The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SHIRE PLC | CALL | 82481R106 | 468 | 3,029 | SH | Call | DFND | 1 | 0 | 3,029 | 0 |
SPDR S&P 500 ETF TR | CALL | 78462F103 | 204 | 7,557 | SH | Call | DFND | 1 | 0 | 7,557 | 0 |
ARRIS INTL INC | SHS | G0551A103 | 11,324 | 370,428 | SH | DFND | 1 | 0 | 370,428 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 4,334 | 103,216 | SH | DFND | 1 | 0 | 103,216 | 0 | |
CIGNA CORP | COM | 125523100 | 1,325 | 6,974 | SH | DFND | 1 | 0 | 6,974 | 0 | |
DUN & BRADSTREET CORP | COM | 26483E100 | 5,743 | 40,235 | SH | DFND | 1 | 0 | 40,235 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 5,630 | 46,360 | SH | DFND | 1 | 0 | 46,360 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 175 | 45,001 | SH | DFND | 1 | 0 | 45,001 | 0 | |
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 17,403 | 1,359,627 | SH | DFND | 1 | 0 | 1,359,627 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 8,362 | 172,662 | SH | DFND | 1 | 0 | 172,662 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 2,394 | 545,315 | SH | DFND | 1 | 0 | 545,315 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 51,029 | 9,449,846 | SH | DFND | 1 | 0 | 9,449,846 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 5,373 | 726,106 | SH | DFND | 1 | 0 | 726,106 | 0 | |
RED HAT INC | COM | 756577102 | 13,503 | 76,879 | SH | DFND | 1 | 0 | 76,879 | 0 | |
T MOBILE US INC | COM | 872590104 | 6,003 | 94,369 | SH | DFND | 1 | 0 | 94,369 | 0 | |
TESARO INC | COM | 881569107 | 5,252 | 70,729 | SH | DFND | 1 | 0 | 70,729 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 11,315 | 249,331 | SH | DFND | 1 | 0 | 249,331 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 21,406 | 444,846 | SH | DFND | 1 | 0 | 444,846 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 200 | 1,880 | SH | DFND | 1 | 0 | 1,880 | 0 | |
U S G CORP | COM | 903293405 | 7,674 | 179,893 | SH | DFND | 1 | 0 | 179,893 | 0 | |
VISTRA ENERGY CORP | W EXP 02/02/2024 | 92840M128 | 253 | 180,582 | SH | DFND | 1 | 0 | 180,582 | 0 | |
FINJAN HLDGS INC | COM | 31788H303 | 4,811 | 1,916,921 | SH | DFND | 1 | 0 | 1,916,921 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 1,388 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
WINDSTREAM HLDGS INC | COM PAR | 97382A309 | 183 | 87,671 | SH | DFND | 1 | 0 | 87,671 | 0 | |
SHIRE PLC | CALL | 82481R106 | 106 | 700 | SH | Call | DFND | 1 2 3 | 0 | 700 | 0 |
ARRIS INTL INC | SHS | G0551A103 | 8,849 | 289,465 | SH | DFND | 1 2 3 | 0 | 289,465 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 8,477 | 201,880 | SH | DFND | 1 2 3 | 0 | 201,880 | 0 | |
CIGNA CORP | COM | 125523100 | 517 | 2,721 | SH | DFND | 1 2 3 | 0 | 2,721 | 0 | |
DUN & BRADSTREET CORP | COM | 26483E100 | 11,626 | 81,448 | SH | DFND | 1 2 3 | 0 | 81,448 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 4,616 | 38,011 | SH | DFND | 1 2 3 | 0 | 38,011 | 0 | |
IMPERVA INC | COM | 45321L100 | 650 | 11,678 | SH | DFND | 1 2 3 | 0 | 11,678 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 10,212 | 210,866 | SH | DFND | 1 2 3 | 0 | 210,866 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 2,834 | 645,637 | SH | DFND | 1 2 3 | 0 | 645,637 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,793 | 242,258 | SH | DFND | 1 2 3 | 0 | 242,258 | 0 | |
RED HAT INC | COM | 756577102 | 8,029 | 45,710 | SH | DFND | 1 2 3 | 0 | 45,710 | 0 | |
T MOBILE US INC | COM | 872590104 | 2,370 | 37,262 | SH | DFND | 1 2 3 | 0 | 37,262 | 0 | |
TESARO INC | COM | 881569107 | 4,311 | 58,065 | SH | DFND | 1 2 3 | 0 | 58,065 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 7,134 | 157,215 | SH | DFND | 1 2 3 | 0 | 157,215 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 10,644 | 221,188 | SH | DFND | 1 2 3 | 0 | 221,188 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 90 | 841 | SH | DFND | 1 2 3 | 0 | 841 | 0 | |
