The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN ASIA PACIFIC INCOM COM 003009107 3,720 898,507 SH   SOLE   898,507 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 3,942 574,569 SH   SOLE   574,569 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM 00326L100 25,193 2,869,404 SH   SOLE   2,869,404 0 0
ADVENT CLAYMORE CV SECS & IN COM 00764C109 10,033 640,270 SH   SOLE   640,270 0 0
ALLEGRO MERGER CORP COM 01749N103 953 100,000 SH   SOLE   100,000 0 0
ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 40 100,000 SH   SOLE   100,000 0 0
ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 35 100,000 SH   SOLE   100,000 0 0
ALLIANCE CALIF MUN INCOME FD COM 018546101 7,380 543,439 SH   SOLE   543,439 0 0
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 4,716 404,831 SH   SOLE   404,831 0 0
ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 4,288 346,084 SH   SOLE   346,084 0 0
ALLIANZGI CON INCM 2024 TARG COM 01883H102 11,639 1,265,084 SH   SOLE   1,265,084 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 12,249 935,067 SH   SOLE   935,067 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 6,844 440,703 SH   SOLE   440,703 0 0
BARINGS BDC INC COM COM 06759L103 15,292 1,527,624 SH   SOLE   1,527,624 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 2,402 239,998 SH   SOLE   239,998 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 120 239,998 SH   SOLE   239,998 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 54 119,999 SH   SOLE   119,999 0 0
BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 66 125,000 SH   SOLE   125,000 0 0
BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 33 62,500 SH   SOLE   62,500 0 0
BISON CAP ACQUISITION CORP ORD SHS G1142P104 1,276 125,000 SH   SOLE   125,000 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 135 300,000 SH   SOLE   300,000 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 1,882 191,057 SH   SOLE   191,057 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 37 100,000 SH   SOLE   100,000 0 0
BLACKROCK 2022 GBL INCM OPP COM 09258P104 3,133 350,086 SH   SOLE   350,086 0 0
BLACKROCK CALIF MUN INCOME SH BEN INT 09248E102 3,312 268,204 SH   SOLE   268,204 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 24,608 2,341,406 SH   SOLE   2,341,406 0 0
BLACKROCK CR ALLCTN INC TR COM SH BEN INT 092508100 36,167 2,954,815 SH   SOLE   2,954,815 0 0
BLACKROCK DEBT STRAT FD INC COM 09255R202 1,683 151,080 SH   SOLE   151,080 0 0
BLACKROCK LTD DURATION INC T COM 09249W101 5,832 391,655 SH   SOLE   391,655 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 9,340 552,021 SH   SOLE   552,021 0 0
BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 1,184 57,167 SH   SOLE   57,167 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 6,309 482,346 SH   SOLE   482,346 0 0
BLACKROCK MUNIYIELD CALI QLT COM 09254N103 1,214 94,743 SH   SOLE   94,743 0 0
BLACKROCK NY MUNI INC QLTY T COM 09249U105 2,487 200,228 SH   SOLE   200,228 0 0
BLACKROCK NY MUNICIPAL BOND COM 09249P106 386 29,973 SH   SOLE   29,973 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 1,541 169,925 SH   SOLE   169,925 0 0
BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 25,035 2,292,544 SH   SOLE   2,292,544 0 0
CHINA FD INC COM 169373107 850 43,355 SH   SOLE   43,355 0 0
CHURCHILL CAP CORP UNIT UNIT 99/99/9999 17142R202 507 50,000 SH   SOLE   50,000 0 0
CLOUGH GLOBAL OPPORTUNITIES SHS BEN INT 18914E106 16,769 1,546,927 SH   SOLE   1,546,927 0 0
CM SEVEN STAR ACQUISITION COM G2345N102 3,024 300,000 SH   SOLE   300,000 0 0
CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 165 300,000 SH   SOLE   300,000 0 0
CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 75 150,000 SH   SOLE   150,000 0 0
CONSTELLATION ALPHA CAP COR SHS G2379F108 1,138 112,469 SH   SOLE   112,469 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 48 120,000 SH   SOLE   120,000 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 26 120,000 SH   SOLE   120,000 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 21,474 1,533,834 SH   SOLE   1,533,834 0 0
CORNERSTONE TOTAL RTRN FD IN COM 21924U300 8,463 609,709 SH   SOLE   609,709 0 0
CORPORATE CAP TR INC COM 219880101 299 19,566 SH   SOLE   19,566 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 22,543 2,012,779 SH   SOLE   2,012,779 0 0
DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 5,793 645,132 SH   SOLE   645,132 0 0
DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 219 17,460 SH   SOLE   17,460 0 0
DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 35 60,000 SH   SOLE   60,000 0 0
