-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kc4l9rO4vRs2zK64yLHBO6WjyldqPeoh5PT3y88VkIeHuzpn80pTE9fvefUZW9vw edv8EdkTggZv68ak7WY1dg== 0000919574-08-001698.txt : 20080214 0000919574-08-001698.hdr.sgml : 20080214 20080214131609 ACCESSION NUMBER: 0000919574-08-001698 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 EFFECTIVENESS DATE: 20080214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 08612213 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d854710_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2007 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 40 West 57th Street New York, New York 10019 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place and Date of Signing: /s/ Elizabeth F. Bosco New York, New York February 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 432 Form 13F Information Table Value Total: $ 3,382,368 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ------- ---- ---- ------ ---- 1 800 FLOWERS COM CL A 68243Q106 14,135 1,619,144 SH SOLE 1,331,764 287,380 3COM CORP COM 885535104 2,732 604,415 SH SOLE 604,415 3M CO COM 88579Y101 29,005 343,991 SH SOLE 339,891 4,100 ABAXIS INC COM 002567105 253 7,050 SH SOLE 6,650 400 ABBOTT LABS COM 002824100 3,885 69,182 SH SOLE 64,921 4,261 ABM INDS INC COM 000957100 9,242 453,271 SH SOLE 381,986 71,285 ACCURAY INC COM 004397105 167 11,000 SH SOLE 11,000 ACTIVISION INC NEW COM NEW 004930202 4,239 142,741 SH SOLE 142,741 ADOBE SYS INC COM 00724F101 273 6,400 SH SOLE 6,400 AFLAC INC COM 001055102 3,338 53,300 SH SOLE 53,300 AGILENT TECHNOLOGIES INC COM 00846U101 841 22,885 SH SOLE 10,490 12,395 AIR PRODS & CHEMS INC COM 009158106 2,442 24,755 SH SOLE 24,755 ALASKA COMMUNICATIONS SYS GR COM 01167P101 38,836 2,589,075 SH SOLE 2,589,075 ALBANY INTL CORP CL A 012348108 9,290 250,400 SH SOLE 250,400 ALCOA INC COM 013817101 31,220 854,164 SH SOLE 852,124 2,040 ALEXANDER & BALDWIN INC COM 014482103 258 5,000 SH SOLE 5,000 ALKERMES INC COM 01642T108 1,637 105,000 SH SOLE 105,000 ALLIANT ENERGY CORP COM 018802108 305 7,500 SH SOLE 7,500 ALTRIA GROUP INC COM 02209S103 3,208 42,445 SH SOLE 42,045 400 AMAZON COM INC COM 023135106 577 6,225 SH SOLE 6,225 AMBASSADORS GROUP INC COM 023177108 4,001 218,503 SH SOLE 180,353 38,150 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 3,448 166,000 SH SOLE 166,000 AMERICAN EXPRESS CO COM 025816109 7,295 140,237 SH SOLE 139,032 1,205 AMERICAN INTL GROUP INC COM 026874107 61,291 1,051,299 SH SOLE 1,048,899 2,400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 656 24,000 SH SOLE 24,000 AMERIPRISE FINL INC COM 03076C106 226 4,105 SH SOLE 4,105 AMGEN INC COM 031162100 19,612 422,317 SH SOLE 421,867 450 ANALOGIC CORP COM PAR $0.05 032657207 31,021 458,081 SH SOLE 375,766 82,315 ANHEUSER BUSCH COS INC COM 035229103 33,188 634,078 SH SOLE 633,778 300 ANNALY CAP MGMT INC COM 035710409 1,118 61,500 SH SOLE 61,500 APACHE CORP COM 037411105 3,332 30,981 SH SOLE 29,871 1,110 APEX SILVER MINES LTD COM G04074103 25,094 1,646,600 SH SOLE 1,586,600 60,000 APEX SILVER MINES LTD COM G04074103 137 9,000 SH OTHER 2 9,000 APPLE INC COM 037833100 8,079 40,785 SH SOLE 39,635 1,150 APPLERA CORP COM AP BIO GRP 038020103 224 6,600 SH SOLE 6,600 APPLIED MATLS INC COM 038222105 39,331 2,214,605 SH SOLE 2,189,705 24,900 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 3,910 287,926 SH SOLE 287,926 ARCHER DANIELS MIDLAND CO COM 039483102 5,674 122,200 SH SOLE 122,200 ARROW ELECTRS INC COM 042735100 4,457 113,455 SH SOLE 113,455 ASA LIMITED COM G3156P103 263 3,500 SH SOLE 3,500 ASPEN TECHNOLOGY INC COM 045327103 34,470 2,125,165 