The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Apple Inc COM 037833100 9 58 SH   SOLE   58 0 0
ABB Ltd SPONSORED ADR 000375204 4 226 SH   SOLE   226 0 0
Accenture PLC Ireland SHS CLASS A G1151C101 6 43 SH   SOLE   43 0 0
Automatic Data Processing, Inc. COM 053015103 6 44 SH   SOLE   44 0 0
Adams Diversified Equity Fund Inc COM 006212104 2,930 232,208 SH   SOLE   232,208 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 93 14,684 SH   SOLE   14,684 0 0
American Electric Power Co Inc COM 025537101 6 83 SH   SOLE   83 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 126 10,411 SH   SOLE   10,411 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 2,059 241,930 SH   OTR 1 133,435 108,495 0
Apollo Tactical Income Fund Inc COM 037638103 5,181 376,278 SH   OTR 1 250,588 125,690 0
Allegion PLC ORD SHS G0176J109 6 75 SH   SOLE   75 0 0
Amgen Inc COM 031162100 136 700 SH   SOLE   700 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 637 44,690 SH   SOLE   44,690 0 0
Amazon Com Inc COM 023135106 9 6 SH   SOLE   6 0 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 4,197 582,116 SH   OTR 1 331,684 250,432 0
The Asia Pacific Fund Inc COM 044901106 47 4,150 SH   SOLE   4,150 0 0
Morgan Stanley Asia-Pacific Fund Inc COM 61744U106 25 1,502 SH   SOLE   1,502 0 0
Ares Dynamic Credit Allocation Fund, Inc. COM 04014F102 1,130 81,870 SH   SOLE   81,870 0 0
ASA Gold and Precious Metals Ltd SHS G3156P903 47 5,015 SH   SOLE   5,015 0 0
Liberty All Star Growth Fund Inc COM 529900102 21 4,813 SH   SOLE   4,813 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 16 100 SH   SOLE   100 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 994 6,600 SH   SOLE   6,600 0 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 1,100 270,869 SH   SOLE   270,869 0 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 375 29,867 SH   SOLE   29,867 0 0
American Express Co COM 025816109 7 69 SH   SOLE   69 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 7 49 SH   SOLE   49 0 0
Banco Bradesco S.A. SP ADR PFD 059460303 5 536 SH   SOLE   536 0 0
Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 27 5,143 SH   SOLE   5,143 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 12 1,500 SH   SOLE   1,500 0 0
Becton Dickinson & Co COM 075887109 5 24 SH   SOLE   24 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 96 8,000 SH   SOLE   8,000 0 0
Blackstone / GSO Strategic Credit Fund COM SHS BEN IN 09257R101 172 12,771 SH   SOLE   12,771 0 0
BHP Billiton Ltd SPONSORED ADR 088606108 6 140 SH   SOLE   140 0 0
Baidu Inc SPON ADR REP A 056752108 28 175 SH   SOLE   175 0 0
Boulder Growth & Income Fund Inc COM 101507101 11,206 1,074,440 SH   OTR 1 761,817 312,623 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 999 10,919 SH   SOLE   10,919 0 0
BioMarin Pharmaceutical Inc COM 09061G101 21 251 SH   SOLE   251 0 0
Bristol-Myers Squibb Co COM 110122108 88 1,700 SH   SOLE   1,700 0 0
Popular Inc COM NEW 733174700 2,608 55,230 SH   SOLE   55,230 0 0
BlackRock Long-Term Municipal Advantage Trust COM 09250B103 160 14,998 SH   SOLE   14,998 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 322 15,686 SH   SOLE   15,686 0 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 22 2,159 SH   SOLE   2,159 0 0
