-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZfUGqK7bBYOoCa2IurSj4HO94N2QZrm2IEMJUmKBMOQHG6b+rKWHqlQV1ZmzbWP yN4V4eFdUpUCJfs8tYUGZg== 0000919574-08-001299.txt : 20080214 0000919574-08-001299.hdr.sgml : 20080214 20080213204443 ACCESSION NUMBER: 0000919574-08-001299 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080213 EFFECTIVENESS DATE: 20080214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 08607521 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d850364_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York February 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 220 Form 13F Information Table Value Total: 8,601,185 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. December 31, 2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- ACACIA RESH CORP ACACIA TCH COM 003881307 15,232 1,700,000 SHS SHARED-OTHER 1,2,3 1,700,000 AES CORP COM 00130H105 18,716 875,000 SHS SHARED-OTHER 1,2,3 875,000 AIRMEDIA GROUP INC SPONSORED ADR 009411109 3,062 136,833 SHS SHARED-OTHER 1,2,3 136,833 ALBERTO CULVER CO NEW COM 013078100 3,681 150,000 SHS SHARED-OTHER 1,2,3 150,000 AMAZON COM INC COM 023135106 3,242 35,000 SHS SHARED-OTHER 1,2,3 35,000 AMERICAN COMMERCIAL LINES COM NEW 025195207 10,556 650,000 SHS SHARED-OTHER 1,2,3 650,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 14,396 693,100 SHS SHARED-OTHER 1,2,3 693,100 AMERICAN EXPRESS CO COM 025816109 5,202 100,000 SHS SHARED-OTHER 1,2,3 100,000 AMERICAN INTL GROUP INC COM 026874107 23,320 400,000 SHS SHARED-OTHER 1,2,3 400,000 AMTECH SYS INC COM PAR $0.01N 032332504 1,949 150,000 SHS SHARED-OTHER 1,2,3 150,000 ANHEUSER BUSCH COS INC COM 035229103 11,096 212,000 SHS SHARED-OTHER 1,2,3 212,000 ARCHER DANIELS MIDLAND CO COM 039483102 2,322 50,000 SHS SHARED-OTHER 1,2,3 50,000 ART TECHNOLOGY GROUP INC COM 04289L107 13,361 3,100,000 SHS SHARED-OTHER 1,2,3 3,100,000 ASIAINFO HLDGS INC COM 04518A104 22,106 2,016,948 SHS SHARED-OTHER 1,2,3 2,016,948 ASML HOLDING N V NY REG SHS N07059186 15,645 500,000 PUT SHARED-OTHER 1,2,3 500,000 ASSURED GUARANTY LTD COM G0585R106 7,962 300,000 SHS SHARED-OTHER 1,2,3 300,000 ATMI INC COM 00207R101 16,125 500,000 PUT SHARED-OTHER 1,2,3 500,000 AUTODESK INC COM 052769106 9,952 200,000 PUT SHARED-OTHER 1,2,3 200,000 AUXILIUM PHARMACEUTICALS INC COM 05334D107 17,244 575,000 SHS SHARED-OTHER 1,2,3 575,000 AVANEX CORP COM 05348W109 1,782 1,800,000 SHS SHARED-OTHER 1,2,3 1,800,000 AXT INC COM 00246W103 6,860 1,109,982 SHS SHARED-OTHER 1,2,3 1,109,982 B & G FOODS INC NEW UNIT 99/99/9999 05508R205 1,979 110,823 SHS SHARED-OTHER 1,2,3 110,823 BAIDU COM INC SPON ADR REP A 056752108 11,693 30,000 SHS SHARED-OTHER 1,2,3 30,000 BARE ESCENTUALS INC COM 067511105 