-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VjTO6G/JFmqnFweWKchargAaIKnk62NPPRHd6W80F727fFyGB9Ia0rYp8Xt3CV3p djdbdI4X7dckXgm2p2o7gw== 0001169232-08-001947.txt : 20080509 0001169232-08-001947.hdr.sgml : 20080509 20080509140001 ACCESSION NUMBER: 0001169232-08-001947 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 08817555 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d74228_13fhr.txt QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, New York May 9, 2008 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |x| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Managers: Tocqueville Asset Management L.P. FORM 13F Tocqueville Asset Management, L.P. 31-Mar-08 FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------- -------- --------- -------- ------- --- ---- ------- ---------- -------- -------- ------- Dermacare Ser A (Restricted) PFD 51 366569 SH Sole 366569 Dermacare Ser B (Restricted) PFD 40 233148 SH Sole 233148 Entergy Miss.7.25% C@25 11/22/ PFD 29364n868 216 8600 SH Sole 8600 Pub Storage Ser E 6.75% C@25 PFD 74460D398 842 38900 SH Sole 38900 Pub Storage Ser-W 6.50% C@25 1 PFD 74460d570 361 17200 SH Sole 17200 Pub Storage Ser-X 6.45% C@25 1 PFD 74460d554 462 22500 SH Sole 22500 Pub Storage Ser-Z 6.25% C@25 PFD 74460d521 895 43800 SH Sole 43800 Public Storage Ser-F 6.45% C@2 PFD 74460D380 358 17600 SH Sole 17600 Schering-Plough 6% 8/13/10 Ser PFD 806605705 249 1625 SH Sole 1625 1 800 Flowers Com Inc. COM 68243Q106 14070 1653307 SH Sole 1362594 289350 3Com Corp. COM 885535104 260 113500 SH Sole 101500 3M Company COM 88579Y101 27767 350814 SH Sole 346352 4400 ABM Industries Inc COM 000957100 9698 432193 SH Sole 360715 71150 AFLAC Inc. COM 001055102 3256 50125 SH Sole 50125 AT & T Inc. COM 00206R102 2821 73658 SH Sole 59097 896 13665 Abbott Laboratories COM 002824100 4049 73412 SH Sole 68751 4261 Accuray Inc. COM 004397105 125 16000 SH Sole 16000 Activision, Inc. COM 004930202 3793 138899 SH Sole 138899 Adobe Systems Inc. COM 00724F101 918 25800 SH Sole 25800 Agilent Technologies, Inc. COM 00846U101 677 22695 SH Sole 10300 12395 Air Products & Chemicals COM 009158106 2149 23355 SH Sole 23355 Alaska Communications Systems COM 01167P101 32374 2644950 SH Sole 2643950 Albany International Corp COM 012348108 9049 250400 SH Sole 250400 Alcoa Inc. COM 013817101 30386 842664 SH Sole 840624 2040 Alexander & Baldwin Inc. COM 014482103 215 5000 SH Sole 5000 Alkermes Inc. COM 01642T108 10404 875745 SH Sole 742335 132800 Alliance Bernstein Hldg COM 01881G106 341 5375 SH Sole 5175 Alliant Energy Corp. COM 018802108 263 7500 SH Sole 7500 Altria Group Inc. COM 02209S103 1041 46909 SH Sole 46395 400 Amazon.com Inc. COM 023135106 914 12815 SH Sole 12815 Ambassadors Group Inc COM 023177108 10114 535415 SH Sole 442218 92800 American Eagle Outfitters Inc. COM 02553E106 2179 124425 SH Sole 124425 American Express Co. COM 025816109 8479 193929 SH Sole 192282 1647 American Int'l Group COM 026874107 58922 1362364 SH Sole 1359391 2900 American Software, Inc. COM 029683109 2629 419335 SH Sole 419335 American Superconductor Corp COM 030111108 557 24000 SH Sole 24000 Amgen Inc. COM 031162100 18707 447754 SH Sole 447304 450 Amylin Pharmaceuticals Inc. COM 032346108 438 15000 SH Sole 15000 Anadarko Petroleum Corp. COM 032511107 253 4015 SH Sole 2287 500 Analogic Corporation COM 032657207 30975 465513 SH Sole 382360 82800 Anheuser Busch Companies Inc. COM 035229103 34237 721543 SH Sole 721243 300 Annaly Mtg Mgmt Inc. COM 035710409 1077 70325 SH Sole 70325 Apache Corp. COM 037411105 4067 33661 SH Sole 