The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 12 110 SH Put SOLE   110 0 0
3M CO COM 88579Y101 169 804 SH   SOLE   804 0 0
ABERDEEN ASIA PACIFIC INCOM COM 003009107 1,034 250,400 SH   SOLE   250,400 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 177 29,200 SH   SOLE   29,200 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 1,087 123,800 SH   SOLE   123,800 0 0
ADAM NAT RES FD INC COM 00548F105 371 18,600 SH   SOLE   18,600 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 164 972 SH   SOLE   972 0 0
ADVANCED MICRO DEVICES INC COM 007903107 8 1,900 SH Put SOLE   1,900 0 0
ADVANCED MICRO DEVICES INC COM 007903107 3,158 1,500 SH Call SOLE   1,500 0 0
ADVENT CLAYMORE CV SECS & IN COM 00764C109 56 3,600 SH   SOLE   3,600 0 0
ALBEMARLE CORP CALL 012653901 104 192 SH Call SOLE   192 0 0
ALBEMARLE CORP PUT 012653951 62 600 SH Put SOLE   600 0 0
ALPHABET INC CAP STK CL A 02079K305 313 50 SH Put SOLE   50 0 0
ALPHABET INC CAP STK CL C 02079K107 2,887 2,392 SH   SOLE   2,392 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 641 40,100 SH   SOLE   40,100 0 0
APPLIED MATLS INC COM 038222105 2,114 54,691 SH   SOLE   54,691 0 0
APPLIED MATLS INC COM 038222105 335 1,200 SH Put SOLE   1,200 0 0
ARCONIC INC COM 03965L100 62 192 SH Call SOLE   192 0 0
ARCONIC INC COM 03965L100 2 192 SH Put SOLE   192 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 1,525 98,200 SH   SOLE   98,200 0 0
ASSURED GUARANTY LTD COM G0585R106 45 1,077 SH   SOLE   1,077 0 0
ASSURED GUARANTY LTD COM G0585R106 4 36 SH Put SOLE   36 0 0
AUTODESK INC COM 052769106 3 20 SH   SOLE   20 0 0
AUTODESK INC COM 052769106 3 400 SH Put SOLE   400 0 0
AVIS BUDGET GROUP COM 053774105 1,054 32,782 SH   SOLE   32,782 0 0
AVIS BUDGET GROUP COM 053774105 223 1,000 SH Put SOLE   1,000 0 0
BAIDU INC SPON ADR REP A 056752108 1,173 8,762 SH   SOLE   8,762 0 0
BANK AMER CORP COM 060505104 94 750 SH Call SOLE   750 0 0
BANK AMER CORP COM 060505104 27 1,400 SH Put SOLE   1,400 0 0
BAOZUN INC SPONSORED ADR 06684L103 1,461 30,072 SH   SOLE   30,072 0 0
BAOZUN INC SPONSORED ADR 06684L103 323 850 SH Put SOLE   850 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 70 3,600 SH   SOLE   3,600 0 0
BAUSCH HEALTH COS INC COM 071734107 100 3,910 SH   SOLE   3,910 0 0
BAUSCH HEALTH COS INC COM 071734107 15 1,000 SH Call SOLE   1,000 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 32 125 SH Put SOLE   125 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 48 2,246 SH   SOLE   2,246 0 0
BHP BILLITON LTD SPONSORED ADR 088606108 9,287 185,600 SH   SOLE   185,600 0 0
BLACKBERRY LTD COM 09228F103 541 47,571 SH   SOLE   47,571 0 0
BLACKBERRY LTD COM 09228F103 76 2,000 SH Put SOLE   2,000 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 1,675 159,400 SH   SOLE   159,400 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 326 26,600 SH   SOLE   26,600 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 71 64,000 SH   SOLE   64,000 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 287 19,700 SH   SOLE   19,700 0 0
BLACKROCK ENHANCED GBL DIV T COM 092501105 1,794 163,200 SH   SOLE   163,200 0 0
BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 981 171,200 SH   SOLE   171,200 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 1,364 98,900 SH   SOLE   98,900 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 107 8,100 SH   SOLE   8,100 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 795 53,400 SH   SOLE   53,400 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 963 56,900 SH   SOLE   56,900 0 0
BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 1,694 81,800 SH   SOLE   81,800 0 0