7,709 318,797 SHS SHARED-OTHER 1,2,3 318,797 BEA SYS INC COM 073325102 31,560 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 BEMIS INC COM 081437105 8,354 305,100 SHS SHARED-OTHER 1,2,3 305,100 BIOMARIN PHARMACEUTICAL INC COM 09061G101 24,780 700,000 SHS SHARED-OTHER 1,2,3 700,000 BLUE COAT SYSTEMS INC COM NEW 09534T508 19,595 597,600 SHS SHARED-OTHER 1,2,3 597,600 BROADCOM CORP CL A 111320107 5,222 200,000 SHS SHARED-OTHER 1,2,3 200,000 BROOKDALE SR LIVING INC COM 112463104 9,233 325,000 SHS SHARED-OTHER 1,2,3 325,000 BRUSH ENGINEERED MATLS INC COM 117421107 17,385 469,600 SHS SHARED-OTHER 1,2,3 469,600 BURGER KING HLDGS INC COM 121208201 28,419 996,800 SHS SHARED-OTHER 1,2,3 996,800 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 64,938 6,997,594 SHS SHARED-OTHER 1,2,3 6,997,594 CEPHALON INC COM 156708109 57,408 800,000 SHS SHARED-OTHER 1,2,3 800,000 CHARTER COMMUNICATIONS INC D CL A 16117M107 14,268 12,300,000 SHS SHARED-OTHER 1,2,3 12,300,000 CHIMERA INVT CORP COM 16934Q109 17,880 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 8,166 94,000 SHS SHARED-OTHER 1,2,3 94,000 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 5,146 292,700 SHS SHARED-OTHER 1,2,3 292,700 CHINAEDU CORP SPONS ADR 16945L107 162 20,000 SHS SHARED-OTHER 1,2,3 20,000 CISCO SYS INC COM 17275R102 54,100 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 CITIGROUP INC COM 172967101 20,608 700,000 SHS SHARED-OTHER 1,2,3 700,000 CITIGROUP INC COM 172967101 29,440 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 CNINSURE INC SPONSORED ADR 18976M103 6,486 415,750 SHS SHARED-OTHER 1,2,3 415,750 COCA COLA CO COM 191216100 14,373 234,200 SHS SHARED-OTHER 1,2,3 234,200 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 16,970 500,000 SHS SHARED-OTHER 1,2,3 500,000 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 20,306 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 COMPUCREDIT CORP COM 20478N100 2,994 300,000 SHS SHARED-OTHER 1,2,3 300,000 COOPER COS INC COM NEW 216648402 51,300 1,350,000 SHS SHARED-OTHER 1,2,3 1,350,000 COOPER COS INC COM NEW 216648402 8,231 216,600 CALL SHARED-OTHER 1,2,3 216,600 CREE INC COM 225447101 8,247 300,000 SHS SHARED-OTHER 1,2,3 300,000 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 57,173 1,750,000 PUT SHARED-OTHER 1,2,3 1,750,000 CVS CAREMARK CORPORATION COM 126650100 59,003 1,484,343 SHS SHARED-OTHER 1,2,3 1,484,343 DARDEN RESTAURANTS INC COM 237194105 8,313 300,000 SHS SHARED-OTHER 1,2,3 300,000 DELTEK INC COM 24784L105 1,946 127,600 SHS SHARED-OTHER 1,2,3 127,600 DEPOMED INC COM 249908104 4,971 1,539,054 SHS SHARED-OTHER 1,2,3 1,539,054 DIAMOND OFFSHORE DRILLING IN COM 25271C102 28,400 200,000 SHS SHARED-OTHER 1,2,3 