The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
HERBALIFE NUTRITION LTD COM SHS G4412G101 2,280 41,800 SH Call DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 92 3,000 SH Call DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 15 600 SH Call DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 146 5,000 SH Call DFND 1 0 0 0
IMMUNOMEDICS INC COM 452907108 283 13,600 SH Call DFND 1 0 0 0
MEDICINES CO COM 584688105 523 17,500 SH Call DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 4,816 106,500 SH Call DFND 1 0 0 0
TESARO INC COM 881569107 2,765 70,900 SH Call DFND 1 0 0 0
INTREXON CORP COM 46122T102 80 4,700 SH Call DFND 1 0 0 0
ASSURED GUARANTY LTD COM G0585R106 8,446 200,000 SH Call DFND 1 0 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 6,727 30,000 SH Call DFND 1 0 0 0
INVESCO LTD SHS G491BT108 7,436 325,000 SH Call DFND 1 0 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 45,526 450,000 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 9,664 36,500 SH Call DFND 1 0 0 0
TEXAS INSTRS INC COM 882508104 2,682 25,000 SH Call DFND 1 0 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 87 900 SH Call DFND 1 0 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 11,546 186,000 SH Call DFND 1 0 0 0
METLIFE INC COM 59156R108 995 21,300 SH Call DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 336 9,400 SH Call DFND 1 0 0 0
ETSY INC COM 29786A106 215 4,200 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 220 21,200 SH Call DFND 1 0 0 0
PENNEY J C INC COM 708160106 225 136,000 SH Call DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 544 1,600 SH Call DFND 1 0 0 0
PANDORA MEDIA INC COM 698354107 475 50,000 SH Call DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 139 9,700 SH Call DFND 1 0 0 0
RH COM 74967X103 131 1,000 SH Call DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 938 67,300 SH Call DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 1,541 60,700 SH Call DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 242 38,400 SH Call DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 786 126,000 SH Call DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 1,777 24,300 SH Call DFND 1 0 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 23 8,600 SH Call DFND 1 0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 45,309 275,000 SH Call DFND 1 0 0 0
AKORN INC COM 009728106 1,298 100,000 SH Call DFND 1 0 0 0
LAM RESEARCH CORP COM 512807108 7,585 50,000 SH Call DFND 1 0 0 0
NXP SEMICONDUCTORS N V COM N6596X109 12,825 150,000 SH Call DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 17,168 400,000 SH Call DFND 1 0 0 0
OVERSTOCK COM INC DEL COM 690370101 5,540 200,000 SH Call DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 6,547 43,300 SH Call DFND 1 0 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 44,422 415,900 SH Call DFND 1 0 0 0
SCOTTS MIRACLE GRO CO CL A 810186106 1,968 25,000 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 89,309 307,200 SH Call DFND 1 0 0 0
MAGNA INTL INC COM 559222401 2,463 46,900 SH Call DFND 1 0 0 0
ALTABA INC COM 021346101 2,002 29,400 SH Call DFND 1 0 0 0
AMAZON COM INC COM 023135106 11,417 5,700 SH Call DFND 1 0 0 0
BAIDU INC SPON ADR REP A 056752108 9,147 40,000 SH Call DFND 1 0 0 0
BOOKING HLDGS INC COM 09857L108 198 100 SH Call DFND 1 0 0 0
BP PLC SPONSORED ADR 055622104 13 300 SH Call DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 39 3,500 SH Call DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 28,944 176,000 SH Call DFND 1 0 0 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 4,381 250,200 SH Call DFND 1 0 0 0
ALPHABET INC CAP STK CL C 02079K107 10,741 9,000 SH Call DFND 1 0 0 0
KRAFT HEINZ CO COM 500754106 259 4,700 SH Call DFND 1 0 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 1,446 50,000 SH Call DFND 1 0 0 0
MICROSOFT CORP COM 594918104 2,218 19,400 SH Call DFND 1 0 0 0
STARBUCKS CORP COM 855244109 14,045 247,100 SH Call DFND 1 0 0 0
VISA INC COM CL A 92826C839 3,377 22,500 SH Call DFND 1 0 0 0
CHESAPEAKE ENERGY CORP COM 165167107 898 200,000 SH Call DFND 1 0 0 0
BELDEN INC COM 077454106 2,813 39,400 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 8,342 118,700 SH Call DFND 1 0 0 0
VISTRA ENERGY CORP COM 92840M102 2 100 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 50 2,000 SH Call DFND 1 0 0 0
TWILIO INC CL A 90138F102 362 4,200 SH Call DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 46 4,100 SH Call DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 324 50,000 SH Call DFND 1 0 0 0
WRIGHT MED GROUP N V ORD SHS 0.03 PAR N96617118 8 300 SH Call DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 1,224 75,000 SH Call DFND 1 0 0 0
AT&T INC COM 00206R102 6,625 197,300 SH Call DFND 1 0 0 0
QUALCOMM INC COM 747525103 1,440 20,000 SH Call DFND 1 0 0 0
CSX CORP COM 126408103 5,716 77,200 SH Call DFND 1 0 0 0
CENTURYLINK INC COM 156700106 78 3,700 SH Call DFND 1 0 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 16,992 150,000 SH Call DFND 1 0 0 0
NORFOLK SOUTHERN CORP COM 655844108 206,239 1,142,600 SH Call DFND 1 0 0 0
UNION PAC CORP COM 907818108 44,452 273,000 SH Call DFND 1 0 0 0
APPLE INC COM 037833100 23,273 103,100 SH Call DFND 1 0 0 0
BARRICK GOLD CORP COM 067901108 1,208 109,100 SH Call DFND 1 0 0 0
ADOBE SYS INC COM 00724F101 1,700 6,300 SH Call DFND 1 0 0 0
AUTODESK INC COM 052769106 999 6,400 SH Call DFND 1 0 0 0
AFLAC INC COM 001055102 11,729 249,200 SH Call DFND 1 0 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 2,926 40,000 SH Call DFND 1 0 0 0
AMBAC FINL GROUP INC COM NEW 023139884 4,951 242,500 SH Call DFND 1 0 0 0
ANDEAVOR COM 03349M105 3,070 20,000 SH Call DFND 1 0 0 0
ARRIS INTL INC SHS G0551A103 649 25,000 SH Call DFND 1 0 0 0
CELGENE CORP COM 151020104 7,382 82,500 SH Call DFND 1 0 0 0
CISCO SYS INC COM 17275R102 2,734 56,200 SH Call DFND 1 0 0 0
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 3,033 81,600 SH Call DFND 1 0 0 0
CITRIX SYS INC COM 177376100 1,111 10,000 SH Call DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 3,620 62,600 SH Call DFND 1 0 0 0
D R HORTON INC COM 23331A109 1,176 27,900 SH Call DFND 1 0 0 0
DOWDUPONT INC COM 26078J100 4,488 69,800 SH Call DFND 1 0 0 0
EOG RES INC COM 26875P101 4,056 31,800 SH Call DFND 1 0 0 0
GENERAL ELECTRIC CO COM 369604103 732 64,900 SH Call DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 3,703 110,000 SH Call DFND 1 0 0 0
HALLIBURTON CO COM 406216101 782 19,300 SH Call DFND 1 0 0 0
HOME DEPOT INC COM 437076102 932 4,500 SH Call DFND 1 0 0 0
INTL PAPER CO COM 460146103 865 17,600 SH Call DFND 1 0 0 0
JD COM INC SPON ADR CL A 47215P106 6,939 266,000 SH Call DFND 1 0 0 0
JPMORGAN CHASE & CO COM 46625H100 5,529 49,000 SH Call DFND 1 0 0 0
COCA COLA CO COM 191216100 1,168 25,300 SH Call DFND 1 0 0 0
KROGER CO COM 501044101 270 9,300 SH Call DFND 1 0 0 0
LOWES COS INC COM 548661107 12,618 109,900 SH Call DFND 1 0 0 0
MONDELEZ INTL INC CL A 609207105 2,577 60,000 SH Call DFND 1 0 0 0
MOHAWK INDS INC COM 608190104 10,573 60,300 SH Call DFND 1 0 0 0
ALTRIA GROUP INC COM 02209S103 4,782 79,300 SH Call DFND 1 0 0 0
MORGAN STANLEY COM NEW 617446448 3,772 81,000 SH Call DFND 1 0 0 0
MYLAN N V SHS EURO N59465109 732 20,000 SH Call DFND 1 0 0 0
NEWMONT MINING CORP COM 651639106 12,246 405,500 SH Call DFND 1 0 0 0
ORACLE CORP COM 68389X105 1,289 25,000 SH Call DFND 1 0 0 0
PEPSICO INC COM 713448108 5,590 50,000 SH Call DFND 1 0 0 0
PROCTER AND GAMBLE CO COM 742718109 1,248 15,000 SH Call DFND 1 0 0 0
PIONEER NAT RES CO COM 723787107 801 4,600 SH Call DFND 1 0 0 0
TAL ED GROUP SPONSORED ADS 874080104 1,727 67,200 SH Call DFND 1 0 0 0
TOTAL S A SPONSORED ADR 89151E109 6 100 SH Call DFND 1 0 0 0
TABULA RASA HEALTHCARE INC COM 873379101 714 8,800 SH Call DFND 1 0 0 0
UNITED CONTL HLDGS INC COM 910047109 8,433 94,700 SH Call DFND 1 0 0 0
UNITED RENTALS INC COM 911363109 245 1,500 SH Call DFND 1 0 0 0
WYNN RESORTS LTD COM 983134107 2,464 19,400 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2,896 50,000 SH Call DFND 1 0 0 0
YY INC ADS REPCOM CLA 98426T106 3,311 44,200 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 12,760 682,400 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 847 10,000 SH Call DFND 1 0 0 0
ISHARES TR MSCI EAFE ETF 464287465 1,917 28,200 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 5,039 135,100 SH Call DFND 1 0 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 762 22,600 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 48,946 290,400 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P BK ETF 78464A797 232 5,000 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 4,955 83,400 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 73,628 396,300 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 10,255 188,800 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 20,773 162,900 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 34,804 589,000 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 234 2,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 74,919 837,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 108,886 1,530,600 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 393 46,800 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 15,966 278,800 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 24,092 654,700 SH Call DFND 1 0 0 0
CREDIT SUISSE NASSAU BRH VELOCITY SHS SHO 22542D365 173 15,300 SH Call DFND 1 0 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 9,070 340,100 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2,140 27,300 SH Call DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 17,128 400,000 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 420 7,900 SH Call DFND 1 0 0 0
BANK AMER CORP COM 060505104 5,349 181,600 SH Call DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 6 400 SH Call DFND 1 0 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 3,766 25,000 SH Call DFND 1 0 0 0
DIGITAL RLTY TR INC COM 253868103 4,949 44,000 SH Call DFND 1 0 0 0
EXELIXIS INC COM 30161Q104 2,658 150,000 SH Call DFND 1 0 0 0
HP INC COM 40434L105 6,442 250,000 SH Call DFND 1 0 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 665 60,600 SH Call DFND 1 0 0 0
JOHNSON & JOHNSON COM 478160104 2,763 20,000 SH Call DFND 1 0 0 0
SOUTHWEST AIRLS CO COM 844741108 3,122 50,000 SH Call DFND 1 0 0 0
MASTERCARD INCORPORATED CL A 57636Q104 6,054 27,200 SH Call DFND 1 0 0 0
NATIONAL OILWELL VARCO INC COM 637071101 1,064 24,700 SH Call DFND 1 0 0 0
ROYAL GOLD INC COM 780287108 3,090 40,100 SH Call DFND 1 0 0 0
ROKU INC COM CL A 77543R102 58 800 SH Call DFND 1 0 0 0
ROSS STORES INC COM 778296103 4,955 50,000 SH Call DFND 1 0 0 0
SNAP INC CL A 83304A106 310 36,600 SH Call DFND 1 0 0 0
