-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+WNCV5XO/FcBp/g74sXNQWM+fyx58W34qBlo7LMxdZvcLzV+8cww3t5NiKq1cEd hxd3yVVnong2+IuVb586cg== 0000888002-08-000649.txt : 20080311 0000888002-08-000649.hdr.sgml : 20080311 20080311131357 ACCESSION NUMBER: 0000888002-08-000649 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080311 DATE AS OF CHANGE: 20080311 EFFECTIVENESS DATE: 20080311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA CENTRAL INDEX KEY: 0000898427 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03570 FILM NUMBER: 08680065 BUSINESS ADDRESS: STREET 1: 25 AVE MATIGNON CITY: PARIS FRANCE STATE: I0 BUSINESS PHONE: 2125544489 MAIL ADDRESS: STREET 1: 135 WEST 50TH ST 3RD ST STREET 2: 135 WEST 50TH ST 3RD ST CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: AXA UAP DATE OF NAME CHANGE: 19970904 13F-HR/A 1 axa13f_20071231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ X ]; Amendment Number: _1__ This Amendment (Check only one.):[ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AXA Address: 25, avenue Matignon 75008 Paris France 13F File Number: 28-3570 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alvin H. Fenichel Title: Attorney-in-Fact Phone: (212) 314-4094 Signature, Place, and Date of Signing: /s/ Alvin H. Fenichel New York, NY March 11, 2008 - -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (212) 314-5528 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 7,842 Form 13F Information Table Value Total: $334,474,302 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 ALLIANCEBERNSTEIN L.P. (28-10562) 02 AXA ASSURANCES I.A.R.D. MUTUELLE (28-3636) and AXA ASSURANCES VIE MUTUELLE (28-3638)(collectively, the "Mutuelles AXA"), as a group 03 AXA FINANCIAL, INC. (28-3344) 04 AXA ROSENBERG INVESTMENT MANAGEMENT LLC (28-1734) 05 AXA EQUITABLE LIFE INSURANCE COMPANY (formerly known as The Equitable Life Assurance Society of the United States) (28-42) 09 MONY LIFE INSURANCE COMPANY 10 WINTERTHUR SWISS INSURANCE CO (28-11359)and WINTERTHUR LIFE (28-11360) On December 2, 2005, Boston Advisors, Inc. (13F File No. 28-7196), Advest, Inc. (13F File No. 28-4159), and Independent Portfolio Consultants (13F File No. 28-11449) were sold to Merrill Lynch. Information on 13F securities held by these companies appears in AXA's Forms 13F-HR for the periods ending from September 30, 2004 through and including September 30, 2005. FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 TITLE FAIR SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) OF CUSIP MARKET PRINCIPAL (A) (B) (C) (A) (B) (C) Name of Issuer CLASS NUMBER VALUE AMOUNT SOLE DEFINED OTHER Managers SOLE SHARED NONE ISHARES COMEX Gold Trust MSC 464285105 5094.79 61800 X 05 02 03 61800 0 0 ISHARES INC MSCI AUSTRALIA MSC 464286103 1051.35 36480 X 05 02 03 36480 0 0 ISHARES INC MSC 464286509 1452.47 45220 X 05 02 03 45220 0 0 ISHARES MSCI Pac ex-Japan Indx MSC 464286665 11543.23 74820 X 05 02 03 74820 0 0 ISHARES MSC 464286673 1579.51 114540 X 05 02 03 114540 