200,000 DIGITALFX INTL INC COM 25389E107 2,375 1,696,429 SHS SHARED-OTHER 1,2,3 1,696,429 DISCOVER FINL SVCS COM 254709108 9,802 650,000 CALL SHARED-OTHER 1,2,3 650,000 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 2,940 150,000 SHS SHARED-OTHER 1,2,3 150,000 DURECT CORP COM 266605104 15,064 2,350,000 SHS SHARED-OTHER 1,2,3 2,350,000 DYNEGY INC DEL CL A 26817G102 18,207 2,550,000 SHS SHARED-OTHER 1,2,3 2,550,000 E TRADE FINANCIAL CORP COM 269246104 1,420 400,000 CALL SHARED-OTHER 1,2,3 400,000 E HOUSE CHINA HLDGS LTD ADR 26852W103 4,766 200,000 SHS SHARED-OTHER 1,2,3 200,000 ELECTRONIC ARTS INC COM 285512109 2,040 35,000 SHS SHARED-OTHER 1,2,3 35,000 EMCORE CORP COM 290846104 38,633 2,525,000 SHS SHARED-OTHER 1,2,3 2,525,000 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 4,404 200,000 SHS SHARED-OTHER 1,2,3 200,000 ENZON PHARMACEUTICALS INC COM 293904108 15,915 1,670,000 SHS SHARED-OTHER 1,2,3 1,670,000 EQUINIX INC COM NEW 29444U502 4,019 39,820 SHS SHARED-OTHER 1,2,3 39,820 EXIDE TECHNOLOGIES COM NEW 302051206 15,741 1,975,000 SHS SHARED-OTHER 1,2,3 1,975,000 EXPEDIA INC DEL COM 30212P105 5,539 175,000 SHS SHARED-OTHER 1,2,3 175,000 EXPEDIA INC DEL COM 30212P105 11,067 350,000 PUT SHARED-OTHER 1,2,3 350,000 EXTERRAN HLDGS INC COM 30225X103 12,270 150,000 SHS SHARED-OTHER 1,2,3 150,000 FALCONSTOR SOFTWARE INC COM 306137100 5,615 500,000 SHS SHARED-OTHER 1,2,3 500,000 FEDERAL NATL MTG ASSN COM 313586109 31,984 800,000 SHS SHARED-OTHER 1,2,3 800,000 FGX INTERNATIONAL HLDGS LTD ORD SHS G3396L102 5,900 500,000 SHS SHARED-OTHER 1,2,3 500,000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1,418 25,000 SHS SHARED-OTHER 1,2,3 25,000 FEDERAL HOME LN MTG CORP COM 313400301 17,035 500,000 SHS SHARED-OTHER 1,2,3 500,000 FRESH DEL MONTE PRODUCE INC ORD G36738105 3,358 100,000 SHS SHARED-OTHER 1,2,3 100,000 GAMESTOP CORP NEW CL A 36467W109 18,633 300,000 SHS SHARED-OTHER 1,2,3 300,000 GENENTECH INC COM NEW 368710406 46,949 700,000 SHS SHARED-OTHER 1,2,3 700,000 GENERAL MLS INC COM 370334104 48,727 854,865 SHS SHARED-OTHER 1,2,3 854,865 GEN-PROBE INC NEW COM 36866T103 7,379 117,500 SHS SHARED-OTHER 1,2,3 117,500 GENZYME CORP COM 372917104 46,456 625,000 SHS SHARED-OTHER 1,2,3 625,000 GILEAD SCIENCES INC COM 375558103 22,995 500,000 SHS SHARED-OTHER 1,2,3 500,000 GLOBAL CROSSING LTD SHS NEW G3921A175 18,403 835,000 SHS SHARED-OTHER 1,2,3 835,000 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 42,600 3,000,000 CALL SHARED-OTHER 1,2,3 3,000,000 GOOGLE INC CL A 38259P508 20,741 30,000 SHS SHARED-OTHER 1,2,3 30,000 GREAT ATLANTIC & PAC TEA INC COM 390064103 45,835 1,462,961 SHS SHARED-OTHER 1,2,3 1,462,961 GREAT LAKES DREDGE & DOCK CO COM 390607109 3,033 