BlackRock Maryland Municipal Bond Trust COM 09249L105 185 14,151 SH   SOLE   14,151 0 0
Chubb Ltd COM H1467J104 8 63 SH   SOLE   63 0 0
AllianzGI Convertible & Income 2024 Target Term Fund COM 01883H102 558 69,865 SH   SOLE   69,865 0 0
Carnival Corp UNIT 99/99/9999 143658300 962 19,518 SH   SOLE   19,518 0 0
Central and Eastern European Fund Inc COM 153436100 39 1,783 SH   SOLE   1,783 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 100 8,000 SH   SOLE   8,000 0 0
Celgene Corp COM 151020104 19 300 SH   SOLE   300 0 0
Clearbridge MLP and Midstrm COM 184692101 850 81,639 SH   SOLE   81,639 0 0
Central Securities Corp COM 155123102 11,356 457,367 SH   OTR 1 296,922 160,445 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 121 10,947 SH   SOLE   10,947 0 0
The China Fund Inc COM 169373107 38 2,260 SH   SOLE   2,260 0 0
Bancolombia SA SPON ADR PREF 05968L102 754 19,780 SH   SOLE   19,780 0 0
Credit Suisse Asset Management Income Fund Inc COM 224916106 564 203,676 SH   SOLE   203,676 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 9,576 856,541 SH   OTR 1 669,651 186,890 0
MFS High Yield Municipal Trust SH BEN INT 59318E102 106 25,367 SH   SOLE   25,367 0 0
Canadian Natural Resources Ltd COM 136385101 5 211 SH   SOLE   211 0 0
Copa Holdings SA CL A P31076105 1,915 24,329 SH   SOLE   24,329 0 0
Cornerstone Total Rtrn Fd In COM 21924U300 2,794 251,518 SH   OTR 1 240,963 10,555 0
Credit Suisse Group AG SPONSORED ADR 225401108 4 353 SH   SOLE   353 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 5,720 1,167,360 SH   OTR   667,290 500,070 0
Consolidated Water Co Ltd ORD G23773107 1,418 121,638 SH   SOLE   121,638 0 0
Cemex SAB de CV SPON ADR NEW 151290889 1,501 311,397 SH   SOLE   311,397 0 0
MFS High Income Municipal Trust SH BEN INT 59318D104 266 57,470 SH   SOLE   57,470 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 936 106,600 SH   SOLE   106,600 0 0
Doubleline Opportunitic Cr COM 258623107 547 28,863 SH   SOLE   28,863 0 0
Diageo PLC SPON ADR NEW 25243Q205 18 129 SH   SOLE   129 0 0
Flaherty & Crumrine Dynamic Preferred and Income Fund SHS 33848W106 144 7,062 SH   SOLE   7,062 0 0
The Walt Disney Co COM DISNEY 254687106 8 75 SH   SOLE   75 0 0
Dreyfus Mun Income Inc COM 26201R102 38 5,000 SH   SOLE   5,000 0 0
Doubleline Income Solutions COM 258622109 3,222 185,900 SH   SOLE   185,900 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 138 14,095 SH   SOLE   14,095 0 0
DowDuPont Inc COM 26078J100 4 75 SH   SOLE   75 0 0
Eagle Point Credit Co Inc COM 269808101 921 64,818 SH   SOLE   64,818 0 0
Morgan Stanley Em Mkts Dm De COM 617477104 707 116,681 SH   SOLE   116,681 0 0
New Oriental Education & Technology Group Inc SPON ADR 647581107 4 66 SH   SOLE   66 0 0
The European Equity Fund Inc COM 298768102 219 28,388 SH   SOLE   28,388 0 0
Eaton Vance Mun Bd Fd COM 27827X101 221 19,593 SH   SOLE   19,593 0 0
Eaton Vance Mun Bd Fd II COM 27827K109 44 4,020 SH   SOLE   4,020 0 0
Western Asset Emrg Mkt Debt COM 95766A101 47 3,811 SH   SOLE   3,811 0 0
Clearbridge Energy Midstrm O COM 18469P100 28 3,542 SH   SOLE   3,542 0 0
Enzo Biochem Inc COM 294100102 33 11,882 SH   SOLE   11,882 0 0
