The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Co COM 88579Y101 6 29 SH   SOLE   29 0 0
ABB Ltd SPONSORED ADR 000375204 5 226 SH   SOLE   226 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 1,893 275,917 SH   OTR 1 185,084 90,833 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 2,389 231,029 SH   OTR 1 134,973 96,056 0
Aberdeen Japan Equity Fund Inc COM 00306J109 2,400 286,101 SH   OTR 1 193,708 92,393 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 6,580 749,443 SH   OTR 1 531,212 218,231 0
Accenture PLC Ireland SHS CLASS A G1151C101 7 43 SH   SOLE   43 0 0
Adams Diversified Equity Fund Inc COM 006212104 4,001 240,035 SH   SOLE   240,035 0 0
Adams Natural Resources Fund Inc COM 00548F105 2,704 135,601 SH   OTR 1 11,039 124,562 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 187 11,915 SH   SOLE   11,915 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 10 60 SH   SOLE   60 0 0
Allegion PLC ORD SHS G0176J109 7 75 SH   SOLE   75 0 0
Alliance California Municipal Income Fund Inc COM 018546101 103 7,615 SH   SOLE   7,615 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 130 10,507 SH   SOLE   10,507 0 0
AllianzGI Convertible & Income 2024 Target Term Fund COM 01883H102 490 53,225 SH   SOLE   53,225 0 0
AllianzGI NFJ Dividend Interest & Premium Strategy Fund COM 01883A107 1,708 130,386 SH   OTR 1 80 130,306 0
Altaba Inc COM 021346101 111 1,633 SH   SOLE   1,633 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 718 44,690 SH   SOLE   44,690 0 0
American Electric Power Co Inc COM 025537101 6 83 SH   SOLE   83 0 0
American Express Co COM 025816109 9 87 SH   SOLE   87 0 0
Amgen Inc COM 031162100 145 700 SH   SOLE   700 0 0
Apollo Tactical Income Fund Inc COM 037638103 5,423 349,187 SH   OTR 1 240,299 108,888 0
Apple Inc COM 037833100 14 64 SH   SOLE   64 0 0
Ares Dynamic Credit Allocation Fund, Inc. COM 04014F102 1,012 65,154 SH   SOLE   65,154 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 44 5,010 SH   SOLE   5,010 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 6 30 SH   SOLE   30 0 0
ATN International Inc COM 00215F107 378 5,116 SH   SOLE   5,116 0 0
Automatic Data Processing, Inc. COM 053015103 7 44 SH   SOLE   44 0 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 1,245 221,569 SH   SOLE   221,569 0 0
Baidu Inc SPON ADR REP A 056752108 46 201 SH   SOLE   201 0 0
Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 32 5,143 SH   SOLE   5,143 0 0
Banco Bradesco S.A. SP ADR PFD 059460303 5 682 SH   SOLE   682 0 0
Bancolombia SA SPON ADR PREF 05968L102 825 19,780 SH   SOLE   19,780 0 0
BHP Billiton Ltd SPONSORED ADR 088606108 7 140 SH   SOLE   140 0 0
BioMarin Pharmaceutical Inc COM 09061G101 20 205 SH   SOLE   205 0 0
BlackRock Credit Allocation Income Trust COM 092508100 16 1,301 SH   SOLE   1,301 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 157 14,095 SH   SOLE   14,095 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 38 3,977 SH   SOLE   3,977 0 0
BlackRock Long-Term Municipal Advantage Trust COM 09250B103 98 8,685 SH   SOLE   8,685 0 0
BlackRock Maryland Municipal Bond Trust COM 09249L105 224 16,260 SH   SOLE   16,260 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 60 4,590 SH   SOLE   4,590 0 0
BlackRock Muni New York Intermediate Duration Fund Inc COM 09255F109 1 100 SH   SOLE   100 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 108 5,231 SH   SOLE   5,231 0 0
Boulder Growth & Income Fund Inc COM 101507101 12,116 1,080,839 SH   OTR 1 768,216 312,623 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 40 3,659 SH   SOLE   3,659 0 0
