-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nxktl7XFa2/xICO7eODgoJ/8ju2WWtz9BMdGm4Rs2PMUlHNHq2lqB8a0aZe2xWvU K/iahNR53NAS7O/BZnFUbw== 0000919574-05-003714.txt : 20051114 0000919574-05-003714.hdr.sgml : 20051111 20051110185348 ACCESSION NUMBER: 0000919574-05-003714 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051110 EFFECTIVENESS DATE: 20051114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 051195517 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d615340_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-3496 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York November 10, 2005 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 206 Form 13F Information Table Value Total: $3,118,308 (x000s) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-3498 Mark Kingdon 2 28-10584 Kingdon Associates 3 28-10583 M. Kingdon Offshore N.V. 4 28-10841 Kingdon Partners 5 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE June 30, 2005 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000)PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 8x8 Inc. New COM 282914100 800 400,000 SH Shared-Other 1,2,3,4,5 400,000 Abbott Labs COM 002824100 33,920 800,000 SH Shared-Other 1,2,3,4,5 800,000 Accenture Ltd. Bermuda CL A G1150G111 5,092 200,000 SH CALL Shared-Other 1,2,3,4,5 200,000 ActivCard Corp. COM 00506J107 3,052 700,000 SH Shared-Other 1,2,3,4,5 700,000 Active Power Inc. COM 00504W100 1,818 450,000 SH Shared-Other 1,2,3,4,5 450,000 Activision Inc. New COM NEW 004930202 4,088 200,000 SH Shared-Other 1,2,3,4,5 200,000 Actuate Corp. COM 00508B102 2,636 1,050,000 SH Shared-Other 1,2,3,4,5 1,050,000 Adobe Sys Inc. COM 00724F101 8,952 300,000 SH Shared-Other 1,2,3,4,5 300,000 Adolor Corp. COM 00724X102 18,673 1,750,000 SH Shared-Other 1,2,3,4,5 1,750,000 Advanced Micro Devices Inc. COM 007903107 37,800 1,500,000 SH Shared-Other 1,2,3,4,5 1,500,000 Aetna Inc. New COM 00817Y108 40,917 475,000 SH Shared-Other 1,2,3,4,5 475,000 Agile Software Corp. Del. COM 00846X105 5,012 700,000 SH Shared-Other 1,2,3,4,5 700,000 Agilent Technologies Inc. COM 00846U101 6,550 200,000 SH Shared-Other 1,2,3,4,5 200,000 AK Stl Hldg. Corp. COM 001547108 17,140 2,000,000 SH Shared-Other 1,2,3,4,5 2,000,000 Allegheny Technologies Inc. COM 01741R102 58,862 1,900,000 SH Shared-Other 1,2,3,4,5 1,900,000 Alliance Data Systems Corp. COM 018581108 13,311 340,000 SH Shared-Other 1,2,3,4,5 340,000 Altiris Inc. COM 02148M100 11,376 745,000 SH Shared-Other 1,2,3,4,5 745,000 Altria Group Inc. COM 02209S103 21,671 294,000 SH Shared-Other 1,2,3,4,5 294,000 Amdocs Ltd. ORD G02602103 13,865 500,000 SH Shared-Other 1,2,3,4,5 500,000 American Int'l Group Inc. COM 026874107 43,372 700,000 SH Shared-Other 1,2,3,4,5 700,000 Amgen Inc. COM 031162100 49,554 622,300 SH Shared-Other 1,2,3,4,5 622,300 Archer Daniels Midland Co COM 039483102 7,617 308,900 SH Shared-Other 1,2,3,4,5 308,900 Arris Group Inc. COM 04269Q100 4,148 350,000 SH Shared-Other 1,2,3,4,5 350,000 ASM Intl. N V COM N07045102 6,480 460,900 SH Shared-Other 1,2,3,4,5 460,900 Aspen Technology Inc. COM 