SH SOLE 1,776,485 348,680 ASTEC INDS INC COM 046224101 15,444 415,285 SH SOLE 340,795 74,490 AT&T INC COM 00206R102 3,036 73,046 SH SOLE 65,085 1,096 6,865 AUTODESK INC COM 052769106 438 8,800 SH SOLE 8,800 AUTOMATIC DATA PROCESSING IN COM 053015103 17,016 382,120 SH SOLE 374,873 7,247 AVERY DENNISON CORP COM 053611109 6,855 129,000 SH SOLE 129,000 AVNET INC COM 053807103 392 11,200 SH SOLE 3,000 8,200 AVON PRODS INC COM 054303102 12,637 319,680 SH SOLE 319,680 BALDOR ELEC CO COM 057741100 21,617 642,208 SH SOLE 531,253 110,955 BANK OF AMERICA CORPORATION COM 060505104 3,608 87,447 SH SOLE 86,972 475 BANK OF NEW YORK MELLON CORP COM 064058100 36,554 749,665 SH SOLE 749,042 623 BARD C R INC COM 067383109 4,824 50,890 SH SOLE 50,890 BAXTER INTL INC COM 071813109 1,648 28,385 SH SOLE 28,385 BAYTEX ENERGY TR TRUST UNIT 073176109 556 29,105 SH SOLE 29,105 BB&T CORP COM 054937107 283 9,232 SH SOLE 9,232 BENCHMARK ELECTRS INC COM 08160H101 2,021 114,000 SH SOLE 114,000 BENJAMIN FRANKLIN BANCORP IN COM 082073107 131 10,000 SH SOLE 10,000 BERKLEY W R CORP COM 084423102 4,607 154,550 SH SOLE 154,550 BERKSHIRE HATHAWAY INC DEL CL A 084670108 425 3 SH SOLE 3 BERKSHIRE HATHAWAY INC DEL CL B 084670207 9,605 2,028 SH SOLE 2,028 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 247 8,365 SH SOLE 8,365 BLOCK H & R INC COM 093671105 6,674 359,400 SH SOLE 359,400 BOEING CO COM 097023105 22,122 252,935 SH SOLE 252,935 BOSTON SCIENTIFIC CORP COM 101137107 2,851 245,100 SH SOLE 245,100 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 370 4,611 SH SOLE 4,611 BRISTOL MYERS SQUIBB CO COM 110122108 18,827 709,934 SH SOLE 706,704 3,230 BROOKS AUTOMATION INC COM 114340102 18,440 1,395,944 SH SOLE 1,043,609 352,335 BUNGE LIMITED COM G16962105 1,447 12,430 SH SOLE 12,430 BURLINGTON NORTHN SANTA FE C COM 12189T104 212 2,545 SH SOLE 2,545 CALLON PETE CO DEL COM 13123x102 239 14,500 SH SOLE 14,500 CAMERON INTERNATIONAL CORP COM 13342B105 264 5,478 SH SOLE 5,478 CAMPBELL SOUP CO COM 134429109 26,144 731,710 SH SOLE 731,710 CANDELA CORP COM 136907102 2,885 517,044 SH SOLE 517,044 CARBO CERAMICS INC COM 140781105 27,398 736,511 SH SOLE 597,691 138,820 CARLISLE COS INC COM 142339100 307 8,304 SH SOLE 8,304 CATERPILLAR INC DEL COM 149123101 3,021 41,635 SH SOLE 41,635 CB RICHARD ELLIS GROUP INC CL A 12497t101 799 37,085 SH SOLE 37,085 CELGENE CORP COM 151020104 2,239 48,445 SH SOLE 48,445 CENTENE CORP DEL COM 15135B101 14,824 540,229 SH SOLE 421,449 118,780 CERNER CORP COM 156782104 564 10,000 SH SOLE 10,000 CHARLES RIV LABS INTL INC COM 159864107 5,506 83,685 SH SOLE 83,685 CHEVRON CORP NEW COM 166764100 17,044 182,623 SH SOLE 174,055 8,568 CHORDIANT SOFTWARE INC COM NEW 170404305 194 20,000 SH SOLE 20,000 CHUBB CORP COM 171232101 382 7,000 SH SOLE 7,000 CHURCH & DWIGHT INC COM 171340102 935 17,300 SH SOLE 17,300 CIMAREX ENERGY CO COM 171798101 540 12,695 SH SOLE 12,695 CINCINNATI BELL INC NEW COM 171871106 142 29,800 SH SOLE 29,800 CINTAS CORP COM 172908105 7,918 235,500 SH SOLE 235,500 CISCO SYS INC COM 17275R102 59,136 2,184,579 SH SOLE 2,180,379 4,200 CIT GROUP INC COM 125581108 9,846 409,725 SH SOLE 409,725 CITIGROUP INC COM 172967101 22,497 764,159 SH SOLE 763,193 966 CITIZENS COMMUNICATIONS CO COM 17453B101 171 13,400 SH SOLE 13,400 CLEVELAND CLIFFS INC COM 185896107 48,334 479,500 SH SOLE 479,500 COACH INC COM 189754104 1,894 61,925 SH SOLE 60,325 1,600 COCA COLA CO COM 191216100 16,342 266,292 SH SOLE 258,524 7,768 COHERENT INC COM 192479103 1,905 76,000 SH SOLE 76,000 COLDWATER CREEK INC COM 193068103 5,739 857,918 SH SOLE 598,408 259,510 COLGATE