Bristol-Myers Squibb Co COM 110122108 106 1,700 SH   SOLE   1,700 0 0
British American Tobacco PLC SPONSORED ADR 110448107 18 394 SH   SOLE   394 0 0
Canadian Natural Resources Ltd COM 136385101 7 211 SH   SOLE   211 0 0
Carnival Corp UNIT 99/99/9999 143658300 1,245 19,518 SH   SOLE   19,518 0 0
Celgene Corp COM 151020104 27 300 SH   SOLE   300 0 0
Cemex SAB de CV SPON ADR NEW 151290889 2,192 311,397 SH   SOLE   311,397 0 0
Central and Eastern European Fund Inc COM 153436100 43 1,783 SH   SOLE   1,783 0 0
Central Securities Corp COM 155123102 13,922 471,937 SH   OTR 1 318,302 153,635 0
China Petroleum & Chemical Corp SPON ADR H SHS 16941R108 7 70 SH   SOLE   70 0 0
Chubb Ltd COM H1467J104 8 63 SH   SOLE   63 0 0
ClearBridge American Energy MLP Fund Inc COM 184691103 60 7,666 SH   SOLE   7,666 0 0
ClearBridge Energy MLP Total Return Fund Inc COM 18469Q108 123 10,788 SH   SOLE   10,788 0 0
Coca-Cola European Partners PLC SHS G25839104 10 230 SH   SOLE   230 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund Inc COM SHS 19249B106 909 87,044 SH   SOLE   87,044 0 0
Consolidated Water Co Ltd ORD G23773107 1,685 121,638 SH   SOLE   121,638 0 0
Copa Holdings SA CL A P31076105 1,946 24,373 SH   SOLE   24,373 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 172 12,315 SH   SOLE   12,315 0 0
Credit Suisse Asset Management Income Fund Inc COM 224916106 556 175,459 SH   SOLE   175,459 0 0
Credit Suisse Group AG SPONSORED ADR 225401108 7 477 SH   SOLE   477 0 0
Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 5 123 SH   SOLE   123 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 51 4,272 SH   SOLE   4,272 0 0
Deutsche Municipal Income Trust COM 233368109 136 13,000 SH   SOLE   13,000 0 0
Diageo PLC SPON ADR NEW 25243Q205 39 276 SH   SOLE   276 0 0
DowDuPont Inc COM 26078J100 7 116 SH   SOLE   116 0 0
Dreyfus Municipal Bond Infrastructure Fund Inc SHS 26203D101 72 5,776 SH   SOLE   5,776 0 0
Dreyfus Strategic Municipals, Inc. COM 261932107 225 30,000 SH   SOLE   30,000 0 0
Eagle Point Credit Co Inc COM 269808101 11,982 669,370 SH   OTR 1 525,434 143,936 0
Eaton Vance California Municipal Bond Fund II COM 27828C106 40 3,880 SH   SOLE   3,880 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 159 14,171 SH   SOLE   14,171 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 1,526 120,378 SH   SOLE   120,378 0 0
Eaton Vance Ohio Municipal Income Trust SH BEN INT 27826G109 101 8,200 SH   SOLE   8,200 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 766 59,358 SH   SOLE   59,358 0 0
Eli Lilly & Co COM 532457108 64 600 SH   SOLE   600 0 0
Embraer S A SP ADR REP 4 COM 29082A107 7 337 SH   SOLE   337 0 0
Empire State Realty Trust Inc CL A 292104106 812 48,894 SH   SOLE   48,894 0 0
Enzo Biochem Inc COM 294100102 52 12,629 SH   SOLE   12,629 0 0
Equinix Inc COM PAR $0.001 29444U700 26 60 SH   SOLE   60 0 0
Equus Total Return Inc COM 294766100 78 39,150 SH   SOLE   39,150 0 0
Era Group Inc COM 26885G109 166 13,474 SH   SOLE   13,474 0 0
EVERTEC Inc COM 30040P103 515 21,356 SH   SOLE   21,356 0 0
Exxon Mobil Corp COM 30231G102 6 73 SH   SOLE   73 0 0
Fiduciary/Claymore MLP Opportunity Fund COM 31647Q106 2,802 229,459 SH   SOLE   229,459 0 0
First BanCorp/Puerto Rico COM NEW 318672706 2,549 280,077 SH   SOLE   280,077 0 0
First Trust Energy Infrastructure Fund COM 33738C103 889 56,461 SH   SOLE   56,461 0 0