CONSTELLATION BRANDS INC CL A 21036P108 2,975 13,800 SH Call DFND 1 0 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 272 3,000 SH Call DFND 1 0 0 0
TARGET CORP COM 87612E106 2,205 25,000 SH Call DFND 1 0 0 0
VALE S A ADR 91912E105 371 25,000 SH Call DFND 1 0 0 0
CITIGROUP INC COM NEW 172967424 14,348 200,000 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 9,922 181,900 SH Put DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 103 5,800 SH Put DFND 1 0 0 0
ACORDA THERAPEUTICS INC COM 00484M106 112 5,700 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 3,787 666,900 SH Put DFND 1 0 0 0
ALDER BIOPHARMACEUTICALS INC COM 014339105 2,659 159,700 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 3,222 161,100 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 59,911 1,939,500 SH Put DFND 1 0 0 0
ARRAY BIOPHARMA INC COM 04269X105 252 16,600 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 1,237 53,900 SH Put DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 7,013 273,200 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 4,720 280,500 SH Put DFND 1 0 0 0
GAIN CAP HLDGS INC COM 36268W100 438 67,400 SH Put DFND 1 0 0 0
GSV CAP CORP COM 36191J101 377 54,600 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 2,198 17,400 SH Put DFND 1 0 0 0
IMMUNOMEDICS INC COM 452907108 4,499 216,000 SH Put DFND 1 0 0 0
INCYTE CORP COM 45337C102 1,526 22,100 SH Put DFND 1 0 0 0
INNOVIVA INC COM 45781M101 1,063 69,800 SH Put DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 795 43,100 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 113 10,600 SH Put DFND 1 0 0 0
MEDICINES CO COM 584688105 816 27,300 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 17,938 396,600 SH Put DFND 1 0 0 0
NOVAVAX INC COM 670002104 136 72,400 SH Put DFND 1 0 0 0
OCWEN FINL CORP COM NEW 675746309 52 13,400 SH Put DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 80 23,400 SH Put DFND 1 0 0 0
PACIRA PHARMACEUTICALS INC COM 695127100 462 9,400 SH Put DFND 1 0 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 12 1,300 SH Put DFND 1 0 0 0
PTC THERAPEUTICS INC COM 69366J200 596 12,700 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 384 5,000 SH Put DFND 1 0 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 492 289,500 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 500 3,100 SH Put DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,240 57,000 SH Put DFND 1 0 0 0
TESARO INC COM 881569107 1,622 41,600 SH Put DFND 1 0 0 0
VEECO INSTRS INC DEL COM 922417100 251 24,500 SH Put DFND 1 0 0 0
INTREXON CORP COM 46122T102 3,955 229,700 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 39,079 452,100 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 110,806 418,500 SH Put DFND 1 0 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 42 200 SH Put DFND 1 0 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 79 2,100 SH Put DFND 1 0 0 0
CELGENE CORP COM 151020104 11,445 127,900 SH Put DFND 1 0 0 0
CIT GROUP INC COM NEW 125581801 541 10,500 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 240 8,200 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 2,793 35,400 SH Put DFND 1 0 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 2,068 223,600 SH Put DFND 1 0 0 0
INTEL CORP COM 458140100 3,570 75,500 SH Put DFND 1 0 0 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 170 50,000 SH Put DFND 1 0 0 0
METLIFE INC COM 59156R108 7,867 168,400 SH Put DFND 1 0 0 0
MORGAN STANLEY COM NEW 617446448 8,210 176,300 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 6,057 281,200 SH Put DFND 1 0 0 0
ASPEN INSURANCE HOLDINGS LTD SHS G05384105 133 3,200 SH Put DFND 1 0 0 0
ACI WORLDWIDE INC COM 004498101 413 14,700 SH Put DFND 1 0 0 0
AK STL HLDG CORP COM 001547108 2,485 507,200 SH Put DFND 1 0 0 0
APPTIO INC CL A 03835C108 310 8,400 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 301 10,200 SH Put DFND 1 0 0 0
AVON PRODS INC COM 054303102 2,696 1,225,800 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 572 10,000 SH Put DFND 1 0 0 0
BRISTOW GROUP INC COM 110394103 1,660 136,900 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 1,789 50,200 SH Put DFND 1 0 0 0
CARDTRONICS PLC SHS CL A G1991C105 284 9,000 SH Put DFND 1 0 0 0
CENTURY CMNTYS INC COM 156504300 525 20,000 SH Put DFND 1 0 0 0
CHEGG INC COM 163092109 153 5,400 SH Put DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 2 200 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 611 95,500 SH Put DFND 1 0 0 0
CNX RESOURCES CORPORATION COM 12653C108 396 27,700 SH Put DFND 1 0 0 0
CARRIAGE SVCS INC COM 143905107 45 2,100 SH Put DFND 1 0 0 0
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 11,225 302,000 SH Put DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 15,040 420,600 SH Put DFND 1 0 0 0
ENSCO PLC SHS CLASS A G3157S106 2,060 244,100 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADR 36165L108 1,036 29,500 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 335 64,600 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 485 46,600 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 3,030 420,900 SH Put DFND 1 0 0 0
HORNBECK OFFSHORE SVCS INC N COM 440543106 1,644 279,600 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 947 257,600 SH Put DFND 1 0 0 0
JAKKS PAC INC COM 47012E106 29 11,500 SH Put DFND 1 0 0 0
PENNEY J C INC COM 708160106 249 150,000 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 6,155 392,100 SH Put DFND 1 0 0 0
MONGODB INC CL A 60937P106 627 7,700 SH Put DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 13,881 753,200 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 6,673 19,600 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 7,139 163,000 SH Put DFND 1 0 0 0
NAVISTAR INTL CORP NEW COM 63934E108 577 15,000 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 462 75,000 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 5,673 132,800 SH Put DFND 1 0 0 0
PANDORA MEDIA INC COM 698354107 563 59,300 SH Put DFND 1 0 0 0
PATRICK INDS INC COM 703343103 325 5,500 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 1,175 40,200 SH Put DFND 1 0 0 0
POST HLDGS INC COM 737446104 4,313 44,000 SH Put DFND 1 0 0 0
PROS HOLDINGS INC COM 74346Y103 280 8,000 SH Put DFND 1 0 0 0
PARTY CITY HOLDCO INC COM 702149105 113 8,400 SH Put DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 1,015 70,600 SH Put DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC COM NEW 75972A301 460 16,000 SH Put DFND 1 0 0 0
REVLON INC CL A NEW 761525609 403 18,100 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 28,255 2,025,500 SH Put DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 7,569 298,000 SH Put DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 934 147,800 SH Put DFND 1 0 0 0
SANCHEZ ENERGY CORP COM 79970Y105 702 305,500 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 42,316 427,400 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 459 19,700 SH Put DFND 1 0 0 0
UNISYS CORP COM NEW 909214306 112 5,500 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 14 1,050 SH Put DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 3,140 503,300 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 9,982 136,500 SH Put DFND 1 0 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 10,306 3,803,100 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 889 20,100 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 568 8,000 SH Put DFND 1 0 0 0
CLOUD PEAK ENERGY INC COM 18911Q102 19 8,400 SH Put DFND 1 0 0 0
NVIDIA CORP COM 67066G104 8,430 30,000 SH Put DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 33,828 300,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 27,924 1,012,500 SH Put DFND 1 0 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 2,136 200,000 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 8,754 23,400 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 1,436 10,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11,914 226,300 SH Put DFND 1 0 0 0
AMAZON COM INC COM 023135106 2,403 1,200 SH Put DFND 1 0 0 0
BAIDU INC SPON ADR REP A 056752108 8,941 39,100 SH Put DFND 1 0 0 0
BOOKING HLDGS INC COM 09857L108 2,976 1,500 SH Put DFND 1 0 0 0
COMCAST CORP NEW CL A 20030N101 885 25,000 SH Put DFND 1 0 0 0
COSTCO WHSL CORP NEW COM 22160K105 23,159 98,600 SH Put DFND 1 0 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 1,619 230,000 SH Put DFND 1 0 0 0
EBAY INC COM 278642103 990 30,000 SH Put DFND 1 0 0 0
ENCANA CORP COM 292505104 655 50,000 SH Put DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 25,918 157,600 SH Put DFND 1 0 0 0
FREEPORT-MCMORAN INC CL B 35671D857 2,919 209,700 SH Put DFND 1 0 0 0
GENERAL ELECTRIC CO COM 369604103 6,478 573,800 SH Put DFND 1 0 0 0
GNC HLDGS INC COM CL A 36191G107 165 40,000 SH Put DFND 1 0 0 0
GAP INC DEL COM 364760108 1,803 62,500 SH Put DFND 1 0 0 0
NORDSTROM INC COM 655664100 2,392 40,000 SH Put DFND 1 0 0 0
KRAFT HEINZ CO COM 500754106 60 1,100 SH Put DFND 1 0 0 0
COCA COLA CO COM 191216100 2,078 45,000 SH Put DFND 1 0 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 2,893 100,000 SH Put DFND 1 0 0 0
MACYS INC COM 55616P104 347 10,000 SH Put DFND 1 0 0 0
MGM RESORTS INTERNATIONAL COM 552953101 697 25,000 SH Put DFND 1 0 0 0
MICROSOFT CORP COM 594918104 22,416 196,000 SH Put DFND 1 0 0 0
NIKE INC CL B 654106103 11,013 130,000 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 17,814 707,200 SH Put DFND 1 0 0 0
ORACLE CORP COM 68389X105 7,734 150,000 SH Put DFND 1 0 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 4,264 51,900 SH Put DFND 1 0 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 14,550 1,205,500 SH Put DFND 1 0 0 0
PAYPAL HLDGS INC COM 70450Y103 5,164 58,800 SH Put DFND 1 0 0 0
STARBUCKS CORP COM 855244109 9,401 165,400 SH Put DFND 1 0 0 0
SCHLUMBERGER LTD COM 806857108 2,016 33,100 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 3,437 405,400 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 80,151 275,700 SH Put DFND 1 0 0 0
TAL ED GROUP SPONSORED ADS 874080104 7,738 301,000 SH Put DFND 1 0 0 0
TARGET CORP COM 87612E106 2,928 33,200 SH Put DFND 1 0 0 0
TYSON FOODS INC CL A 902494103 476 8,000 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 1,499 52,700 SH Put DFND 1 0 0 0
TEXTRON INC COM 883203101 171 2,400 SH Put DFND 1 0 0 0
UNDER ARMOUR INC CL A 904311107 876 41,300 SH Put DFND 1 0 0 0
VISA INC COM CL A 92826C839 9,215 61,400 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 1,476 10,000 SH Put DFND 1 0 0 0
WYNN RESORTS LTD COM 983134107 2,388 18,800 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 2,157 70,800 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 5,718 75,500 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 42,679 985,900 SH Put DFND 1 0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 155,846 945,900 SH Put DFND 1 0 0 0