Equinix Inc COM PAR $0.001 29444U700 30 86 SH   SOLE   86 0 0
Equus Total Return Inc COM 294766100 2 1,174 SH   SOLE   1,174 0 0
Era Group Inc COM 26885G109 118 13,474 SH   SOLE   13,474 0 0
Wells Fargo Advantage Multi-Sector Income Fund COM 94987D101 112 10,142 SH   SOLE   10,142 0 0
Embraer S A SP ADR REP 4 COM 29082A107 5 234 SH   SOLE   234 0 0
Empire State Realty Trust Inc CL A 292104106 909 63,894 SH   SOLE   63,894 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 730 58,646 SH   SOLE   58,646 0 0
Eaton Vance Calif Mun Bd Fd COM 27828A100 90 9,120 SH   SOLE   9,120 0 0
Eaton Vance Ohio Municipal Income Trust SH BEN INT 27826G109 122 10,074 SH   SOLE   10,074 0 0
EVERTEC Inc COM 30040P103 613 21,356 SH   SOLE   21,356 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 1,440 120,823 SH   SOLE   120,823 0 0
Eaton Vance Tax Adv Bd Opt S COM SH BEN INT 27829M103 180 21,152 SH   SOLE   21,152 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 27 2,915 SH   SOLE   2,915 0 0
Aberdeen Asia Pacific In Com COM 003009107 40 10,349 SH   SOLE   10,349 0 0
Fortress Biotech Inc COM 34960Q109 2 2,587 SH   SOLE   2,587 0 0
First BanCorp/Puerto Rico COM NEW 318672706 2,318 269,477 SH   SOLE   269,477 0 0
Fresh Del Monte Produce Inc ORD G36738105 1,201 42,500 SH   SOLE   42,500 0 0
Flaherty & Crmn Pfd Sec Inc COM 338478100 144 8,585 SH   SOLE   8,585 0 0
First Trust Energy Infrastructure Fund COM 33738C103 702 54,190 SH   SOLE   54,190 0 0
Fiduciary/Claymore MLP Opportunity Fund COM 31647Q106 359 40,396 SH   SOLE   40,396 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,287 14,962 SH   SOLE   14,962 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 300 22,901 SH   SOLE   22,901 0 0
Cohen & Steers Closed-End Opportunity Fund, Inc. COM 19248P106 1,857 167,481 SH   SOLE   167,481 0 0
First Tr Inter Dur Pfd & In COM 33718W103 174 8,781 SH   SOLE   8,781 0 0
First Trust High Income Long/Short Fund COM 33738E109 1,877 141,307 SH   SOLE   141,307 0 0
Sprott Focus Trust Inc COM 85208J109 170 29,407 SH   SOLE   29,407 0 0
Gabelli Equity Trust Inc COM 362397101 26 5,066 SH   SOLE   5,066 0 0
General American Investors Co Inc COM 368802104 4,648 163,424 SH   OTR 1 117,453 45,971 0
The GDL Fund COM SH BEN IT 361570104 39 4,219 SH   SOLE   4,219 0 0
The Gabelli Dividend & Income Trust COM 36242H104 54 2,930 SH   SOLE   2,930 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 64 3,039 SH   SOLE   3,039 0 0
The New Germany Fund Inc COM 644465106 1,609 137,543 SH   OTR 1 53,327 84,216 0
Western Asset Variable Rate COM 957667108 20 1,308 SH   SOLE   1,308 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 3,627 280,738 SH   SOLE   280,738 0 0
Goldman Sachs MLP Income Opportunities Fund COM SHS 38147W103 10 1,451 SH   SOLE   1,451 0 0
The Gabelli Healthcare & WellnessRx Trust SHS 36246K103 2,239 242,102 SH   OTR 1 149,709 92,393 0
GW Pharmaceuticals PLC ADS 36197T103 4 41 SH   SOLE   41 0 0
The Home Depot Inc COM 437076102 10 56 SH   SOLE   56 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 10,613 829,179 SH   OTR   629,642 199,537 0
Pioneer Diversified High Income Trust COM 723653101 385 29,649 SH   SOLE   29,649 0 0
Tekla Healthcare Investors SH BEN INT 87911J103 522 29,108 SH   SOLE   29,108 0 0