First Trust High Income Long/Short Fund COM 33738E109 2,220 150,509 SH   SOLE   150,509 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 285 21,246 SH   SOLE   21,246 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 391 23,078 SH   SOLE   23,078 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,473 14,882 SH   SOLE   14,882 0 0
Fortress Biotech Inc COM 34960Q109 4 2,749 SH   SOLE   2,749 0 0
Fresh Del Monte Produce Inc ORD G36738105 1,440 42,500 SH   SOLE   42,500 0 0
Gabelli Equity Trust Inc COM 362397101 32 4,897 SH   SOLE   4,897 0 0
General American Investors Co Inc COM 368802104 6,837 184,920 SH   OTR 1 142,140 42,780 0
General Electric Co COM 369604103 30 2,663 SH   SOLE   2,663 0 0
Goldman Sachs MLP Income Opportunities Fund COM SHS 38147W103 28 3,051 SH   SOLE   3,051 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1,354 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 504 28,400 SH   SOLE   28,400 0 0
GW Pharmaceuticals PLC ADS 36197T103 7 41 SH   SOLE   41 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 143 9,259 SH   SOLE   9,259 0 0
Home BancShares Inc COM 436893200 622 28,416 SH   SOLE   28,416 0 0
HSBC Holdings plc SPON ADR 404280406 5 124 SH   SOLE   124 0 0
ICICI Bank Ltd ADR 45104G104 41 4,771 SH   SOLE   4,771 0 0
Incyte Corp COM 45337C102 17 242 SH   SOLE   242 0 0
ING Groep NV SPONSORED ADR 456837103 7 578 SH   SOLE   578 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 28 5,000 SH   SOLE   5,000 0 0
International Business Machines Corp COM 459200101 8 50 SH   SOLE   50 0 0
Intuit COM 461202103 6 26 SH   SOLE   26 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 1,524 132,906 SH   SOLE   132,906 0 0
Invesco Municipal Opportunity Trust COM 46132C107 228 19,900 SH   SOLE   19,900 0 0
Invesco Senior Income Trust COM 46131H107 2,084 484,711 SH   SOLE   484,711 0 0
iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 8,155 159,830 SH   OTR 1 139,830 20,000 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 622 5,100 SH   SOLE   5,100 0 0
iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 135 2,700 SH   SOLE   2,700 0 0
iShares TIPS Bond ETF TIPS BD ETF 464287176 45 410 SH   SOLE   410 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 648 2,850 SH   SOLE   2,850 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 27 2,477 SH   SOLE   2,477 0 0
Ivy High Income Opportunities Fund COM 465893105 405 28,424 SH   SOLE   28,424 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 1,663 150,232 SH   OTR 1 60,065 90,167 0
Johnson & Johnson COM 478160104 8 59 SH   SOLE   59 0 0
JPMorgan Chase & Co COM 46625H100 11 98 SH   SOLE   98 0 0
Jupai Holdings Limited COM 67073B106 176 18,975 SH   SOLE   18,975 0 0
Karyopharm Therapeutics Inc COM 48576U106 26 1,500 SH   SOLE   1,500 0 0
Kayne Anderson Midstream/Energy Fund Inc COM 48661E108 3,275 255,876 SH   OTR 1 154,875 101,001 0
Kayne Anderson MLP Investment Company COM 486606106 1,334 74,740 SH   OTR 1 16,859 57,881 0
KKR Income Opportunities Fund COM 48249T106 592 36,096 SH   SOLE   36,096 0 0
Koninklijke Philips NV NY REG SH NEW 500472303 11 231 SH   SOLE   231 0 0
Lennar Corp CL A 526057104 2,311 49,500 SH   SOLE   49,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 29 4,258 SH   SOLE   4,258 0 0
Liberty All Star Growth Fund Inc COM 529900102 31 4,813 SH   SOLE   4,813 0 0
LivaNova PLC SHS G5509L101 1,033 8,330 SH   SOLE   8,330 0 0
Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 108 5,086 SH   SOLE   5,086 0 0
MainStay DefinedTerm Municipal Opportunities Fund COM 56064K100 88 4,463 SH   SOLE   4,463 0 0