045327103 10,535 1,696,419 SH Shared-Other 1,2,3,4,5 1,696,419 Au Optronics Corp. SPONSORED ADR 002255107 3,110 240,000 SH Shared-Other 1,2,3,4,5 240,000 Autodesk Inc. COM 052769106 23,220 500,000 SH PUT Shared-Other 1,2,3,4,5 500,000 Automatic Data Processing In COM 053015103 9,469 220,000 SH Shared-Other 1,2,3,4,5 220,000 Axis Capital Holdings SHS G0692U109 4,989 175,000 SH Shared-Other 1,2,3,4,5 175,000 Bank of America Corporation COM 060505104 56,229 1,335,600 SH Shared-Other 1,2,3,4,5 1,335,600 Bank of America Corporation COM 060505104 21,050 500,000 SH CALL Shared-Other 1,2,3,4,5 500,000 Bank New York Inc. COM 064057102 44,115 1,500,000 SH Shared-Other 1,2,3,4,5 1,500,000 Best Buy Inc. COM 086516101 11,971 275,000 SH Shared-Other 1,2,3,4,5 275,000 Bunge Limited COM G16962105 1,842 35,000 SH Shared-Other 1,2,3,4,5 35,000 Callidus Software Inc. COM 13123E500 2,035 550,000 SH Shared-Other 1,2,3,4,5 550,000 Carnival Corp. PAIRED CTF 143658300 14,994 300,000 SH Shared-Other 1,2,3,4,5 300,000 Caterpillar Inc. Del. COM 149123101 58,750 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Cemex S A SPON ADR 5 ORD 151290889 40,533 775,000 SH Shared-Other 1,2,3,4,5 775,000 Chemtura Corp. COM 163893100 24,840 2,000,000 SH Shared-Other 1,2,3,4,5 2,000,000 China Telecom Corp. Ltd. SPON ADR H SHS 169426103 3,769 100,000 SH Shared-Other 1,2,3,4,5 100,000 Citigroup Inc. COM 172967101 45,520 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Coca Cola Co. COM 191216100 27,318 632,500 SH Shared-Other 1,2,3,4,5 632,500 Corning Inc. COM 219350105 15,464 800,000 SH Shared-Other 1,2,3,4,5 800,000 CSG Sys Int'l Inc. COM 126349109 21,710 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Ctrip com Int'l Ltd. ADR 22943F100 9,957 156,000 SH Shared-Other 1,2,3,4,5 156,000 Cumulus Media Inc. CL A 231082108 4,361 350,000 SH Shared-Other 1,2,3,4,5 350,000 Curis Inc. COM 231269101 3,688 803,400 SH Shared-Other 1,2,3,4,5 803,400 Companhia Vale Do Rio Doce SPONSORED ADR 204412209 20,347 463,900 SH Shared-Other 1,2,3,4,5 463,900 Companhia Vale Do Rio Doce SPON ADR PFD 204412100 3,891 100,000 SH Shared-Other 1,2,3,4,5 100,000 CVS Corp. COM 126650100 14,505 500,000 SH Shared-Other 1,2,3,4,5 500,000 Cypress Semiconductor Corp. COM 232806109 13,545 900,000 SH Shared-Other 1,2,3,4,5 900,000 CYTYC Corp. COM 232946103 26,840 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Davita Inc. COM 23918K108 22,602 490,600 SH Shared-Other 1,2,3,4,5 490,600 Delphi Corp. COM 247126105 442 160,000 SH CALL Shared-Other 1,2,3,4,5 160,000 deltathree Inc. COM 24783N102 1,696 575,000 SH Shared-Other 1,2,3,4,5 575,000 DepoMed Inc. COM 249908104 9,044 1,400,000 SH Shared-Other 1,2,3,4,5 1,400,000 DexCom Inc. COM 252131107 5,916 510,000 SH Shared-Other 1,2,3,4,5 510,000 Dobson Communications Corp. CL A 256069105 4,600 599,800 SH Shared-Other 1,2,3,4,5 599,800 Dow Chem. Co. COM 260543103 16,668 400,000 SH Shared-Other 1,2,3,4,5 400,000 eBay Inc. COM 278642103 13,799 335,000 SH Shared-Other 1,2,3,4,5 335,000 eBay Inc. COM 278642103 31,930 775,000 SH CALL Shared-Other 1,2,3,4,5 