30241 1110 Apex Silver Mines Ltd. COM G04074103 19963 1647100 SH Sole 1587100 60000 Apex Silver Mines Ltd. COM G04074103 109 9000 SH Other 2 9000 Apple Inc. COM 037833100 5928 41308 SH Sole 40058 1250 Applied Materials Inc. COM 038222105 43265 2217575 SH Sole 2192675 24900 Applied Signal Technology COM 038237103 358 30347 SH Sole 30347 Archer-Daniels-Midland Co COM 039483102 4417 107312 SH Sole 107055 Arrow Electronics, Inc. COM 042735100 2539 75455 SH Sole 75455 Aspen Tech Inc. COM 045327103 25676 2013771 SH Sole 1660051 352150 Astec Industries Inc. COM 046224101 16977 438013 SH Sole 362775 74900 Autodesk Inc. COM 052769106 277 8800 SH Sole 8800 Automatic Data Processing COM 053015103 14749 347942 SH Sole 341142 6800 Avery Dennison Corp. COM 053611109 8471 172000 SH Sole 172000 Avnet Inc. COM 053807103 334 10200 SH Sole 2000 8200 Avon Products Inc. COM 054303102 12431 314380 SH Sole 314380 BB&T Corp COM 054937107 288 8973 SH Sole 8973 BP Prudhoe Bay Royalty Trust COM 055630107 431 4611 SH Sole 4611 Baldor Electric Co COM 057741100 18512 661139 SH Sole 545387 112400 BancorpSouth, Inc. COM 059692103 1193 51500 SH Sole 51500 Bank of the Ozarks, Inc. COM 063904106 239 10000 SH Sole 10000 BankAmerica Corp. COM 060505104 3133 82647 SH Sole 82172 475 Bard C. R., Inc COM 067383109 4520 46890 SH Sole 46890 Baxter International Inc. COM 071813109 1570 27161 SH Sole 27085 Baytex Energy Tr.Units COM 073176109 1070 48280 SH Sole 47480 Becton Dickinson & Co. COM 075887109 230 2683 SH Sole 2314 300 Benchmark Electronics Inc. COM 08160H101 251 14000 SH Sole 14000 Benjamin Franklin Banc COM 082073107 138 10000 SH Sole 10000 Berkshire-Hathaway, Inc. Class COM 084670108 400 3 SH Sole 3 Berkshire-Hathaway, Inc. Class COM 084670207 9156 2047 SH Sole 2047 Blackrock Global Opportunities COM 092501105 205 8364.74 SH Sole 8364.74 Boeing Co. COM 097023105 18857 253553 SH Sole 253497 Boston Scientific Corp. COM 101137107 439 34100 SH Sole 34100 Bristol Myers Squibb Co. COM 110122108 25752 1209029 SH Sole 1205299 3230 Bunge Ltd COM G16962105 973 11205 SH Sole 11205 Burlington Northern Santa Fe C COM 12189T104 262 2845 SH Sole 2845 CARBO Ceramics, Inc. COM 140781105 268 6688 SH Sole 6688 CB Richard Ellis Group Inc. COM 12497t101 779 35985 SH Sole 35985 CIT Group Inc COM 125581108 13529 1141725 SH Sole 1141725 CVS/Caremark Corp. COM 126650100 7677 189509 SH Sole 188948 300 Cabot Microelectronics Corp. COM 12709P103 321 10000 SH Sole 10000 Cadence Design Systems Inc. COM 127387108 993 92932 SH Sole 92338 Callon Petroleum Co. COM 13123x102 286 15800 SH Sole 15800 Cambrex Corp. COM 132011107 4246 612707 SH Sole 612707 Cameron International Corp. COM 13342B105 379 9095 SH Sole 8879 Campbell Soup Cp. COM 134429109 25190 741961 SH Sole 741700 Cardinal Health Inc. COM 14149Y108 1294 24650 SH Sole 24650 Carlisle Companies, Inc. COM 142339100 278 8304 SH Sole 8304 Caterpillar Inc. COM 149123101 3138 40088 SH Sole 40088 Celgene Corp COM 151020104 8668 141421.01 SH Sole 141421.01 Centene Corp. COM 15135B101 6906 495398 SH Sole 375143 119700 Cerner Corp COM 156782104 1128 30266 SH Sole 30255 Charles River Laboratories Int COM 159864107 4657 79010 SH Sole 79010 ChevronTexaco Corp. COM 166764100 15817 185300 SH Sole 176655 8568 China Security & Surveillance COM 16942J105 4826 271875 SH Sole 271875 Chordiant Software, Inc. COM 170404305 121 20000 SH Sole 20000 Chubb Corp COM 171232101 346 7000 SH Sole 7000 Church & Dwight Co. COM 171340102 938 17300 SH Sole 17300 Cimarex Energy Co. COM 171798101 657 12000 SH Sole 12000 Cincinnati Bell Inc. COM 