Manning & Napier Inc CL A 56382Q102 30 10,000 SH   SOLE   10,000 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,648 14,745 SH   SOLE   14,745 0 0
Martin Marietta Materials Inc COM 573284106 546 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 5,237 117,297 SH   SOLE   117,297 0 0
McDonald's Corp COM 580135101 11 66 SH   SOLE   66 0 0
Melco Resorts & Entertainment Ltd ADR 585464100 8 389 SH   SOLE   389 0 0
Merck & Co Inc COM 58933Y105 142 2,000 SH   SOLE   2,000 0 0
MFS High Income Municipal Trust SH BEN INT 59318D104 175 35,467 SH   SOLE   35,467 0 0
MFS High Yield Municipal Trust SH BEN INT 59318E102 50 11,077 SH   SOLE   11,077 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 945 105,310 SH   SOLE   105,310 0 0
MFS Municipal Income Trust SH BEN INT 552738106 300 46,255 SH   SOLE   46,255 0 0
Microsoft Corp COM 594918104 14 121 SH   SOLE   121 0 0
Mitsubishi UFJ Financial Group Inc SPONSORED ADS 606822104 9 1,477 SH   SOLE   1,477 0 0
Morgan Stanley Asia-Pacific Fund Inc COM 61744U106 25 1,502 SH   SOLE   1,502 0 0
Morgan Stanley Emerging Markets Fund Inc COM 61744G107 11 716 SH   SOLE   716 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 1,259 53,674 SH   OTR 1 3,674 50,000 0
MVC Capital Inc COM 553829102 13 1,359 SH   SOLE   1,359 0 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 1,888 217,296 SH   SOLE   217,296 0 0
New Oriental Education & Technology Group Inc SPON ADR 647581107 10 132 SH   SOLE   132 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 18,338 818,672 SH   OTR 1 575,913 242,759 0
NextEra Energy Inc COM 65339F101 1,014 6,051 SH   SOLE   6,051 0 0
Northrop Grumman Corporation COM 666807102 7 22 SH   SOLE   22 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 3,270 56,944 SH   SOLE   56,944 0 0
Novartis AG SPONSORED ADR 66987V109 43 500 SH   SOLE   500 0 0
NuStar Energy L.P. COM 67067Y104 9 1,400 SH   SOLE   1,400 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 83 6,553 SH   SOLE   6,553 0 0
Nuveen California Quality Municipal Income Fund COM 67066Y105 1,986 153,485 SH   SOLE   153,485 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 38 2,419 SH   SOLE   2,419 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 5,813 729,387 SH   OTR 1 566,044 163,343 0
Nuveen Floating Rate Income Fund COM 67072T108 747 71,857 SH   SOLE   71,857 0 0
Nuveen Floating Rate Income Opportunity Fund COM SHS 6706EN100 2,915 282,734 SH   OTR 1 152,134 130,600 0
Nuveen Global High Income Fund SHS 67075G103 138 8,839 SH   SOLE   8,839 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 734 104,578 SH   SOLE   104,578 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 38 1,602 SH   SOLE   1,602 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 83 6,456 SH   SOLE   6,456 0 0
Nuveen Preferred Income Opportunities Fund SPONSORED ADR 636274409 8 148 SH   SOLE   148 0 0
Nuveen Quality Municipal Income Fund COM 67066V101 101 7,920 SH   SOLE   7,920 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 234 14,502 SH   SOLE   14,502 0 0
Nuveen Select Tax-Free Income 3 Portfolio SH BEN INT 67063X100 109 7,810 SH   SOLE   7,810 0 0
Nuveen Select Tax-Free Income Portfolio SH BEN INT 67062F100 108 7,740 SH   SOLE   7,740 0 0
Orange S.A. SPONSORED ADR 684060106 5 321 SH   SOLE   321 0 0
Oxford Lane Capital Corp COM 691543102 5,459 515,267 SH   OTR 1 363,685 151,582 0
PepsiCo, Inc. COM 713448108 11 95 SH   SOLE   95 0 0
Pfizer Inc COM 717081103 10 233 SH   SOLE   233 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 2,915 210,130 SH   SOLE   210,130 0 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 5,682 401,805 SH   OTR 1 308,616 93,189 0
