The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AES CORP | COM | 00130H105 | 73 | 5,001 | SH | DFND | 1 | 5,001 | 0 | 0 | |
| ALGONQUIN PWR UTILS CORP | COM | 015857105 | 72 | 7,156 | SH | DFND | 1 | 7,156 | 0 | 0 | |
| ALLETE INC | COM NEW | 018522300 | 59 | 774 | SH | DFND | 1 | 774 | 0 | 0 | |
| AMEREN CORP | COM | 023608102 | 241 | 3,685 | SH | DFND | 1 | 3,685 | 0 | 0 | |
| AMERICAN ELEC PWR INC | COM | 025537101 | 88,082 | 1,178,508 | SH | DFND | 1 | 888,815 | 289,693 | 0 | |
| CMS ENERGY CORP | COM | 125896100 | 212 | 4,269 | SH | DFND | 1 | 4,269 | 0 | 0 | |
| CANADIAN NATL RY CO | COM | 136375102 | 4 | 56 | SH | DFND | 1 | 56 | 0 | 0 | |
| CANADIAN PAC RY LTD | COM | 13645T100 | 3 | 19 | SH | DFND | 1 | 19 | 0 | 0 | |
| CENTERPOINT ENERGY INC | COM | 15189T107 | 193 | 6,822 | SH | DFND | 1 | 6,822 | 0 | 0 | |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | 33,367 | 563,712 | SH | DFND | 1 | 424,301 | 139,411 | 0 | |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 4 | 491 | SH | DFND | 1 | 491 | 0 | 0 | |
| CONSOLIDATED EDISON INC | COM | 209115104 | 361 | 4,709 | SH | DFND | 1 | 4,709 | 0 | 0 | |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 121,154 | 1,115,288 | SH | DFND | 1 | 878,056 | 237,232 | 0 | |
| DOMINION ENERGY INC | COM | 25746U109 | 43,662 | 610,986 | SH | DFND | 1 | 498,280 | 112,706 | 0 | |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 5,175 | 59,955 | SH | DFND | 1 | 57,216 | 2,739 | 0 | |
| EDISON INTL | COM | 281020107 | 61,635 | 1,085,688 | SH | DFND | 1 | 868,457 | 217,231 | 0 | |
| ENBRIDGE INC | COM | 29250N105 | 211,609 | 6,808,529 | SH | DFND | 1 | 5,438,674 | 1,369,855 | 0 | |
| ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 5 | 508 | SH | DFND | 1 | 508 | 0 | 0 | |
| ENEL CHILE S A | SPONSORED ADR | 29278D105 | 3 | 407 | SH | DFND | 1 | 407 | 0 | 0 | |
| ENTERGY CORP NEW | COM | 29364G103 | 236 | 2,736 | SH | DFND | 1 | 2,736 | 0 | 0 | |
| EVERGY INC | COM | 30034W106 | 234 | 4,112 | SH | DFND | 1 | 4,112 | 0 | 0 | |
| EXELON CORP | COM | 30161N101 | 594 | 13,153 | SH | DFND | 1 | 13,153 | 0 | 0 | |
| FIRSTENERGY CORP | COM | 337932107 | 208 | 5,514 | SH | DFND | 1 | 5,514 | 0 | 0 | |
| FORTIS INC | COM | 349553107 | 213 | 6,399 | SH | DFND | 1 | 6,399 | 0 | 0 | |
| GENESEE & WYO INC | CL A | 371559105 | 79,561 | 1,074,858 | SH | DFND | 1 | 809,145 | 265,713 | 0 | |
| GRUPO AEROPORTUARIO CTR NORT | SPON ADR | 400501102 | 3 | 57 | SH | DFND | 1 | 57 | 0 | 0 | |
| GPO AEROPORTUARIO DEL PAC SA | SPON ADR B | 400506101 | 3 | 29 | SH | DFND | 1 | 29 | 0 | 0 | |