PALMOLIVE CO COM 194162103 39,481 506,420 SH SOLE 500,514 2,406 3,500 COMCAST CORP NEW COM NEW 20030N101 422 23,116 SH SOLE 10,566 12,550 COMMERCIAL METALS CO COM 201723103 1,069 36,300 SH SOLE 36,300 CONAGRA FOODS INC COM 205887102 205 8,600 SH SOLE 7,500 1,100 CONOCOPHILLIPS COM 20825C104 2,896 32,801 SH SOLE 19,331 500 12,970 CONSOLIDATED EDISON INC COM 209115104 360 7,360 SH SOLE 7,360 CONSTELLATION BRANDS INC COM 21036p108 567 24,000 SH SOLE 24,000 CONVERGYS CORP COM 212485106 3,317 201,500 SH SOLE 201,500 CORN PRODS INTL INC COM 219023108 2,062 56,100 SH SOLE 56,100 CORNING INC COM 219350105 48,490 2,021,265 SH SOLE 2,021,265 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1,493 50,600 SH SOLE 50,600 COSTCO WHSL CORP NEW COM 22160K105 2,142 30,700 SH SOLE 30,700 COVANCE INC COM 222816100 1,865 21,535 SH SOLE 21,335 200 COVANTA HLDG CORP COM 22282E102 711 25,700 SH SOLE 25,100 600 CRAY INC COM NEW 225223304 72 12,000 SH SOLE 12,000 CROSS TIMBERS RTY TR TR UNIT 22757R109 7,887 191,190 SH SOLE 191,190 CUBIST PHARMACEUTICALS INC COM 229678107 1,067 52,000 SH SOLE 52,000 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 283 3,200 SH SOLE 3,200 CVS CAREMARK CORPORATION COM 126650100 8,332 209,612 SH SOLE 209,312 300 CYPRESS SEMICONDUCTOR CORP COM 232806109 229 6,350 SH SOLE 6,350 DANAHER CORP DEL COM 235851102 3,088 35,200 SH SOLE 35,200 DEAN FOODS CO NEW COM 242370104 931 36,000 SH SOLE 36,000 DEERE & CO COM 244199105 2,384 25,600 SH SOLE 25,600 DEL MONTE FOODS CO COM 24522P103 2,212 233,802 SH SOLE 233,802 DELL INC COM 24702R101 5,132 209,400 SH SOLE 209,400 DENTSPLY INTL INC NEW COM 249030107 251 5,580 SH SOLE 5,580 DEVON ENERGY CORP NEW COM 25179M103 3,909 43,970 SH SOLE 43,970 DIAMOND OFFSHORE DRILLING IN COM 25271C102 525 3,700 SH SOLE 3,000 700 DIAMONDROCK HOSPITALITY CO COM 252784301 374 25,000 SH SOLE 18,000 7,000 DIAMONDS TR UNIT SER 1 252787106 604 4,560 SH SOLE 4,560 DIEBOLD INC COM 253651103 433 14,950 SH SOLE 14,950 DIRECTV GROUP INC COM 25459L106 204 8,839 SH SOLE 8,839 DISNEY WALT CO COM DISNEY 254687106 2,484 76,959 SH SOLE 73,359 3,600 DOMINION RES INC VA NEW COM 25746U109 3,656 77,060 SH SOLE 77,060 DOVER CORP COM 260003108 633 13,725 SH SOLE 5,025 8,700 DPL INC COM 233293109 2,666 89,900 SH SOLE 89,900 DU PONT E I DE NEMOURS & CO COM 263534109 55,248 1,253,077 SH SOLE 1,249,777 3,300 DUKE ENERGY CORP NEW COM 26441C105 236 11,705 SH SOLE 9,205 2,500 DURECT CORP COM 266605104 1,607 250,000 SH SOLE 250,000 E M C CORP MASS COM 268648102 13,627 735,420 SH SOLE 733,920 1,500 EAST WEST BANCORP INC COM 27579r104 3,826 157,900 SH SOLE 157,900 EATON CORP COM 278058102 499 5,150 SH SOLE 5,150 EBAY INC COM 278642103 1,268 38,200 SH SOLE 38,200 ECOLAB INC COM 278865100 307 6,000 SH SOLE 6,000 ELECTRO SCIENTIFIC INDS COM 285229100 19,698 992,352 SH SOLE 836,117 156,235 ELECTRONIC ARTS INC COM 285512109 3,194 54,675 SH SOLE 54,675 EMCORE CORP COM 290846104 40,069 2,618,865 SH SOLE 2,166,533 452,332 EMERSON ELEC CO COM 291011104 1,883 33,238 SH SOLE 30,296 1,000 1,942 ENDO PHARMACEUTICALS HLDGS COM 29264F205 1,237 46,400 SH SOLE 46,400 ENTERPRISE PRODS PARTNERS L COM 293792107 746 23,415 SH SOLE 23,415 EPICOR SOFTWARE CORP COM 29426L108 25,634 2,176,041 SH SOLE 1,776,066 399,975 EQUITY RESIDENTIAL SH BEN INT 29476L107 212 5,800 SH SOLE 5,800 EXAR CORP COM 300645108 17,302 2,170,873 SH SOLE 1,784,068 386,805 EXELON CORP COM 30161N101 849 10,400 SH SOLE 9,400 1,000 EXPEDITORS INTL WASH INC COM 302130109 3,355 75,100 SH SOLE 75,100 EXPRESSJET HOLDINGS INC CL A 30218u108 5,675 2,288,375 SH SOLE 2,031,970 256,405 EXXON MOBIL