The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 845,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
ANGI HOM | COMCL | 00183L102 | 1,775,000 | 75,577 | SH | DFND | 75,577 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 10,485,000 | 312,250 | SH | DFND | 312,250 | 0 | 0 | ||
ACELRX P | COM | 00444T100 | 366,000 | 95,000 | SH | DFND | 95,000 | 0 | 0 | ||
ACTIVISI | COM | 00507V109 | 11,803,000 | 141,875 | SH | DFND | 141,875 | 0 | 0 | ||
ADESTO T | COM | 00687D101 | 178,000 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
AEGERION | NOTE2 | 00767EAB8 | 16,497,000 | 22,000,000 | PRN | DFND | 22,000,000 | 0 | 0 | ||
AIR PROD | COM | 009158106 | 60,138,000 | 360,000 | SH | DFND | 360,000 | 0 | 0 | ||
AKORN IN | COM | 009728106 | 7,682,000 | 591,863 | SH | DFND | 591,863 | 0 | 0 | ||
ALBEMARL | COM | 012653101 | 1,996,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ALCOA CO | COM | 013872106 | 91,000 | 125,000 | SH | Call | DFND | 125,000 | 0 | 0 | |
ALCOA CO | COM | 013872106 | 2,020,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
ALEXANDR | COM | 015271109 | 3,824,000 | 30,398 | SH | DFND | 30,398 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 659,000 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
ALLIANCE | COM | 018581108 | 4,723,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ALLIANCE | UNITL | 01881G106 | 304,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
ALLSCRIP | NOTE1 | 01988PAD0 | 29,135,000 | 27,500,000 | PRN | DFND | 27,500,000 | 0 | 0 | ||
ALPHABET | CAPST | 02079K305 | 10,277,000 | 8,514 | SH | DFND | 8,514 | 0 | 0 | ||
ALTERYX | COMCL | 02156B103 | 2,320,000 | 40,550 | SH | DFND | 40,550 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 16,026,000 | 8,001 | SH | DFND | 8,001 | 0 | 0 | ||
AMERICAN | COM | 024835100 | 1,124,000 | 27,300 | SH | DFND | 27,300 | 0 | 0 | ||
AMERICAN | CLA | 02665T306 | 2,156,000 | 98,500 | SH | DFND | 98,500 | 0 | 0 | ||
AMERICAN | COMNE | 026874784 | 5,750,000 | 108,000 | SH | DFND | 108,000 | 0 | 0 | ||
AMERICOL | COM | 03064D108 | 2,320,000 | 92,736 | SH | DFND | 92,736 | 0 | 0 | ||
AMPHENOL | CLA | 032095101 | 5,304,000 | 56,411 | SH | DFND | 56,411 | 0 | 0 | ||
ANDEAVOR | COM | 03349M105 | 358,246,000 | 2,357,429 | SH | DFND | 2,357,429 | 0 | 0 | ||
APARTMEN | CLA | 03748R101 | 449,000 | 10,175 | SH | DFND | 10,175 | 0 | 0 | ||
APPLE IN | COM | 037833100 | 687,000 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
APPLE IN | COM | 037833100 | 3,000 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
APPLE IN | COM | 037833100 | 33,848,000 | 149,944 | SH | DFND | 149,944 | 0 | 0 | ||
AQUA MET | COM | 03837J101 | 1,437,000 | 556,974 | SH | DFND | 556,974 | 0 | 0 | ||
ARDELYX | COM | 039697107 | 1,175,000 | 270,105 | SH | DFND | 270,105 | 0 | 0 | ||
ASHLAND | COM | 044186104 | 11,740,000 | 140,000 | SH | DFND | 140,000 | 0 | 0 | ||
AUTODESK | COM | 052769106 | 1,774,000 | 11,362 | SH | DFND | 11,362 | 0 | 0 | ||
AUTOMATI | COM | 053015103 | 30,132,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
AVALONBA | COM | 053484101 | 2,878,000 | 15,885 | SH | DFND | 15,885 | 0 | 0 | ||
AXA EQUI | COM | 054561105 | 3,218,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