347,771 SHS SHARED-OTHER 1,2,3 347,771 GUIDANCE SOFTWARE INC COM 401692108 4,886 350,000 SHS SHARED-OTHER 1,2,3 350,000 HEWLETT PACKARD CO COM 428236103 40,384 800,000 SHS SHARED-OTHER 1,2,3 800,000 I2 TECHNOLOGIES INC COM NEW 465754208 5,571 441,100 SHS SHARED-OTHER 1,2,3 441,100 INTERNATIONAL BUSINESS MACHS COM 459200101 86,480 800,000 PUT SHARED-OTHER 1,2,3 800,000 IMMUNOGEN INC COM 45253H101 3,528 850,000 SHS SHARED-OTHER 1,2,3 850,000 INDEVUS PHARMACEUTICALS INC COM 454072109 5,986 860,000 SHS SHARED-OTHER 1,2,3 860,000 INFORMATICA CORP COM 45666Q102 8,995 500,000 SHS SHARED-OTHER 1,2,3 500,000 INSPIRE PHARMACEUTICALS INC COM 457733103 11,880 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 INTERACTIVE BROKERS GROUP IN COM 45841N107 42,891 1,328,307 SHS SHARED-OTHER 1,2,3 1,328,307 INTERNET CAP GROUP INC COM NEW 46059C205 12,936 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 744 75,000 SHS SHARED-OTHER 1,2,3 75,000 INTERVOICE INC NEW COM 461142101 13,085 1,641,800 SHS SHARED-OTHER 1,2,3 1,641,800 INTERWOVEN INC COM NEW 46114T508 5,333 375,000 SHS SHARED-OTHER 1,2,3 375,000 INVESCO LTD SHS G491BT108 13,337 425,000 SHS SHARED-OTHER 1,2,3 425,000 IPCS INC COM NEW 44980Y305 21,106 587,100 SHS SHARED-OTHER 1,2,3 587,100 ISHARES INC MSCI S KOREA 464286772 15,043 232,500 SHS SHARED-OTHER 1,2,3 232,500 ISHARES TR RUSSELL 2000 464287655 303,680 4,000,000 PUT SHARED-OTHER 1,2,3 4,000,000 JARDEN CORP COM 471109108 2,361 100,000 SHS SHARED-OTHER 1,2,3 100,000 JP MORGAN CHASE & CO COM 46625H100 54,563 1,250,000 SHS SHARED-OTHER 1,2,3 1,250,000 JUNIPER NETWORKS INC COM 48203R104 9,960 300,000 PUT SHARED-OTHER 1,2,3 300,000 K12 INC COM 48273U102 1,294 50,000 SHS SHARED-OTHER 1,2,3 50,000 KENEXA CORP COM 488879107 12,947 667,700 SHS SHARED-OTHER 1,2,3 667,700 KERYX BIOPHARMACEUTICALS INC COM 492515101 4,180 500,000 SHS SHARED-OTHER 1,2,3 500,000 KLA-TENCOR CORP COM 482480100 9,632 200,000 PUT SHARED-OTHER 1,2,3 200,000 KOOKMIN BK NEW SPONSORED ADR 50049M109 5,132 70,000 SHS SHARED-OTHER 1,2,3 70,000 KRAFT FOODS INC CL A 50075N104 11,421 350,000 SHS SHARED-OTHER 1,2,3 350,000 KROGER CO COM 501044101 9,349 350,000 SHS SHARED-OTHER 1,2,3 350,000 LEUCADIA NATL CORP COM 527288104 17,672 375,200 SHS SHARED-OTHER 1,2,3 375,200 LIFEPOINT HOSPITALS INC COM 53219L109 59,480 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 LONGS DRUG STORES CORP COM 543162101 6,116 130,137 SHS SHARED-OTHER 1,2,3 130,137 MARCHEX INC CL B 56624R108 13,358 1,230,000 SHS SHARED-OTHER 1,2,3 1,230,000 MASIMO CORP COM 574795100 53,427 1,371,432 SHS SHARED-OTHER 1,2,3 1,371,432 MAXWELL TECHNOLOGIES INC COM 577767106 7,857 950,000 SHS SHARED-OTHER 1,2,3 950,000 MCAFEE INC COM 579064106 40,748 