CORP COM 30231G102 21,798 232,659 SH SOLE 227,786 4,873 FEDERAL HOME LN MTG CORP COM 313400301 470 13,800 SH SOLE 13,800 FEDERAL NATL MTG ASSN COM 313586109 27,175 679,715 SH SOLE 679,715 FEDERAL SIGNAL CORP COM 313855108 359 32,000 SH SOLE 32,000 FEI CO COM 30241l109 21,907 882,263 SH SOLE 728,563 153,700 FIRST MIDWEST BANCORP DEL COM 320867104 2,909 95,058 SH SOLE 95,058 FLEXTRONICS INTL LTD COM Y2573F102 668 55,420 SH SOLE 55,420 FLUOR CORP COM 343412102 571 3,920 SH SOLE 3,920 FORDING CDN COAL TR TR UNIT 345425102 245 6,350 SH SOLE 6,350 FPL GROUP INC COM 302571104 67,162 990,880 SH SOLE 983,280 7,600 FREEPORT-MCMORAN COPPER & GO COM 35671D857 10,041 98,021 SH SOLE 73,021 25,000 FRIEDMAN BILLINGS RAMSEY GRO CL A 358434108 39 12,358 SH SOLE 12,358 FTI CONSULTING INC COM 302941109 635 10,300 SH SOLE 10,300 GARMIN LTD ORD G37260109 1,630 16,800 SH SOLE 15,850 950 GENENTECH INC COM NEW 368710406 2,681 39,970 SH SOLE 39,370 600 GENERAL DYNAMICS CORP COM 369550108 792 8,900 SH SOLE 5,700 3,200 GENERAL ELECTRIC CO COM 369604103 80,166 2,162,565 SH SOLE 2,143,906 18,659 GENERAL GROWTH PPTYS INC COM 370021107 1,115 27,075 SH SOLE 27,075 GENERAL MLS INC COM 370334104 257 4,509 SH SOLE 4,509 GENUINE PARTS CO COM 372460105 1,128 24,360 SH SOLE 13,760 10,600 GENZYME CORP COM 372917104 365 4,900 SH SOLE 2,400 2,500 GETTY IMAGES INC COM 374276103 10,195 351,544 SH SOLE 310,334 41,210 GEVITY HR INC COM 374393106 5,561 723,126 SH SOLE 573,276 149,850 GILEAD SCIENCES INC COM 375558103 3,217 69,920 SH SOLE 69,920 GLATFELTER COM 377316104 26,539 1,733,459 SH SOLE 1,431,504 301,955 GLOBAL INDS LTD COM 379336100 2,179 101,750 SH SOLE 101,750 GOLDMAN SACHS GROUP INC COM 38141G104 4,110 19,114 SH SOLE 19,114 GOOGLE INC CL A 38259P508 9,652 13,959 SH SOLE 13,959 GRACE W R & CO DEL NEW COM 38388F108 18,842 719,700 SH SOLE 719,700 GRACO INC COM 384109104 645 17,300 SH SOLE 600 16,700 GRANITE CONSTR INC COM 387328107 206 5,700 SH SOLE 5,700 GREATBATCH INC COM 39153L106 7,519 376,146 SH SOLE 309,356 66,790 GRILL CONCEPTS INC COM NEW 398502203 83 20,000 SH SOLE 20,000 GSI GROUP INC CDA COM 36229u102 22,613 2,447,313 SH SOLE 2,054,713 392,600 HAIN CELESTIAL GROUP INC COM 405217100 6,543 204,482 SH SOLE 167,767 800 35,915 HAVERTY FURNITURE INC COM 419596101 90 10,000 SH SOLE 10,000 HAWAIIAN ELEC INDUSTRIES COM 419870100 1,457 64,000 SH SOLE 64,000 HEINZ H J CO COM 423074103 499 10,684 SH SOLE 7,412 3,272 HERCULES INC COM 427056106 2,651 137,000 SH SOLE 137,000 HERITAGE COMMERCE CORP COM 426927109 566 30,800 SH SOLE 30,800 HEWLETT PACKARD CO COM 428236103 7,457 147,730 SH SOLE 145,180 2,550 HOLOGIC INC COM 436440101 1,086 15,824 SH SOLE 15,824 HOME DEPOT INC COM 437076102 267 9,905 SH SOLE 4,505 5,400 HONEYWELL INTL INC COM 438516106 1,359 22,065 SH SOLE 22,065 HORIZON LINES INC COM 44044k101 416 22,300 SH SOLE 8,000 14,300 HUGOTON RTY TR TEX UNIT BEN INT 444717102 370 16,500 SH SOLE 16,500 ILLINOIS TOOL WKS INC COM 452308109 24,409 455,900 SH SOLE 455,900 ILLUMINA INC COM 452327109 830 14,000 SH SOLE 14,000 INDEPENDENT BANK CORP MICH COM 453838104 120 12,676 SH SOLE 12,676 INFORMATICA CORP COM 45666Q102 16,753 929,715 SH SOLE 808,275 121,440 INSIGHT ENTERPRISES INC COM 45765u103 2,006 110,000 SH SOLE 110,000 INSPIRE PHARMACEUTICALS INC COM 457733103 1,316 220,000 SH SOLE 220,000 INSTEEL INDUSTRIES INC COM 45774W108 10,959 934,309 SH SOLE 819,779 114,530 INTEL CORP COM 458140100 71,278 2,673,575 SH SOLE 2,647,475 26,100 INTERMEC INC COM 458786100 2,133 105,000 SH SOLE 105,000 INTERNATIONAL BUSINESS MACHS COM 459200101 5,462 50,526 SH SOLE 41,752 8,774 