Tekla Life Science Investors SH BEN INT 87911K100 598 39,546 SH   SOLE   39,546 0 0
HSBC Holdings plc SPON ADR 404280406 5 124 SH   SOLE   124 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 492 5,100 SH   SOLE   5,100 0 0
ICICI Bank Ltd ADR 45104G104 33 3,212 SH   SOLE   3,212 0 0
The India Fund Inc COM 454089103 1,494 73,790 SH   OTR 1 48,003 25,787 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 569 2,850 SH   SOLE   2,850 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 1,096 54,645 SH   OTR 1 4,645 50,000 0
Incyte Corp COM 45337C102 15 242 SH   SOLE   242 0 0
HIS Markit Ltd SHS G47567105 5 98 SH   SOLE   98 0 0
ING Groep NV SPONSORED ADR 456837103 4 405 SH   SOLE   405 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 20 5,000 SH   SOLE   5,000 0 0
Intuit COM 461202103 5 26 SH   SOLE   26 0 0
The New Ireland Fund Inc COM 645673104 9 1,084 SH   SOLE   1,084 0 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 5,757 441,862 SH   OTR 1 345,806 96,056 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 12 1,300 SH   SOLE   1,300 0 0
Ivy High Income Opportunities Fund COM 465893105 345 28,424 SH   SOLE   28,424 0 0
IShares Tr RUSSELL 3000 ETF 464287689 169 1,150 SH   SOLE   1,150 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 30 2,462 SH   SOLE   2,462 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 1,741 268,226 SH   OTR 1 175,308 92,918 0
Nuveen Floating Rate Income Fund COM 67072T108 709 76,857 SH   SOLE   76,857 0 0
Nuveen Global High Income Fund SHS 67075G103 121 8,839 SH   SOLE   8,839 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 714 104,289 SH   SOLE   104,289 0 0
Johnson & Johnson COM 478160104 11 82 SH   SOLE   82 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 702 84,390 SH   OTR 1 52,180 32,210 0
Jupai Holdings Limited COM 67073B106 71 8,521 SH   SOLE   8,521 0 0
JPMorgan Chase & Co COM 46625H100 10 106 SH   SOLE   106 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 8,568 1,157,860 SH   OTR 1 826,917 330,943 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 91 6,686 SH   SOLE   6,686 0 0
Nuveen Floating Rate Income Opportunity Fund COM SHS 6706EN100 2,521 279,465 SH   OTR 1 148,865 130,600 0
The Korea Fund Inc COM NEW 500634209 77 2,745 SH   SOLE   2,745 0 0
KKR Income Opportunities Fund COM 48249T106 605 42,491 SH   SOLE   42,491 0 0
Kayne Anderson Midstream/Energy Fund Inc COM 48661E108 1,538 159,417 SH   OTR 1 88,108 71,309 0
Karyopharm Therapeutics Inc COM 48576U106 14 1,500 SH   SOLE   1,500 0 0
Kayne Anderson MLP Investment Company COM 486606106 1,585 115,173 SH   OTR 1 57,292 57,881 0
Lennar Corp CL A 526057104 1,938 49,500 SH   SOLE   49,500 0 0
Dreyfus Strategic Municipals, Inc. COM 261932107 508 70,800 SH   SOLE   70,800 0 0
LivaNova PLC SHS G5509L101 762 8,330 SH   SOLE   8,330 0 0
Eli Lilly & Co COM 532457108 69 600 SH   SOLE   600 0 0
Lululemon Athletica Inc COM 550021109 4 37 SH   SOLE   37 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 1 105 SH   SOLE   105 0 0
McDonald's Corp COM 580135101 9 50 SH   SOLE   50 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 45 150 SH   SOLE   150 0 0