U S G CORP | COM | 903293405 | 8,420 | 197,372 | SH | DFND | 1 2 3 | 0 | 197,372 | 0 | |
SHIRE PLC | CALL | 82481R106 | 127 | 811 | SH | Call | DFND | 1 2 3 4 | 0 | 811 | 0 |
ARRIS INTL INC | SHS | G0551A103 | 15,644 | 511,758 | SH | DFND | 1 2 3 4 | 0 | 511,758 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 14,784 | 352,072 | SH | DFND | 1 2 3 4 | 0 | 352,072 | 0 | |
CIGNA CORP | COM | 125523100 | 912 | 4,803 | SH | DFND | 1 2 3 4 | 0 | 4,803 | 0 | |
DUN & BRADSTREET CORP | COM | 26483E100 | 19,677 | 137,854 | SH | DFND | 1 2 3 4 | 0 | 137,854 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 8,165 | 67,232 | SH | DFND | 1 2 3 4 | 0 | 67,232 | 0 | |
IMPERVA INC | COM | 45321L100 | 1,148 | 20,608 | SH | DFND | 1 2 3 4 | 0 | 20,608 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 17,727 | 366,041 | SH | DFND | 1 2 3 4 | 0 | 366,041 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 4,637 | 1,056,371 | SH | DFND | 1 2 3 4 | 0 | 1,056,371 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 3,040 | 410,826 | SH | DFND | 1 2 3 4 | 0 | 410,826 | 0 | |
RED HAT INC | COM | 756577102 | 14,013 | 79,780 | SH | DFND | 1 2 3 4 | 0 | 79,780 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 6,065 | 34,850 | SH | DFND | 1 2 3 4 | 0 | 34,850 | 0 | |
T MOBILE US INC | COM | 872590104 | 3,252 | 51,126 | SH | DFND | 1 2 3 4 | 0 | 51,126 | 0 | |
TESARO INC | COM | 881569107 | 7,632 | 102,782 | SH | DFND | 1 2 3 4 | 0 | 102,782 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 12,623 | 278,173 | SH | DFND | 1 2 3 4 | 0 | 278,173 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 14,991 | 311,527 | SH | DFND | 1 2 3 4 | 0 | 311,527 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 125 | 1,175 | SH | DFND | 1 2 3 4 | 0 | 1,175 | 0 | |
U S G CORP | COM | 903293405 | 14,680 | 344,105 | SH | DFND | 1 2 3 4 | 0 | 344,105 | 0 | |
SHIRE PLC | CALL | 82481R106 | 64 | 400 | SH | Call | DFND | 1 2 3 5 | 0 | 400 | 0 |
ARRIS INTL INC | SHS | G0551A103 | 7,764 | 253,974 | SH | DFND | 1 2 3 5 | 0 | 253,974 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 7,347 | 174,968 | SH | DFND | 1 2 3 5 | 0 | 174,968 | 0 | |
CIGNA CORP | COM | 125523100 | 447 | 2,351 | SH | DFND | 1 2 3 5 | 0 | 2,351 | 0 | |
DUN & BRADSTREET CORP | COM | 26483E100 | 10,069 | 70,541 | SH | DFND | 1 2 3 5 | 0 | 70,541 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 4,052 | 33,360 | SH | DFND | 1 2 3 5 | 0 | 33,360 | 0 | |
IMPERVA INC | COM | 45321L100 | 571 | 10,248 | SH | DFND | 1 2 3 5 | 0 | 10,248 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 8,743 | 180,538 | SH | DFND | 1 2 3 5 | 0 | 180,538 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 2,170 | 494,359 | SH | DFND | 1 2 3 5 | 0 | 494,359 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,487 | 200,987 | SH | DFND | 1 2 3 5 | 0 | 200,987 | 0 | |
RED HAT INC | COM | 756577102 | 6,935 | 39,484 | SH | DFND | 1 2 3 5 | 0 | 39,484 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,925 | 30,256 | SH | DFND | 1 2 3 5 | 0 | 30,256 | 0 | |
TESARO INC | COM | 881569107 | 3,783 | 50,955 | SH | DFND | 1 2 3 5 | 0 | 50,955 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 6,261 | 137,966 | SH | DFND | 1 2 3 5 | 0 | 137,966 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 7,270 | 151,071 | SH | DFND | 1 2 3 5 | 0 | 151,071 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 73 | 686 | SH | DFND | 1 2 3 5 | 0 | 686 | 0 | |
U S G CORP | COM | 903293405 | 7,282 | 170,707 | SH | DFND | 1 2 3 5 | 0 | 170,707 | 0 |