The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIGN TECHNOLOGY INC | COM | 016255101 | 1,281 | 6,118 | SH | SOLE | 6,118 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 2,814 | 13,436 | SH | DFND | 1 | 13,436 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 3,249 | 62,158 | SH | DFND | 1 | 62,158 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 1,455 | 27,842 | SH | SOLE | 27,842 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 4,139 | 2,756 | SH | DFND | 1 | 2,756 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,868 | 1,244 | SH | SOLE | 1,244 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 2,095 | 7,977 | SH | SOLE | 7,977 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 4,602 | 17,523 | SH | DFND | 1 | 17,523 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 4,870 | 125,026 | SH | DFND | 1 | 125,026 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 2,141 | 54,974 | SH | SOLE | 54,974 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 3,435 | 35,757 | SH | DFND | 1 | 35,757 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 1,551 | 16,143 | SH | SOLE | 16,143 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 1,742 | 8,267 | SH | DFND | 1 | 8,267 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 787 | 3,733 | SH | SOLE | 3,733 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 1,370 | 19,300 | SH | Call | SOLE | 19,300 | 0 | 0 | |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 3,030 | 42,700 | SH | Call | DFND | 1 | 42,700 | 0 | 0 |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 981 | 13,827 | SH | SOLE | 13,827 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 2,155 | 30,373 | SH | DFND | 1 | 30,373 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 1,919 | 21,566 | PRN | SOLE | 21,566 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 4,310 | 48,434 | PRN | DFND | 1 | 48,434 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,989 | 23,364 | SH | DFND | 1 | 23,364 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 906 | 10,636 | SH | SOLE | 10,636 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 571 | 6,700 | SH | Call | DFND | 1 | 6,700 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 264 | 3,100 | SH | Call | SOLE | 3,100 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 2,524 | 57,722 | SH | DFND | 1 | 57,722 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 800 | 18,300 | SH | Call | SOLE | 18,300 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,149 | 26,278 | SH | SOLE | 26,278 | 0 | 0 | ||
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,758 | 40,200 | SH | Call | DFND | 1 | 40,200 | 0 | 0 |
CENTENE CORP DEL | COM | 15135B101 | 1,070 | 9,276 | SH | DFND | 1 | 9,276 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 487 | 4,224 | SH | SOLE | 4,224 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 2,764 | 43,975 | SH | DFND | 1 | 43,975 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 1,259 | 20,025 | SH | SOLE | 20,025 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 7,366 | 61,486 | SH | DFND | 1 | 61,486 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 3,356 | 28,014 | SH | SOLE | 28,014 | 0 | 0 | ||
DIEBOLD NXDF INC | COM | 253651103 | 346 | 138,600 | SH | Put | DFND | 1 | 138,600 | 0 | 0 |
DIEBOLD NXDF INC | COM | 253651103 | 152 | 61,400 | SH | Put | SOLE | 61,400 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 5,280 | 137,416 | SH | DFND | 1 | 137,416 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 2,404 | 62,584 | SH | SOLE | 62,584 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 2,784 | 23,997 | SH | DFND | 1 | 23,997 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 1,184 | 10,203 | SH | SOLE | 10,203 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 1,950 | 30,900 | SH | Call | DFND | 1 | 30,900 | 0 | 0 |
EXACT SCIENCES CORP | COM | 30063P105 | 833 | 13,200 | SH | Call | SOLE | 13,200 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 2,971 | 47,082 | SH | SOLE | 47,082 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 6,526 | 103,418 | SH | DFND | 1 | 103,418 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 1,458 | 14,246 | SH | SOLE | 14,246 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 2,251 | 22,000 | SH | Call | DFND | 1 | 22,000 | 0 | 0 |
FIVE BELOW INC | COM | 33829M101 | 1,115 | 10,900 | SH | Call | SOLE | 10,900 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 3,198 | 31,254 | SH | DFND | 1 | 31,254 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,871 | 20,400 | SH | DFND | 1 | 20,400 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 807 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 2,010 | 30,971 | SH | SOLE | 30,971 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 4,416 | 68,029 | SH | DFND | 1 | 68,029 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 1,776 | 42,030 | SH | SOLE | 42,030 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 3,928 | 92,970 | SH | DFND | 1 | 92,970 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 1,530 | 19,283 | SH | DFND | 1 | 19,283 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 691 | 8,717 | SH | SOLE | 8,717 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 1,523 | 19,200 | SH | Call | DFND | 1 | 19,200 | 0 | 0 |
INSULET CORP | COM | 45784P101 | 698 | 8,800 | SH | Call | SOLE | 8,800 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 6,253 | 13,056 | SH | DFND | 1 | 13,056 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,847 | 5,944 | SH | SOLE | 5,944 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 7,481 | 343,500 | SH | Put | DFND | 1 | 343,500 | 0 | 0 |