BLACKROCK MUN INCOME TR SH BEN INT 09248F109 745 59,900 SH   SOLE   59,900 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 688 54,800 SH   SOLE   54,800 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 548 43,800 SH   SOLE   43,800 0 0
BLACKROCK MUNIYIELD CALI QLT COM 09254N103 1,271 99,200 SH   SOLE   99,200 0 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 201 15,300 SH   SOLE   15,300 0 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 1,375 113,800 SH   SOLE   113,800 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 1,174 129,400 SH   SOLE   129,400 0 0
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 823 38,800 SH   SOLE   38,800 0 0
BOOKING HLDGS INC COM 09857L108 4,700 2,369 SH   SOLE   2,369 0 0
BOOKING HLDGS INC COM 09857L108 513 40 SH Put SOLE   40 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 589 52,524 SH   SOLE   52,524 0 0
BUNGE LIMITED COM G16962105 105 1,000 SH Put SOLE   1,000 0 0
BUNGE LIMITED COM G16962105 1,520 22,126 SH   SOLE   22,126 0 0
CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 476 39,500 SH   SOLE   39,500 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 174 23,800 SH   SOLE   23,800 0 0
CF INDS HLDGS INC COM 125269100 358 6,570 SH   SOLE   6,570 0 0
CF INDS HLDGS INC COM 125269100 39 332 SH Put SOLE   332 0 0
CHINA LODGING GROUP LTD DEBT 0.375%11/0 G21182AA1 4,138 4,000,000 PRN   SOLE   4,000,000 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 2,230 4,907 SH   SOLE   4,907 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 315 250 SH Put SOLE   250 0 0
CLEARBRIDGE AMERN ENERG MLP COM 184691103 482 61,200 SH   SOLE   61,200 0 0
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1,264 87,000 SH   SOLE   87,000 0 0
CLOROX CO DEL COM 189054109 188 1,252 SH   SOLE   1,252 0 0
CLOROX CO DEL COM 189054109 14 50 SH Put SOLE   50 0 0
COHEN & STEERS INFRASTRUCTUR COM 19248A109 3,065 138,500 SH   SOLE   138,500 0 0
COHEN & STEERS LTD DUR PFD I COM 19248C105 1,338 56,200 SH   SOLE   56,200 0 0
COLUMBIA SELIGM PREM TECH GR COM 19842X109 73 3,400 SH   SOLE   3,400 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 1,809 129,200 SH   SOLE   129,200 0 0
CORNERSTONE TOTAL RTRN FD IN COM 21924U300 2,852 205,500 SH   SOLE   205,500 0 0
COSTCO WHSL CORP NEW COM 22160K105 234 1,150 SH Put SOLE   1,150 0 0
COSTCO WHSL CORP NEW COM 22160K105 378 1,610 SH   SOLE   1,610 0 0
COSTCO WHSL CORP NEW COM 22160K105 243 150 SH Call SOLE   150 0 0
CROCS INC COM 227046109 419 19,700 SH   SOLE   19,700 0 0
CSX CORP COM 126408103 12 900 SH Put SOLE   900 0 0
CSX CORP COM 126408103 158 2,139 SH   SOLE   2,139 0 0
DEVON ENERGY CORP NEW COM 25179M103 1,483 37,123 SH   SOLE   37,123 0 0
DEVON ENERGY CORP NEW COM 25179M103 24 200 SH Call SOLE   200 0 0
DEVON ENERGY CORP NEW COM 25179M103 145 600 SH Put SOLE   600 0 0
DOLLAR TREE INC COM 256746108 1,865 22,866 SH   SOLE   22,866 0 0
DOLLAR TREE INC COM 256746108 130 684 SH Put SOLE   684 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,099 54,400 SH   SOLE   54,400 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 53 2,600 SH   SOLE   2,600 0 0
DR REDDYS LABS LTD ADR 256135203 3,520 100,421 SH   SOLE   100,421 0 0
DUFF & PHELPS GLB UTL INC FD COM 26433C105 355 24,500 SH   SOLE   24,500 0 0
EATON VANCE ENH EQTY INC FD COM 278277108 1,077 61,000 SH   SOLE   61,000 0 0
EATON VANCE ENHANCED EQ INC COM 278274105 309 19,300 SH   SOLE   19,300 0 0
EATON VANCE FLTING RATE INC COM 278279104 972 66,600 SH   SOLE   66,600 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 298 23,500 SH   SOLE   23,500 0 0