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 4 | 22 | SH | DFND | 1 | 22 | 0 | 0 | |
| IDACORP INC | COM | 451107106 | 71 | 759 | SH | DFND | 1 | 759 | 0 | 0 | |
| KANSAS CITY SOUTHERN | COM NEW | 485170302 | 300 | 3,133 | SH | DFND | 1 | 3,133 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 62,921 | 4,091,061 | SH | DFND | 1 | 3,234,853 | 856,208 | 0 | |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 10 | 199 | SH | DFND | 1 | 199 | 0 | 0 | |
| NEXTERA ENERGY INC | COM | 65339F101 | 30,056 | 172,911 | SH | DFND | 1 | 130,175 | 42,736 | 0 | |
| NORFOLK SOUTHERN CORP | COM | 655844108 | 6 | 34 | SH | DFND | 1 | 34 | 0 | 0 | |
| OGE ENERGY CORP | COM | 670837103 | 119 | 3,022 | SH | DFND | 1 | 3,022 | 0 | 0 | |
| PG&E CORP | COM | 69331C108 | 69,614 | 2,931,114 | SH | DFND | 1 | 2,209,461 | 721,653 | 0 | |
| PPL CORP | COM | 69351T106 | 301 | 10,608 | SH | DFND | 1 | 10,608 | 0 | 0 | |
| PATTERN ENERGY GROUP INC | CL A | 70338P100 | 51,603 | 2,771,343 | SH | DFND | 1 | 2,313,009 | 458,334 | 0 | |
| PEMBINA PIPELINE CORP | COM | 706327103 | 688 | 23,287 | SH | DFND | 1 | 23,287 | 0 | 0 | |
| PINNACLE WEST CAP CORP | COM | 723484101 | 145 | 1,691 | SH | DFND | 1 | 1,691 | 0 | 0 | |
| PORTLAND GEN ELEC CO | COM NEW | 736508847 | 62 | 1,345 | SH | DFND | 1 | 1,345 | 0 | 0 | |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | 319 | 6,120 | SH | DFND | 1 | 6,120 | 0 | 0 | |
| SJW GROUP | COM | 784305104 | 3 | 52 | SH | DFND | 1 | 52 | 0 | 0 | |
| SCANA CORP NEW | COM | 80589M102 | 51,191 | 1,071,376 | SH | DFND | 1 | 806,619 | 264,757 | 0 | |
| SEMPRA ENERGY | COM | 816851109 | 73,851 | 682,598 | SH | DFND | 1 | 513,856 | 168,742 | 0 | |
| SOUTHERN CO | COM | 842587107 | 675 | 15,367 | SH | DFND | 1 | 15,367 | 0 | 0 | |
| TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 51 | 2,059 | SH | DFND | 1 | 2,059 | 0 | 0 | |
| TERRAFORM PWR INC | COM CL A | 88104R209 | 24,731 | 2,204,106 | SH | DFND | 1 | 2,081,622 | 122,484 | 0 | |
| TRANSCANADA CORP | COM | 89353D107 | 7,854 | 220,005 | SH | DFND | 1 | 209,918 | 10,087 | 0 | |
| UNION PAC CORP | COM | 907818108 | 98,979 | 716,039 | SH | DFND | 1 | 538,955 | 177,084 | 0 | |
| VISTRA ENERGY CORP | COM | 92840M102 | 80 | 3,465 | SH | DFND | 1 | 3,465 | 0 | 0 | |
| WILLIAMS COS INC DEL | COM | 969457100 | 168,868 | 7,658,368 | SH | DFND | 1 | 6,150,147 | 1,508,221 | 0 | |
| XCEL ENERGY INC | COM | 98389B100 | 342 | 6,932 | SH | DFND | 1 | 6,932 | 0 | 0 | |
| ATLANTICA YIELD PLC | SHS | G0751N103 | 27,602 | 1,408,279 | SH | DFND | 1 | 1,329,968 | 78,311 | 0 | |