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 645 13,400 SH SOLE 13,400 INTERWOVEN INC COM NEW 46114T508 20,856 1,466,696 SH SOLE 1,190,941 275,755 INTL PAPER CO COM 460146103 688 21,250 SH SOLE 12,100 9,150 INTUITIVE SURGICAL INC COM NEW 46120E602 1,725 5,340 SH SOLE 5,340 ION GEOPHYSICAL CORP COM 462044108 931 59,000 SH SOLE 59,000 IOWA TELECOMM SERVICES INC COM 462594201 541 33,250 SH SOLE 33,250 IPC HLDGS LTD ORD G4933P101 13,814 478,500 SH SOLE 478,500 IRON MTN INC COM 462846106 1,705 46,050 SH SOLE 46,050 ISHARES SILVER TRUST ISHARES 46428q109 19,988 136,000 SH SOLE 136,000 ISHARES SILVER TRUST ISHARES 46428q109 132 900 SH OTHER 2 900 ISHARES TR RUSSEL 2000 464287655 8,670 114,200 SH SOLE 114,000 200 ISHARES TR MSCI EAFE IDX 464287465 669 8,520 SH SOLE 8,520 ISIS PHARMACEUTICALS INC COM 464330109 2,743 174,150 SH SOLE 174,150 JACOBS ENGR GROUP INC DEL COM 469814107 229 2,400 SH SOLE 2,400 JDS UNIPHASE CORP COM PAR $0.001 46612J507 595 44,712 SH SOLE 44,712 JETBLUE AWYS CORP COM 477143101 2,159 366,012 SH SOLE 365,000 1,012 JOHNSON & JOHNSON COM 478160104 32,170 482,314 SH SOLE 466,776 600 14,938 JP MORGAN CHASE & CO COM 46625H100 3,731 85,464 SH SOLE 85,464 JUNIPER NETWORKS INC COM 48203R104 32,007 964,075 SH SOLE 964,075 KELLOGG CO COM 487836108 762 14,530 SH SOLE 14,530 KENDLE INTERNATIONAL INC COM 48880L107 1,115 22,800 SH SOLE 22,800 KEYCORP NEW COM 493267108 3,060 130,500 SH SOLE 130,500 KIMBERLY CLARK CORP COM 494368103 20,780 299,684 SH SOLE 299,684 KINDER MORGAN MANAGEMENT LLC COM 49455U100 650 12,270 SH SOLE 12,270 KOHLS CORP COM 500255104 1,942 42,400 SH SOLE 42,400 KOPIN CORP COM 500600101 17,004 5,380,942 SH SOLE 4,396,077 984,865 KRAFT FOODS INC CL A 50075N104 23,862 731,298 SH SOLE 720,998 10,300 L-3 COMMUNICATIONS HLDGS INC COM 502424104 911 8,600 SH SOLE 8,600 LABORATORY CORP AMER HLDGS COM NEW 50540R409 826 10,932 SH SOLE 10,232 700 LAKELAND INDS INC COM 511795106 541 47,142 SH SOLE 40,994 6,148 LANCE INC COM 514606102 2,042 100,000 SH SOLE 100,000 LAS VEGAS SANDS CORP COM 517834107 2,695 26,153 SH SOLE 26,153 LAWSON PRODS INC COM 520776105 303 8,000 SH SOLE 8,000 LEE ENTERPRISES INC COM 523768109 7,757 529,500 SH SOLE 529,500 LEGGETT & PLATT INC COM 524660107 914 52,400 SH SOLE 52,400 LILLY ELI & CO COM 532457108 806 15,100 SH SOLE 11,900 3,200 LINCOLN NATL CORP IND COM 534187109 239 4,100 SH SOLE 100 4,000 LIONBRIDGE TECHNOLOGIES INC COM 536252109 13,176 3,711,637 SH SOLE 3,187,152 524,485 LOWES COS INC COM 548661107 6,070 268,325 SH SOLE 268,325 M & T BK CORP COM 55261F104 2,304 28,250 SH SOLE 28,250 MANITOWOC INC COM 563571108 6,761 138,465 SH SOLE 138,465 MARINER ENERGY INC COM 56845T305 279 12,200 SH SOLE 10,000 2,200 MARSHALL & ILSLEY CORP NEW COM 571837103 2,877 108,639 SH SOLE 105,695 2,944 MARTEK BIOSCIENCES CORP COM 572901106 28,563 965,602 SH SOLE 809,642 155,960 MCDONALDS CORP COM 580135101 1,831 31,073 SH SOLE 28,673 300 2,100 MCGRAW HILL COS INC COM 580645109 2,024 46,195 SH SOLE 46,195 MEADWESTVACO CORP COM 583334107 268 8,574 SH SOLE 5,574 3,000 MEDAREX INC COM 583916101 1,378 132,250 SH SOLE 132,250 MEDCO HEALTH SOLUTIONS INC COM 58405U102 5,037 49,672 SH SOLE 49,472 200 MEDICINES CO COM 584688105 22,896 1,194,976 SH SOLE 965,691 229,285 MEDTRONIC INC COM 585055106 5,966 118,675 SH SOLE 114,075 4,600 MEMC ELECTR MATLS INC COM 552715104 9,254 104,575 SH SOLE 104,225 350 MENTOR GRAPHICS CORP COM 587200106 9,637 893,940 SH SOLE 768,855 125,085 MERCK & CO INC COM 589331107 8,974 154,424 SH SOLE 152,324 2,100 MERIT MED SYS INC COM 589889104 3,266 235,000 SH SOLE 235,000 MGIC INVT CORP WIS COM 552848103 