EATON VANCE MUN BD FD COM 27827X101 704 61,100 SH   SOLE   61,100 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 2,455 174,600 SH   SOLE   174,600 0 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 1,453 152,900 SH   SOLE   152,900 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 909 70,800 SH   SOLE   70,800 0 0
EATON VANCE TX MNG BY WRT OP COM 27828Y108 1,663 103,200 SH   SOLE   103,200 0 0
EATON VANCE TXMGD GL BUYWR O COM 27829C105 100 8,300 SH   SOLE   8,300 0 0
ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 56 2,507 SH   SOLE   2,507 0 0
ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 22 300 SH Call SOLE   300 0 0
ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 35 300 SH Put SOLE   300 0 0
EXACT SCIENCES CORP COM 30063P105 112 1,425 SH   SOLE   1,425 0 0
EXACT SCIENCES CORP COM 30063P105 27 400 SH Put SOLE   400 0 0
EXPEDIA GROUP INC COM NEW 30212P303 173 1,326 SH   SOLE   1,326 0 0
EXPEDIA GROUP INC COM NEW 30212P303 248 300 SH Call SOLE   300 0 0
EXPEDIA GROUP INC COM NEW 30212P303 271 700 SH Put SOLE   700 0 0
FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 817 66,900 SH   SOLE   66,900 0 0
FIRST TR ENERGY INCOME & GRW COM 33738G104 260 11,700 SH   SOLE   11,700 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 669 45,700 SH   SOLE   45,700 0 0
FIRST TR INTER DUR PFD & IN COM 33718W103 1,947 90,900 SH   SOLE   90,900 0 0
FLAHERTY&CRMN PFD SEC INCOM COM 338478100 1,193 65,500 SH   SOLE   65,500 0 0
FLUOR CORP NEW COM 343412102 128 1,847 SH Put SOLE   1,847 0 0
FLUOR CORP NEW COM 343412102 184 321 SH Call SOLE   321 0 0
FOOT LOCKER INC COM 344849104 322 6,319 SH   SOLE   6,319 0 0
FOOT LOCKER INC COM 344849104 40 1,000 SH Put SOLE   1,000 0 0
FRANKLIN LTD DURATION INC TR COM 35472T101 287 28,200 SH   SOLE   28,200 0 0
FST TR NEW OPPORT MLP & ENE COM 33739M100 1,134 119,000 SH   SOLE   119,000 0 0
GABELLI DIVD & INCOME TR COM 36242H104 244 10,200 SH   SOLE   10,200 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 611 130,100 SH   SOLE   130,100 0 0
GENERAL AMERN INVS INC COM 368802104 740 20,000 SH   SOLE   20,000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 39 500 SH Put SOLE   500 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 951 4,242 SH   SOLE   4,242 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 105 1,750 SH Put SOLE   1,750 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 19 200 SH Call SOLE   200 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 1,518 64,903 SH   SOLE   64,903 0 0
HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 673 18,200 SH   SOLE   18,200 0 0
HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 159 6,800 SH   SOLE   6,800 0 0
HDFC BANK LTD ADR REPS 3 SHS 40415F101 10,005 106,319 SH   SOLE   106,319 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 185 3,400 SH   SOLE   3,400 0 0
HESS CORP COM 42809H107 642 800 SH Call SOLE   800 0 0
HESS CORP COM 42809H107 78 2,550 SH Put SOLE   2,550 0 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 3,013 64,100 SH   SOLE   64,100 0 0
INTEL CORP COM 458140100 194 4,100 SH   SOLE   4,100 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 935 81,500 SH   SOLE   81,500 0 0
INVESCO MUN OPPORTUNITY TR COM 46132C107 906 79,200 SH   SOLE   79,200 0 0
INVESCO MUN TR COM 46131J103 463 40,100 SH   SOLE   40,100 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 241 1,650 SH Put SOLE   1,650 0 0
INVESCO QUALITY MUNI INC TRS COM 46133G107 687 59,300 SH   SOLE   59,300 0 0
INVESCO SR INCOME TR COM 46131H107 1,421 330,400 SH   SOLE   330,400 0 0
