The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 66,406 | 1,380,000 | SH | DFND | 1 | 1,380,000 | 0 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 32,184 | 265,000 | SH | DFND | 1 | 265,000 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 10,187 | 58,000 | SH | DFND | 1 | 58,000 | 0 | 0 | |
NAVIGATORS GROUP INC | COM | 638904102 | 5,490 | 78,998 | SH | DFND | 1 | 78,998 | 0 | 0 | |
TESARO INC | COM | 881569107 | 2,970 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 461 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 17,698 | 390,000 | SH | DFND | 1 | 390,000 | 0 | 0 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,153 | 22,895 | SH | DFND | 1 | 22,895 | 0 | 0 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 899 | 10,748 | SH | DFND | 1 | 10,748 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 699 | 13,205 | SH | DFND | 1 | 13,205 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 693 | 8,895 | SH | DFND | 1 | 8,895 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 549 | 5,032 | SH | DFND | 1 | 5,032 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 537 | 6,202 | SH | DFND | 1 | 6,202 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 517 | 5,218 | SH | DFND | 1 | 5,218 | 0 | 0 | |
ISHARES TR | S&P SML 600 GWT | 464287887 | 493 | 3,053 | SH | DFND | 1 | 3,053 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 426 | 3,505 | SH | DFND | 1 | 3,505 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 394 | 3,597 | SH | DFND | 1 | 3,597 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 301 | 4,343 | SH | DFND | 1 | 4,343 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 285 | 2,735 | SH | DFND | 1 | 2,735 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 279 | 2,662 | SH | DFND | 1 | 2,662 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 271 | 5,342 | SH | DFND | 1 | 5,342 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 243 | 2,938 | SH | DFND | 1 | 2,938 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 240 | 3,207 | SH | DFND | 1 | 3,207 | 0 | 0 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 239 | 1,026 | SH | DFND | 1 | 1,026 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 229 | 3,695 | SH | DFND | 1 | 3,695 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 228 | 3,972 | SH | DFND | 1 | 3,972 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 215 | 1,645 | SH | DFND | 1 | 1,645 | 0 | 0 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 214 | 1,275 | SH | DFND | 1 | 1,275 | 0 | 0 |