36,112 1,610,000 SH SOLE 1,610,000 MICROSOFT CORP COM 594918104 89,232 2,506,515 SH SOLE 2,496,067 10,448 MOLEX INC COM 608554101 3,776 138,297 SH SOLE 138,297 MONSANTO CO NEW COM 61166W101 3,063 27,424 SH SOLE 27,424 MOODYS CORP COM 615369105 15,369 430,500 SH SOLE 429,100 1,400 MORGAN STANLEY COM NEW 617446448 1,028 19,357 SH SOLE 14,542 4,815 MORTONS RESTAURANT GRP INC N COM 619430101 103 11,000 SH SOLE 11,000 MUELLER WTR PRODS INC COM SER B 624758207 274 27,500 SH SOLE 27,500 MURPHY OIL CORP COM 626717102 87,683 1,033,515 SH SOLE 1,032,855 660 MYLAN INC COM 628530107 2,642 187,900 SH SOLE 187,900 NABORS INDUSTRIES LTD COM G6359F103 262 9,550 SH SOLE 9,550 NALCO HOLDING COMPANY COM 62985q101 3,139 129,825 SH SOLE 129,825 NAVTEQ CORP COM 63936l100 2,998 39,650 SH SOLE 39,650 NEWELL RUBBERMAID INC COM 651229106 2,492 96,300 SH SOLE 96,300 NEWMONT MINING CORP COM 651639106 82,577 1,691,105 SH SOLE 1,687,385 3,720 NEWMONT MINING CORP COM 651639106 293 6,000 SH OTHER 2 6,000 NII HLDGS INC CL B 62913f201 34,442 712,800 SH SOLE 712,800 NORTHROP GRUMMAN CORP COM 666807102 202 2,575 SH SOLE 2,575 NOVEN PHARMACEUTICALS INC COM 670009109 1,241 89,400 SH SOLE 89,400 NVIDIA CORP COM 67066G104 1,795 52,759 SH SOLE 52,759 OCCIDENTAL PETE CORP DEL COM 674599105 6,730 87,410 SH SOLE 87,410 OCEANEERING INTL INC COM 675232102 5,808 86,232 SH SOLE 60,932 25,300 OLD REP INTL CORP COM 680223104 324 21,000 SH SOLE 21,000 OLIN CORP COM PAR $1 680665205 4,019 207,900 SH SOLE 207,900 ONEOK INC NEW COM 682680103 515 11,500 SH SOLE 6,000 5,500 ORACLE CORP COM 68389X105 6,819 301,985 SH SOLE 300,185 1,800 PAIN THERAPEUTICS INC COM 69562K100 1,283 121,000 SH SOLE 121,000 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 169 11,000 SH SOLE 11,000 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 3,611 202,277 SH SOLE 60,477 141,800 PARKER HANNIFIN CORP COM 701094104 2,497 33,150 SH SOLE 33,150 PENN VA RESOURCES PARTNERS L COM 707884102 2,393 97,400 SH SOLE 97,400 PENN WEST ENERGY TR TR UNIT 707885109 1,284 49,035 SH SOLE 49,035 PEPSICO INC COM 713448108 7,736 101,921 SH SOLE 100,921 1,000 PERKINELMER INC COM 714046109 599 23,020 SH SOLE 21,020 2,000 PFIZER INC COM 717081103 59,219 2,605,308 SH SOLE 2,592,353 12,955 PG&E CORP COM 69331C108 226 5,235 SH SOLE 5,235 PHARMACEUTICAL PROD DEV INC COM 717124101 5,269 130,510 SH SOLE 113,910 16,600 PHARMION CORP COM 71715B409 34,004 540,946 SH SOLE 501,501 39,445 PITNEY BOWES INC COM 724479100 723 19,000 SH SOLE 19,000 PLAINS EXPL& PRODTN CO COM 726505100 562 10,400 SH SOLE 10,400 PLANTRONICS INC NEW COM 727493108 2,600 100,000 SH SOLE 100,000 PLUM CREEK TIMBER CO INC COM 729251108 531 11,525 SH SOLE 11,525 PNC FINL SVCS GROUP INC COM 693475105 322 4,906 SH SOLE 4,906 POLO RALPH LAUREN CORP CL A 731572103 686 11,100 SH SOLE 11,100 POWER-ONE INC COM 739308104 196 49,000 SH SOLE 49,000 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1,074 38,800 SH SOLE 38,800 POWERWAVE TECHNOLOGIES INC COM 739363109 12,137 3,011,669 SH SOLE 2,509,764 501,905 POZEN INC COM 73941U102 1,512 126,000 SH SOLE 126,000 PPL CORP COM 69351T106 2,632 50,530 SH SOLE 50,530 PRAXAIR INC COM 74005P104 3,681 41,500 SH SOLE 41,500 PROCTER & GAMBLE CO COM 742718109 8,687 118,324 SH SOLE 110,926 7,398 PROVIDENT BANKSHARES CORP COM 743859100 342 16,000 SH SOLE 16,000 PRUDENTIAL FINL INC COM 744320102 3,769 40,512 SH SOLE 40,512 PURECYCLE CORP COM NEW 746228303 5,045 656,000 SH SOLE 656,000 QUALCOMM INC COM 747525103 3,354 85,230 SH SOLE 82,230 2,000 1,000 QUEST DIAGNOSTICS INC COM 74834L100 2,054 38,830 SH SOLE 36,330 2,500 QUESTAR CORP COM 