BELDEN INC COM 077454106 1,378 19,300 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 140 2,000 SH Put DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 944 8,300 SH Put DFND 1 0 0 0
WPX ENERGY INC COM 98212B103 1,565 77,800 SH Put DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 9,645 1,486,200 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 107,089 576,400 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 1,182 13,700 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 216 48,000 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 9,230 811,100 SH Put DFND 1 0 0 0
CINCINNATI BELL INC NEW COM NEW 171871502 1,778 111,500 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 599 173,300 SH Put DFND 1 0 0 0
HARMONIC INC COM 413160102 949 172,600 SH Put DFND 1 0 0 0
INFINERA CORPORATION COM 45667G103 800 109,600 SH Put DFND 1 0 0 0
IRIDIUM COMMUNICATIONS INC COM 46269C102 1,788 79,500 SH Put DFND 1 0 0 0
LUMENTUM HLDGS INC COM 55024U109 3,123 52,100 SH Put DFND 1 0 0 0
MAXWELL TECHNOLOGIES INC COM 577767106 754 216,100 SH Put DFND 1 0 0 0
NCR CORP NEW COM 62886E108 5,412 190,500 SH Put DFND 1 0 0 0
NANTHEALTH INC COM 630104107 100 64,300 SH Put DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 2,595 91,200 SH Put DFND 1 0 0 0
ZAYO GROUP HLDGS INC COM 98919V105 149 4,300 SH Put DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 1,224 75,000 SH Put DFND 1 0 0 0
UNION PAC CORP COM 907818108 11,349 69,700 SH Put DFND 1 0 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 826 20,000 SH Put DFND 1 0 0 0
CISCO SYS INC COM 17275R102 5,502 113,100 SH Put DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 867 15,000 SH Put DFND 1 0 0 0
NORFOLK SOUTHERN CORP COM 655844108 23,934 132,600 SH Put DFND 1 0 0 0
SPRINT CORP COM SER 1 85207U105 441 67,500 SH Put DFND 1 0 0 0
UNITED CONTL HLDGS INC COM 910047109 6,928 77,800 SH Put DFND 1 0 0 0
T MOBILE US INC COM 872590104 1,719 24,500 SH Put DFND 1 0 0 0
ALCOA CORP COM 013872106 3,559 88,100 SH Put DFND 1 0 0 0
APPLE INC COM 037833100 31,693 140,400 SH Put DFND 1 0 0 0
ABBOTT LABS COM 002824100 880 12,000 SH Put DFND 1 0 0 0
BARRICK GOLD CORP COM 067901108 2,632 237,600 SH Put DFND 1 0 0 0
ADOBE SYS INC COM 00724F101 1,754 6,500 SH Put DFND 1 0 0 0
AMBAC FINL GROUP INC COM NEW 023139884 724 35,500 SH Put DFND 1 0 0 0
ANDEAVOR COM 03349M105 3,070 20,000 SH Put DFND 1 0 0 0
ABERCROMBIE & FITCH CO CL A 002896207 528 25,000 SH Put DFND 1 0 0 0
AIR PRODS & CHEMS INC COM 009158106 167 1,000 SH Put DFND 1 0 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 15,687 252,700 SH Put DFND 1 0 0 0
CITIGROUP INC COM NEW 172967424 10,854 151,300 SH Put DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 1,542 48,000 SH Put DFND 1 0 0 0
CATERPILLAR INC DEL COM 149123101 9,210 60,400 SH Put DFND 1 0 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3,231 33,000 SH Put DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 2,403 16,600 SH Put DFND 1 0 0 0
CHEVRON CORP NEW COM 166764100 2,408 19,700 SH Put DFND 1 0 0 0
DOLLAR GEN CORP NEW COM 256677105 2,612 23,900 SH Put DFND 1 0 0 0
D R HORTON INC COM 23331A109 2,868 68,000 SH Put DFND 1 0 0 0
DISNEY WALT CO COM DISNEY 254687106 5,940 50,800 SH Put DFND 1 0 0 0
DARDEN RESTAURANTS INC COM 237194105 945 8,500 SH Put DFND 1 0 0 0
DOWDUPONT INC COM 26078J100 13,665 212,500 SH Put DFND 1 0 0 0
ECOLAB INC COM 278865100 1,520 9,700 SH Put DFND 1 0 0 0
EOG RES INC COM 26875P101 1,020 8,000 SH Put DFND 1 0 0 0
GOLDCORP INC NEW COM 380956409 530 52,000 SH Put DFND 1 0 0 0
CORNING INC COM 219350105 1,923 54,500 SH Put DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 13,057 387,800 SH Put DFND 1 0 0 0
GARMIN LTD SHS H2906T109 700 10,000 SH Put DFND 1 0 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 201 900 SH Put DFND 1 0 0 0
HOME DEPOT INC COM 437076102 932 4,500 SH Put DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2,767 18,300 SH Put DFND 1 0 0 0
INTL PAPER CO COM 460146103 6,797 138,300 SH Put DFND 1 0 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5,407 492,500 SH Put DFND 1 0 0 0
JD COM INC SPON ADR CL A 47215P106 10,736 411,500 SH Put DFND 1 0 0 0
JOHNSON & JOHNSON COM 478160104 14,272 103,300 SH Put DFND 1 0 0 0
JPMORGAN CHASE & CO COM 46625H100 8,508 75,400 SH Put DFND 1 0 0 0
KROGER CO COM 501044101 1,461 50,200 SH Put DFND 1 0 0 0
SOUTHWEST AIRLS CO COM 844741108 4,627 74,100 SH Put DFND 1 0 0 0
LAS VEGAS SANDS CORP COM 517834107 2,373 40,000 SH Put DFND 1 0 0 0
MONDELEZ INTL INC CL A 609207105 2,727 63,500 SH Put DFND 1 0 0 0
MOHAWK INDS INC COM 608190104 3,314 18,900 SH Put DFND 1 0 0 0
3M CO COM 88579Y101 4,888 23,200 SH Put DFND 1 0 0 0
ALTRIA GROUP INC COM 02209S103 5,186 86,000 SH Put DFND 1 0 0 0
MERCK & CO INC COM 58933Y105 766 10,800 SH Put DFND 1 0 0 0
MARATHON OIL CORP COM 565849106 349 15,000 SH Put DFND 1 0 0 0
NEWMONT MINING CORP COM 651639106 4,536 150,200 SH Put DFND 1 0 0 0
PEPSICO INC COM 713448108 1,453 13,000 SH Put DFND 1 0 0 0
PROCTER AND GAMBLE CO COM 742718109 5,526 66,400 SH Put DFND 1 0 0 0
PIONEER NAT RES CO COM 723787107 1,916 11,000 SH Put DFND 1 0 0 0
RIGNET INC COM 766582100 822 40,400 SH Put DFND 1 0 0 0
ROKU INC COM CL A 77543R102 1,548 21,200 SH Put DFND 1 0 0 0
ROSS STORES INC COM 778296103 2,477 25,000 SH Put DFND 1 0 0 0
SKECHERS U S A INC CL A 830566105 1,558 55,800 SH Put DFND 1 0 0 0
STAMPS COM INC COM NEW 852857200 294 1,300 SH Put DFND 1 0 0 0
AT&T INC COM 00206R102 214 6,400 SH Put DFND 1 0 0 0
TIFFANY & CO NEW COM 886547108 128 1,000 SH Put DFND 1 0 0 0
TATA MTRS LTD SPONSORED ADR 876568502 1,304 84,900 SH Put DFND 1 0 0 0
UNITED RENTALS INC COM 911363109 981 6,000 SH Put DFND 1 0 0 0
VALE S A ADR 91912E105 10,033 676,100 SH Put DFND 1 0 0 0
WALMART INC COM 931142103 5,409 57,600 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 9,407 162,400 SH Put DFND 1 0 0 0
XILINX INC COM 983919101 2,525 31,500 SH Put DFND 1 0 0 0
EXXON MOBIL CORP COM 30231G102 6,682 78,600 SH Put DFND 1 0 0 0
XEROX CORP COM NEW 984121608 539 20,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 1,666 89,100 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 449 5,300 SH Put DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 18,914 440,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 4,774 128,000 SH Put DFND 1 0 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 8,425 249,800 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4,009 216,500 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 52,334 310,500 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P BK ETF 78464A797 3,455 74,200 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 19,537 328,800 SH Put DFND 1 0 0 0
ISHARES TR IBOXX INV CP ETF 464287242 11,814 102,800 SH Put DFND 1 0 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,204 6,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 426 12,900 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 108 2,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 113,709 891,700 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 7,581 128,300 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 10,343 88,200 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 118,645 1,325,500 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 170,003 2,389,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 89 10,600 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 65,167 1,137,900 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 3,632 98,700 SH Put DFND 1 0 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 29,393 1,102,100 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4,837 61,700 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10,101 187,300 SH Put DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 21,410 500,000 SH Put DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 2,523 47,400 SH Put DFND 1 0 0 0
BANK AMER CORP COM 060505104 22,307 757,200 SH Put DFND 1 0 0 0
UNIVAR INC COM 91336L107 125 4,100 SH Put DFND 1 0 0 0
AFLAC INC COM 001055102 7,060 150,000 SH Put DFND 1 0 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1,881 21,500 SH Put DFND 1 0 0 0
BEST BUY INC COM 086516101 2,499 31,500 SH Put DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 2,273 200,100 SH Put DFND 1 0 0 0
DIGITAL RLTY TR INC COM 253868103 2,812 25,000 SH Put DFND 1 0 0 0
GRACE W R & CO DEL NEW COM 38388F108 21,359 298,900 SH Put DFND 1 0 0 0
LOWES COS INC COM 548661107 2,870 25,000 SH Put DFND 1 0 0 0
MASTERCARD INCORPORATED CL A 57636Q104 15,783 70,900 SH Put DFND 1 0 0 0
NOVARTIS A G SPONSORED ADR 66987V109 6,031 70,000 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 3,424 450,000 SH Put DFND 1 0 0 0
VITAL THERAPIES INC COM 92847R104 0 3,400 SH Put DFND 1 0 0 0
WASTE MGMT INC DEL COM 94106L109 1,807 20,000 SH Put DFND 1 0 0 0
WYNDHAM DESTINATIONS INC COM 98310W108 1,734 40,000 SH Put DFND 1 0 0 0
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 3,309 184,176 SH   DFND 1 184,176 0 0
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 829 45,776 SH   DFND 1 45,776 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 0 5 SH   DFND 1 5 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 0 12 SH   DFND 1 12 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 1,634 27,130 SH   DFND 1 27,130 0 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 16 229 SH   DFND 1 229 0 0
ISHARES TR U.S. REAL ES ETF 464287739 905 11,317 SH   DFND 1 11,317 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8,127 100,735 SH   DFND 1 100,735 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 922 5,208 SH   DFND 1 5,208 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 15,685 100,561 SH   DFND 1 100,561 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 1,844 11,454 SH   DFND 1 11,454 0 0
ISHARES TR S&P 500 VAL ETF 464287408 573 4,952 SH   DFND 1 4,952 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 5,168 40,821 SH   DFND 1 40,821 0 0
VANGUARD INDEX FDS VALUE ETF 922908744 5,746 51,916 SH   DFND 1 51,916 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 12,806 96,287 SH   DFND 1 96,287 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 1 317 SH   DFND 1 317 0 0
PENNANTPARK INVT CORP COM 708062104 126 16,919 SH   DFND 1 16,919 0 0
SOLAR SR CAP LTD COM 83416M105 46 2,778 SH   DFND 1 2,778 0 0
THL CR INC COM 872438106 22 2,771 SH   DFND 1 2,771 0 0
ARBOR RLTY TR INC COM 038923108 882 76,849 SH   DFND 1 76,849 0 0
ARES COML REAL ESTATE CORP COM 04013V108 219 15,702 SH   DFND 1 15,702 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 2,359 107,302 SH   DFND 1 107,302 0 0