AZUL S A | SPONS | 05501U106 | 13,342,000 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 13,525,000 | 59,143 | SH | DFND | 59,143 | 0 | 0 | ||
BEASLEY | CLA | 074014101 | 1,552,000 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
BERRY PE | COM | 08579X101 | 3,163,000 | 179,500 | SH | DFND | 179,500 | 0 | 0 | ||
BIOMARIN | NOTE0 | 09061GAE1 | 5,182,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
BIOMARIN | NOTE0 | 09061GAH4 | 1,068,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
BLACKBER | COM | 09228F103 | 1,707,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
BLACKROC | COM | 09247X101 | 4,713,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
BRISTOW | COM | 110394103 | 1,086,000 | 89,528 | SH | DFND | 89,528 | 0 | 0 | ||
BROOKFIE | CLA | 11282X103 | 19,772,000 | 944,666 | SH | DFND | 944,666 | 0 | 0 | ||
CDK GLOB | COM | 12508E101 | 25,024,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CIGNA CO | COM | 125509109 | 89,548,000 | 430,000 | SH | DFND | 430,000 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 5,924,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
CA INC | COM | 12673P105 | 101,639,000 | 2,302,139 | SH | DFND | 2,302,139 | 0 | 0 | ||
CALAMP C | NOTE1 | 128126AB5 | 6,875,000 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
CALIFORN | COM | 13057Q206 | 205,000 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
CAMDEN P | SHBEN | 133131102 | 2,283,000 | 24,400 | SH | DFND | 24,400 | 0 | 0 | ||
CARETRUS | COM | 14174T107 | 974,000 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
CARVANA | CLA | 146869102 | 591,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
CENTERPO | COM | 15189T107 | 5,530,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
CHARAH S | COM | 15957P105 | 3,101,000 | 392,500 | SH | DFND | 392,500 | 0 | 0 | ||
CHESAPEA | NOTE5 | 165167CY1 | 990,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
CHOICE H | COM | 169905106 | 3,282,000 | 39,400 | SH | DFND | 39,400 | 0 | 0 | ||
CIENA CO | COMNE | 171779309 | 234,000 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
CITIGROU | COMNE | 172967424 | 4,376,000 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
COGNIZAN | CLA | 192446102 | 34,718,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
COLUMBIA | COMNE | 198287203 | 823,000 | 34,800 | SH | DFND | 34,800 | 0 | 0 | ||
COMMUNIT | RIGHT | 203668116 | 28,000 | 4,741,911 | SH | DFND | 4,741,911 | 0 | 0 | ||
CONVERGE | COMCL | 212481105 | 4,767,000 | 512,050 | SH | DFND | 512,050 | 0 | 0 | ||
COOTEK C | SPONS | 21718L102 | 236,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
COREPOIN | COM | 21872L104 | 8,613,000 | 442,852 | SH | DFND | 442,852 | 0 | 0 | ||
CORNING | COM | 219350105 | 6,023,000 | 170,612 | SH | DFND | 170,612 | 0 | 0 | ||
CORPORAT | SHBEN | 22002T108 | 3,377,000 | 113,200 | SH | DFND | 113,200 | 0 | 0 | ||
CROWN CA | COM | 22822V101 | 824,000 | 7,400 | SH | DFND | 7,400 | 0 | 0 | ||
CTRIP CO | AMERI | 22943F100 | 1,141,000 | 30,699 | SH | DFND | 30,699 | 0 | 0 | ||
CTRIP CO | NOTE1 | 22943FAD2 | 14,052,000 | 14,000,000 | PRN | DFND | 14,000,000 | 0 | 0 | ||
CYPRESS | COM | 232806109 | 7,763,000 | 535,725 | SH | DFND | 535,725 | 0 | 0 | ||