DRAPER OAKWOOD TECHNOLOGY COM COM CL A 26146L103 1,217 120,000 SH   SOLE   120,000 0 0
DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 RIGHT 09/19/2018 26146L129 61 120,000 SH   SOLE   120,000 0 0
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 9,380 617,505 SH   SOLE   617,505 0 0
EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 739 65,845 SH   SOLE   65,845 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 2,877 288,880 SH   SOLE   288,880 0 0
EATON VANCE CALIF MUN BD FD COM 27828C106 704 68,759 SH   SOLE   68,759 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 44,182 3,484,408 SH   SOLE   3,484,408 0 0
EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 361 28,952 SH   SOLE   28,952 0 0
EATON VANCE MASS MUN BD FD COM 27828K108 127 10,225 SH   SOLE   10,225 0 0
EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 395 31,810 SH   SOLE   31,810 0 0
EATON VANCE MICH MUN BD FD COM 27828M104 562 44,747 SH   SOLE   44,747 0 0
EATON VANCE N J MUN BD FD COM 27828R103 392 33,325 SH   SOLE   33,325 0 0
EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 1,333 116,769 SH   SOLE   116,769 0 0
EATON VANCE OH MUNI INCOME SH BEN INT 27826G109 135 10,927 SH   SOLE   10,927 0 0
EATON VANCE OHIO MUNICIPAL B COM 27828L106 236 20,990 SH   SOLE   20,990 0 0
EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 215 18,903 SH   SOLE   18,903 0 0
EATON VANCE SH TM DR DIVR IN COM 27828V104 252 19,510 SH   SOLE   19,510 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 6,925 1,073,571 SH   SOLE   1,073,571 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 149 87,500 SH   SOLE   87,500 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 482 49,995 SH   SOLE   49,995 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 27 16,665 SH   SOLE   16,665 0 0
GARRISON CAP INC COM 366554103 9,965 1,203,465 SH   SOLE   1,203,465 0 0
GORDON POINTE ACQUISITION CO CL A 382788107 1,733 175,000 SH   SOLE   175,000 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/2022 382788115 114 175,000 SH   SOLE   175,000 0 0
GREENLAND ACQUISITIN CORPORA SHS G40981139 725 75,000 SH   SOLE   75,000 0 0
GREENLAND ACQUISITIN CORPORA RIGHT 04/27/2025 G40981113 27 75,000 SH   SOLE   75,000 0 0
GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 20 75,000 SH   SOLE   75,000 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 811 80,001 SH   SOLE   80,001 0 0
GTY TECHNOLOGY HOLDINGS INC W EXP 10/25/202 *W EXP 10/25/202 G4182A128 33 26,667 SH   SOLE   26,667 0 0
HAYMAKER ACQUISITION CORP CL A 420870107 2,879 294,996 SH   SOLE   294,996 0 0
HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 192 147,498 SH   SOLE   147,498 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 3,168 310,904 SH   SOLE   310,904 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/2022 42588L113 253 168,750 SH   SOLE   168,750 0 0
HIGH INCOME SECS FD SHS BEN INT 42968F108 8,391 885,137 SH   SOLE   885,137 0 0
HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 25,813 1,673,997 SH   SOLE   1,673,997 0 0
HL ACQUISITIONS CORP SHS G4603R106 1,195 125,000 SH   SOLE   125,000 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 50 125,000 SH   SOLE   125,000 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 45 125,000 SH   SOLE   125,000 0 0
HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 23 75,001 SH   SOLE   75,001 0 0
I AM CAP ACQUISITION CO *W EXP 05/22/202 45074Q116 53 150,000 SH   SOLE   150,000 0 0
INDIA FD INC COM 454089103 2,347 106,050 SH   SOLE   106,050 0 0
INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 150 150,000 SH   SOLE   150,000 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 1,530 150,000 SH   SOLE   150,000 0 0
INTERNATIONAL MNY EXPRESS IN *W EXP 01/19/202 46005L119 147 62,501 SH   SOLE   62,501 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 19,796 1,725,921 SH   SOLE   1,725,921 0 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 COM 46137V613 8,904 74,972 SH   SOLE   74,972 0 0
INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG COM 46138E727 4,673 221,065 SH   SOLE   221,065 0 0
INVESCO HIGH INCOME TR II COM 46131F101 12,078 881,580 SH   SOLE   881,580 0 0
INVESCO SR INCOME TR COM 46131H107 28,030 6,503,400 SH   SOLE   6,503,400 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 18,259 1,022,930 SH   SOLE   1,022,930 0 0
KBL MERGER CORP IV 3/22/2019 48242A120 106 230,000 SH   SOLE   230,000 0 0
KBL MERGER CORP IV *W EXP 01/15/2022 48242A112 50 230,000 SH   SOLE   230,000 0 0