HUNT COS FIN TR INC COM 44558T100 2,423 646,215 SH   DFND 1 646,215 0 0
TREMONT MTG TR COM 894789106 149 12,744 SH   DFND 1 12,744 0 0
EXANTAS CAP CORP COM NEW 30068N105 3,255 296,483 SH   DFND 1 296,483 0 0
ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 12,342 14,560,000 PRN   DFND 1 0 0 0
ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 32,945 30,695,000 PRN   DFND 1 0 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 32,853 31,474,000 PRN   DFND 1 0 0 0
ARRAY BIOPHARMA INC NOTE 2.625%12/0 04269XAB1 6,235 5,000,000 PRN   DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 84,352 38,918,000 PRN   DFND 1 0 0 0
CALAMP CORP NOTE 1.625% 5/1 128126AB5 6,976 6,626,000 PRN   DFND 1 0 0 0
CARBONITE INC NOTE 2.500% 4/0 141337AB1 24,302 16,195,000 PRN   DFND 1 0 0 0
CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 6,029 5,431,000 PRN   DFND 1 0 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 48,925 31,900,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 33,308 33,107,000 PRN   DFND 1 0 0 0
ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 141 144,000 PRN   DFND 1 0 0 0
ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 190 275,000 PRN   DFND 1 0 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 20,478 11,625,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 24,352 18,018,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP DBCV 1.000% 1/1 30063PAA3 65,287 52,850,000 PRN   DFND 1 0 0 0
EZCORP INC NOTE 2.125% 6/1 302301AB2 20,694 20,850,000 PRN   DFND 1 0 0 0
EZCORP INC NOTE 2.875% 7/0 302301AF3 24,566 19,829,000 PRN   DFND 1 0 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 13,361 12,833,000 PRN   DFND 1 0 0 0
GRANITE PT MTG TR INC NOTE 5.625%12/0 38741LAB3 2,050 2,000,000 PRN   DFND 1 0 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 1,437 1,500,000 PRN   DFND 1 0 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 61,564 37,343,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 38,539 34,648,000 PRN   DFND 1 0 0 0
ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 63,711 60,510,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 47,613 36,667,000 PRN   DFND 1 0 0 0
INVACARE CORP NOTE 5.000% 2/1 461203AF8 14,969 13,789,000 PRN   DFND 1 0 0 0
K2M GROUP HLDGS INC NOTE 4.125% 8/1 48273JAB3 17,050 12,500,000 PRN   DFND 1 0 0 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 82,074 76,410,000 PRN   DFND 1 0 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 21,819 12,776,000 PRN   DFND 1 0 0 0
NANTHEALTH INC NOTE 5.500%12/1 630104AB3 802 1,300,000 PRN   DFND 1 0 0 0
PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 35,921 33,875,000 PRN   DFND 1 0 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 16,518 16,852,000 PRN   DFND 1 0 0 0
INSULET CORP NOTE 1.250% 9/1 45784PAF8 20,593 11,220,000 PRN   DFND 1 0 0 0
PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 5,760 5,968,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 15,034 13,007,000 PRN   DFND 1 0 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 18,232 23,700,000 PRN   DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC NOTE 2.750% 6/1 75972AAA1 12,174 5,637,000 PRN   DFND 1 0 0 0
REDWOOD TR INC COM 758075402 5,149 317,070 SH   DFND 1 317,070 0 0
SPECTRUM PHARMACEUTICALS INC NOTE 2.750%12/1 84763AAB4 15,457 9,605,000 PRN   DFND 1 0 0 0
TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 58,990 28,585,000 PRN   DFND 1 0 0 0
TEAM INC COM 878155100 196 8,745 SH   DFND 1 8,745 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 50,920 40,210,000 PRN   DFND 1 0 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 2,875 3,000,000 PRN   DFND 1 0 0 0
WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 27,942 29,605,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 30,229 27,900,000 PRN   DFND 1 0 0 0
GREAT AJAX CORP COM 38983D300 998 73,380 SH   DFND 1 73,380 0 0
NEXTERA ENERGY INC COM 65339F101 7,385 44,068 SH   DFND 1 44,068 0 0
ARLINGTON ASSET INVT CORP CL A NEW 041356205 6,134 656,843 SH   DFND 1 656,843 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 9,268 2,001,806 SH   DFND 1 2,001,806 0 0
CHERRY HILL MTG INVT CORP COM 164651101 311 17,190 SH   DFND 1 17,190 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 29,446 3,722,660 SH   DFND 1 3,722,660 0 0
DYNEX CAP INC COM NEW 26817Q506 1,153 180,836 SH   DFND 1 180,836 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 5,173 458,199 SH   DFND 1 458,199 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 8,707 550,420 SH   DFND 1 550,420 0 0
MFA FINL INC COM 55272X102 7,509 1,021,641 SH   DFND 1 1,021,641 0 0
AG MTG INVT TR INC COM 001228105 2,256 124,146 SH   DFND 1 124,146 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 7,276 408,322 SH   DFND 1 408,322 0 0
RADIAN GROUP INC COM 750236101 884 42,799 SH   DFND 1 42,799 0 0
TWO HBRS INVT CORP COM NEW 90187B408 2,317 155,224 SH   DFND 1 155,224 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 6,226 621,447 SH   DFND 1 621,447 0 0
BLACKROCK CAPITAL INVESTMENT COM 092533108 89 15,210 SH   DFND 1 15,210 0 0
CORPORATE CAP TR INC COM 219880101 791 51,892 SH   DFND 1 51,892 0 0
FIDUS INVT CORP COM 316500107 81 5,601 SH   DFND 1 5,601 0 0
GLADSTONE INVT CORP COM 376546107 239 20,977 SH   DFND 1 20,977 0 0
MAIN STREET CAPITAL CORP COM 56035L104 155 4,037 SH   DFND 1 4,037 0 0
NEW MTN FIN CORP COM 647551100 175 13,031 SH   DFND 1 13,031 0 0
BLACKROCK TCP CAP CORP COM 09259E108 315 22,148 SH   DFND 1 22,148 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 51 3,104 SH   DFND 1 3,104 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 470 68,534 SH   DFND 1 68,534 0 0
MORGAN STANLEY ASIA PAC FD I COM 61744U106 512 31,069 SH   DFND 1 31,069 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 995 112,186 SH   DFND 1 112,186 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 1,196 131,909 SH   DFND 1 131,909 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 1,437 128,248 SH   DFND 1 128,248 0 0
CENTRAL SECS CORP COM 155123102 663 22,507 SH   DFND 1 22,507 0 0
CHINA FD INC COM 169373107 15 812 SH   DFND 1 812 0 0
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 330 6,124 SH   DFND 1 6,124 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 132 500 SH   DFND 1 500 0 0
DUFF & PHELPS SLCT ENGY MLP COM 26433F108 2,225 366,715 SH   DFND 1 366,715 0 0
EUROPEAN EQUITY FUND COM 298768102 287 30,627 SH   DFND 1 30,627 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 431 34,490 SH   DFND 1 34,490 0 0
FST TR NEW OPPORT MLP & ENE COM 33739M100 1,901 197,826 SH   DFND 1 197,826 0 0
GENERAL AMERN INVS INC COM 368802104 3,466 93,758 SH   DFND 1 93,758 0 0
GABELLI CONV&INCOM SECS FD I COM 36240B109 0 1 SH   DFND 1 1 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 403 33,055 SH   DFND 1 33,055 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 3,543 153,064 SH   DFND 1 153,064 0 0
HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 657 88,545 SH   DFND 1 88,545 0 0
INDIA FD INC COM 454089103 268 12,125 SH   DFND 1 12,125 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 4 617 SH   DFND 1 617 0 0
VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 121 19,053 SH   DFND 1 19,053 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 3,152 134,435 SH   DFND 1 134,435 0 0
BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1,944 161,878 SH   DFND 1 161,878 0 0
NEW IRELAND FUND INC COM 645673104 531 50,297 SH   DFND 1 50,297 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 526 62,728 SH   DFND 1 62,728 0 0
NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 300 37,700 SH   DFND 1 37,700 0 0
NUVEEN REAL ASSET INM AND GW COM 67074Y105 1,444 89,669 SH   DFND 1 89,669 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 2,499 255,086 SH   DFND 1 255,086 0 0
KOREA FD COM NEW 500634209 523 14,287 SH   DFND 1 14,287 0 0
MORGAN STANLEY EMER MKTS FD COM 61744G107 1,724 110,521 SH   DFND 1 110,521 0 0
MEXICO EQUITY & INCOME FD COM 592834105 17 1,437 SH   DFND 1 1,437 0 0
MEXICO FD INC COM 592835102 1,555 95,456 SH   DFND 1 95,456 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 1,243 122,048 SH   DFND 1 122,048 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 383 41,508 SH   DFND 1 41,508 0 0
COLUMBIA SELIGM PREM TECH GR COM 19842X109 553 25,878 SH   DFND 1 25,878 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 1,020 53,522 SH   DFND 1 53,522 0 0
TAIWAN FD INC COM 874036106 750 39,175 SH   DFND 1 39,175 0 0
TRI CONTL CORP COM 895436103 482 17,318 SH   DFND 1 17,318 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 144 800 SH   DFND 1 800 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 90 5,680 SH   DFND 1 5,680 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 503 42,239 SH   DFND 1 42,239 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 341 35,578 SH   DFND 1 35,578 0 0
WESTERN ASSET GLOBAL CP DEFI COM 95790C107 23 1,474 SH   DFND 1 1,474 0 0
WESTERN ASSET HGH YLD DFNDFD COM 95768B107 45 3,131 SH   DFND 1 3,131 0 0
NUVEEN PFD & INCM SECURTIES COM 67072C105 446 50,686 SH   DFND 1 50,686 0 0
VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 127 4,103 SH   DFND 1 4,103 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 245,232 1,454,956 SH   DFND 1 1,454,956 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 52,473 282,436 SH   DFND 1 282,436 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 171,278 44,039,000 PRN   DFND 1 0 0 0
ALTA MESA RES INC *W EXP 03/28/202 02133L117 76 154,874 SH   DFND 1 154,874 0 0
CITIGROUP INC COM NEW 172967424 6,114 85,236 SH   DFND 1 85,236 0 0
CLOVIS ONCOLOGY INC COM 189464100 40 1,364 SH   DFND 1 1,364 0 0
EMERGENT BIOSOLUTIONS INC COM 29089Q105 98 1,498 SH   DFND 1 1,498 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 13,332 13,000,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 5,301 315,032 SH   DFND 1 315,032 0 0
ILLUMINA INC COM 452327109 657 1,790 SH   DFND 1 1,790 0 0
INPHI CORP NOTE 1.125%12/0 45772FAB3 37,427 32,492,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 18,167 12,250,000 PRN   DFND 1 0 0 0
MEDICINES CO NOTE 2.750% 7/1 584688AG0 3,111 3,400,000 PRN   DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 1,488 317,513 SH   DFND 1 317,513 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 18,418 13,590,000 PRN   DFND 1 0 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 9,395 15,250,000 PRN   DFND 1 0 0 0
OCWEN FINL CORP COM NEW 675746309 22 5,591 SH   DFND 1 5,591 0 0
PROTALIX BIOTHERAPEUTICS INC COM 74365A101 156 214,938 SH   DFND 1 214,938 0 0
QORVO INC COM 74736K101 153 2,000 SH   DFND 1 2,000 0 0