D R HORT | COM | 23331A109 | 620,000 | 14,700 | SH | DFND | 14,700 | 0 | 0 | ||
DSW INC | CLA | 23334L102 | 11,858,000 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
DASEKE I | COM | 23753F107 | 1,441,000 | 179,696 | SH | DFND | 179,696 | 0 | 0 | ||
DERMIRA | NOTE3 | 24983LAB0 | 26,240,000 | 31,500,000 | PRN | DFND | 31,500,000 | 0 | 0 | ||
DIGITAL | COM | 253868103 | 17,974,000 | 159,800 | SH | DFND | 159,800 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 35,863,000 | 306,678 | SH | DFND | 306,678 | 0 | 0 | ||
DISH NET | COM | 25470M109 | 4,000 | 86,000 | SH | Call | DFND | 86,000 | 0 | 0 | |
DISH NET | CLA | 25470M109 | 5,364,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
DISH NET | NOTE3 | 25470MAB5 | 4,762,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 15,529,000 | 17,500,000 | PRN | DFND | 17,500,000 | 0 | 0 | ||
DOCUSIGN | COM | 256163106 | 6,571,000 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
DOUGLAS | COM | 25960P109 | 2,210,000 | 58,600 | SH | DFND | 58,600 | 0 | 0 | ||
DROPBOX | CLA | 26210C104 | 8,049,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
DUKE REA | COMNE | 264411505 | 3,356,000 | 118,300 | SH | DFND | 118,300 | 0 | 0 | ||
E TRADE | COM | 269246401 | 116,000 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 34,671,000 | 1,050,000 | SH | DFND | 1,050,000 | 0 | 0 | ||
ELECTRAM | COM | 284849205 | 115,000 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
ELECTRON | COM | 285512109 | 27,226,000 | 225,958 | SH | DFND | 225,958 | 0 | 0 | ||
ELECTRON | NOTE0 | 286082AC6 | 988,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
ENSCO JE | NOTE3 | 29359WAB1 | 998,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
ENVISION | COM | 29414D100 | 88,056,000 | 1,925,564 | SH | DFND | 1,925,564 | 0 | 0 | ||
EQUIFAX | COM | 294429105 | 31,337,000 | 240,000 | SH | DFND | 240,000 | 0 | 0 | ||
EQUINIX | COMPA | 29444U700 | 3,052,000 | 7,050 | SH | DFND | 7,050 | 0 | 0 | ||
EQUITY L | COM | 29472R108 | 1,138,000 | 11,800 | SH | DFND | 11,800 | 0 | 0 | ||
EQUITY R | SHBEN | 29476L107 | 477,000 | 7,200 | SH | DFND | 7,200 | 0 | 0 | ||
ESSENTIA | COM | 29670E107 | 2,980,000 | 210,000 | SH | DFND | 210,000 | 0 | 0 | ||
ESSEX PP | COM | 297178105 | 2,048,000 | 8,300 | SH | DFND | 8,300 | 0 | 0 | ||
EVERSPIN | COM | 30041T104 | 1,189,000 | 154,810 | SH | DFND | 154,810 | 0 | 0 | ||
EXPEDIA | COMNE | 30212P303 | 2,312,000 | 17,720 | SH | DFND | 17,720 | 0 | 0 | ||
EXTENDED | UNIT9 | 30224P200 | 3,142,000 | 155,300 | SH | DFND | 155,300 | 0 | 0 | ||
F M C CO | COMNE | 302491303 | 3,051,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
CLA | 30303M102 | 47,693,000 | 290,000 | SH | DFND | 290,000 | 0 | 0 | |||
FEDERAL | SHBEN | 313747206 | 5,021,000 | 39,700 | SH | DFND | 39,700 | 0 | 0 | ||
FINISAR | NOTE0 | 31787AAP6 | 919,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FIRST HA | COM | 32051X108 | 5,351,000 | 197,000 | SH | DFND | 197,000 | 0 | 0 | ||
FIRST IN | COM | 32054K103 | 1,991,000 | 63,400 | SH | DFND | 63,400 | 0 | 0 | ||
FIRST RE | COM | 33616C100 | 5,376,000 | 56,000 | SH | DFND | 56,000 | 0 | 0 | ||
FLEXSHOP | COM | 33939J303 | 50,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
FLEXSHOP | COMNE | 33939J303 | 174,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