PIMCO California Municipal Income Fund II COM 72200M108 523 62,544 SH   SOLE   62,544 0 0
PIMCO California Municipal Income Fund III COM 72201C109 217 21,359 SH   SOLE   21,359 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 5,337 52,517 SH   SOLE   52,517 0 0
Pimco New York Municipal Income COM 72200Y102 28 2,454 SH   SOLE   2,454 0 0
PIMCO New York Municipal Income Fund III COM 72201E105 259 27,435 SH   SOLE   27,435 0 0
Pioneer Diversified High Income Trust COM 723653101 462 31,588 SH   SOLE   31,588 0 0
Pioneer High Income Trust COM 72369H106 318 34,336 SH   SOLE   34,336 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 1 105 SH   SOLE   105 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 191 17,188 SH   SOLE   17,188 0 0
Popular Inc COM NEW 733174700 2,926 57,100 SH   SOLE   57,100 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 253 14,683 SH   SOLE   14,683 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 14 244 SH   SOLE   244 0 0
Prudential PLC ADR 74435K204 8 168 SH   SOLE   168 0 0
Putnam Managed Municipal Income Trust COM 746823103 75 10,794 SH   SOLE   10,794 0 0
Putnam Municipal Opportunities Trust SH BEN INT 746922103 83 7,242 SH   SOLE   7,242 0 0
Raytheon Co COM NEW 755111507 12 59 SH   SOLE   59 0 0
RENN Fund Inc COM 759720105 41 22,847 SH   SOLE   22,847 0 0
RMR Real Estate Income Fund COM 76970B101 79 4,401 SH   SOLE   4,401 0 0
Royal Caribbean Cruises Ltd COM V7780T103 3,798 29,229 SH   SOLE   29,229 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 506 188 SH   SOLE   188 0 0
Royce Global Value Trust Inc COM 78081T104 43 4,104 SH   SOLE   4,104 0 0
Royce Value Trust Inc COM 780910105 128 7,816 SH   SOLE   7,816 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 2,670 261,990 SH   OTR 1 153,495 108,495 0
Sangamo Therapeutics, Inc. COM 800677106 85 5,000 SH   SOLE   5,000 0 0
Sanofi SPONSORED ADR 80105N105 8 173 SH   SOLE   173 0 0
SAP SE SPON ADR 803054204 7 56 SH   SOLE   56 0 0
Schlumberger Ltd COM 806857108 16 269 SH   SOLE   269 0 0
Sea Limited ADR 81141R100 14 998 SH   SOLE   998 0 0
Seaboard Corp COM 811543107 2,170 585 SH   SOLE   585 0 0
Simon Property Group Inc COM 828806109 6 34 SH   SOLE   34 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 6 224 SH   SOLE   224 0 0
Sony Corp SPONSORED ADR 835699307 64 1,054 SH   SOLE   1,054 0 0
Source Capital Inc COM 836144105 3,274 81,432 SH   OTR 1 60,549 20,883 0
Special Opportunities Fund Inc COM 84741T104 812 53,866 SH   SOLE   53,866 0 0
Sprott Focus Trust Inc COM 85208J109 327 44,242 SH   SOLE   44,242 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 93 8,000 SH   SOLE   8,000 0 0
Stryker Corporation COM 863667101 9 50 SH   SOLE   50 0 0
Suncor Energy Inc COM 867224107 31 799 SH   SOLE   799 0 0
Tahoe Resources Inc COM 873868103 368 131,900 SH   SOLE   131,900 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 5 121 SH   SOLE   121 0 0
TCW Strategic Income Fund Inc COM 872340104 123 22,000 SH   SOLE   22,000 0 0
TechnipFMC PLC COM G87110105 13 409 SH   SOLE   409 0 0
Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 160 9,589 SH   SOLE   9,589 0 0
Tekla Healthcare Investors SH BEN INT 87911J103 1,867 80,639 SH   SOLE   80,639 0 0
Tekla Healthcare Opportunities Fund SHS 879105104 11,183 596,720 SH   OTR 1 398,657 198,063 0
Tekla Life Science Investors SH BEN INT 87911K100 55 2,673 SH   SOLE   2,673 0 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 7,491 533,903 SH   OTR 1 348,730 185,173 0