KBL MERGER CORP IV COM 48242A104 2,226 220,375 SH   SOLE   220,375 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 3,874 371,475 SH   SOLE   371,475 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 1,942 200,000 SH   SOLE   200,000 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/2022 524643111 89 200,000 SH   SOLE   200,000 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,989 306,594 SH   SOLE   306,594 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 164 153,297 SH   SOLE   153,297 0 0
LF CAP ACQUISITION CORP CL A 50200K108 960 100,000 SH   SOLE   100,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 55 100,000 SH   SOLE   100,000 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 4,000 587,323 SH   SOLE   587,323 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1,024 100,000 SH   SOLE   100,000 0 0
MADISON CVRED CALL & EQ STR COM 557437100 4,253 553,074 SH   SOLE   553,074 0 0
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 1,502 150,000 SH   SOLE   150,000 0 0
MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 113 150,000 SH   SOLE   150,000 0 0
MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 UNIT 09/30/2025 58518F208 1,515 150,000 SH   SOLE   150,000 0 0
MEXICO EQUITY & INCOME FD COM 592834105 2,399 195,396 SH   SOLE   195,396 0 0
MFS CALIF MUN FD COM 59318C106 467 45,937 SH   SOLE   45,937 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 4,698 605,376 SH   SOLE   605,376 0 0
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 925 167,343 SH   SOLE   167,343 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 108 230,000 SH   SOLE   230,000 0 0
MODERN MEDIA ACQUISITION COM 60765P103 2,303 228,000 SH   SOLE   228,000 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 69 115,000 SH   SOLE   115,000 0 0
MORGAN STANLEY EM MKTS DM DE COM 617477104 12,506 1,855,522 SH   SOLE   1,855,522 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 10,443 1,204,530 SH   SOLE   1,204,530 0 0
MORGAN STANLEY EMER MKTS FD COM 61744G107 6,540 419,226 SH   SOLE   419,226 0 0
MTECH ACQUISITION CORP CL A 55378W107 1,581 155,000 SH   SOLE   155,000 0 0
MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 229 155,000 SH   SOLE   155,000 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/2022 624745113 140 200,000 SH   SOLE   200,000 0 0
MUDRICK CAP ACQUISITION CORP W EXP 02/12/202 CL A 624745105 1,936 200,000 SH   SOLE   200,000 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/2022 G6375R115 484 216,015 SH   SOLE   216,015 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 6,435 587,637 SH   SOLE   587,637 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1,301 104,356 SH   SOLE   104,356 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 2,347 205,539 SH   SOLE   205,539 0 0
NEXPOINT STRATEGIC OPORTUNT COM 65340G205 18,753 837,175 SH   SOLE   837,175 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 41,582 3,284,517 SH   SOLE   3,284,517 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 6,013 464,720 SH   SOLE   464,720 0 0
NUVEEN CALIF MUN VALUE FD COM 67062C107 1,061 113,340 SH   SOLE   113,340 0 0
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 754 58,565 SH   SOLE   58,565 0 0
NUVEEN CONNECTICUT QLTY MUN COM 67060D107 6,232 548,563 SH   SOLE   548,563 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 33,170 4,161,830 SH   SOLE   4,161,830 0 0
NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 3,568 436,237 SH   SOLE   436,237 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 872 84,622 SH   SOLE   84,622 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 6,022 386,267 SH   SOLE   386,267 0 0
NUVEEN INT DUR QUAL MUN TRM COM 670677103 3,256 264,470 SH   SOLE   264,470 0 0
NUVEEN INTER DURATION MN TMF COM 670671106 4,911 393,188 SH   SOLE   393,188 0 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 9,964 415,179 SH   SOLE   415,179 0 0
NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 8,989 388,138 SH   SOLE   388,138 0 0
NUVEEN PFD & INCM SECURTIES COM 67072C105 1,240 140,954 SH   SOLE   140,954 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 25,221 1,971,897 SH   SOLE   1,971,897 0 0
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 305 31,835 SH   SOLE   31,835 0 0
OHA INVT CORP COM 67091U102 3,252 2,132,087 SH   SOLE   2,132,087 0 0
ONE MADISON CORP COM CL A G6772P100 3,888 399,998 SH   SOLE   399,998 0 0
ONE MADISON CORP *W EXP 99/99/999 G6772P126 232 199,999 SH   SOLE   199,999 0 0
OPES ACQUISITION CORP COM 68373P100 2,463 250,000 SH   SOLE   250,000 0 0
OPES ACQUISITION CORP *W EXP 03/13/2022 68373P118 100 250,000 SH   SOLE   250,000 0 0
