The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 108,858 | 10,778,004 | SH | DFND | 5,18 | 10,778,004 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 20,913 | 2,614,095 | SH | DFND | 8,17,20 | 2,614,095 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 170,514 | 1,226,630 | SH | DFND | 2,8,11 | 1,226,630 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,776,146 | 28,988,503 | SH | DFND | 1,4,14,15,16 | 28,988,503 | 0 | 0 | |
ALTERYX INC | COM CL A | 02156B103 | 626 | 10,939 | SH | DFND | 7,9 | 10,939 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 131,934 | 65,868 | SH | DFND | 1,14,16 | 65,868 | 0 | 0 | |
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 9,899 | 10,000,000 | PRN | DFND | 2,8,11 | 10,000,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 172,772 | 9,755,618 | SH | DFND | 6,16 | 9,755,618 | 0 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 11,351 | 1,422,475 | SH | DFND | 8,17,20 | 1,422,475 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 390,957 | 2,270,100 | SH | DFND | 8,17,20 | 2,270,100 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 230,082 | 2,372,712 | SH | DFND | 2,8,11,17,20 | 2,372,712 | 0 | 0 | |
BOEING CO | COM | 097023105 | 195,484 | 525,636 | SH | DFND | 6,16 | 525,636 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 27,519 | 596,946 | SH | DFND | 6,16 | 596,946 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 92,783 | 376,050 | SH | DFND | 1,14,16 | 376,050 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 2,611,866 | 123,201,207 | SH | DFND | 1,14,16,18 | 123,201,207 | 0 | 0 | |
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 79,200 | 990,000 | SH | DFND | 8,17,20 | 990,000 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 7,770 | 139,192 | SH | DFND | 1,14,16 | 139,192 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 108,176 | 6,556,116 | SH | DFND | 8,17,20 | 6,556,116 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 4,002 | 50,597 | SH | DFND | 7,9 | 50,597 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 269,740 | 7,256,928 | SH | DFND | 1,4,6,14,16 | 7,256,928 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 95,883 | 4,410,457 | SH | DFND | 8,17,20 | 4,410,457 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 361,428 | 5,620,090 | SH | DFND | 6,16 | 5,620,090 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 9,489 | 123,908 | SH | DFND | 1,14,16 | 123,908 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 33,201 | 2,755,310 | SH | DFND | 4,13,14,16 | 2,755,310 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 107,350 | 6,037,705 | SH | DFND | 7,9 | 6,037,705 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 121,729 | 4,470,415 | SH | DFND | 14,16 | 4,470,415 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 490,666 | 41,617,144 | SH | DFND | 7 | 41,617,144 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 859,024 | 11,125,816 | SH | DFND | 1,8,14,16,17,20 | 11,125,816 | 0 | 0 | |
GLOBAL PMTS INC | COM | 37940X102 | 111,625 | 876,176 | SH | DFND | 8,10 | 876,176 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 156,319 | 2,187,501 | SH | DFND | 6,16 | 2,187,501 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 130,909 | 1,391,165 | SH | DFND | 6,16 | 1,391,165 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 73,616 | 3,220,293 | SH | DFND | 8,17,20 | 3,220,293 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 73,352 | 8,639,819 | SH | DFND | 2,6,8,16 | 8,639,819 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 801,901 | 14,861,018 | SH | DFND | 5,18 | 14,861,018 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 20,354 | 55,452 | SH | DFND | 1,14,16 | 55,452 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 22,625 | 790,527 | SH | DFND | 6,8,16,17 | 790,527 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 138,743 | 5,317,867 | SH | DFND | 6,16 | 5,317,867 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 49,195 | 2,439,024 | SH | DFND | 1,14,16 | 2,439,024 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 320,717 | 1,440,714 | SH | DFND | 1,8,10,14,16 | 1,440,714 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 178,214 | 6,181,546 | SH | DFND | 1,14,16 | 6,181,546 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 496 | 7,046 | SH | DFND | 7,9 | 7,046 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 535,044 | 6,091,124 | SH | DFND | 4,8,10,14,16 | 6,091,124 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 137,788 | 5,174,168 | SH | DFND | 1,2,8,11,14,16,17,20 | 5,174,168 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 188,538 | 1,727,645 | SH | DFND | 1,14,16 | 1,727,645 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 51,051 | 126,351 | SH | DFND | 8,17,20 | 126,351 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 8,328 | 44,409 | SH | DFND | 1,14,16 | 44,409 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 247,400 | 3,487,948 | SH | DFND | 6,16 | 3,487,948 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 366,873 | 1,503,087 | SH | DFND | 2,8,11 | 1,503,087 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 58,836 | 8,194,444 | SH | DFND | 5,18 | 8,194,444 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 150,111 | 70,806,995 | SH | DFND | 3,18,19 | 70,806,995 | 0 | 0 | |
UNIVAR INC | COM | 91336L107 | 431,632 | 14,078,012 | SH | DFND | 3,18,19 | 14,078,012 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 345,206 | 16,880,503 | SH | DFND | 1,7,9,14,16 | 16,880,503 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 645,536 | 4,300,992 | SH | DFND | 1,8,10,14,16 | 4,300,992 | 0 | 0 | |
WORLDPAY INC | CL A | 981558109 | 245,700 | 2,426,186 | SH | DFND | 1,8,10,14,16 | 2,426,186 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 201,769 | 12,176,750 | SH | DFND | 1,14,16 | 12,176,750 | 0 | 0 |