Templeton Dragon Fund Inc COM 88018T101 421 21,135 SH   OTR 1 1,480 19,655 0
The Asia Pacific Fund Inc COM 044901106 56 4,150 SH   SOLE   4,150 0 0
The Bank of Nova Scotia COM 064149107 5 81 SH   SOLE   81 0 0
The China Fund Inc COM 169373107 290 14,797 SH   OTR 1 3,760 11,037 0
The Cushing MLP Total Return Fund COM NEW 231631201 100 8,439 SH   SOLE   8,439 0 0
The European Equity Fund Inc COM 298768102 388 41,286 SH   SOLE   41,286 0 0
The Gabelli Dividend & Income Trust COM 36242H104 70 2,912 SH   SOLE   2,912 0 0
The Gabelli Global Small and Mid Cap Value Trust COM 36249W104 13 1,046 SH   SOLE   1,046 0 0
The Gabelli Healthcare & WellnessRx Trust SHS 36246K103 2,784 252,668 SH   OTR 1 167,313 85,355 0
The GDL Fund COM SH BEN IT 361570104 38 4,173 SH   SOLE   4,173 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 8,039 1,252,227 SH   DFND   613,790 638,437 0
The Home Depot Inc COM 437076102 9 45 SH   SOLE   45 0 0
The India Fund Inc COM 454089103 1,896 85,690 SH   OTR 1 54,903 30,787 0
The Korea Fund Inc COM NEW 500634209 384 10,481 SH   SOLE   10,481 0 0
The Latin American Discovery Fund Inc COM 51828C106 29 2,593 SH   SOLE   2,593 0 0
The Mexico Equity & Income Fund Inc COM 592834105 952 77,505 SH   OTR 1 50,585 26,920 0
The New Germany Fund Inc COM 644465106 2,940 161,544 SH   OTR 1 90,235 71,309 0
The New Ireland Fund Inc COM 645673104 11 1,084 SH   SOLE   1,084 0 0
The PNC Financial Services Group Inc COM 693475105 8 59 SH   SOLE   59 0 0
The Taiwan Fund Inc COM 874036106 4,645 242,290 SH   OTR 1 158,074 84,216 0
The Toronto-Dominion Bank COM NEW 891160509 8 133 SH   SOLE   133 0 0
The Travelers Companies, Inc. COM 89417E109 5 40 SH   SOLE   40 0 0
The Walt Disney Co COM DISNEY 254687106 8 68 SH   SOLE   68 0 0
TJX Cos Inc COM 872540109 6 58 SH   SOLE   58 0 0
Tortoise Energy Infrastructure Corporation COM 89147L100 748 27,762 SH   OTR 1 0 27,762 0
Tortoise MLP Fund, Inc COM 89148B101 19 1,164 SH   SOLE   1,164 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H108 3,755 217,030 SH   OTR 1 146,369 70,661 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 2,227 116,796 SH   OTR 1 55,537 61,259 0
Tri-Continental Corp COM 895436103 97 3,470 SH   SOLE   3,470 0 0
Unilever N.V. N Y SHS NEW 904784709 10 175 SH   SOLE   175 0 0
United States Oil Fund LP UNITS 91232N108 16 1,000 SH   SOLE   1,000 0 0
United Technologies Corp COM 913017109 6 45 SH   SOLE   45 0 0
UnitedHealth Group Inc COM 91324P102 11 43 SH   SOLE   43 0 0
Vale SA ADR 91912E105 8 527 SH   SOLE   527 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 56 3,024 SH   SOLE   3,024 0 0
Verizon Communications Inc COM 92343V104 6 117 SH   SOLE   117 0 0
Virtus Total Return Fund Inc COM 92837G100 28 2,681 SH   SOLE   2,681 0 0
Visa Inc COM CL A 92826C839 12 82 SH   SOLE   82 0 0
Voya Prime Rate Trust SH BEN INT 92913A100 2,803 562,801 SH   SOLE   562,801 0 0
Vulcan Materials Co COM 929160109 556 5,000 SH   SOLE   5,000 0 0
Wal-Mart Stores Inc COM 931142103 9 91 SH   SOLE   91 0 0
Waste Management, Inc. COM 94106L109 6 65 SH   SOLE   65 0 0
Watsco Inc COM 942622200 1,425 8,000 SH   SOLE   8,000 0 0
Wells Fargo Advantage Multi-Sector Income Fund COM 94987D101 123 10,142 SH   SOLE   10,142 0 0
Western Asset Variable Rate COM 957667108 22 1,308 SH   SOLE   1,308 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 4,748 437,962 SH   OTR 1 284,995 152,967 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 2,088 185,446 SH   OTR 1 97,988 87,458 0
Zoetis Inc. CL A 98978V103 8 85 SH   SOLE   85 0 0