-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EddGvOBCjGoWVNLLdg/kRwzf4jRWVRLDnLQG0SRIPYJtcwfZmZh8iFATdwUvowZi HydejwAybL8Mbqn091VPlA== 0000888002-08-000640.txt : 20080311 0000888002-08-000640.hdr.sgml : 20080311 20080311131042 ACCESSION NUMBER: 0000888002-08-000640 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20080311 DATE AS OF CHANGE: 20080311 EFFECTIVENESS DATE: 20080311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA CENTRAL INDEX KEY: 0000898427 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03570 FILM NUMBER: 08680050 BUSINESS ADDRESS: STREET 1: 25 AVE MATIGNON CITY: PARIS FRANCE STATE: I0 BUSINESS PHONE: 2125544489 MAIL ADDRESS: STREET 1: 135 WEST 50TH ST 3RD ST STREET 2: 135 WEST 50TH ST 3RD ST CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: AXA UAP DATE OF NAME CHANGE: 19970904 13F-HR/A 1 axa13f_20060930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ X ]; Amendment Number: _1__ This Amendment (Check only one.):[ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AXA Address: 25, avenue Matignon 75008 Paris France 13F File Number: 28-3570 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alvin H. Fenichel Title: Attorney-in-Fact Phone: (212) 314-4094 Signature, Place, and Date of Signing: /s/ Alvin H. Fenichel New York, NY March 11, 2008 - -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (212) 314-5528 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 8 Form 13F Information Table Entry Total: 8,451 Form 13F Information Table Value Total: $305,770,913 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 ALLIANCEBERNSTEIN L.P. (28-2321) 02 AXA ASSURANCES I.A.R.D. MUTUELLE (28-3636), AXA ASSURANCES VIE MUTUELLE (28-3638) and AXA COURTAGE ASSURANCE MUTUELLE (28-3640) (collectively, the "Mutuelles AXA"), as a group 03 AXA FINANCIAL, INC. (28-3344) 04 AXA ROSENBERG INVESTMENT MANAGEMENT LLC (28-1734) 05 AXA EQUITABLE LIFE INSURANCE COMPANY (formerly known as The Equitable Life Assurance Society of the United States) (28-42) 09 MONY LIFE INSURANCE COMPANY On December 2, 2005, Boston Advisors, Inc. (13F File No. 28-7196), Advest, Inc. (13F File No. 28-4159), and Independent Portfolio Consultants (13F File No. 28-11449) were sold to Merrill Lynch. Information on 13F securities held by these companies appears in AXA's Forms 13F-HR for the periods ending from September 30, 2004 through and including September 30, 2005. FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 TITLE FAIR SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) OF CUSIP MARKET PRINCIPAL (A) (B) (C) (A) (B) (C) Name of Issuer CLASS NUMBER VALUE AMOUNT SOLE DEFINED OTHER Managers SOLE SHARED NONE iShares MSCI Canada Index Fund MSC 464286509 45.60 1900 X 05 02 03 1900 0 0 iShares MSCI Pacific ex-Japan I MSC 464286665 210.81 1900 X 05 02 03 1900 0 0 iShares MSCI United Kingdom Ind MSC 464286699 132.43 6050 X 05 02 03 6050 0 0 iShares MSCI France Index Fund MSC 464286707 67.45 2140 X 05 02 03 2140 0 0 iShares MSCI Germany Index Fund MSC 464286806 67.82 2820 X 05 02 03 2820 0 0 iShares MSCI Japan Index Fund MSC 464286848 658.80 48620 X 05 02 03 48620 0 0 iShares S&P Latin America 40 In S&P 464287390 29.89 210 X 05 02 03 210 0 0 iShares MSCI EAFE Index Fund MSC 464287465 937.92 13850 X 05 02 03 13850 0 0 iShares S&P Europe 350 Index Fu S&P 464287861 1499.39 15520 X 05 02 03 15520 0 0 iShares MSCI EAFE Value Index F MSC 464288877 143.55 2180 X 05 02 03 2180 0 0 iShares MSCI EAFE Growth Index MSC 464288885 37.27 590 X 05 02 03 590 0 0 GRAND TOTAL 3830.93
-----END PRIVACY-ENHANCED MESSAGE-----