775,000 ECtel Ltd. ORD M29925100 3,149 626,000 SH Shared-Other 1,2,3,4,5 626,000 eFunds Corp. COM 28224R101 18,830 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Electronic Arts Inc. COM 285512109 13,938 245,000 SH Shared-Other 1,2,3,4,5 245,000 Ericsson L M Tel Co. ADR B SEK 10 294821608 14,736 400,000 SH PUT Shared-Other 1,2,3,4,5 400,000 Evergreen Solar Inc. COM 30033R108 13,950 1,500,000 SH Shared-Other 1,2,3,4,5 1,500,000 F5 Networks Inc. COM 315616102 4,347 100,000 SH PUT Shared-Other 1,2,3,4,5 100,000 First Data Corp. COM 319963104 21,000 525,000 SH Shared-Other 1,2,3,4,5 525,000 Fleetwood Enterprises Inc. COM 339099103 18,450 1,500,000 SH Shared-Other 1,2,3,4,5 1,500,000 Fluor Corp. New COM 343412102 38,628 600,000 SH Shared-Other 1,2,3,4,5 600,000 Fomento Economico Mexicano S SPON ADR UNITS 344419106 16,059 229,681 SH Shared-Other 1,2,3,4,5 229,681 Foster Wheeler Ltd. SHS NEW G36535139 45,338 1,472,975 SH Shared-Other 1,2,3,4,5 1,472,975 Gannett Inc. COM 364730101 5,162 75,000 SH Shared-Other 1,2,3,4,5 75,000 General Dynamics Corp. COM 369550108 23,910 200,000 SH Shared-Other 1,2,3,4,5 200,000 Globix Corp. COM NEW 37957F200 6,934 3,519,800 SH Shared-Other 1,2,3,4,5 3,519,800 Google Inc. CL A 38259P508 26,866 85,000 SH Shared-Other 1,2,3,4,5 85,000 Google Inc. CL A 38259P508 61,646 194,800 SH CALL Shared-Other 1,2,3,4,5 194,800 Hewitt Assoc. Inc. COM 42822Q100 13,640 500,000 SH PUT Shared-Other 1,2,3,4,5 500,000 Hexcel Corp. New COM 428291108 17,760 971,000 SH Shared-Other 1,2,3,4,5 971,000 Hilton Hotels Corp. COM 432848109 9,017 404,000 SH Shared-Other 1,2,3,4,5 404,000 Hormel Foods Corp. COM 440452100 6,598 200,000 SH Shared-Other 1,2,3,4,5 200,000 Huntsman Corp. PFD MND CV 5% 447011206 6,671 150,000 SH Shared-Other 1,2,3,4,5 150,000 Huntsman Corp. COM 447011107 52,101 2,665,000 SH Shared-Other 1,2,3,4,5 2,665,000 Hyperion Solutions Corp. COM 44914M104 21,179 435,334 SH Shared-Other 1,2,3,4,5 435,334 iGate Corp. COM 45169U105 1,987 553,597 SH Shared-Other 1,2,3,4,5 553,597 Infosys Technologies Ltd. SPONSORED ADR 456788108 32,479 437,257 SH Shared-Other 1,2,3,4,5 437,257 Inspire Pharmaceuticals Inc. COM 457733103 12,920 1,700,000 SH Shared-Other 1,2,3,4,5 1,700,000 Inspire Pharmaceuticals Inc. COM 457733103 3,800 500,000 SH CALL Shared-Other 1,2,3,4,5 500,000 InterMune Inc. COM 45884X103 16,540 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Intl Paper Co. COM 460146103 5,960 200,000 SH Shared-Other 1,2,3,4,5 200,000 Intl Paper Co. COM 460146103 14,900 500,000 SH CALL Shared-Other 1,2,3,4,5 500,000 Intervoice Inc. New COM 461142101 1,588 176,494 SH Shared-Other 1,2,3,4,5 176,494 iShares Tr. RUSSELL 2000 464287655 19,917T 300,000 PUT Shared-Other 1,2,3,4,5 300,000 Penney J C Inc. COM 708160106 14,205 300,000 SH Shared-Other 1,2,3,4,5 300,000 Johnson & Johnson COM 478160104 44,296 700,000 SH Shared-Other 1,2,3,4,5 700,000 JP Morgan & Chase & Co. COM 46625H100 66,164 1,950,000 SH Shared-Other 1,2,3,4,5 1,950,000 Kellogg Co. COM 487836108 13,719 297,400 SH Shared-Other 1,2,3,4,5 297,400 Keryx Biopharmaceuticals Inc. COM 