748356102 6,939 128,254 SH SOLE 108,454 19,800 QUICKSILVER RESOURCES INC COM 74837R104 375 6,300 SH SOLE 6,300 RANGE RES CORP COM 75281A109 257 5,000 SH SOLE 5,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 656 27,727 SH SOLE 27,727 ROCKWELL AUTOMATION INC COM 773903109 6,134 88,950 SH SOLE 88,950 ROPER INDS INC NEW COM 776696106 9,406 150,402 SH SOLE 150,402 ROWAN COS INC COM 779382100 525 13,300 SH SOLE 13,300 ROYAL GOLD INC COM 780287108 16,596 543,765 SH SOLE 543,765 ROYAL GOLD INC COM 780287108 134 4,400 SH OTHER 2 4,400 SAFECO CORP COM 786429100 822 14,764 SH SOLE 2,744 12,020 SAFEWAY INC COM NEW 786514208 3,814 111,500 SH SOLE 111,500 SALESFORCE COM INC COM 79466l302 621 9,900 SH SOLE 9,900 SALIX PHARMACEUTICALS INC COM 795435106 20,958 2,659,670 SH SOLE 2,209,575 450,095 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 767 23,000 SH SOLE 23,000 SANGAMO BIOSCIENCES INC COM 800677106 499 38,300 SH SOLE 38,300 SCANA CORP NEW COM 80589M102 350 8,300 SH SOLE 7,500 800 SCHEIN HENRY INC COM 806407102 3,707 60,380 SH SOLE 60,380 SCHERING PLOUGH CORP COM 806605101 3,046 114,325 SH SOLE 108,325 6,000 SCHLUMBERGER LTD COM 806857108 58,626 595,978 SH SOLE 584,078 11,900 SECURE COMPUTING CORP COM 813705100 13,955 1,453,633 SH SOLE 1,240,658 212,975 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3,610 45,500 SH SOLE 45,500 SEMPRA ENERGY COM 816851109 217 3,500 SH SOLE 3,500 SENSIENT TECHNOLOGIES CORP COM 81725T100 2,424 85,700 SH SOLE 85,700 SIGMA ALDRICH CORP COM 826552101 1,550 28,395 SH SOLE 17,655 10,740 SILICON IMAGE INC COM 82705T102 7,107 1,572,304 SH SOLE 1,289,324 282,980 SKYWEST INC COM 830879102 3,201 119,200 SH SOLE 119,200 SMITHFIELD FOODS INC COM 832248108 4,364 150,900 SH SOLE 150,900 SONICWALL INC COM 835470105 364 34,000 SH SOLE 34,000 SONOCO PRODS CO COM 835495102 21,647 662,400 SH SOLE 662,400 SOTHEBYS COM 835898107 5,433 142,595 SH SOLE 142,595 SOUTHERN CO COM 842587107 4,963 128,075 SH SOLE 127,741 334 SPDR SERIES TRUST S&P BIOTECH 78464a870 1,057 17,800 SH SOLE 17,800 SPDR TR UNIT SER 1 78462F103 1,098 7,511 SH SOLE 6,511 1,000 SPECTRANECTICS CORP COM 84760C107 337 22,000 SH SOLE 22,000 SPRINT NEXTEL CORP COM SER 1 852061100 187 14,250 SH SOLE 14,250 ST JOE CO COM 790148100 381 10,723 SH SOLE 3,373 7,350 ST JUDE MED INC COM 790849103 3,206 78,895 SH SOLE 78,895 STAPLES INC COM 855030102 1,312 56,872 SH SOLE 54,397 2,475 STARBUCKS CORP COM 855244109 1,144 55,900 SH SOLE 55,900 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1,305 29,630 SH SOLE 29,630 STATE STR CORP COM 857477103 508 6,259 SH SOLE 5,050 1,209 STEELCASE INC CL A 858155203 17,308 1,090,600 SH SOLE 1,090,600 STEREOTAXIS INC COM 85916J102 1,326 108,500 SH SOLE 108,500 STERICYCLE INC COM 858912108 740 12,460 SH SOLE 12,060 400 STREETTRACKS GOLD TR GOLD SHS 863307104 13,700 166,145 SH SOLE 164,745 1,400 STRYKER CORP COM 863667101 8,285 110,882 SH SOLE 110,882 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 251 6,200 SH SOLE 6,200 SUNCOR ENERGY INC COM 867229106 1,311 12,055 SH SOLE 8,755 1,000 2,300 SUNTRUST BKS INC COM 867914103 2,412 38,600 SH SOLE 38,600 SYMYX TECHNOLOGIES COM 87155S108 13,066 1,701,286 SH SOLE 1,536,956 164,330 SYNOVUS FINANCIAL CORP COM 87161C105 1,606 66,686 SH SOLE 42,800 23,886 SYSCO CORP COM 871829107 8,419 269,740 SH SOLE 265,465 4,275 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 295 16,000 SH SOLE 16,000 TALISMAN ENERGY INC COM 87425E103 770 41,600 SH SOLE 20,000 21,600 TARGET CORP COM 87612E106 3,039 60,789 SH SOLE 59,539 1,250 TELLABS INC COM 879664100 386 59,000 SH SOLE 55,800 3,200 TETRA TECH