INVESCO TR INVT GRADE MUNS COM 46131M106 1,490 125,400 SH   SOLE   125,400 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 794 57,400 SH   SOLE   57,400 0 0
IROBOT CORP COM 462726100 1 9 SH Put SOLE   9 0 0
IROBOT CORP COM 462726100 9 86 SH   SOLE   86 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 5,235 111,700 SH   SOLE   111,700 0 0
ISHARES TR 20 YR TR BD ETF 464287432 734 6,270 SH   SOLE   6,270 0 0
ISHARES TR S&P 100 ETF 464287101 37 250 SH Call SOLE   250 0 0
ISHARES TR S&P 100 ETF 464287101 92 250 SH Put SOLE   250 0 0
JD COM INC SPON ADR CL A 47215P106 1,170 44,856 SH   SOLE   44,856 0 0
JD COM INC SPON ADR CL A 47215P106 450 500 SH Put SOLE   500 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 3,643 204,100 SH   SOLE   204,100 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 908 70,901 SH   SOLE   70,901 0 0
KELLOGG CO COM 487836108 208 1,000 SH Put SOLE   1,000 0 0
KELLOGG CO COM 487836108 112 652 SH Call SOLE   652 0 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 568 34,600 SH   SOLE   34,600 0 0
KT CORP SPONSORED ADR 48268K101 10,185 685,857 SH   SOLE   685,857 0 0
L BRANDS INC COM 501797104 163 674 SH Call SOLE   674 0 0
L BRANDS INC COM 501797104 165 674 SH Put SOLE   674 0 0
LAM RESEARCH CORP COM 512807108 227 150 SH Put SOLE   150 0 0
LAM RESEARCH CORP COM 512807108 1,352 8,911 SH   SOLE   8,911 0 0
LAUDER ESTEE COS INC CL A 518439104 174 400 SH Put SOLE   400 0 0
LAUDER ESTEE COS INC CL A 518439104 1,232 29,123 SH   SOLE   29,123 0 0
LG DISPLAY CO LTD SPONS ADR REP 50186V102 1,585 184,128 SH   SOLE   184,128 0 0
LOWES COS INC COM 548661107 59 511 SH   SOLE   511 0 0
LOWES COS INC COM 548661107 7 143 SH Put SOLE   143 0 0
MCCORMICK & CO INC COM NON VTG 579780206 198 1,505 SH   SOLE   1,505 0 0
MCCORMICK & CO INC COM NON VTG 579780206 9 168 SH Put SOLE   168 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 377 5,500 SH   SOLE   5,500 0 0
MICRON TECHNOLOGY INC COM 595112103 636 14,058 SH   SOLE   14,058 0 0
MICRON TECHNOLOGY INC COM 595112103 44 300 SH Put SOLE   300 0 0
MICROSOFT CORP COM 594918104 24 240 SH Put SOLE   240 0 0
MICROSOFT CORP COM 594918104 190 240 SH Call SOLE   240 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 8,762 1,403,459 SH   SOLE   1,403,459 0 0
MOLSON COORS BREWING CO CL A 60871R100 91 400 SH Call SOLE   400 0 0
MOLSON COORS BREWING CO CL A 60871R100 49 1,268 SH Put SOLE   1,268 0 0
MOMO INC ADR 60879B107 369 8,432 SH   SOLE   8,432 0 0
MOMO INC ADR 60879B107 77 950 SH Put SOLE   950 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 1,045 195,400 SH   SOLE   195,400 0 0
MORGAN STANLEY COM NEW 617446448 67 1,300 SH Put SOLE   1,300 0 0
MORGAN STANLEY COM NEW 617446448 1,266 27,175 SH   SOLE   27,175 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 1,133 52,734 SH   SOLE   52,734 0 0
NETEASE INC SPONSORED ADR 64110W102 936 4,100 SH   SOLE   4,100 0 0
NEUBERGER BERMAN MLP INCOME COM 64129H104 682 78,500 SH   SOLE   78,500 0 0
NIKE INC CL B 654106103 407 4,800 SH   SOLE   4,800 0 0
NORFOLK SOUTHERN CORP COM 655844108 422 2,338 SH   SOLE   2,338 0 0
NORFOLK SOUTHERN CORP COM 655844108 34 90 SH Put SOLE   90 0 0
NU SKIN ENTERPRISES INC CL A 67018T105 206 2,500 SH   SOLE   2,500 0 0
NUVEEN AMT FREE MUN CR INC F COM 67071L106 1,271 87,300 SH   SOLE   87,300 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 2,293 181,100 SH   SOLE   181,100 0 0
NUVEEN BUILD AMER BD FD COM 67074C103 98 4,900 SH   SOLE   4,900 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1,847 142,700 SH   SOLE   142,700 0 0