MFS Municipal Income Trust SH BEN INT 552738106 333 54,167 SH   SOLE   54,167 0 0
Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 96 5,086 SH   SOLE   5,086 0 0
BlackRock Mass Tax- Exempt Tr COM SH BEN INT 09258E109 33 2,987 SH   SOLE   2,987 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 331 30,188 SH   SOLE   30,188 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund Inc COM SHS 19249B106 437 58,313 SH   SOLE   58,313 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 1,959 19,402 SH   SOLE   19,402 0 0
Martin Marietta Materials Inc COM 573284106 516 3,000 SH   SOLE   3,000 0 0
MainStay DefinedTerm Municipal Opportunities Fund COM 56064K100 75 3,863 SH   SOLE   3,863 0 0
3M Co COM 88579Y101 6 29 SH   SOLE   29 0 0
BlackRock Muni New York Intermediate Duration Fund Inc COM 09255F109 1 100 SH   SOLE   100 0 0
Merck & Co Inc COM 58933Y105 153 2,000 SH   SOLE   2,000 0 0
Microsoft Corp COM 594918104 12 121 SH   SOLE   121 0 0
MasTec Inc COM 576323109 4,758 117,297 SH   SOLE   117,297 0 0
BlackRock Munihldngs Cali QL COM 09254L107 173 14,050 SH   SOLE   14,050 0 0
Mitsubishi UFJ Financial Group Inc SPONSORED ADS 606822104 7 1,477 SH   SOLE   1,477 0 0
BlackRock Munihldgs Fd II In COM 09253P109 107 8,242 SH   SOLE   8,242 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 367 28,991 SH   SOLE   28,991 0 0
MVC Capital Inc COM 553829102 11 1,381 SH   SOLE   1,381 0 0
The Mexico Equity & Income Fund Inc COM 592834105 537 53,361 SH   OTR 1 26,941 26,420 0
Nuveen Taxable Municpl Incm COM 67074C103 742 38,349 SH   SOLE   38,349 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 2,414 56,944 SH   SOLE   56,944 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 82 6,693 SH   SOLE   6,693 0 0
NextEra Energy Inc COM 65339F101 1,051 6,045 SH   SOLE   6,045 0 0
AllianzGI NFJ Dividend Interest & Premium Strategy Fund COM 01883A107 414 38,787 SH   OTR 1 80 38,707 0
Nuveen Preferred Income Opportunities Fund SPONSORED ADR 636274409 8 159 SH   SOLE   159 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 14,509 728,009 SH   OTR 1 495,250 232,759 0
Nuveen California Amt Qlt Mu COM 670651108 127 10,000 SH   SOLE   10,000 0 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 1,151 172,034 SH   SOLE   172,034 0 0
Nuveen Massachusets Qlt Mun COM 67061E104 35 2,983 SH   SOLE   2,983 0 0
Northrop Grumman Corporation COM 666807102 6 26 SH   SOLE   26 0 0
NuStar Energy L.P. COM 67067Y104 8 1,400 SH   SOLE   1,400 0 0
Tortoise MLP Fund, Inc COM 89148B101 14 1,164 SH   SOLE   1,164 0 0
Novartis AG SPONSORED ADR 66987V109 50 586 SH   SOLE   586 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 82 6,456 SH   SOLE   6,456 0 0
Nuveen Select Tax-Free Income Portfolio SH BEN INT 67062F100 109 7,740 SH   SOLE   7,740 0 0
Nuveen Select Tax-Free Income 3 Portfolio SH BEN INT 67063X100 112 7,810 SH   SOLE   7,810 0 0
OFS Credit Company Inc COM 67111Q107 4,347 284,836 SH   OTR 1 252,015 32,821 0
Rivernorth Doubleline Strate COM 76882G107 356 21,932 SH   SOLE   21,932 0 0
Orange S.A. SPONSORED ADR 684060106 8 464 SH   SOLE   464 0 0
Invesco Exchng Traded Fd Tr CEF INM COMPSI 46138E404 7,173 354,550 SH   SOLE   354,550 0 0
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS 72202D106 9,609 456,462 SH   OTR 1 363,273 93,189 0