1,086,600 SHS SHARED-OTHER 1,2,3 1,086,600 MCCORMICK & CO INC COM NON VTG 579780206 14,197 374,501 SHS SHARED-OTHER 1,2,3 374,501 MCMORAN EXPLORATION CO COM 582411104 13,090 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 MEDECISION INC COM 58406P102 2,717 950,000 SHS SHARED-OTHER 1,2,3 950,000 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 20,699 4,509,616 SHS SHARED-OTHER 1,2,3 4,509,616 MEDIVATION INC COM 58501N101 13,428 900,000 SHS SHARED-OTHER 1,2,3 900,000 MEDTRONIC INC COM 585055106 75,405 1,500,000 SHS SHARED-OTHER 1,2,3 1,500,000 MELCO PBL ENTMNT LTD ADR 585464100 6,555 566,100 SHS SHARED-OTHER 1,2,3 566,100 MERCADOLIBRE INC COM 58733R102 2,580 35,000 SHS SHARED-OTHER 1,2,3 35,000 MGI PHARMA INC COM 552880106 28,726 708,400 SHS SHARED-OTHER 1,2,3 708,400 MGI PHARMA INC COM 552880106 6,874 169,600 CALL SHARED-OTHER 1,2,3 169,600 MGM MIRAGE COM 552953101 12,603 150,000 SHS SHARED-OTHER 1,2,3 150,000 MICROSOFT CORP COM 594918104 88,975 2,500,000 SHS SHARED-OTHER 1,2,3 2,500,000 MIRANT CORP NEW COM 60467R100 14,618 375,000 SHS SHARED-OTHER 1,2,3 375,000 NEWELL RUBBERMAID INC COM 651229106 37,469 1,447,800 SHS SHARED-OTHER 1,2,3 1,447,800 NII HLDGS INC CL B NEW 62913F201 24,980 517,500 SHS SHARED-OTHER 1,2,3 517,500 NORTHWEST AIRLS CORP COM 667280408 12,928 891,000 SHS SHARED-OTHER 1,2,3 891,000 NRG ENERGY INC COM NEW 629377508 14,086 325,000 SHS SHARED-OTHER 1,2,3 325,000 NYMOX PHARMACEUTICAL CORP COM 67076P102 3,444 600,000 SHS SHARED-OTHER 1,2,3 600,000 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 245,726 1,300,000 PUT SHARED-OTHER 1,2,3 1,300,000 OPTIBASE LTD ORD M7524R108 1,072 425,200 SHS SHARED-OTHER 1,2,3 425,200 PACTIV CORP COM 695257105 21,304 800,000 SHS SHARED-OTHER 1,2,3 800,000 PAETEC HOLDING CORP COM 695459107 9,866 1,015,000 SHS SHARED-OTHER 1,2,3 1,015,000 PANACOS PHARMACEUTICALS INC COM 69811Q106 1,949 2,499,300 SHS SHARED-OTHER 1,2,3 2,499,300 PDL BIOPHARMA INC COM 69329Y104 35,040 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 PEGASYSTEMS INC COM 705573103 6,596 554,303 SHS SHARED-OTHER 1,2,3 554,303 PERFORMANCE FOOD GROUP CO COM 713755106 6,053 225,173 SHS SHARED-OTHER 1,2,3 225,173 PILGRIMS PRIDE CORP COM 721467108 3,400 117,448 SHS SHARED-OTHER 1,2,3 117,448 PONIARD PHARMACEUTICALS INC COM NEW 732449301 5,513 1,250,000 SHS SHARED-OTHER 1,2,3 1,250,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 322,686 6,300,000 PUT SHARED-OTHER 1,2,3 6,300,000 PRICELINE COM INC COM NEW 741503403 14,151 123,200 SHS SHARED-OTHER 1,2,3 123,200 PROCTER & GAMBLE CO COM 742718109 14,819 201,835 SHS SHARED-OTHER 1,2,3 201,835 PROSHARES TR ULTRASHORT QQQ 74347R875 3,798,000 100,000,000 SHS SHARED-OTHER 1,2,3 100,000,000 