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 1,194 92,800 SH   SOLE   92,800 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 3,584 449,700 SH   SOLE   449,700 0 0
NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 1,130 102,100 SH   SOLE   102,100 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 3,161 304,200 SH   SOLE   304,200 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 776 75,300 SH   SOLE   75,300 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 426 27,300 SH   SOLE   27,300 0 0
NUVEEN MUN HIGH INCOME OPP F COM 670682103 646 51,500 SH   SOLE   51,500 0 0
NUVEEN MUN VALUE FD INC COM 670928100 132 14,100 SH   SOLE   14,100 0 0
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 623 43,200 SH   SOLE   43,200 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 3,021 125,700 SH   SOLE   125,700 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 616 51,800 SH   SOLE   51,800 0 0
NUVEEN PFD & INCM OPPORTNYS COM 67073B106 3,359 362,400 SH   SOLE   362,400 0 0
NUVEEN PFD & INCM SECURTIES COM 67072C105 3,107 353,100 SH   SOLE   353,100 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 2,003 156,600 SH   SOLE   156,600 0 0
NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 747 44,200 SH   SOLE   44,200 0 0
NXP SEMICONDUCTORS N V COM N6596X109 11,543 135,000 SH   SOLE   135,000 0 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 30,207 2,887,906 SH   SOLE   2,887,906 0 0
PGIM GLOBAL SHORT DURATION H COM 69346J106 372 26,800 SH   SOLE   26,800 0 0
PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1,028 42,600 SH   SOLE   42,600 0 0
PIMCO INCOME STRATEGY FUND I COM 72201J104 657 62,300 SH   SOLE   62,300 0 0
POSCO SPONSORED ADR 693483109 3,571 53,792 SH   SOLE   53,792 0 0
PROCTER AND GAMBLE CO COM 742718109 870 10,452 SH   SOLE   10,452 0 0
PROCTER AND GAMBLE CO COM 742718109 21 1,100 SH Put SOLE   1,100 0 0
PRUDENTIAL FINL INC COM 744320102 1,677 16,550 SH   SOLE   16,550 0 0
PRUDENTIAL FINL INC COM 744320102 119 1,100 SH Put SOLE   1,100 0 0
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 86 16,400 SH   SOLE   16,400 0 0
QUDIAN INC ADR 747798106 1,887 362,163 SH   SOLE   362,163 0 0
RALPH LAUREN CORP CL A 751212101 1,067 7,756 SH   SOLE   7,756 0 0
RALPH LAUREN CORP CL A 751212101 114 400 SH Put SOLE   400 0 0
REAVES UTIL INCOME FD COM SH BEN INT 756158101 579 18,900 SH   SOLE   18,900 0 0
ROYCE MICRO-CAP TR INC COM 780915104 575 56,300 SH   SOLE   56,300 0 0
SEADRILL LTD COM G7998G106 37,675 1,520,362 SH   SOLE   1,520,362 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 2,471 52,185 SH   SOLE   52,185 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 395 1,300 SH Put SOLE   1,300 0 0
SHOPIFY INC CL A 82509L107 61 250 SH Put SOLE   250 0 0
SHOPIFY INC CL A 82509L107 417 2,534 SH   SOLE   2,534 0 0
SKECHERS U S A INC CL A 830566105 3,888 13,900 SH   SOLE   13,900 0 0
SNAP INC CL A 83304A106 1,372 161,757 SH   SOLE   161,757 0 0
SNAP INC CL A 83304A106 392 2,200 SH Put SOLE   2,200 0 0
SPDR SER TR BLOOMBERG SRT TR 78468R408 4,515 164,400 SH   SOLE   164,400 0 0
SQUARE INC CL A 852234103 240 800 SH Put SOLE   800 0 0
SQUARE INC CL A 852234103 1,312 13,253 SH   SOLE   13,253 0 0
STONE HBR EMERG MKTS TL INC COM 86164W100 461 35,400 SH   SOLE   35,400 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 4,468 553,325 SH   SOLE   553,325 0 0
SUNLANDS ONLINE ED GROUP ADS 86740P108 6,338 1,047,620 SH   SOLE   1,047,620 0 0
SYMANTEC CORP COM 871503108 375 1,000 SH Call SOLE   1,000 0 0
SYMANTEC CORP COM 871503108 208 2,400 SH Put SOLE   2,400 0 0
SYSCO CORP COM 871829107 1,164 15,893 SH   SOLE   15,893 0 0
