99,012 | 0 | 0 | ||
PAGSEGUR | COMCL | G68707101 | 2,140,000 | 114,268 | SH | DFND | 114,268 | 0 | 0 | ||
STONECO | COMCL | G85158106 | 2,632,000 | 142,715 | SH | DFND | 142,715 | 0 | 0 | ||
TPG PACE | UNIT9 | G89827102 | 8,659,000 | 831,000 | SH | DFND | 831,000 | 0 | 0 | ||
VENATOR | SHS | G9329Z100 | 1,257,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
WILLIS T | SHS | G96629103 | 56,188,000 | 370,000 | SH | DFND | 370,000 | 0 | 0 | ||
CRISPR T | NAMEN | H17182108 | 638,000 | 22,319 | SH | DFND | 22,319 | 0 | 0 | ||
TRANSOCE | COM | H8817H100 | 2,218,000 | 670,500 | SH | Put | DFND | 670,500 | 0 | 0 | |
FOAMIX P | SHS | M46135105 | 274,000 | 76,454 | SH | DFND | 76,454 | 0 | 0 | ||
GALMED P | SHS | M47238106 | 726,000 | 106,300 | SH | DFND | 106,300 | 0 | 0 | ||
UROGEN P | COM | M96088105 | 700,000 | 16,250 | SH | DFND | 16,250 | 0 | 0 | ||
ASML HOL | NYREG | N07059210 | 1,204,000 | 7,736 | SH | DFND | 7,736 | 0 | 0 | ||
CORE LAB | COM | N22717107 | 2,983,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
INTERXIO | SHS | N47279109 | 1,137,000 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
TRONOX L | SHSCL | Q9235V101 | 1,945,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 |