QUALCOMM INC COM 747525103 15,740 400,000 PUT SHARED-OTHER 1,2,3 400,000 QUANTA SVCS INC COM 74762E102 5,248 200,000 SHS SHARED-OTHER 1,2,3 200,000 QUEST SOFTWARE INC COM 74834T103 98,422 5,334,523 SHS SHARED-OTHER 1,2,3 5,334,523 RAE SYS INC COM 75061P102 5,596 2,072,600 SHS SHARED-OTHER 1,2,3 2,072,600 RAINMAKER SYSTEMS COM NEW 750875304 2,907 450,000 SHS SHARED-OTHER 1,2,3 450,000 RESEARCH IN MOTION LTD COM 760975102 34,020 300,000 PUT SHARED-OTHER 1,2,3 300,000 ROCKWOOD HLDGS INC COM 774415103 10,056 302,700 SHS SHARED-OTHER 1,2,3 302,700 RUBICON TECHNOLOGY INC COM 78112T107 9,590 403,450 SHS SHARED-OTHER 1,2,3 403,450 SPDR TR UNIT SER 1 78462F103 116,968 800,000 PUT SHARED-OTHER 1,2,3 800,000 SAFEWAY INC COM NEW 786514208 21,381 625,000 SHS SHARED-OTHER 1,2,3 625,000 SANDISK CORP COM 80004C101 6,634 200,000 PUT SHARED-OTHER 1,2,3 200,000 SEAGATE TECHNOLOGY SHS G7945J104 25,500 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 SEALED AIR CORP NEW COM 81211K100 14,756 637,682 SHS SHARED-OTHER 1,2,3 637,682 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5,760 200,000 SHS SHARED-OTHER 1,2,3 200,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 86,790 3,000,000 CALL SHARED-OTHER 1,2,3 3,000,000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 17,990 425,000 SHS SHARED-OTHER 1,2,3 425,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 58,380 1,400,000 PUT SHARED-OTHER 1,2,3 1,400,000 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 25,968 800,000 PUT SHARED-OTHER 1,2,3 800,000 SINA CORP ORD G81477104 7,974 180,000 SHS SHARED-OTHER 1,2,3 180,000 SIRIUS SATELLITE RADIO INC COM 82966U103 4,545 1,500,000 SHS SHARED-OTHER 1,2,3 1,500,000 SOHU COM INC COM 83408W103 9,666 177,355 SHS SHARED-OTHER 1,2,3 177,355 SOLERA HOLDINGS INC COM 83421A104 4,441 179,200 SHS SHARED-OTHER 1,2,3 179,200 SONICWALL INC COM 835470105 16,616 1,550,000 SHS SHARED-OTHER 1,2,3 1,550,000 SONOSITE INC COM 83568G104 20,160 600,000 SHS SHARED-OTHER 1,2,3 600,000 SOTHEBYS COM 835898107 12,230 321,000 CALL SHARED-OTHER 1,2,3 321,000 SOUNDBITE COMMUNICATIONS INC COM 836091108 2,959 451,000 SHS SHARED-OTHER 1,2,3 451,000 SOURCEFORGE INC COM 83616W101 1,250 512,400 SHS SHARED-OTHER 1,2,3 512,400 SPIRE CORP COM 848565107 6,164 262,725 SHS SHARED-OTHER 1,2,3 262,725 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 12,075 350,000 SHS SHARED-OTHER 1,2,3 350,000 ST JUDE MED INC COM 790849103 65,024 1,600,000 SHS SHARED-OTHER 1,2,3 1,600,000 ST JUDE MED INC COM 790849103 51,565 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 SUNTRUST BKS INC COM 867914103 37,494 600,000 SHS SHARED-OTHER 1,2,3 600,000 SUNTRUST BKS INC COM 867914103 84,362 1,350,000 CALL SHARED-OTHER 1,2,3 