492515101 2,361 150,000 SH Shared-Other 1,2,3,4,5 150,000 KLA-Tencor Corp. COM 482480100 39,008 800,000 SH PUT Shared-Other 1,2,3,4,5 800,000 Kookmin Bk New SPONSORED ADR 50049M109 5,475 92,400 SH Shared-Other 1,2,3,4,5 92,400 L.G. Philip LCD Co. Ltd. SPONS ADR REP 50186V102 5,346 260,000 SH Shared-Other 1,2,3,4,5 260,000 Labor Ready Inc. COM NEW 505401208 7,462 290,900 SH Shared-Other 1,2,3,4,5 290,900 Laidlaw Int'l. Inc. COM 50730R102 4,834 200,000 SH Shared-Other 1,2,3,4,5 200,000 Lam Research Corp. COM 512807108 21,329 700,000 SH PUT Shared-Other 1,2,3,4,5 700,000 Laureate Education Inc. COM 518613104 9,794 200,000 SH Shared-Other 1,2,3,4,5 200,000 Loudeye Corp. COM 545754103 715 831,438 SH Shared-Other 1,2,3,4,5 831,438 Lousiana Pac Corp. COM 546347105 38,766 1,400,000 SH Shared-Other 1,2,3,4,5 1,400,000 Macquarie Infrastructure Co. SH BEN INT 55607X108 7,050 250,000 SH Shared-Other 1,2,3,4,5 250,000 Magnetek Inc. COM 559424106 1,690 500,000 SH Shared-Other 1,2,3,4,5 500,000 Marvell Technology Group Ltd. ORD G5876H105 13,833 300,000 SH PUT Shared-Other 1,2,3,4,5 300,000 MatrixOne Inc. COM 57685P304 7,860 1,500,000 SH Shared-Other 1,2,3,4,5 1,500,000 Maxim Integrated Prods. Inc. COM 57772K101 6,396 150,000 SH Shared-Other 1,2,3,4,5 150,000 Maxwell Technologies Inc. COM 577767106 7,075 500,000 SH Shared-Other 1,2,3,4,5 500,000 McDermott Int'l Inc. COM 580037109 40,816 1,114,900 SH Shared-Other 1,2,3,4,5 1,114,900 Measurement Specialties Inc. COM 583421102 2,600 123,631 SH Shared-Other 1,2,3,4,5 123,631 MEMC Electr Matls Inc COM 552715104 54,696 2,400,000 SH Shared-Other 1,2,3,4,5 2,400,000 Merrill Lynch & Co. Inc. COM 590188108 15,338 250,000 SH Shared-Other 1,2,3,4,5 250,000 Micromuse Inc. COM 595094103 13,111 1,665,900 SH Shared-Other 1,2,3,4,5 1,665,900 Micron Technology Inc. COM 595112103 7,980 600,000 SH Shared-Other 1,2,3,4,5 600,000 Micros Sys Inc. COM 594901100 11,799 270,000 SH Shared-Other 1,2,3,4,5 270,000 Microsoft Corp. COM 594918104 43,724 1,700,000 SH Shared-Other 1,2,3,4,5 1,700,000 Molson Coors Brewing Co. CL B 60871R209 3,201 50,000 SH Shared-Other 1,2,3,4,5 50,000 Monster Worldwide Inc. COM 611742107 12,260 400,000 SH Shared-Other 1,2,3,4,5 400,000 Morgan Stanley COM NEW 617446448 53,940 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Motorola Inc. COM 620076109 11,015 500,000 SH PUT Shared-Other 1,2,3,4,5 500,000 MPower Holding Corp. COM NEW 62473L309 1,469 1,056,500 SH Shared-Other 1,2,3,4,5 1,056,500 Nalco Holding Company COM 62985Q101 3,374 200,000 SH Shared-Other 1,2,3,4,5 200,000 Napster Inc. COM 630797108 1,197 300,760 SH Shared-Other 1,2,3,4,5 300,760 NASDAQ 100 Tr UNIT SER 1 631100104 114,434 2,900,000 SH PUT Shared-Other 1,2,3,4,5 2,900,000 National Lampoon Inc. New COM 636637100 1,756 616,055 SH Shared-Other 1,2,3,4,5 616,055 Netease com Inc. SPONSORED ADR 64110W102 18,900 210,000 SH Shared-Other 1,2,3,4,5 210,000 Newell Rubbermaid Inc. COM 651229106 4,541 200,500 SH Shared-Other 1,2,3,4,5 200,500 News Corp. CL B 65248E203 3,300 200,000 SH Shared-Other 1,2,3,4,5 200,000 Nextel Partners Inc. CL A 