SIRIUS XM HLDGS INC COM 82968B103 141 22,374 SH   DFND 1 22,374 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 85 1,705 SH   DFND 1 1,705 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 28,543 24,100,000 PRN   DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,434 65,942 SH   DFND 1 65,942 0 0
TESARO INC NOTE 3.000%10/0 881569AA5 28,031 21,028,000 PRN   DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 5,026 68,739 SH   DFND 1 68,739 0 0
WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 100,219 69,275,000 PRN   DFND 1 0 0 0
ATLANTIC PWR CORP COM NEW 04878Q863 61 27,832 SH   DFND 1 27,832 0 0
JUST ENERGY GROUP INC COM 48213W101 118 38,200 SH   DFND 1 38,200 0 0
RUBICON TECHNOLOGY INC COM NEW 78112T206 241 26,932 SH   DFND 1 26,932 0 0
ULTRA PETROLEUM CORP COM NEW 903914208 2,106 1,880,426 SH   DFND 1 1,880,426 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3,061 57,500 SH   DFND 1 57,500 0 0
ASSOCIATED BANC CORP COM 045487105 639 24,609 SH   DFND 1 24,609 0 0
BYLINE BANCORP INC COM 124411109 1,135 50,000 SH   DFND 1 50,000 0 0
CBOE GLOBAL MARKETS INC COM 12503M108 2,267 23,630 SH   DFND 1 23,630 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 5,246 23,395 SH   DFND 1 23,395 0 0
METLIFE INC COM 59156R108 3,768 80,671 SH   DFND 1 80,671 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 4,025 1,150,000 SH   DFND 1 1,150,000 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 6,190 1,000,000 SH   DFND 1 1,000,000 0 0
PRINCIPAL FINL GROUP INC COM 74251V102 2,431 41,500 SH   DFND 1 41,500 0 0
PRUDENTIAL FINL INC COM 744320102 2,279 22,500 SH   DFND 1 22,500 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 6,423 800,000 SH   DFND 1 800,000 0 0
BROADCOM INC COM 11135F101 2,718 11,017 SH   DFND 1 11,017 0 0
EVERCORE INC CLASS A 29977A105 2,331 23,191 SH   DFND 1 23,191 0 0
ISHARES TR IBOXX HI YD ETF 464288513 605 7,000 SH   DFND 1 7,000 0 0
ARCH COAL INC CL A 039380407 625 7,000 SH   DFND 1 7,000 0 0
ANALOG DEVICES INC COM 032654105 1,071 11,587 SH   DFND 1 11,587 0 0
ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1,974 47,238 SH   DFND 1 47,238 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 641 12,835 SH   DFND 1 12,835 0 0
INTEL CORP COM 458140100 2,205 46,643 SH   DFND 1 46,643 0 0
LAM RESEARCH CORP COM 512807108 3,140 20,700 SH   DFND 1 20,700 0 0
NXP SEMICONDUCTORS N V COM N6596X109 128 1,500 SH   DFND 1 1,500 0 0
SEMTECH CORP COM 816850101 2,638 47,464 SH   DFND 1 47,464 0 0
WELLS FARGO CO NEW COM 949746101 3,896 74,142 SH   DFND 1 74,142 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 157 3,985 SH   DFND 1 3,985 0 0
BIOGEN INC COM 09062X103 900 2,550 SH   DFND 1 2,550 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 13,494 217,378 SH   DFND 1 217,378 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16 79 SH   DFND 1 79 0 0
CELGENE CORP COM 151020104 4,595 51,356 SH   DFND 1 51,356 0 0
EXELIXIS INC COM 30161Q104 0 23 SH   DFND 1 23 0 0
GILEAD SCIENCES INC COM 375558103 27 354 SH   DFND 1 354 0 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,385 29,477 SH   DFND 1 29,477 0 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 162 47,895 SH   DFND 1 47,895 0 0
MORGAN STANLEY COM NEW 617446448 2,327 49,977 SH   DFND 1 49,977 0 0
NEWLINK GENETICS CORP COM 651511107 0 2 SH   DFND 1 2 0 0
US BANCORP DEL COM NEW 902973304 48 927 SH   DFND 1 927 0 0
UNIVERSAL INS HLDGS INC COM 91359V107 3 63 SH   DFND 1 63 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 1,185 932 SH   DFND 1 932 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 175 1,532 SH   DFND 1 1,532 0 0
ASSURANT INC COM 04621X108 361 3,350 SH   DFND 1 3,350 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 459 70,797 SH   DFND 1 70,797 0 0
RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 39,798 308,488 SH   DFND 1 308,488 0 0
T MOBILE US INC COM 872590104 343 4,899 SH   DFND 1 4,899 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 24,805 249,700 SH   DFND 1 249,700 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 8,962 8,283 SH   DFND 1 8,283 0 0
HESS CORP DEP PDF SR A 42809H404 13,388 168,280 SH   DFND 1 168,280 0 0
HESS CORP COM 42809H107 2,491 34,812 SH   DFND 1 34,812 0 0
AQUA METALS INC COM 03837J101 1,694 656,898 SH   DFND 1 656,898 0 0
CUI GLOBAL INC COM NEW 126576206 1,150 515,938 SH   DFND 1 515,938 0 0
EMAGIN CORP COM NEW 29076N206 1,003 668,907 SH   DFND 1 668,907 0 0
GAIA INC NEW CL A 36269P104 1,348 87,536 SH   DFND 1 87,536 0 0
PROFIRE ENERGY INC COM 74316X101 21 6,585 SH   DFND 1 6,585 0 0
RLJ ENTMT INC COM NEW 74965F203 14 2,400 SH   DFND 1 2,400 0 0
AMTRUST FINL SVCS INC COM 032359309 2,281 157,112 SH   DFND 1 157,112 0 0
AKORN INC COM 009728106 1,049 80,879 SH   DFND 1 80,879 0 0
BLUE HILLS BANCORP INC COM 095573101 122 5,068 SH   DFND 1 5,068 0 0
BENEFICIAL BANCORP INC COM 08171T102 1,237 73,201 SH   DFND 1 73,201 0 0
COBIZ FINANCIAL INC COM 190897108 4,231 191,113 SH   DFND 1 191,113 0 0
COASTWAY BANCORP INC COM 190632109 319 11,323 SH   DFND 1 11,323 0 0
FIRST CONN BANCORP INC MD COM 319850103 29 1,007 SH   DFND 1 1,007 0 0
FCB FINL HLDGS INC CL A 30255G103 2,682 56,603 SH   DFND 1 56,603 0 0
GUARANTY BANCORP DEL COM NEW 40075T607 912 30,730 SH   DFND 1 30,730 0 0
GREEN BANCORP INC COM 39260X100 584 26,470 SH   DFND 1 26,470 0 0
GENWORTH FINL INC COM CL A 37247D106 34 8,196 SH   DFND 1 8,196 0 0
GRAMERCY PPTY TR COM NEW 385002308 6,033 219,880 SH   DFND 1 219,880 0 0
NEXEO SOLUTIONS INC COM SHS 65342H102 1,537 125,471 SH   DFND 1 125,471 0 0
PHH CORP COM NEW 693320202 279 25,422 SH   DFND 1 25,422 0 0
SHIRE PLC SPONSORED ADR 82481R106 181 1,000 SH   DFND 1 1,000 0 0
STATE BK FINL CORP COM 856190103 3,634 120,427 SH   DFND 1 120,427 0 0
STEWART INFORMATION SVCS COR COM 860372101 4,934 109,632 SH   DFND 1 109,632 0 0
XCERRA CORP COM 98400J108 6,377 446,887 SH   DFND 1 446,887 0 0
FORUM MERGER II CORP CL A 34986F103 1,604 168,000 SH   DFND 1 168,000 0 0
FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1,519 150,000 SH   DFND 1 150,000 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 42 72,600 SH   DFND 1 72,600 0 0
APOLLO INVT CORP COM 03761U106 305 56,122 SH   DFND 1 56,122 0 0
TCG BDC INC COM 872280102 477 28,592 SH   DFND 1 28,592 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 118 8,975 SH   DFND 1 8,975 0 0
WHITEHORSE FIN INC COM 96524V106 129 9,301 SH   DFND 1 9,301 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 190 26,056 SH   DFND 1 26,056 0 0
BANCROFT FUND LTD COM 059695106 1,103 48,172 SH   DFND 1 48,172 0 0
BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 3,397 592,995 SH   DFND 1 592,995 0 0
BLACKROCK ENHANCED GBL DIV T COM 092501105 3,545 322,580 SH   DFND 1 322,580 0 0
HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 378 10,218 SH   DFND 1 10,218 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 1,879 87,437 SH   DFND 1 87,437 0 0
CLEARBRIDGE AMERN ENERG MLP COM 184691103 632 80,406 SH   DFND 1 80,406 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 798 33,205 SH   DFND 1 33,205 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 874 78,081 SH   DFND 1 78,081 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 2,490 169,907 SH   DFND 1 169,907 0 0
WELLS FARGO GLOBAL DIVIDEND COM 94987C103 251 47,553 SH   DFND 1 47,553 0 0
FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 3,059 193,868 SH   DFND 1 193,868 0 0
FIRST TR/ABERDEEN EMERG OPT COM 33731K102 862 66,168 SH   DFND 1 66,168 0 0
SPROTT FOCUS TR INC COM 85208J109 391 53,078 SH   DFND 1 53,078 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G107 1,799 278,935 SH   DFND 1 278,935 0 0
NEW GERMANY FD INC COM 644465106 393 21,647 SH   DFND 1 21,647 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 612 104,770 SH   DFND 1 104,770 0 0
GABELLI UTIL TR COM 36240A101 144 24,894 SH   DFND 1 24,894 0 0
JOHN HANCOCK HDG EQ & INC FD COM 47804L102 55 3,509 SH   DFND 1 3,509 0 0
VOYA ASIA PAC DIVID EQUITY I COM 92912J102 792 83,088 SH   DFND 1 83,088 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 2,294 284,376 SH   DFND 1 284,376 0 0
COHEN & STEERS GLOBAL INC BL COM 19248M103 355 38,124 SH   DFND 1 38,124 0 0
NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 1,232 113,096 SH   DFND 1 113,096 0 0
NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 1,503 135,797 SH   DFND 1 135,797 0 0
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 1,778 160,665 SH   DFND 1 160,665 0 0
LAZARD GLB TTL RET&INCM FD I COM 52106W103 381 21,473 SH   DFND 1 21,473 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 694 66,579 SH   DFND 1 66,579 0 0
MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2,134 100,432 SH   DFND 1 100,432 0 0
NEUBERGER BERMAN RE ES SEC F COM 64190A103 297 60,134 SH   DFND 1 60,134 0 0
TORTOISE MLP FD INC COM 89148B101 724 45,063 SH   DFND 1 45,063 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 2,083 86,715 SH   DFND 1 86,715 0 0
COHEN & STEERS TOTAL RETURN COM 19247R103 943 77,551 SH   DFND 1 77,551 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 577 54,992 SH   DFND 1 54,992 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 1,471 81,835 SH   DFND 1 81,835 0 0
NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 1,065 62,992 SH   DFND 1 62,992 0 0
SWISS HELVETIA FD INC COM 870875101 72 8,485 SH   DFND 1 8,485 0 0
TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 2,409 128,557 SH   DFND 1 128,557 0 0
VIRTUS TOTAL RETURN FUND INC COM 92837G100 412 39,090 SH   DFND 1 39,090 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 556 63,340 SH   DFND 1 63,340 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 647 41,665 SH   DFND 1 41,665 0 0
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1,558 133,784 SH   DFND 1 133,784 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 1,009 76,466 SH   DFND 1 76,466 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 90 5,671 SH   DFND 1 5,671 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 1,787 120,067 SH   DFND 1 120,067 0 0
BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 157 14,402 SH   DFND 1 14,402 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 180 12,925 SH   DFND 1 12,925 0 0
CORNERSTONE TOTAL RTRN FD IN COM 21924U300 64 4,618 SH   DFND 1 4,618 0 0
DREYFUS ALCENTRA GBL CR INCO COM 26189A105 287 31,929 SH   DFND 1 31,929 0 0
FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 51 2,215 SH   DFND 1 2,215 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 746 67,029 SH   DFND 1 67,029 0 0
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 167 21,095 SH   DFND 1 21,095 0 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 569 36,018 SH   DFND 1 36,018 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 542 38,588 SH   DFND 1 38,588 0 0