FORD MTR | COM | 345370860 | 26,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
FOUR COR | COM | 35086T109 | 591,000 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
FRONTIER | COM | 35906A306 | 448,000 | 434,000 | SH | Put | DFND | 434,000 | 0 | 0 | |
GSV CAP | COM | 36191J101 | 1,036,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
G1 THERA | COM | 3621LQ109 | 3,399,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
GAMING & | COM | 36467J108 | 3,116,000 | 88,400 | SH | DFND | 88,400 | 0 | 0 | ||
GLU MOBI | COM | 379890106 | 4,444,000 | 596,543 | SH | DFND | 596,543 | 0 | 0 | ||
GODADDY | CLA | 380237107 | 5,668,000 | 67,974 | SH | DFND | 67,974 | 0 | 0 | ||
GOODRICH | DEBT1 | 382410AR9 | 4,200,000 | 4,000,000 | SH | DFND | 4,000,000 | 0 | 0 | ||
GOPRO IN | CLA | 38268T103 | 557,000 | 77,412 | SH | DFND | 77,412 | 0 | 0 | ||
GRAFTECH | COM | 384313508 | 11,218,000 | 575,000 | SH | DFND | 575,000 | 0 | 0 | ||
GREENSKY | CLA | 39572G100 | 9,612,000 | 534,000 | SH | DFND | 534,000 | 0 | 0 | ||
HARLEY D | COM | 412822108 | 43,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
HEALTHCA | CLANE | 42225P501 | 3,928,000 | 147,300 | SH | DFND | 147,300 | 0 | 0 | ||
HERTZ GL | COM | 42806J106 | 174,000 | 84,500 | SH | Put | DFND | 84,500 | 0 | 0 | |
HIGHWOOD | COM | 431284108 | 3,592,000 | 76,000 | SH | DFND | 76,000 | 0 | 0 | ||
HOST HOT | COM | 44107P104 | 335,000 | 393,900 | SH | Put | DFND | 393,900 | 0 | 0 | |
HUYA INC | ADSRE | 44852D108 | 1,661,000 | 70,451 | SH | DFND | 70,451 | 0 | 0 | ||
IBERIABA | COM | 450828108 | 4,800,000 | 59,000 | SH | DFND | 59,000 | 0 | 0 | ||
INFINERA | COM | 45667G103 | 1,442,000 | 197,500 | SH | DFND | 197,500 | 0 | 0 | ||
INTERNAT | UNIT0 | 459506309 | 10,869,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
INVITATI | COM | 46187W107 | 596,000 | 26,000 | SH | DFND | 26,000 | 0 | 0 | ||
ISHARES | COM | 464287739 | 4,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
JPMORGAN | COM | 46625H100 | 3,837,000 | 34,000 | SH | DFND | 34,000 | 0 | 0 | ||
KLX INC | COM | 482539103 | 15,695,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
KILROY R | COM | 49427F108 | 2,724,000 | 38,000 | SH | DFND | 38,000 | 0 | 0 | ||
KNOWLES | COM | 49926D109 | 3,740,000 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
LADDER C | COM | 505743104 | 39,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
LAIX INC | ADS | 50736W105 | 145,000 | 11,564 | SH | DFND | 11,564 | 0 | 0 | ||
LEGG MAS | COM | 524901105 | 6,246,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
LEISURE | UNIT9 | 52539T206 | 4,288,000 | 420,365 | SH | DFND | 420,365 | 0 | 0 | ||
LENNAR C | CLA | 526057104 | 560,000 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
LIBERTY | SHBEN | 531172104 | 2,349,000 | 55,596 | SH | DFND | 55,596 | 0 | 0 | ||
LULULEMO | COM | 550021109 | 10,562,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
MGM GROW | CLACO | 55303A105 | 2,510,000 | 85,100 | SH | DFND | 85,100 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 901,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MASTERCA | CLA | 57636Q104 | 3,035,000 | 13,634 | SH | DFND | 13,634 | 0 | 0 | ||