INC NEW COM 88162G103 2,816 130,965 SH SOLE 129,565 1,400 TETRA TECHNOLOGIES INC DEL COM 88162F105 20,183 1,296,246 SH SOLE 1,074,141 222,105 TEXAS INSTRS INC COM 882508104 3,853 115,355 SH SOLE 115,355 TEXTRON INC COM 883203101 395 5,545 SH SOLE 4,745 800 THERMO FISHER SCIENTIFIC INC COM 883556102 1,006 17,445 SH SOLE 17,445 THOMAS & BETTS CORP COM 884315102 932 19,000 SH SOLE 19,000 THOR INDS INC COM 885160101 1,496 39,350 SH SOLE 39,350 THORATEC CORP COM NEW 885175307 54,000 2,968,670 SH SOLE 2,670,010 298,660 TIBCO SOFTWARE INC COM 88632Q103 1,931 239,310 SH SOLE 68,025 171,285 TIME WARNER INC COM 887317105 220 13,350 SH SOLE 13,050 300 TORO CO COM 891092108 2,371 43,550 SH SOLE 43,550 TOTAL SYS SVCS INC COM 891906109 903 32,259 SH SOLE 20,710 11,549 TRANSOCEAN INC NEW SHS G90073100 1,701 11,886 SH SOLE 11,729 157 TRC COS INC COM 872625108 9,175 1,146,876 SH SOLE 1,146,876 TUESDAY MORNING CORP COM NEW 899035505 7,179 1,415,901 SH SOLE 1,256,291 159,610 TYCO INTL LTD BERMUDA SHS G9143X208 2,361 59,550 SH SOLE 59,425 125 ULTRA PETROLEUM CORP COM 903914109 265 3,700 SH SOLE 3,700 ULTRATECH INC COM 904034105 36,939 3,257,398 SH SOLE 2,952,283 305,115 UNISOURCE ENERGY CORP COM 909205106 284 9,000 SH SOLE 9,000 UNITED PARCEL SERVICE INC CL B 911312106 14,820 209,555 SH SOLE 206,355 3,200 UNITED TECHNOLOGIES CORP COM 913017109 2,870 37,494 SH SOLE 37,494 UNITEDHEALTH GROUP INC COM 91324P102 4,972 85,437 SH SOLE 82,037 3,400 US BANCORP DEL COM NEW 902973304 1,189 37,460 SH SOLE 37,460 UST INC COM 902911106 329 6,000 SH SOLE 6,000 VENTAS INC COM 92276F100 270 5,975 SH SOLE 3,975 2,000 VERIZON COMMUNICATIONS COM 92343V104 39,778 910,462 SH SOLE 908,446 950 1,066 VICOR CORP COM 925815102 2,338 150,000 SH SOLE 150,000 VIGNETTE CORP COM NEW 926734401 25,133 1,720,226 SH SOLE 1,410,766 309,460 VITAL IMAGES INC COM 92846N104 867 48,000 SH SOLE 48,000 VULCAN MATLS CO COM 929160109 713 9,009 SH SOLE 6,809 2,200 W & T OFFSHORE INC COM 92922P106 2,343 78,200 SH SOLE 78,200 WACHOVIA CORP NEW COM 929903102 1,234 32,445 SH SOLE 32,445 WAL MART STORES INC COM 931142103 425 8,935 SH SOLE 7,068 1,867 WALGREEN CO COM 931422109 1,385 36,380 SH SOLE 19,480 16,900 WASTE MGMT INC DEL COM 94106L109 248 7,600 SH SOLE 7,600 WATSCO INC COM 942622200 441 12,000 SH SOLE 12,000 WATSON PHARMACEUTICALS INC COM 942683103 950 35,000 SH SOLE 35,000 WEATHERFORD INTERNATIONAL LT COM G95089101 2,154 31,405 SH SOLE 31,405 WEINGARTEN RLTY INVS SH BEN INT 948741103 5,274 167,743 SH SOLE 167,743 WELLPOINT INC COM 94973V107 272 3,100 SH SOLE 3,100 WELLS FARGO & CO NEW COM 949746101 3,425 113,434 SH SOLE 112,234 1,200 WESTELL TECHNOLOGIES INC CL A 957541105 14 10,000 SH SOLE 10,000 WESTERN UN CO COM 959802109 23,351 961,750 SH SOLE 961,750 WESTLAKE CHEM CORP COM 960413102 2,108 111,000 SH SOLE 111,000 WEYERHAEUSER CO COM 962166104 22,161 300,530 SH SOLE 300,200 330 WHOLE FOODS MKT INC COM 966837106 424 10,400 SH SOLE 10,400 WILEY JOHN & SONS INC CL A 968223206 4,219 98,485 SH SOLE 98,485 WILLIAMS COS INC DEL COM 969457100 2,858 79,865 SH SOLE 79,865 WILMINGTON TRUST CORP COM 971807102 6,054 172,000 SH SOLE 172,000 WRIGHT MED GROUP INC COM 98235T107 36,455 1,249,758 SH SOLE 1,059,223 190,535 WRIGLEY WM JR CO COM 982526105 247 4,227 SH SOLE 4,227 WYETH COM 983024100 977 22,110 SH SOLE 21,136 974 YAHOO INC COM 984332106 18,340 788,475 SH SOLE 788,475 YUM BRANDS INC COM 988498101 226 5,900 SH SOLE 5,500 400 ZIMMER HLDGS INC COM 98956P102 379 5,728 SH SOLE 4,328 1,400 ZIONS BANCORPORATION COM 989701107 3,481 74,550 SH SOLE 74,550
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