EATON VANCE FLTING RATE INC COM 278279104 2 200 SH   DFND 1 200 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 327 35,988 SH   DFND 1 35,988 0 0
WELLS FARGO MULTI SECTOR INC COM 94987D101 223 18,347 SH   DFND 1 18,347 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 307 47,646 SH   DFND 1 47,646 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 2,090 164,845 SH   DFND 1 164,845 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 478 37,635 SH   DFND 1 37,635 0 0
FLAHERTY&CRMN PFD SEC INCOM COM 338478100 27 1,524 SH   DFND 1 1,524 0 0
FLAHERTY & CRUMRINE TOTAL RE COM 338479108 307 16,498 SH   DFND 1 16,498 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 426 30,918 SH   DFND 1 30,918 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 1,771 120,092 SH   DFND 1 120,092 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 593 89,219 SH   DFND 1 89,219 0 0
GDL FUND COM SH BEN IT 361570104 780 85,936 SH   DFND 1 85,936 0 0
PGIM GLOBAL SHORT DURATION H COM 69346J106 2,047 147,629 SH   DFND 1 147,629 0 0
EAGLE CAP GROWTH FD INC COM 269451100 24 3,012 SH   DFND 1 3,012 0 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 1 400 SH   DFND 1 400 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 385 60,822 SH   DFND 1 60,822 0 0
PIONEER DIV HIGH INCOME TRUS COM 723653101 1,174 80,322 SH   DFND 1 80,322 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 1,660 193,586 SH   DFND 1 193,586 0 0
INSIGHT SELECT INCOME FD COM 45781W109 166 8,937 SH   DFND 1 8,937 0 0
PGIM SHORT DURATION HIGH YIE COM 69346H100 1,208 85,451 SH   DFND 1 85,451 0 0
IVY HIGH INC OPPORTUNITIES F COM 465893105 110 7,725 SH   DFND 1 7,725 0 0
NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 38 4,735 SH   DFND 1 4,735 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 1,671 160,889 SH   DFND 1 160,889 0 0
NUVEEN MULTI MKT INCOME FD COM 67075J107 136 19,442 SH   DFND 1 19,442 0 0
NUVEEN PFD & INCM OPPORTNYS COM 67073B106 216 23,361 SH   DFND 1 23,361 0 0
NUVEEN PFD & INCOME TERM FD COM 67075A106 16 705 SH   DFND 1 705 0 0
NUVEEN PFD & INCOME 2022 TER COM 67075T105 136 5,949 SH   DFND 1 5,949 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 536 67,311 SH   DFND 1 67,311 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1,439 139,604 SH   DFND 1 139,604 0 0
MADISON CVRED CALL & EQ STR COM 557437100 602 78,321 SH   DFND 1 78,321 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 800 103,206 SH   DFND 1 103,206 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 819 94,563 SH   DFND 1 94,563 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 1,009 92,208 SH   DFND 1 92,208 0 0
NUVEEN SR INCOME FD COM 67067Y104 856 139,026 SH   DFND 1 139,026 0 0
WESTERN ASSET INVESTMENT GRA COM 95766T100 681 50,510 SH   DFND 1 50,510 0 0
HIGH INCOME SECS FD SHS BEN INT 42968F108 244 25,786 SH   DFND 1 25,786 0 0
FLAHERTY & CRUMRINE PFD INC COM 338480106 94 7,308 SH   DFND 1 7,308 0 0
PIONEER FLOATING RATE TR COM 72369J102 511 46,345 SH   DFND 1 46,345 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 433 87,043 SH   DFND 1 87,043 0 0
SOURCE CAP INC COM 836144105 586 14,595 SH   DFND 1 14,595 0 0
WESTERN ASSET CORPORATE LN F COM 95790J102 408 41,082 SH   DFND 1 41,082 0 0
THL CR SR LN FD COM 87244R103 207 12,466 SH   DFND 1 12,466 0 0
INVESCO BD FD COM 46132L107 1,259 71,489 SH   DFND 1 71,489 0 0
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GREEN PLAINS INC NOTE 3.250%10/0 393222AG9 33,268 31,354,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 32,894 25,230,000 PRN   DFND 1 0 0 0
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REDFIN CORP NOTE 1.750% 7/1 75737FAA6 9,769 10,842,000 PRN   DFND 1 0 0 0
SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 11,905 7,450,000 PRN   DFND 1 0 0 0
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AMC ENTMT HLDGS INC CL A COM 00165C104 1,909 93,125 SH   DFND 1 93,125 0 0
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 6,302 169,567 SH   DFND 1 169,567 0 0
SURGERY PARTNERS INC COM 86881A100 1,040 63,056 SH   DFND 1 63,056 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 401 236,406 SH   DFND 1 236,406 0 0
TESLA INC COM 88160R101 22,620 85,435 SH   DFND 1 85,435 0 0
ARLO TECHNOLOGIES INC COM 04206A101 725 50,000 SH   DFND 1 50,000 0 0
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DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 485 50,000 SH   DFND 1 50,000 0 0
DOMINION ENERGY INC UNIT 08/15/2019 25746U836 17,246 363,716 SH   DFND 1 363,716 0 0
ALPHABET INC CAP STK CL A 02079K305 14,484 12,000 SH   DFND 1 12,000 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5,835 315,076 SH   DFND 1 315,076 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,498 6,800 SH   DFND 1 6,800 0 0
AK STL HLDG CORP COM 001547108 2,373 484,296 SH   DFND 1 484,296 0 0
AVON PRODS INC COM 054303102 852 387,367 SH   DFND 1 387,367 0 0
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PEABODY ENERGY CORP NEW COM 704551100 805 22,609 SH   DFND 1 22,609 0 0
CARDTRONICS PLC SHS CL A G1991C105 139 4,400 SH   DFND 1 4,400 0 0
CHEMOURS CO COM 163851108 477 12,100 SH   DFND 1 12,100 0 0
CHESAPEAKE ENERGY CORP COM 165167107 39 8,865 SH   DFND 1 8,865 0 0
CNX RESOURCES CORPORATION COM 12653C108 47 3,300 SH   DFND 1 3,300 0 0
COUPA SOFTWARE INC COM 22266L106 5,456 68,987 SH   DFND 1 68,987 0 0
COMSTOCK RES INC COM 205768302 1,028 122,753 SH   DFND 1 122,753 0 0
CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 1,960 2,000,000 PRN   DFND 1 0 0 0
DANAHER CORP DEL COM 235851102 6,673 61,416 SH   DFND 1 61,416 0 0
DISH NETWORK CORP CL A 25470M109 6,785 189,742 SH   DFND 1 189,742 0 0
DENBURY RES INC COM NEW 247916208 1,551 250,277 SH   DFND 1 250,277 0 0
ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 6,063 5,797,000 PRN   DFND 1 0 0 0
EP ENERGY CORP CL A 268785102 453 193,744 SH   DFND 1 193,744 0 0
EVERI HLDGS INC COM 30034T103 1,687 184,069 SH   DFND 1 184,069 0 0
GOGO INC COM 38046C109 1,034 199,243 SH   DFND 1 199,243 0 0
GULFPORT ENERGY CORP COM NEW 402635304 39 3,800 SH   DFND 1 3,800 0 0
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CHART INDS INC COM PAR $0.01 16115Q308 986 12,600 SH   DFND 1 12,600 0 0
GRANITE CONSTR INC COM 387328107 662 14,491 SH   DFND 1 14,491 0 0
HALCON RES CORP COM PAR NEW 40537Q605 440 98,594 SH   DFND 1 98,594 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 103 1,900 SH   DFND 1 1,900 0 0
IAMGOLD CORP COM 450913108 32 8,785 SH   DFND 1 8,785 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 18,114 17,948,000 PRN   DFND 1 0 0 0
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JAKKS PAC INC COM 47012E106 9 3,628 SH   DFND 1 3,628 0 0
J2 GLOBAL INC COM 48123V102 188 2,272 SH   DFND 1 2,272 0 0
JONES ENERGY INC CL A NEW 48019R306 232 38,773 SH   DFND 1 38,773 0 0
L BRANDS INC COM 501797104 607 20,052 SH   DFND 1 20,052 0 0
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MERITOR INC NOTE 7.875% 3/0 59001KAC4 18,366 10,133,000 PRN   DFND 1 0 0 0
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NABORS INDUSTRIES LTD SHS G6359F103 198 32,214 SH   DFND 1 32,214 0 0
NEW GOLD INC CDA COM 644535106 170 215,141 SH   DFND 1 215,141 0 0
PARSLEY ENERGY INC CL A 701877102 1,711 58,520 SH   DFND 1 58,520 0 0
PEPSICO INC COM 713448108 61 554 SH   DFND 1 554 0 0
PIONEER ENERGY SVCS CORP COM 723664108 606 205,656 SH   DFND 1 205,656 0 0
PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 25,918 22,365,000 PRN   DFND 1 0 0 0
PARTY CITY HOLDCO INC COM 702149105 315 23,298 SH   DFND 1 23,298 0 0
RITE AID CORP COM 767754104 380 297,581 SH   DFND 1 297,581 0 0
RENT A CTR INC NEW COM 76009N100 4,847 337,126 SH   DFND 1 337,126 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 34,323 12,577,000 PRN   DFND 1 0 0 0
REVLON INC CL A NEW 761525609 57 2,600 SH   DFND 1 2,600 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,471 105,503 SH   DFND 1 105,503 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 16,401 16,000,000 PRN   DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 5,851 230,364 SH   DFND 1 230,364 0 0
SIGNET JEWELERS LIMITED SHS G81276100 1,186 18,000 SH   DFND 1 18,000 0 0
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TRONOX LTD SHS CL A Q9235V101 325 27,200 SH   DFND 1 27,200 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 34,818 20,591,000 PRN   DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 1,617 259,290 SH   DFND 1 259,290 0 0
WORKDAY INC CL A 98138H101 627 4,300 SH   DFND 1 4,300 0 0
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INTREXON CORP NOTE 3.500% 7/0 46122TAA0 10,551 9,000,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC CL A 98954M101 204 4,631 SH   DFND 1 4,631 0 0
ENERGY XXI GULF COAST INC COM 29276K101 960 114,877 SH   DFND 1 114,877 0 0
AVAYA HLDGS CORP COM 05351X101 3,618 163,427 SH   DFND 1 163,427 0 0
HOME DEPOT INC COM 437076102 3,177 15,341 SH   DFND 1 15,341 0 0
AIR PRODS & CHEMS INC COM 009158106 11,764 70,423 SH   DFND 1 70,423 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 9,240 110,195 SH   DFND 1 110,195 0 0
AXALTA COATING SYS LTD COM G0750C108 8,360 286,720 SH   DFND 1 286,720 0 0
BALL CORP COM 058498106 1,969 44,770 SH   DFND 1 44,770 0 0
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CONSTELLIUM NV CL A N22035104 7,347 594,915 SH   DFND 1 594,915 0 0
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EMERSON ELEC CO COM 291011104 8,349 109,025 SH   DFND 1 109,025 0 0
EATON CORP PLC SHS G29183103 8,686 100,160 SH   DFND 1 100,160 0 0
GRACE W R & CO DEL NEW COM 38388F108 6,607 92,460 SH   DFND 1 92,460 0 0
HONEYWELL INTL INC COM 438516106 5,103 31,012 SH   DFND 1 31,012 0 0
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PTC INC COM 69370C100 2,877 27,100 SH   DFND 1 27,100 0 0
RPM INTL INC COM 749685103 3,101 47,755 SH   DFND 1 47,755 0 0
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XPO LOGISTICS INC COM 983793100 5,354 46,895 SH   DFND 1 46,895 0 0
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FOX FACTORY HLDG CORP COM 35138V102 2,563 36,601 SH   DFND 1 36,601 0 0
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INGEVITY CORP COM 45688C107 2,469 24,240 SH   DFND 1 24,240 0 0
PAYCOM SOFTWARE INC COM 70432V102 2,425 15,606 SH   DFND 1 15,606 0 0
POOL CORPORATION COM 73278L105 2,448 14,675 SH   DFND 1 14,675 0 0
PROTO LABS INC COM 743713109 2,546 15,741 SH   DFND 1 15,741 0 0
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TJX COS INC NEW COM 872540109 2,974 26,552 SH   DFND 1 26,552 0 0
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TREX CO INC COM 89531P105 2,200 28,582 SH   DFND 1 28,582 0 0
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VISA INC COM CL A 92826C839 3,729 24,850 SH   DFND 1 24,850 0 0