SYSCO CORP COM 871829107 79 500 SH Put SOLE   500 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3,948 89,400 SH   SOLE   89,400 0 0
TATA MTRS LTD SPONSORED ADR 876568502 1,296 83,400 SH   SOLE   83,400 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 95 4,100 SH   SOLE   4,100 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 1,420 142,000 SH   SOLE   142,000 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 103 16,800 SH   SOLE   16,800 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 66 800 SH   SOLE   800 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 66 800 SH Call SOLE   800 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 43 800 SH Put SOLE   800 0 0
TIFFANY & CO NEW COM 886547108 2,723 20,537 SH Put SOLE   20,537 0 0
TRI CONTL CORP COM 895436103 2,379 88,200 SH   SOLE   88,200 0 0
TRIPADVISOR INC COM 896945201 684 1,637 SH Put SOLE   1,637 0 0
TRIPADVISOR INC COM 896945201 3,728 73,002 SH   SOLE   73,002 0 0
UNION PAC CORP COM 907818108 7 300 SH Put SOLE   300 0 0
UNION PAC CORP COM 907818108 144 882 SH   SOLE   882 0 0
UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 846 319,739 SH   SOLE   319,739 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,106 9,475 SH   SOLE   9,475 0 0
UNITED PARCEL SERVICE INC CL B 911312106 22 400 SH Call SOLE   400 0 0
UNITED PARCEL SERVICE INC CL B 911312106 171 925 SH Put SOLE   925 0 0
UNITED STATES STL CORP NEW COM 912909108 1,393 45,709 SH   SOLE   45,709 0 0
UROVANT SCIENCES LTD SHS G9381B108 12 1,000 SH   SOLE   1,000 0 0
V F CORP COM 918204108 376 4,027 SH   SOLE   4,027 0 0
V F CORP COM 918204108 39 400 SH Put SOLE   400 0 0
VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 1,126 38,900 SH   SOLE   38,900 0 0
VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 5,612 342,700 SH   SOLE   342,700 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 1,386 222,068 SH   SOLE   222,068 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 890 2,500 SH Put SOLE   2,500 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 740 56,000 SH   SOLE   56,000 0 0
VMWARE INC CL A COM 928563402 657 4,211 SH   SOLE   4,211 0 0
VMWARE INC CL A COM 928563402 65 300 SH Put SOLE   300 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 383 52,800 SH   SOLE   52,800 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 2,758 553,900 SH   SOLE   553,900 0 0
WALMART INC COM 931142103 155 500 SH Call SOLE   500 0 0
WALMART INC COM 931142103 281 1,000 SH Put SOLE   1,000 0 0
WALMART INC COM 931142103 1,307 13,920 SH   SOLE   13,920 0 0
WASTE MGMT INC DEL COM 94106L109 240 2,660 SH   SOLE   2,660 0 0
WASTE MGMT INC DEL COM 94106L109 67 400 SH Call SOLE   400 0 0
WASTE MGMT INC DEL COM 94106L109 89 520 SH Put SOLE   520 0 0
WEIGHT WATCHERS INTL INC NEW COM 948626106 1 2 SH Put SOLE   2 0 0
WEIGHT WATCHERS INTL INC NEW COM 948626106 6 83 SH   SOLE   83 0 0
WELLS FARGO CO NEW COM 949746101 215 1,400 SH Put SOLE   1,400 0 0
WELLS FARGO CO NEW COM 949746101 1,790 34,061 SH   SOLE   34,061 0 0
WELLS FARGO CO NEW COM 949746101 17 500 SH Call SOLE   500 0 0
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 115 14,500 SH   SOLE   14,500 0 0
WELLS FARGO MULTI SECTOR INC COM 94987D101 1,226 100,800 SH   SOLE   100,800 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 134 10,000 SH   SOLE   10,000 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 885 139,600 SH   SOLE   139,600 0 0
WESTERN DIGITAL CORP COM 958102105 205 3,500 SH   SOLE   3,500 0 0
YY INC ADS REPCOM CLA 98426T106 841 988 SH Put SOLE   988 0 0
YY INC ADS REPCOM CLA 98426T106 3,290 43,918 SH   SOLE   43,918 0 0