PIMCO California Municipal Income Fund II COM 72200M108 695 88,805 SH   SOLE   88,805 0 0
Adams Natural Resources Fund Inc COM 00548F105 2,407 165,180 SH   OTR 1 36,560 128,620 0
PepsiCo, Inc. COM 713448108 10 90 SH   SOLE   90 0 0
Pfizer Inc COM 717081103 10 221 SH   SOLE   221 0 0
PGT Innovations Inc COM 69336V101 874 55,170 SH   SOLE   55,170 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 208 12,560 SH   SOLE   12,560 0 0
Koninklijke Philips NV NY REG SH NEW 500472303 6 168 SH   SOLE   168 0 0
Pioneer High Income Trust COM 72369H106 285 35,765 SH   SOLE   35,765 0 0
Putnam Managed Municipal Income Trust COM 746823103 73 10,794 SH   SOLE   10,794 0 0
Putnam Municipal Opportunities Trust SH BEN INT 746922103 81 7,242 SH   SOLE   7,242 0 0
The PNC Financial Services Group Inc COM 693475105 7 59 SH   SOLE   59 0 0
PIMCO NY Municipal Income Fd COM 72200T103 21 1,800 SH   SOLE   1,800 0 0
Pimco New York Municipal Income COM 72200Y102 122 11,554 SH   SOLE   11,554 0 0
Voya Prime Rate Trust SH BEN INT 92913A100 2,833 631,052 SH   SOLE   631,052 0 0
Prudential PLC ADR 74435K204 6 168 SH   SOLE   168 0 0
PIMCO New York Municipal Income Fund III COM 72201E105 243 28,035 SH   SOLE   28,035 0 0
PIMCO California Municipal Income Fund III COM 72201C109 229 24,028 SH   SOLE   24,028 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 42 270 SH   SOLE   270 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 33 1,630 SH   SOLE   1,630 0 0
Brookfield Real Assets Incom COM SH BEN INT 112830104 971 50,924 SH   OTR 1 19,337 31,587 0
RENN Fund Inc COM 759720105 34 22,847 SH   SOLE   22,847 0 0
Rogers Communications Inc CL B 775109200 8 148 SH   SOLE   148 0 0
Royal Caribbean Cruises Ltd COM V7780T103 3,054 31,229 SH   SOLE   31,229 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 527 225 SH   SOLE   225 0 0
RMR Real Estate Income Fund COM 76970B101 66 4,401 SH   SOLE   4,401 0 0
Raytheon Co COM NEW 755111507 8 49 SH   SOLE   49 0 0
Royce Value Trust Inc COM 780910105 29 2,477 SH   SOLE   2,477 0 0
SAP SE SPON ADR 803054204 6 62 SH   SOLE   62 0 0
Sea Limited ADR 81141R100 13 1,171 SH   SOLE   1,171 0 0
Seaboard Corp COM 811543107 969 274 SH   SOLE   274 0 0
Sangamo Therapeutics, Inc. COM 800677106 57 5,000 SH   SOLE   5,000 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 6 224 SH   SOLE   224 0 0
Sumitomo Mitsui Finl Group I SPONSORED ADR 86562M209 4 653 SH   SOLE   653 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 1,309 177,085 SH   OTR 1 57,154 119,931 0
Sony Corp SPONSORED ADR 835699307 33 690 SH   SOLE   690 0 0
China Petroleum & Chemical Corp SPON ADR H SHS 16941R108 4 60 SH   SOLE   60 0 0
Sanofi SPONSORED ADR 80105N105 8 173 SH   SOLE   173 0 0
Source Capital Inc COM 836144105 1,902 58,440 SH   OTR 1 37,557 20,883 0
Special Opportunities Fund Inc COM 84741T104 508 42,866 SH   SOLE   42,866 0 0
Simon Property Group Inc COM 828806109 8 46 SH   SOLE   46 0 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 55 220 SH   SOLE   220 0 0
The Cushing MLP Total Return Fund COM NEW 231631201 59 6,909 SH   SOLE   6,909 0 0