1,350,000 SUPERVALU INC COM 868536103 32,884 876,437 SHS SHARED-OTHER 1,2,3 876,437 SYCAMORE NETWORKS INC COM 871206108 5,568 1,450,000 SHS SHARED-OTHER 1,2,3 1,450,000 SYNAPTICS INC COM 87157D109 10,290 250,000 PUT SHARED-OTHER 1,2,3 250,000 TD AMERITRADE HLDG CORP COM 87236Y108 8,020 400,000 SHS SHARED-OTHER 1,2,3 400,000 TD AMERITRADE HLDG CORP COM 87236Y108 1,605 80,000 CALL SHARED-OTHER 1,2,3 80,000 TERREMARK WORLDWIDE INC COM NEW 881448203 11,399 1,753,751 SHS SHARED-OTHER 1,2,3 1,753,751 TEXAS INSTRS INC COM 882508104 13,360 400,000 PUT SHARED-OTHER 1,2,3 400,000 TIBCO SOFTWARE INC COM 88632Q103 16,140 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 TIFFANY & CO NEW COM 886547108 16,111 350,000 CALL SHARED-OTHER 1,2,3 350,000 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 8,738 250,000 SHS SHARED-OTHER 1,2,3 250,000 TRANSOCEAN INC NEW SHS G90073100 57,260 400,000 SHS SHARED-OTHER 1,2,3 400,000 UIL HLDG CORP COM 902748102 4,807 130,100 SHS SHARED-OTHER 1,2,3 130,100 UNIFI INC COM 904677101 4,764 1,968,600 SHS SHARED-OTHER 1,2,3 1,968,600 UNITED THERAPEUTICS CORP DEL COM 91307C102 73,200 750,000 SHS SHARED-OTHER 1,2,3 750,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 977 10,000 CALL SHARED-OTHER 1,2,3 10,000 UQM TECHNOLOGIES INC COM 903213106 509 150,000 SHS SHARED-OTHER 1,2,3 150,000 URBAN OUTFITTERS INC COM 917047102 2,721 100,000 SHS SHARED-OTHER 1,2,3 100,000 UST INC COM 902911106 10,960 200,000 PUT SHARED-OTHER 1,2,3 200,000 UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 2,044 15,000 SHS SHARED-OTHER 1,2,3 15,000 VALUECLICK INC COM 92046N102 4,382 200,000 SHS SHARED-OTHER 1,2,3 200,000 VANCEINFO TECHNOLOGIES INC ADR 921564100 3,627 403,000 SHS SHARED-OTHER 1,2,3 403,000 VEECO INSTRS INC DEL COM 922417100 6,680 400,000 SHS SHARED-OTHER 1,2,3 400,000 VISIONCHINA MEDIA INC SPONS ADR 92833U103 850 100,000 SHS SHARED-OTHER 1,2,3 100,000 VISUAL SCIENCES INC COM 92845H108 12,950 700,000 SHS SHARED-OTHER 1,2,3 700,000 VIVO PARTICIPACOES S A SPON ADR PFD 92855S101 7,385 1,350,000 SHS SHARED-OTHER 1,2,3 1,350,000 WALGREEN CO COM 931422109 5,712 150,000 SHS SHARED-OTHER 1,2,3 150,000 WEATHERFORD INTERNATIONAL LT COM G95089101 48,020 700,000 SHS SHARED-OTHER 1,2,3 700,000 WESTERN DIGITAL CORP COM 958102105 24,168 800,000 SHS SHARED-OTHER 1,2,3 800,000 WESTERN UN CO COM 959802109 4,856 200,000 SHS SHARED-OTHER 1,2,3 200,000 XM SATELLITE RADIO HLDGS INC CL A 983759101 3,654 300,000 SHS SHARED-OTHER 1,2,3 300,000 XM SATELLITE RADIO HLDGS INC CL A 983759101 1,958 160,000 CALL SHARED-OTHER 1,2,3 160,000 ZHONE TECHNOLOGIES INC NEW COM 98950P108 612 523,255 SHS SHARED-OTHER 1,2,3 523,255
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