65333F107 3,767 150,000 SH Shared-Other 1,2,3,4,5 150,000 NII Hldgs. Inc. CL B NEW 62913F201 12,645 150,000 SH Shared-Other 1,2,3,4,5 150,000 NVIDIA Corp. COM 67066G104 39,422 1,150,000 SH PUT Shared-Other 1,2,3,4,5 1,150,000 Officemax Inc. Del. COM 67622P101 12,668 400,000 SH Shared-Other 1,2,3,4,5 400,000 Openwave Sys Inc. COM NEW 683718308 17,940 1,000,000 SH Shared-Other 1,2,3,4,5 1,000,000 Optibase Ltd. ORD M7524R108 1,623 325,200 SH Shared-Other 1,2,3,4,5 325,200 Optical Communication Prod. CL A 68382T101 1,884 1,007,344 SH Shared-Other 1,2,3,4,5 1,007,344 Optimal Group Inc. CL A NEW 68388R208 5,693 275,000 SH Shared-Other 1,2,3,4,5 275,000 Oregon Stl Mls Inc. COM 686079104 2,790 100,000 SH Shared-Other 1,2,3,4,5 100,000 Packaging Corp. Amer. COM 695156109 10,763 554,500 SH Shared-Other 1,2,3,4,5 554,500 Pepsico Inc. COM 713448108 19,043 335,800 SH Shared-Other 1,2,3,4,5 335,800 Pfizer Inc. COM 717081103 12,485 500,000 SH PUT Shared-Other 1,2,3,4,5 500,000 Pfizer Inc. COM 717081103 24,970 1,000,000 SH CALL Shared-Other 1,2,3,4,5 1,000,000 Phelps Dodge Corp. COM 717265102 6,497 50,000 SH PUT Shared-Other 1,2,3,4,5 50,000 Pike Elec Corp. COM 721283109 3,178 169,700 SH Shared-Other 1,2,3,4,5 169,700 Pilgrims Pride Corp. COM 721467108 6,607 181,500 SH Shared-Other 1,2,3,4,5 181,500 Pioneer Comp. Inc. COM NEW 723643300 18,597 773,600 SH Shared-Other 1,2,3,4,5 773,600 Plumtree Software Inc. COM 72940Q104 4,235 777,000 SH Shared-Other 1,2,3,4,5 777,000 PLX Technology Inc. COM 693417107 4,587 550,000 SH Shared-Other 1,2,3,4,5 550,000 PortalPlayer Inc. COM 736187204 2,736 100,000 SH Shared-Other 1,2,3,4,5 100,000 Primedia Inc. COM 74157K101 285 69,600 SH Shared-Other 1,2,3,4,5 69,600 Procter & Gamble COM 742718109 6,362 107,000 SH Shared-Other 1,2,3,4,5 107,000 Progenics Pharmaceuticals Inc. COM 743187106 8,302 350,000 SH Shared-Other 1,2,3,4,5 350,000 Protein Design Labs Inc. COM 74369L103 39,373 1,406,698 SH Shared-Other 1,2,3,4,5 1,406,698 Radio One Inc. CL D NON VTG 75040P405 3,942 300,000 SH Shared-Other 1,2,3,4,5 300,000 RAE Sys Inc. COM 75061P102 4,550 1,322,600 SH Shared-Other 1,2,3,4,5 1,322,600 RCN Corp COM NEW 749361200 7,943 375,000 SH Shared-Other 1,2,3,4,5 375,000 Redback Networks Inc. COM NEW 757209507 8,944 902,500 SH Shared-Other 1,2,3,4,5 902,500 Renovis Inc. COM 759885106 14,883 1,100,000 SH Shared-Other 1,2,3,4,5 1,100,000 Royal Caribbean Cruises Ltd. COM V7780T103 7,560 175,000 SH Shared-Other 1,2,3,4,5 175,000 SanDisk Corp. COM 80004C101 33,768 700,000 SH PUT Shared-Other 1,2,3,4,5 700,000 Siebel Sys. Inc. COM 826170102 41,280 4,000,000 SH Shared-Other 1,2,3,4,5 4,000,000 Sigma Designs Inc. COM 826565103 17,455 1,592,643 SH Shared-Other 1,2,3,4,5 1,592,643 Skyline Corp. COM 830830105 9,351 230,100 SH Shared-Other 1,2,3,4,5 230,100 Smithfield Foods Inc. COM 832248108 6,271 211,300 SH Shared-Other 1,2,3,4,5 211,300 SonoSite Inc. COM 83568G104 14,815 500,000 SH Shared-Other 1,2,3,4,5 500,000 Sony Corp. ADR NEW 835699307 17,773 535,500 SH Shared-Other 1,2,3,4,5 535,500 Sourcecorp COM 836167106 9,752 455,700 SH Shared-Other 