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ENDAVA PLC ADS 29260V105 1,141 40,000 SH   DFND 1 40,000 0 0
EVENTBRITE INC COM CL A 29975E109 1,139 30,000 SH   DFND 1 30,000 0 0
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BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1,398 30,000 SH   DFND 1 30,000 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 6,430 299,498 SH   DFND 1 299,498 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 5,881 38,895 SH   DFND 1 38,895 0 0
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INGERSOLL-RAND PLC SHS G47791101 3,375 33,000 SH   DFND 1 33,000 0 0
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KBR INC COM 48242W106 633 30,000 SH   DFND 1 30,000 0 0
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SPX CORP COM 784635104 832 25,000 SH   DFND 1 25,000 0 0
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XYLEM INC COM 98419M100 1,118 14,000 SH   DFND 1 14,000 0 0
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COLFAX CORP COM 194014106 901 25,000 SH   DFND 1 25,000 0 0
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CAMPING WORLD HLDGS INC CL A 13462K109 36 1,700 SH   DFND 1 1,700 0 0
DEERE & CO COM 244199105 1,510 10,051 SH   DFND 1 10,051 0 0
NOW INC COM 67011P100 75 4,553 SH   DFND 1 4,553 0 0
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NETFLIX INC COM 64110L106 375 1,003 SH   DFND 1 1,003 0 0
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TARGET CORP COM 87612E106 5,279 59,848 SH   DFND 1 59,848 0 0
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EXXON MOBIL CORP COM 30231G102 2,201 25,899 SH   DFND 1 25,899 0 0
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BP PLC SPONSORED ADR 055622104 3,260 70,733 SH   DFND 1 70,733 0 0
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COMCAST CORP NEW CL A 20030N101 652 18,431 SH   DFND 1 18,431 0 0
CONOCOPHILLIPS COM 20825C104 1,975 25,528 SH   DFND 1 25,528 0 0
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TABLEAU SOFTWARE INC CL A 87336U105 4,312 38,595 SH   DFND 1 38,595 0 0
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FORD MTR CO DEL COM PAR $0.01 345370860 1,474 159,378 SH   DFND 1 159,378 0 0
FREEPORT-MCMORAN INC CL B 35671D857 183 13,194 SH   DFND 1 13,194 0 0
GENERAL ELECTRIC CO COM 369604103 5,818 515,385 SH   DFND 1 515,385 0 0
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IAC INTERACTIVECORP COM 44919P508 12,130 55,972 SH   DFND 1 55,972 0 0
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COCA COLA CO COM 191216100 2,039 44,163 SH   DFND 1 44,163 0 0
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PALO ALTO NETWORKS INC COM 697435105 4,233 18,795 SH   DFND 1 18,795 0 0
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FANG HLDGS LTD ADR 30711Y102 27 10,521 SH   DFND 1 10,521 0 0
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STAMPS COM INC COM NEW 852857200 134 594 SH   DFND 1 594 0 0
TAL ED GROUP SPONSORED ADS 874080104 4,001 155,652 SH   DFND 1 155,652 0 0
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EPR PPTYS COM SH BEN INT 26884U109 309 4,523 SH   DFND 1 4,523 0 0
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QTS RLTY TR INC 6.50% CON PFD B 74736A301 2,291 21,658 SH   DFND 1 21,658 0 0
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1,035 76,160 SH   DFND 1 76,160 0 0
WHEELER REAL ESTATE INVT TR COM NEW 963025705 157 36,702 SH   DFND 1 36,702 0 0
BLACK HILLS CORP UNIT 99/99/9999 092113125 12,784 203,601 SH   DFND 1 203,601 0 0
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FORTIVE CORP 5% PFD CNV SER A 34959J207 1,321 1,236 SH   DFND 1 1,236 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1,366 9,826 SH   DFND 1 9,826 0 0
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SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 2,352 42,000 SH   DFND 1 42,000 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 17,283 170,866 SH   DFND 1 170,866 0 0
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VISTRA ENERGY CORP UNIT 02/02/2024 92840M300 2,574 26,515 SH   DFND 1 26,515 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 4,057 61,895 SH   DFND 1 61,895 0 0
AMYRIS INC COM NEW 03236M200 801 100,940 SH   DFND 1 100,940 0 0
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ANDEAVOR COM 03349M105 9,623 62,692 SH   DFND 1 62,692 0 0
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CA INC COM 12673P105 6,654 150,733 SH   DFND 1 150,733 0 0
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ENGILITY HLDGS INC NEW COM 29286C107 331 9,222 SH   DFND 1 9,222 0 0
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EHI CAR SVCS LTD SPON ADS CL A 26853A100 2,771 244,163 SH   DFND 1 244,163 0 0
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TWENTY FIRST CENTY FOX INC CL A 90130A101 1,858 40,104 SH   DFND 1 40,104 0 0
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JD COM INC SPON ADR CL A 47215P106 286 11,000 SH   DFND 1 11,000 0 0
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KAPSTONE PAPER & PACKAGING C COM 48562P103 5,820 171,649 SH   DFND 1 171,649 0 0
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LASALLE HOTEL PPTYS COM SH BEN INT 517942108 34 1,000 SH   DFND 1 1,000 0 0
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QEP RES INC COM 74733V100 28 2,500 SH   DFND 1 2,500 0 0
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SELECT INCOME REIT COM SH BEN INT 81618T100 318 14,500 SH   DFND 1 14,500 0 0
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U S G CORP COM NEW 903293405 194 4,500 SH   DFND 1 4,500 0 0
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EQUITY RESIDENTIAL SH BEN INT 29476L107 2,315 34,953 SH   DFND 1 34,953 0 0
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VENTAS INC COM 92276F100 4,813 88,520 SH   DFND 1 88,520 0 0
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HOST HOTELS & RESORTS INC COM 44107P104 1,519 72,004 SH   DFND 1 72,004 0 0
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MACERICH CO COM 554382101 814 14,739 SH   DFND 1 14,739 0 0
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IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 518 28,666 SH   DFND 1 28,666 0 0
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GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 4,001 394,589 SH   DFND 1 394,589 0 0
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SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 1,032 100,000 SH   DFND 1 100,000 0 0
THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 2,184 225,000 SH   DFND 1 225,000 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 1,016 100,000 SH   DFND 1 100,000 0 0
THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 35 80,000 SH   DFND 1 80,000 0 0
TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 950 100,000 SH   DFND 1 100,000 0 0
TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 11 25,000 SH   DFND 1 25,000 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 2,020 200,000 SH   DFND 1 200,000 0 0
TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 21 89,500 SH   DFND 1 89,500 0 0
TRINITY MERGER CORP COM CL A 89653L106 2,162 220,000 SH   DFND 1 220,000 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 378 36,861 SH   DFND 1 36,861 0 0
TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 726 70,000 SH   DFND 1 70,000 0 0
TPG PACE HLDGS CORP CL A G89827128 3,524 350,000 SH   DFND 1 350,000 0 0
TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 2,004 189,848 SH   DFND 1 189,848 0 0
TWELVE SEAS INVESTMENT COMPA SHS G9145A107 960 100,000 SH   DFND 1 100,000 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 310 30,000 SH   DFND 1 30,000 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 754 75,000 SH   DFND 1 75,000 0 0
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 3,971 397,899 SH   DFND 1 397,899 0 0
VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 567 53,496 SH   DFND 1 53,496 0 0
VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 0 333 SH   DFND 1 333 0 0
PENSARE ACQUISITION CORP COM 70957E105 498 50,000 SH   DFND 1 50,000 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 64 143,000 SH   DFND 1 143,000 0 0
PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 1,502 140,575 SH   DFND 1 140,575 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 3 5,800 SH   DFND 1 5,800 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 961 277,862 SH   DFND 1 277,862 0 0
ENVISION HEALTHCARE CORP COM 29414D100 8,793 192,295 SH   DFND 1 192,295 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 599 36,720 SH   DFND 1 36,720 0 0
NUVASIVE INC COM 670704105 204 2,888 SH   DFND 1 2,888 0 0
QUORUM HEALTH CORP COM 74909E106 1,071 182,847 SH   DFND 1 182,847 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,720 60,447 SH   DFND 1 60,447 0 0
ABIOMED INC COM 003654100 2,663 5,923 SH   DFND 1 5,923 0 0
HEALTHEQUITY INC COM 42226A107 2,389 25,310 SH   DFND 1 25,310 0 0
HUMANA INC COM 444859102 2,448 7,232 SH   DFND 1 7,232 0 0
UNITEDHEALTH GROUP INC COM 91324P102 2,397 9,012 SH   DFND 1 9,012 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 3,624 32,000 SH   DFND 1 32,000 0 0
TE CONNECTIVITY LTD REG SHS H84989104 1,494 17,000 SH   DFND 1 17,000 0 0
AIR TRANSPORT SERVICES GRP I COM 00922R105 480 22,400 SH   DFND 1 22,400 0 0
FEDEX CORP COM 31428X106 2,366 9,826 SH   DFND 1 9,826 0 0
ON TRACK INNOVATION LTD SHS M8791A109 29 30,000 SH   DFND 1 30,000 0 0
AT&T INC COM 00206R102 1,975 58,840 SH   DFND 1 58,840 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 510 12,345 SH   DFND 1 12,345 0 0
ABBOTT LABS COM 002824100 34 472 SH   DFND 1 472 0 0
AETNA INC NEW COM 00817Y108 10,003 49,314 SH   DFND 1 49,314 0 0
CISCO SYS INC COM 17275R102 6,645 136,593 SH   DFND 1 136,593 0 0
CENTURYLINK INC COM 156700106 58 2,760 SH   DFND 1 2,760 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 269 4,653 SH   DFND 1 4,653 0 0
SPRINT CORP COM SER 1 85207U105 334 51,140 SH   DFND 1 51,140 0 0
UNITED CONTL HLDGS INC COM 910047109 2,219 24,925 SH   DFND 1 24,925 0 0
MAGICJACK VOCALTEC LTD SHS M6787E101 992 118,914 SH   DFND 1 118,914 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,070 9,920 SH   DFND 1 9,920 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 6,582 69,284 SH   DFND 1 69,284 0 0
LIFEPOINT HEALTH INC COM 53219L109 7,360 114,292 SH   DFND 1 114,292 0 0
MITEL NETWORKS CORP COM 60671Q104 3,050 276,860 SH   DFND 1 276,860 0 0
NXSTAGE MEDICAL INC COM 67072V103 2,312 82,902 SH   DFND 1 82,902 0 0
OCLARO INC COM NEW 67555N206 1,698 190,030 SH   DFND 1 190,030 0 0
ORBOTECH LTD ORD M75253100 2,555 43,000 SH   DFND 1 43,000 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 233 100,000 PRN   DFND 1 0 0 0