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 3,409 | 156,500 | SH | Put | SOLE | 156,500 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 5,306 | 34,400 | SH | Put | SOLE | 34,400 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 11,661 | 75,600 | SH | Put | DFND | 1 | 75,600 | 0 | 0 |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 1,604 | 23,082 | SH | DFND | 1 | 23,082 | 0 | 0 | |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 724 | 10,418 | SH | SOLE | 10,418 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 5,572 | 68,700 | SH | Put | DFND | 1 | 68,700 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,538 | 31,300 | SH | Put | SOLE | 31,300 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 6,859 | 275,583 | SH | DFND | 1 | 275,583 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,097 | 124,417 | SH | SOLE | 124,417 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 915 | 6,536 | SH | SOLE | 6,536 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 2,026 | 14,464 | SH | DFND | 1 | 14,464 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 4,310 | 16,100 | SH | Call | DFND | 1 | 16,100 | 0 | 0 |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 1,981 | 7,400 | SH | Call | SOLE | 7,400 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,556 | 13,800 | SH | Call | DFND | 1 | 13,800 | 0 | 0 |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 698 | 6,200 | SH | Call | SOLE | 6,200 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,028 | 5,981 | SH | SOLE | 5,981 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 2,238 | 13,019 | SH | DFND | 1 | 13,019 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 291 | 15,200 | SH | Call | DFND | 1 | 15,200 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 132 | 6,900 | SH | Call | SOLE | 6,900 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 6,282 | 61,845 | SH | DFND | 1 | 61,845 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,860 | 28,155 | SH | SOLE | 28,155 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 95 | 6,221 | SH | DFND | 1 | 6,221 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 58 | 3,779 | SH | SOLE | 3,779 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 3,035 | 26,112 | SH | DFND | 1 | 26,112 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,382 | 11,888 | SH | SOLE | 11,888 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 2,756 | 32,912 | SH | DFND | 1 | 32,912 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 1,255 | 14,988 | SH | SOLE | 14,988 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 6,069 | 22,676 | SH | DFND | 1 | 22,676 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 2,763 | 10,324 | SH | SOLE | 10,324 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 3,694 | 13,800 | SH | Call | DFND | 1 | 13,800 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 1,659 | 6,200 | SH | Call | SOLE | 6,200 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 3,435 | 48,100 | SH | Call | DFND | 1 | 48,100 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 1,564 | 21,900 | SH | Call | SOLE | 21,900 | 0 | 0 | |
NEW YORK TIMES CO | CL A | 650111107 | 1,639 | 73,516 | SH | SOLE | 73,516 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 3,599 | 161,484 | SH | DFND | 1 | 161,484 | 0 | 0 | |
NOVOCURE LTD | ORD SHS | G6674U108 | 1,392 | 41,570 | SH | DFND | 1 | 41,570 | 0 | 0 | |
NOVOCURE LTD | ORD SHS | G6674U108 | 634 | 18,930 | SH | SOLE | 18,930 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 5,873 | 92,057 | SH | DFND | 1 | 92,057 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 2,676 | 41,943 | SH | SOLE | 41,943 | 0 | 0 | ||
PETMED EXPRESS INC | COM | 716382106 | 1,119 | 48,100 | SH | Put | DFND | 1 | 48,100 | 0 | 0 |
PETMED EXPRESS INC | COM | 716382106 | 509 | 21,900 | SH | Put | SOLE | 21,900 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 402 | 20,600 | SH | Call | DFND | 1 | 20,600 | 0 | 0 |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 183 | 9,400 | SH | Call | SOLE | 9,400 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 4,883 | 59,233 | SH | DFND | 1 | 59,233 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 2,207 | 26,767 | SH | SOLE | 26,767 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 1,265 | 41,300 | SH | Call | DFND | 1 | 41,300 | 0 | 0 |
ROKU INC | COM CL A | 77543R102 | 573 | 18,700 | SH | Call | SOLE | 18,700 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 5,856 | 53,663 | SH | DFND | 1 | 53,663 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,667 | 24,437 | SH | SOLE | 24,437 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 1,589 | 125,053 | SH | DFND | 1 | 125,053 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 724 | 56,947 | SH | SOLE | 56,947 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 16,272 | 226,800 | SH | Put | DFND | 1 | 226,800 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 7,405 | 103,200 | SH | Put | SOLE | 103,200 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 1,544 | 27,530 | SH | SOLE | 27,530 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 1,038 | 18,500 | SH | Call | DFND | 1 | 18,500 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 477 | 8,500 | SH | Call | SOLE | 8,500 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 3,392 | 60,470 | SH | DFND | 1 | 60,470 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,641 | 69,557 | SH | DFND | 1 | 69,557 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 1,194 | 31,443 | SH | SOLE | 31,443 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 1,194 | 24,088 | SH | SOLE | 24,088 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 2,623 | 52,912 | SH | DFND | 1 | 52,912 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,143 | 8,603 | SH | SOLE | 8,603 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 4,708 | 18,897 | SH | DFND | 1 | 18,897 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 2,171 | 10,300 | SH | Call | DFND | 1 | 10,300 | 0 | 0 |
VAIL RESORTS INC | COM | 91879Q109 | 991 | 4,700 | SH | Call | SOLE | 4,700 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 2,334 | 89,332 | SH | DFND | 1 | 89,332 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 1,063 | 40,668 | SH | SOLE | 40,668 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 1,564 | 13,800 | SH | Call | DFND | 1 | 13,800 | 0 | 0 |
VARIAN MED SYS INC | COM | 92220P105 | 703 | 6,200 | SH | Call | SOLE | 6,200 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 2,334 | 14,087 | SH | DFND | 1 | 14,087 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,063 | 6,413 | SH | SOLE | 6,413 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 870 | 8,809 | SH | SOLE | 8,809 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 2,192 | 22,191 | SH | DFND | 1 | 22,191 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 1,771 | 76,276 | SH | DFND | 1 | 76,276 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 806 | 34,724 | SH | SOLE | 34,724 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 527 | 9,026 | SH | DFND | 1 | 9,026 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 232 | 3,974 | SH | SOLE | 3,974 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 448 | 12,295 | SH | SOLE | 12,295 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,010 | 27,705 | SH | DFND | 1 | 27,705 | 0 | 0 |