1,2,3,4,5 455,700 Spectrum Brands Inc. COM 84762L105 4,286 182,000 SH Shared-Other 1,2,3,4,5 182,000 Starwood Hotels & Resorts Wrld PAIRED CTF 85590A203 17,140 299,800 SH Shared-Other 1,2,3,4,5 299,800 Sun Microsystems Inc. COM 866810104 13,720 3,500,000 SH Shared-Other 1,2,3,4,5 3,500,000 SunCom Wireless Hldgs. Inc. CL A 86722Q108 2,845 826,900 SH Shared-Other 1,2,3,4,5 826,900 Sysco Corp. COM 871829107 4,310 137,400 SH Shared-Other 1,2,3,4,5 137,400 Taiwan Semiconductor Mfg Ltd. SPONSORED ADR 874039100 7,554 919,000 SH Shared-Other 1,2,3,4,5 919,000 Take-Two Interactive Softwar COM 874054109 5,081 230,000 SH Shared-Other 1,2,3,4,5 230,000 Telecom Argentina S A SPON ADR REP B 879273209 1,743 135,000 SH Shared-Other 1,2,3,4,5 135,000 Telesp Celular Part. S A SPON ADR PFD 87952L108 2,737 700,000 SH Shared-Other 1,2,3,4,5 700,000 Terra Inds Inc. COM 880915103 129 19,406 SH Shared-Other 1,2,3,4,5 19,406 Hershey Co. COM 427866108 5,473 97,200 SH Shared-Other 1,2,3,4,5 97,200 Pepsi Bottling Group Inc. COM 713409100 7,857 275,200 SH Shared-Other 1,2,3,4,5 275,200 The9 Ltd. ADR 88337K104 3,186 170,300 SH Shared-Other 1,2,3,4,5 170,300 THQ Inc. COM NEW 872443403 1,598 74,999 SH Shared-Other 1,2,3,4,5 74,999 Todco CL A 88889T107 14,599 350,000 SH Shared-Other 1,2,3,4,5 350,000 Tribune Co. New COM 896047107 6,778 200,000 SH Shared-Other 1,2,3,4,5 200,000 Tut Systems COM 901103101 3,140 975,000 SH Shared-Other 1,2,3,4,5 975,000 Unica Corp. COM 904583101 1,914 174,300 SH Shared-Other 1,2,3,4,5 174,300 Unisys Corp. COM 909214108 13,280 2,000,000 SH Shared-Other 1,2,3,4,5 2,000,000 United Therapeutics Corp. Del. COM 91307C102 26,185 375,300 SH Shared-Other 1,2,3,4,5 375,300 UQM Technologies Inc. COM 903213106 824 200,000 SH Shared-Other 1,2,3,4,5 200,000 Viacom Inc. CL B 925524308 8,253 250,000 SH Shared-Other 1,2,3,4,5 250,000 Vignette Corp. COMM NEW 926734401 8,159 512,500 SH Shared-Other 1,2,3,4,5 512,500 Vital Images Inc COM 92846N104 4,432 200,000 SH Shared-Other 1,2,3,4,5 200,000 Wachovia Corp. 2nd New COM 929903102 35,773 751,700 SH Shared-Other 1,2,3,4,5 751,700 Wal-Mart Stores Inc. COM 931142103 5,478 125,000 SH Shared-Other 1,2,3,4,5 125,000 Washington Group Int'l Inc. COM NEW 938862208 19,892 369,600 SH Shared-Other 1,2,3,4,5 369,600 Washington Mut. Inc. COM 939322103 7,844 200,000 SH Shared-Other 1,2,3,4,5 200,000 Wrigley Wm Jr. Co. COM 982526105 3,594 50,000 SH Shared-Other 1,2,3,4,5 50,000 Worldspace Inc. CL A 981579105 1,681 119,000 SH Shared-Other 1,2,3,4,5 119,000 Berkley WR Corp. COM 084423102 9,870 250,000 SH Shared-Other 1,2,3,4,5 250,000 Grace W R & Co. Del. New COM 38388F108 5,370 600,000 SH Shared-Other 1,2,3,4,5 600,000 Wynn Resorts Ltd. COM 983134107 11,288 250,000 SH Shared-Other 1,2,3,4,5 250,000 Yahoo Inc. COM 984332106 11,174 330,000 SH Shared-Other 1,2,3,4,5 330,000 Zhone Technologies Inc. New COM 98950P108 1,366 523,255 SH Shared-Other 1,2,3,4,5 523,255 Zymogenetics Inc. COM 98985T109 6,187 377,000 SH Shared-Other 1,2,3,4,5 377,000 Grand Total 3,118,308 131,828,786
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