MATCH GR | COM | 57665R106 | 4,946,000 | 85,417 | SH | DFND | 85,417 | 0 | 0 | ||
MATTEL I | COM | 577081102 | 34,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
MATTEL I | COM | 577081102 | 483,000 | 567,000 | SH | Put | DFND | 567,000 | 0 | 0 | |
MEDICINE | NOTE2 | 584688AG0 | 23,607,000 | 25,750,000 | PRN | DFND | 25,750,000 | 0 | 0 | ||
MERITAGE | COM | 59001A102 | 3,435,000 | 86,099 | SH | DFND | 86,099 | 0 | 0 | ||
MID AMER | COM | 59522J103 | 601,000 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
MINDBODY | COMCL | 60255W105 | 7,053,000 | 173,498 | SH | DFND | 173,498 | 0 | 0 | ||
MONMOUTH | CLA | 609720107 | 251,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
MORGAN S | COMNE | 617446448 | 4,936,000 | 106,000 | SH | DFND | 106,000 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 2,347,000 | 950 | SH | DFND | 950 | 0 | 0 | ||
NATIONAL | COM | 63633D104 | 4,135,000 | 54,700 | SH | DFND | 54,700 | 0 | 0 | ||
NATIONAL | COM | 637417106 | 3,481,000 | 77,663 | SH | DFND | 77,663 | 0 | 0 | ||
NAVISTAR | NOTE4 | 63934EAS7 | 28,007,000 | 27,500,000 | PRN | DFND | 27,500,000 | 0 | 0 | ||
NETFLIX | COM | 64110L106 | 8,383,000 | 22,407 | SH | DFND | 22,407 | 0 | 0 | ||
NEW ORIE | SPONA | 647581107 | 370,000 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
NEXSTAR | CLA | 65336K103 | 1,628,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
NEXPOINT | COM | 65341D102 | 676,000 | 20,351 | SH | DFND | 20,351 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 946,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
NUTANIX | CLA | 67059N108 | 5,344,000 | 125,104 | SH | DFND | 125,104 | 0 | 0 | ||
OKTA INC | CLA | 679295105 | 2,990,000 | 42,500 | SH | DFND | 42,500 | 0 | 0 | ||
OMEGA HE | COM | 681936100 | 623,000 | 19,000 | SH | DFND | 19,000 | 0 | 0 | ||
ONEMAIN | COM | 68268W103 | 6,722,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
OPIANT P | COM | 683750103 | 534,000 | 29,900 | SH | DFND | 29,900 | 0 | 0 | ||
PGT INNO | COM | 69336V101 | 4,525,000 | 209,500 | SH | DFND | 209,500 | 0 | 0 | ||
PANDORA | NOTE1 | 698354AB3 | 968,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
PHILLIPS | COM | 718546104 | 3,945,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
PHYSICIA | COM | 71943U104 | 590,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
PINNACLE | COM | 72348P104 | 99,158,000 | 1,529,977 | SH | DFND | 1,529,977 | 0 | 0 | ||
POST HLD | COM | 737446104 | 38,236,000 | 390,000 | SH | DFND | 390,000 | 0 | 0 | ||
PRESIDIO | COM | 74102M103 | 697,000 | 45,711 | SH | DFND | 45,711 | 0 | 0 | ||
PROLOGIS | COM | 74340W103 | 3,042,000 | 44,878 | SH | DFND | 44,878 | 0 | 0 | ||
PROTALIX | NOTE7 | 74365AAD3 | 7,620,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
PRUDENTI | COM | 744320102 | 3,546,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
QUALCOMM | COM | 747525103 | 21,609,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
RPM INTL | COM | 749685103 | 31,171,000 | 480,000 | SH | DFND | 480,000 | 0 | 0 | ||
RTI INTL | NOTE1 | 74973WAB3 | 27,853,000 | 27,000,000 | PRN | DFND | 27,000,000 | 0 | 0 | ||
REALPAGE | NOTE1 | 75606NAB5 | 16,353,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
REATA PH | CLA | 75615P103 | 1,006,000 | 12,304 | SH | DFND | 12,304 | 0 | 0 | ||