0 0 ISHARES MSCI U.K. Index Fnd MSC 464286699 259.34 10770 X 05 02 03 10770 0 0 ISHARES MSCI France Index Fund MSC 464286707 201.18 5290 X 05 02 03 5290 0 0 ISHARES MSCI Spain Index Fund MSC 464286764 150.21 2360 X 05 02 03 2360 0 0 ISHARES MSCI Germany Index Fund MSC 464286806 296.28 8360 X 05 02 03 8360 0 0 ISHARES MSCI JAPAN INDEX FD MSC 464286848 13577.20 1021610 X 05 02 03 1021610 0 0 ISHARES INC MSCI HONG KONG MSC 464286871 1608.13 73330 X 05 02 03 73330 0 0 ISHARES S&P 100 Index Fund S&P 464287101 2266.06 33057 X 05 02 03 33057 0 0 ISHARES Mrningstar Lrg Gr Index MSC 464287119 37949.45 530910 X 05 02 03 530910 0 0 ISHARES Mrningstar Lrg Core Idx MSC 464287127 4169.92 51826 X 05 02 03 51826 0 0 ISHARES NYSE 100 Index Fund MSC 464287135 1655.54 21792 X 05 02 03 21792 0 0 ISHARES FTSE/Xinhua Chna 25 Idx MSC 464287184 937.48 5500 X 05 02 03 5500 0 0 ISHARES S&P 500 Index Fund S&P 464287200 8569.62 58400 X 05 02 03 58400 0 0 ISHARES MDCI EMR MSC 464287234 7248.97 48230 X 05 02 03 48230 0 0 ISHARES S&P 500 Growth Index Fu S&P 464287309 18254.68 261416 X 05 02 03 261416 0 0 ISHARES S&P Glbl Engy Sctr Idx S&P 464287341 3614.47 25420 X 05 02 03 25420 0 0 ISHARES S&P GSSI Natl Res Idx F S&P 464287374 12594.09 93720 X 05 02 03 93720 0 0 ISHARES S&P Latin Am. 40 Idx Fn S&P 464287390 2842.55 11420 X 05 02 03 11420 0 0 ISHARES S&P 500 Value Index Fun S&P 464287408 710.83 9298 X 05 02 03 9298 0 0 ISHARES MSCI EAFE INDEX FUND MSC 464287465 50893.12 648320 X 05 02 03 648320 0 0 ISHARES Russell Mdcp Val Idx Fu RUS 464287473 86199.65 611085 X 05 02 03 611085 0 0 ISHARES RUSSELL MIDCAP GRWTH RUS 464287481 4363.56 38297 X 05 02 03 38297 0 0 ISHARES Russell Midcap Index Fu RUS 464287499 10685.23 103199 X 05 02 03 103199 0 0 ISHARES S&P MidCap 400 Index Fu S&P 464287507 7479.39 88055 X 05 02 03 88055 0 0 ISHARES Chn&Steers Rlty Mjrs Id MSC 464287564 2828.95 35710 X 05 02 03 35710 0 0 ISHARES TR RUSSL 1000 VALU RUS 464287598 729.15 9086 X 05 02 03 9086 0 0 ISHARES S&P MidCap 400 Grth Idx S&P 464287606 2455.76 27454 X 05 02 03 27454 0 0 ISHARES RUSSELL 1000 GROWTH RUS 464287614 42001.23 691037 X 05 02 03 691037 0 0 ISHARES RUSSELL 1000 INDEX RUS 464287622 5113.988 64069 X 05 02 03 64069 0 0 ISHARES S&PMidCp 400/BARRA Fd S&P 464287705 26252.34 330052 X 05 02 03 330052 0 0 ISHARES S&P Europe 350 Index Fu S&P 464287861 65601.43 573740 X 05 02 03 573740 0 0 ISHARES Mrningstar Lrg Val Idx MSC 464288109 655.93 8127 X 05 02 03 8127 0 0 ISHARES Morningstr Mid Core Idx MSC 464288208 8731.18 105666 X 05 02 03 105666 0 0 ISHARES Morningstar Mid Grth Id MSC 464288307 4222.80 42190 X 05 02 03 42190 0 0 ISHARES Morningstar Mid Val Idx MSC 464288406 20651.69 262477 X 05 02 03 262477 0 0 ISHARES MSCI EAFE Value Index F MSC 464288877 11003.31 152930 X 05 02 03 152930 0 0 ISHARES TR MSCI GRW IDX MSC 464288885 19694.05 253430 X 05 02 03 253430 0 0 ISHARES Silver Trust MSC 46428Q109 1337.43 9100 X 05 02 03 9100 0 0 GRAND TOTAL 508527.51
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