INCYTE CORP NOTE 1.250%11/1 45337CAN2 6,824 4,900,000 PRN   DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 60,935 40,200,000 PRN   DFND 1 0 0 0
RH COM 74967X103 1,158 8,845 SH   DFND 1 8,845 0 0
BLACKBERRY LTD DEBT 3.750%11/1 C10268AC1 28,625 22,275,000 PRN   DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 11,696 455,646 SH   DFND 1 455,646 0 0
DOCUSIGN INC COM 256163106 1,193 22,700 SH   DFND 1 22,700 0 0
ENSCO PLC SHS CLASS A G3157S106 1,384 164,090 SH   DFND 1 164,090 0 0
MICRON TECHNOLOGY INC COM 595112103 18,370 406,154 SH   DFND 1 406,154 0 0
RINGCENTRAL INC CL A 76680R206 3,805 40,900 SH   DFND 1 40,900 0 0
JOHNSON CTLS INTL PLC SHS G51502105 2,152 61,500 SH   DFND 1 61,500 0 0
BED BATH & BEYOND INC COM 075896100 1,282 85,500 SH   DFND 1 85,500 0 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 3,626 207,124 SH   DFND 1 207,124 0 0
STARBUCKS CORP COM 855244109 9,664 170,032 SH   DFND 1 170,032 0 0
WAYFAIR INC CL A 94419L101 1,103 7,476 SH   DFND 1 7,476 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 41,434 957,136 SH   DFND 1 957,136 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 8,443 391,991 SH   DFND 1 391,991 0 0
DASEKE INC COM 23753F107 1,036 129,283 SH   DFND 1 129,283 0 0
QURATE RETAIL INC COM SER A 74915M100 1,781 80,196 SH   DFND 1 80,196 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 6,982 3,170,000 PRN   DFND 1 0 0 0
ALTABA INC COM 021346101 161,819 2,375,509 SH   DFND 1 2,375,509 0 0
AUTODESK INC COM 052769106 640 4,100 SH   DFND 1 4,100 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 322 4,407 SH   DFND 1 4,407 0 0
AMBAC FINL GROUP INC COM NEW 023139884 501 24,540 SH   DFND 1 24,540 0 0
BLACKBERRY LTD COM 09228F103 1,969 173,109 SH   DFND 1 173,109 0 0
CENTENE CORP DEL COM 15135B101 16,258 112,295 SH   DFND 1 112,295 0 0
COSTCO WHSL CORP NEW COM 22160K105 4,887 20,808 SH   DFND 1 20,808 0 0
DOLLAR GEN CORP NEW COM 256677105 722 6,611 SH   DFND 1 6,611 0 0
D R HORTON INC COM 23331A109 2,935 69,601 SH   DFND 1 69,601 0 0
DISNEY WALT CO COM DISNEY 254687106 3,129 26,758 SH   DFND 1 26,758 0 0
ECOLAB INC COM 278865100 4 28 SH   DFND 1 28 0 0
GOLDCORP INC NEW COM 380956409 591 57,944 SH   DFND 1 57,944 0 0
CORNING INC COM 219350105 1,088 30,842 SH   DFND 1 30,842 0 0
GARMIN LTD SHS H2906T109 99 1,427 SH   DFND 1 1,427 0 0
JOHNSON & JOHNSON COM 478160104 4,549 32,930 SH   DFND 1 32,930 0 0
JPMORGAN CHASE & CO COM 46625H100 8,834 78,296 SH   DFND 1 78,296 0 0
KOHLS CORP COM 500255104 64 867 SH   DFND 1 867 0 0
MASTERCARD INCORPORATED CL A 57636Q104 20,850 93,663 SH   DFND 1 93,663 0 0
MONDELEZ INTL INC CL A 609207105 2,179 50,730 SH   DFND 1 50,730 0 0
MOHAWK INDS INC COM 608190104 1,933 11,029 SH   DFND 1 11,029 0 0
MERCK & CO INC COM 58933Y105 396 5,585 SH   DFND 1 5,585 0 0
MARATHON OIL CORP COM 565849106 5 229 SH   DFND 1 229 0 0
NOVARTIS A G SPONSORED ADR 66987V109 1,171 13,600 SH   DFND 1 13,600 0 0
PROCTER AND GAMBLE CO COM 742718109 2,524 30,334 SH   DFND 1 30,334 0 0
PIONEER NAT RES CO COM 723787107 1,380 7,928 SH   DFND 1 7,928 0 0
RIGNET INC COM 766582100 25 1,234 SH   DFND 1 1,234 0 0
SKECHERS U S A INC CL A 830566105 911 32,618 SH   DFND 1 32,618 0 0
TATA MTRS LTD SPONSORED ADR 876568502 421 27,469 SH   DFND 1 27,469 0 0
UNDER ARMOUR INC CL A 904311107 34 1,611 SH   DFND 1 1,611 0 0
UNION PAC CORP COM 907818108 8,817 54,152 SH   DFND 1 54,152 0 0
UNITED RENTALS INC COM 911363109 646 3,949 SH   DFND 1 3,949 0 0
UNITED STATES STL CORP NEW COM 912909108 901 29,570 SH   DFND 1 29,570 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 11,197 193,287 SH   DFND 1 193,287 0 0
XILINX INC COM 983919101 62 780 SH   DFND 1 780 0 0
XEROX CORP COM NEW 984121608 93 3,460 SH   DFND 1 3,460 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 335 9,000 SH   DFND 1 9,000 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 983 25,700 SH   DFND 1 25,700 0 0
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 841 30,744 SH   DFND 1 30,744 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 157 1,400 SH   DFND 1 1,400 0 0
DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 1 25 SH   DFND 1 25 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 4,489 75,560 SH   DFND 1 75,560 0 0
ISHARES TR IBOXX INV CP ETF 464287242 12,550 109,200 SH   DFND 1 109,200 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 58 1,770 SH   DFND 1 1,770 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 5 100 SH   DFND 1 100 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 184 5,717 SH   DFND 1 5,717 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 66,303 228,065 SH   DFND 1 228,065 0 0
PROSHARES TR ULTRAPRO SHORT Q 74348A160 580 52,100 SH   DFND 1 52,100 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 65 517 SH   DFND 1 517 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 1,469 20,661 SH   DFND 1 20,661 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 880 9,180 SH   DFND 1 9,180 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 7,313 96,559 SH   DFND 1 96,559 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,546 56,074 SH   DFND 1 56,074 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2,103 26,834 SH   DFND 1 26,834 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 626 11,900 SH   DFND 1 11,900 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,701 154,957 SH   DFND 1 154,957 0 0
VALE S A ADR 91912E105 5,547 373,850 SH   DFND 1 373,850 0 0
ADVAXIS INC COM NEW 007624208 1 1,789 SH   DFND 1 1,789 0 0
BANK AMER CORP COM 060505104 892 30,285 SH   DFND 1 30,285 0 0
BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201 101119113 2,374 303,759 SH   DFND 1 303,759 0 0
CATHAY GEN BANCORP *W EXP 12/05/201 149150112 7,243 331,953 SH   DFND 1 331,953 0 0
LINCOLN NATL CORP IND COM 534187109 205 3,044 SH   DFND 1 3,044 0 0
SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 282 33,378 SH   DFND 1 33,378 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R117 89 21,684 SH   DFND 1 21,684 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R125 96 26,658 SH   DFND 1 26,658 0 0
WINTRUST FINL CORP COM 97650W108 57 682 SH   DFND 1 682 0 0
ZIONS BANCORPORATION *W EXP 05/22/202 989701115 33,895 1,884,073 SH   DFND 1 1,884,073 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 1,093 7,261 SH   DFND 1 7,261 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1,090 12,455 SH   DFND 1 12,455 0 0
ARRIS INTL INC SHS G0551A103 11 447 SH   DFND 1 447 0 0
AUTOZONE INC COM 053332102 3 4 SH   DFND 1 4 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 1,694 149,122 SH   DFND 1 149,122 0 0
FACEBOOK INC CL A 30303M102 14,151 86,048 SH   DFND 1 86,048 0 0
HP INC COM 40434L105 175 6,823 SH   DFND 1 6,823 0 0
LOWES COS INC COM 548661107 4,395 38,281 SH   DFND 1 38,281 0 0
MCKESSON CORP COM 58155Q103 0 2 SH   DFND 1 2 0 0
MEDTRONIC PLC SHS G5960L103 88 897 SH   DFND 1 897 0 0
ALTRIA GROUP INC COM 02209S103 761 12,628 SH   DFND 1 12,628 0 0
NATIONAL OILWELL VARCO INC COM 637071101 94 2,190 SH   DFND 1 2,190 0 0
ROYAL GOLD INC COM 780287108 1,245 16,162 SH   DFND 1 16,162 0 0
WASTE MGMT INC DEL COM 94106L109 1,975 21,859 SH   DFND 1 21,859 0 0
WYNDHAM DESTINATIONS INC COM 98310W108 307 7,101 SH   DFND 1 7,101 0 0
AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 23 117,095 SH   DFND 1 117,095 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1,708 119,139 SH   DFND 1 119,139 0 0
AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 50 5,141 SH   DFND 1 5,141 0 0
ASSOCIATED BANC CORP *W EXP 11/21/201 045487113 1 200 SH   DFND 1 200 0 0
BANK AMER CORP *W EXP 01/16/201 060505146 10 600 SH   DFND 1 600 0 0
BANK AMER CORP *W EXP 10/28/201 060505153 506 1,703,954 SH   DFND 1 1,703,954 0 0
BLUE BIRD CORP COM 095306106 7 319 SH   DFND 1 319 0 0
COMERICA INC *W EXP 11/14/201 200340115 98 1,600 SH   DFND 1 1,600 0 0
CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 461 8,657 SH   DFND 1 8,657 0 0
FIRST FINL BANCORP OH COM 320209109 8 284 SH   DFND 1 284 0 0
FGL HLDGS ORD SHS G3402M102 43 4,837 SH   DFND 1 4,837 0 0
HALCON RES CORP *W EXP 09/09/202 40537Q118 1 11,363 SH   DFND 1 11,363 0 0
INTERNATIONAL MNY EXPRESS IN *W EXP 01/19/202 46005L119 75 31,924 SH   DFND 1 31,924 0 0
JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 57 783 SH   DFND 1 783 0 0
LAZYDAYS HLDGS INC COM 52110H100 46 6,199 SH   DFND 1 6,199 0 0
LINDBLAD EXPEDITIONS HLDGS I *W EXP 07/08/202 535219117 171 41,880 SH   DFND 1 41,880 0 0
M & T BK CORP COM 55261F104 8 53 SH   DFND 1 53 0 0
M & T BK CORP *W EXP 12/23/201 55261F112 28 288 SH   DFND 1 288 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 10 914 SH   DFND 1 914 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 2 977 SH   DFND 1 977 0 0
NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 179 174,183 SH   DFND 1 174,183 0 0
NXT ID INC *W EXP 02/09/201 67091J123 0 2,396 SH   DFND 1 2,396 0 0
PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 1,177 17,067 SH   DFND 1 17,067 0 0
PRIORITY TECHNOLOGY HLDGS IN *W EXP 09/12/202 74275G115 0 45 SH   DFND 1 45 0 0
ROSEHILL RES INC CL A 777385105 8 1,405 SH   DFND 1 1,405 0 0
SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 8 100 SH   DFND 1 100 0 0
SEARS HLDGS CORP COM 812350106 0 900 SH   DFND 1 900 0 0
DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 262 114,128 SH   DFND 1 114,128 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 994 216,971 SH   DFND 1 216,971 0 0
TCF FINL CORP *W EXP 11/14/201 872275128 62 8,969 SH   DFND 1 8,969 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 119 112,518 SH   DFND 1 112,518 0 0
VISTRA ENERGY CORP *W EXP 02/02/202 92840M128 769 520,324 SH   DFND 1 520,324 0 0
WASHINGTON FED INC COM 938824109 0 11 SH   DFND 1 11 0 0
WELLS FARGO CO NEW *W EXP 10/28/201 949746119 381 19,773 SH   DFND 1 19,773 0 0
ISHARES TR 20 YR TR BD ETF 464287432 11,727 100,000 SH   DFND 1 100,000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8,483 157,300 SH   DFND 1 157,300 0 0
BLINK CHARGING CO COM 09354A100 745 304,271 SH   DFND 1 304,271 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 57,401 16,298,000 PRN   DFND 1 0 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 2,907 285,356 SH   DFND 1 285,356 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 226 150,700 SH   DFND 1 150,700 0 0
HENNESSY CAP ACQUSTON CORP I UNIT 06/15/2024 42588L204 444 40,000 SH   DFND 1 40,000 0 0
VALLEY NATL BANCORP *W EXP 11/14/201 919794131 0 4,937 SH   DFND 1 4,937 0 0
GORES HLDGS II INC COM CL A 382867109 8 738 SH   DFND 1 738 0 0
GORES HLDGS II INC *W EXP 01/13/202 382867117 287 135,566 SH   DFND 1 135,566 0 0
GORES HLDGS II INC UNIT 99/99/9999 382867208 0 2 SH   DFND 1 2 0 0