REGENCY | COM | 758849103 | 3,570,000 | 55,200 | SH | DFND | 55,200 | 0 | 0 | ||
REPLIMUN | COM | 76029N106 | 848,000 | 52,665 | SH | DFND | 52,665 | 0 | 0 | ||
RESTAURA | COM | 76131D103 | 47,424,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
REXFORD | COM | 76169C100 | 927,000 | 29,000 | SH | DFND | 29,000 | 0 | 0 | ||
SBA COMM | CLA | 78410G104 | 3,582,000 | 22,300 | SH | DFND | 22,300 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 370,000 | 3,300,000 | SH | Call | DFND | 3,300,000 | 0 | 0 | |
SPDR S&P | TRUNI | 78462F103 | 561,000 | 1,929 | SH | DFND | 1,929 | 0 | 0 | ||
SABRA HE | COM | 78573L106 | 3,822,000 | 165,300 | SH | DFND | 165,300 | 0 | 0 | ||
SALESFOR | COM | 79466L302 | 8,220,000 | 51,689 | SH | DFND | 51,689 | 0 | 0 | ||
SANOFI | RIGHT | 80105N113 | 616,000 | 1,162,096 | SH | DFND | 1,162,096 | 0 | 0 | ||
SEAWORLD | COM | 81282V100 | 15,715,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
SELECT S | SBIHE | 81369Y209 | 32,351,000 | 340,000 | SH | DFND | 340,000 | 0 | 0 | ||
SELECT S | SBIIN | 81369Y605 | 36,544,000 | 1,325,000 | SH | DFND | 1,325,000 | 0 | 0 | ||
SELECT S | SBIIN | 81369Y886 | 15,795,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
SENSEONI | NOTE5 | 81727UAA3 | 10,335,000 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
SERVICEN | COM | 81762P102 | 1,138,000 | 5,817 | SH | DFND | 5,817 | 0 | 0 | ||
SIMPLY G | COM | 82900L102 | 1,569,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
SKYWORKS | COM | 83088M102 | 20,863,000 | 230,000 | SH | DFND | 230,000 | 0 | 0 | ||
SONOS IN | COM | 83570H108 | 281,000 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
SPERO TH | COM | 84833T103 | 1,787,000 | 170,000 | SH | DFND | 170,000 | 0 | 0 | ||
SPIRIT R | COM | 84860W102 | 4,659,000 | 578,000 | SH | DFND | 578,000 | 0 | 0 | ||
SPIRIT M | COMSH | 84861U105 | 576,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SPLUNK I | COM | 848637104 | 6,094,000 | 50,400 | SH | DFND | 50,400 | 0 | 0 | ||
SQUARE I | CLA | 852234103 | 3,181,000 | 32,127 | SH | DFND | 32,127 | 0 | 0 | ||
STATE ST | COM | 857477103 | 2,932,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
STORE CA | COM | 862121100 | 3,198,000 | 115,093 | SH | DFND | 115,093 | 0 | 0 | ||
SUN CMNT | COM | 866674104 | 609,000 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
SUNSTONE | COM | 867892101 | 654,000 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
T MOBILE | COM | 872590104 | 2,454,000 | 34,970 | SH | DFND | 34,970 | 0 | 0 | ||
TAIWAN S | SPONS | 874039100 | 13,199,000 | 298,882 | SH | DFND | 298,882 | 0 | 0 | ||
TANGER F | COM | 875465106 | 1,258,000 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
TELIGENT | NOTE4 | 87960WAA2 | 9,621,000 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
TERADATA | COM | 88076W103 | 20,209,000 | 535,910 | SH | DFND | 535,910 | 0 | 0 | ||
TESARO I | NOTE3 | 881569AA5 | 22,533,000 | 17,000,000 | PRN | DFND | 17,000,000 | 0 | 0 | ||
TESLA IN | COM | 88160R101 | 3,737,000 | 72,400 | SH | Put | DFND | 72,400 | 0 | 0 | |
TESLA IN | COM | 88160R101 | 16,283,000 | 61,500 | SH | DFND | 61,500 | 0 | 0 | ||
TESLA IN | NOTE0 | 88160RAB7 | 102,341,000 | 103,000,000 | PRN | DFND | 103,000,000 | 0 | 0 | ||