PENSARE ACQUISITION CORP COM 70957E105 3,884 389,994 SH   SOLE   389,994 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 157 349,994 SH   SOLE   349,994 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/2022 70957E113 91 174,997 SH   SOLE   174,997 0 0
PGIM GLOBAL SHORT DURATION H COM 69346J106 30,770 2,218,441 SH   SOLE   2,218,441 0 0
PGIM SHORT DURATION HIGH YIE COM 69346H100 14,494 1,025,024 SH   SOLE   1,025,024 0 0
PURE ACQUISITION CORP CL A 74621Q106 2,184 224,996 SH   SOLE   224,996 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 152 112,498 SH   SOLE   112,498 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 557 31,000 SH   SOLE   31,000 0 0
SPDR S&P 500 ETF TR UNIT 78462F103 24,698 85,000 SH   SOLE   85,000 0 0
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 4,877 191,280 SH   SOLE   191,280 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 1,100 72,921 SH   SOLE   72,921 0 0
SPROTT FOCUS TR INC COM 85208J109 8,333 1,129,197 SH   SOLE   1,129,197 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/2022 Y8172W115 27 200,000 SH   SOLE   200,000 0 0
SWISS HELVETIA FD INC COM 870875101 1,164 136,816 SH   SOLE   136,816 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 21,068 2,106,775 SH   SOLE   2,106,775 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 30,389 4,965,505 SH   SOLE   4,965,505 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 1,258 125,000 SH   SOLE   125,000 0 0
THUNDER BRIDGE ACQUISITION L CL A G8857R100 1,457 150,000 SH   SOLE   150,000 0 0
THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 67 150,000 SH   SOLE   150,000 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 1,209 125,000 SH   SOLE   125,000 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 74 125,000 SH   SOLE   125,000 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 3,030 300,000 SH   SOLE   300,000 0 0
TORTOISE ENERGY INFRA CORP COM 89147L100 1,989 73,841 SH   SOLE   73,841 0 0
TORTOISE MLP FD INC COM 89148B101 17,369 1,080,148 SH   SOLE   1,080,148 0 0
TOTTENHAM ACQUISITION I LTD SHS G8959N106 1,145 118,000 SH   SOLE   118,000 0 0
TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 44 118,000 SH   SOLE   118,000 0 0
TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 24 118,000 SH   SOLE   118,000 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 1,473 150,000 SH   SOLE   150,000 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 44 150,000 SH   SOLE   150,000 0 0
TRINITY MERGER CORP COM CL A 89653L106 944 96,000 SH   SOLE   96,000 0 0
TRINITY MERGER CORP *W EXP 05/11/202 89653L114 48 96,000 SH   SOLE   96,000 0 0
TWELVE SEAS INVESTMENT COMPA SHS G9145A107 2,160 225,000 SH   SOLE   225,000 0 0
TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 95 225,000 SH   SOLE   225,000 0 0
TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/2022 G9145A115 81 225,000 SH   SOLE   225,000 0 0
UNION ACQUISITION CORP SHS G9366W101 1,950 200,000 SH   SOLE   200,000 0 0
UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 80 200,000 SH   SOLE   200,000 0 0
UNION ACQUISITION CORP *W EXP 07/01/2022 G9366W127 70 200,000 SH   SOLE   200,000 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF COM 922042858 5,552 135,426 SH   SOLE   135,426 0 0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 3,335 77,070 SH   SOLE   77,070 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 1,435 149,999 SH   SOLE   149,999 0 0
VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 91 149,999 SH   SOLE   149,999 0 0
VIRTUS TOTAL RETURN FUND INC COM 92837G100 4,478 424,862 SH   SOLE   424,862 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 378 46,853 SH   SOLE   46,853 0 0
VOYA PRIME RATE TR BEN INT 92913A100 25,044 5,028,904 SH   SOLE   5,028,904 0 0
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD COM 94987B105 7,426 937,570 SH   SOLE   937,570 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 57,666 4,296,996 SH   SOLE   4,296,996 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 20,165 2,213,475 SH   SOLE   2,213,475 0 0
WESTERN ASSET GLOBAL CP DEFI COM 95790C107 2,410 148,770 SH   SOLE   148,770 0 0
WESTERN ASSET HGH YLD DFNDFD COM 95768B107 13,268 911,858 SH   SOLE   911,858 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 6,449 1,017,217 SH   SOLE   1,017,217 0 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 43,396 9,116,903 SH   SOLE   9,116,903 0 0
WESTERN ASSET INTM MUNI FD I COM 958435109 856 101,193 SH   SOLE   101,193 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 8,393 745,377 SH   SOLE   745,377 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 19,213 1,772,455 SH   SOLE   1,772,455 0 0