Suncor Energy Inc COM 867224107 29 1,049 SH   SOLE   1,049 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 424 37,849 SH   SOLE   37,849 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 8 194 SH   SOLE   194 0 0
Stryker Corporation COM 863667101 7 43 SH   SOLE   43 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 67 4,000 SH   SOLE   4,000 0 0
The Toronto-Dominion Bank COM NEW 891160509 7 133 SH   SOLE   133 0 0
Templeton Dragon Fund Inc COM 88018T101 356 20,955 SH   OTR 1 1,300 19,655 0
Tekla Healthcare Opportunities Fund SHS 879105104 7,672 457,233 SH   OTR 1 310,203 147,030 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 4,250 366,695 SH   OTR 1 208,042 158,653 0
iShares TIPS Bond ETF TIPS BD ETF 464287176 45 410 SH   SOLE   410 0 0
TJX Cos Inc COM 872540109 5 116 SH   SOLE   116 0 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 1,813 113,712 SH   OTR 1 52,453 61,259 0
The Travelers Companies, Inc. COM 89417E109 3 29 SH   SOLE   29 0 0
TCW Strategic Income Fund Inc COM 872340104 11 2,000 SH   SOLE   2,000 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 8 205 SH   SOLE   205 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H108 1,570 126,485 SH   OTR 1 58,817 67,668 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 357 28,400 SH   SOLE   28,400 0 0
The Taiwan Fund Inc COM 874036106 1,813 119,565 SH   OTR 1 34,210 85,355 0
Tri-Continental Corp COM 895436103 85 3,617 SH   SOLE   3,617 0 0
Tortoise Energy Infrastructure Corporation COM 89147L100 1,732 87,031 SH   OTR 1 59,269 27,762 0
Unilever N.V. N Y SHS NEW 904784709 10 185 SH   SOLE   185 0 0
UnitedHealth Group Inc COM 91324P102 11 43 SH   SOLE   43 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 77 14,258 SH   SOLE   14,258 0 0
United States Oil Fund LP UNITS 91232N108 10 1,000 SH   SOLE   1,000 0 0
United Technologies Corp COM 913017109 7 68 SH   SOLE   68 0 0
Visa Inc COM CL A 92826C839 11 82 SH   SOLE   82 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,181 16,745 SH   SOLE   16,745 0 0
Vale SA ADR 91912E105 7 527 SH   SOLE   527 0 0
Invesco Calif Value Mun Inc COM 46132H106 68 6,000 SH   SOLE   6,000 0 0
Vulcan Materials Co COM 929160109 494 5,000 SH   SOLE   5,000 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 51 4,272 SH   SOLE   4,272 0 0
Invesco Municipal Opportunity Trust COM 46132C107 259 23,131 SH   SOLE   23,131 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 1,371 133,528 SH   SOLE   133,528 0 0
Invesco Senior Income Trust COM 46131H107 1,742 445,652 SH   SOLE   445,652 0 0
Vanguard Intl Equity Index F FTSE EMR MKT ETF 922042858 76 1,986 SH   SOLE   1,986 0 0
Verizon Communications Inc COM 92343V104 5 96 SH   SOLE   96 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 266 25,121 SH   SOLE   25,121 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 52 5,087 SH   SOLE   5,087 0 0
Waste Management, Inc. COM 94106L109 4 45 SH   SOLE   45 0 0
Wal-Mart Stores Inc COM 931142103 8 86 SH   SOLE   86 0 0
Watsco Inc COM 942622200 1,113 8,000 SH   SOLE   8,000 0 0
Vaneck Vectors ETF Tr CEF MUN INCOME E 92189F460 595 24,900 SH   SOLE   24,900 0 0
Exxon Mobil Corp COM 30231G102 5 73 SH   SOLE   73 0 0
Virtus Total Return Fund Inc COM 92837G100 24 2,721 SH   SOLE   2,721 0 0
Zoetis Inc. CL A 98978V103 7 85 SH   SOLE   85 0 0