TOTAL SY | COM | 891906109 | 3,456,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
TRANSDIG | COM | 893641100 | 26,000 | 14,300 | SH | Put | DFND | 14,300 | 0 | 0 | |
TRIBUNE | CLA | 896047503 | 87,595,000 | 2,279,337 | SH | DFND | 2,279,337 | 0 | 0 | ||
COM | 90184L102 | 6,707,000 | 235,670 | SH | DFND | 235,670 | 0 | 0 | |||
NOTE0 | 90184LAB8 | 971,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | |||
US BANCO | COMNE | 902973304 | 5,281,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
US XPRES | COMCL | 90338N202 | 4,698,000 | 340,400 | SH | DFND | 340,400 | 0 | 0 | ||
ULTA BEA | COM | 90384S303 | 9,874,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
URBAN ED | COM | 91704F104 | 2,981,000 | 135,000 | SH | DFND | 135,000 | 0 | 0 | ||
VERIZON | COM | 92343V104 | 25,093,000 | 470,000 | SH | DFND | 470,000 | 0 | 0 | ||
VERU INC | COM | 92536C103 | 557,000 | 392,353 | SH | DFND | 392,353 | 0 | 0 | ||
VICI PPT | COM | 925652109 | 5,189,000 | 240,000 | SH | DFND | 240,000 | 0 | 0 | ||
VIKING T | COM | 92686J106 | 1,655,000 | 95,000 | SH | DFND | 95,000 | 0 | 0 | ||
VISA INC | COMCL | 92826C839 | 3,050,000 | 20,322 | SH | DFND | 20,322 | 0 | 0 | ||
VODAFONE | SPONS | 92857W308 | 1,615,000 | 74,433 | SH | DFND | 74,433 | 0 | 0 | ||
WEIGHT W | COM | 948626106 | 525,000 | 114,000 | SH | Put | DFND | 114,000 | 0 | 0 | |
WORKDAY | CLA | 98138H101 | 3,650,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
WYNDHAM | COM | 98311A105 | 3,668,000 | 66,000 | SH | DFND | 66,000 | 0 | 0 | ||
YAHOO IN | NOTE1 | 984332AF3 | 44,586,000 | 35,000,000 | PRN | DFND | 35,000,000 | 0 | 0 | ||
ZILLOW G | CLA | 98954M101 | 4,522,000 | 102,298 | SH | DFND | 102,298 | 0 | 0 | ||
ZYNERBA | COM | 98986X109 | 519,000 | 63,614 | SH | DFND | 63,614 | 0 | 0 | ||
ARCO PLA | COMCL | G04553106 | 456,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
AXALTA C | COM | G0750C108 | 165,000 | 550,000 | SH | Call | DFND | 550,000 | 0 | 0 | |
ENDO INT | COM | G30401106 | 679,000 | 2,175,500 | SH | Put | DFND | 2,175,500 | 0 | 0 | |
HERBALIF | COMSH | G4412G101 | 30,002,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
ITERUM T | SHS | G6333L101 | 670,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
PAGSEGUR | COMCL | G68707101 | 3,113,000 | 112,500 | SH | DFND | 112,500 | 0 | 0 | ||
TPG PACE | UNIT9 | G89827102 | 8,775,000 | 831,000 | SH | DFND | 831,000 | 0 | 0 | ||
WILLIS T | SHS | G96629103 | 63,423,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
YATRA ON | ORDSH | G98338109 | 1,550,000 | 277,824 | SH | DFND | 277,824 | 0 | 0 | ||
CRISPR T | NAMEN | H17182108 | 1,330,000 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
TRANSOCE | COM | H8817H100 | 431,000 | 659,000 | SH | Put | DFND | 659,000 | 0 | 0 | |
SPOTIFY | SHS | L8681T102 | 6,034,000 | 33,367 | SH | DFND | 33,367 | 0 | 0 | ||
FOAMIX P | SHS | M46135105 | 583,000 | 101,800 | SH | DFND | 101,800 | 0 | 0 | ||
GALMED P | SHS | M47238106 | 1,596,000 | 117,550 | SH | DFND | 117,550 | 0 | 0 | ||
UROGEN P | COM | M96088105 | 1,070,000 | 22,659 | SH | DFND | 22,659 | 0 | 0 | ||
ASML HOL | NYREG | N07059210 | 12,630,000 | 67,174 | SH | DFND | 67,174 | 0 | 0 | ||
INTERXIO | SHS | N47279109 | 6,104,000 | 90,700 | SH | DFND | 90,700 | 0 | 0 |