171871106 143 33600 SH Sole 28600 Cintas Corp. COM 172908105 6786 237755 SH Sole 237755 Circle Corp. COM 172559106 0 28686 SH Sole 28686 Cisco Systems Inc. COM 17275R102 56487 2344821 SH Sole 2340920 3700 CitiGroup Inc. COM 172967101 6201 289488 SH Sole 288522 966 Citizens Communications Co. COM 17453B101 126 12036 SH Sole 11943 Cleveland Cliffs Inc. COM 185896107 42380 353700 SH Sole 353700 Coach Inc. COM 189754104 1866 61900 SH Sole 60300 1600 Coca-Cola Company COM 191216100 16946 278395 SH Sole 270519 7768 Colgate Palmolive Co. COM 194162103 39466 506555 SH Sole 500568 2406 3500 Columbia Sportswear Co COM 198516106 11704 265823 SH Sole 219733 45900 Comcast Corp - Class A COM 20030N101 425 21979 SH Sole 9429 12550 Commercial Metals Company COM 201723103 3581 119500 SH Sole 119500 Conagra Inc. COM 205887102 220 9178 SH Sole 7840 1100 ConocoPhillips COM 20825C104 2812 36903 SH Sole 23667 500 12736 Cons Edison Inc COM 209115104 415 10460 SH Sole 10460 Constellation Brands Inc. COM 21036p108 419 23700 SH Sole 23700 Convergys Corp. COM 212485106 904 60000 SH Sole 48000 Corn Products International, I COM 219023108 342 9200 SH Sole 4200 Corning Inc. COM 219350105 49233 2047943 SH Sole 2047943 Corrections Corp of America COM 22025Y407 1380 50150 SH Sole 50150 Costco Wholesale Corp. COM 22160K105 1972 30350 SH Sole 30350 Covance Inc. COM 222816100 1856 22372 SH Sole 22172 200 Covanta Holding Corp. COM 22282E102 667 24250 SH Sole 23650 600 Cray Inc. COM 225223304 72 12000 SH Sole 12000 Cross Timbers Royalty Trust COM 22757R109 9378 191190 SH Sole 191190 Cubist Pharmaceuticals Inc. COM 229678107 958 52000 SH Sole 52000 Cullen/Frost Bankers Inc. COM 229899109 1414 26650 SH Sole 26650 DPL Inc. COM 233293109 2395 93400 SH Sole 93400 Danaher Corp. COM 235851102 2513 33050 SH Sole 33050 Deere & Co. COM 244199105 2059 25600 SH Sole 25600 Del Monte Foods Co. COM 24522P103 831 87200 SH Sole 87200 Dell Inc. COM 24702R101 3162 158738 SH Sole 158534 Dentsply International Inc. COM 249030107 208 5400 SH Sole 5400 Deutsche Bank AG Double Short COM 25154H756 4098 150000 SH Sole 150000 Deutsche Bank AG ORD COM D18190898 3505 31000 SH Sole 31000 Devon Energy Corp. COM 25179M103 3582 34331 SH Sole 34331 Diamond Offshore Drill COM 25271C102 431 3700 SH Sole 3000 700 DiamondRock Hospitality Co. COM 252784301 317 25000 SH Sole 18000 7000 Diamonds Tr Unit Ser 1 COM 252787106 583 4760 SH Sole 4760 DirecTV Group Inc. COM 25459L106 240 9664 SH Sole 384 8839 Disney, Walt Company COM 254687106 2484 79164 SH Sole 70764 8400 Dominion Res Inc./VA COM 25746U109 3127 76560 SH Sole 76560 Dover Corp. COM 260003108 461 11025 SH Sole 2325 8700 Du Pont De Nemours, E.I. & Co. COM 263534109 58761 1256649 SH Sole 1251144 5300 Duke Energy Corp COM 26441C105 685 38355 SH Sole 34355 4000 Durect Corp. COM 266605104 1312 250000 SH Sole 250000 EMC Corp. COM 268648102 12510 872355 SH Sole 870855 1500 East West Bancorp Inc. COM 27579r104 7956 448205 SH Sole 448205 Eaton Corp COM 278058102 399 5004 SH Sole 5004 Ecolab Inc. COM 278865100 217 5000 SH Sole 5000 Electro Scientific Industries COM 285229100 16691 1012816 SH Sole 854028 158100 Electronic Arts, Inc. COM 285512109 666 13350 SH Sole 13350 Emcore Corp. COM 290846104 20459 3551984 SH Sole 3028732 520900 Emerson Electric Co. COM 291011104 1764 34287 SH Sole 31231 1000 1942 Endo Pharmaceuticals Holdings COM 29264F205 1111 46400 SH Sole 46400 Energy Select Sector SPDR COM 81369Y506 3259 44000 SH Sole 44000 Enterprise Products Partners L COM 293792107 906 30515 SH Sole 30515 Epicor Software Corp. COM 29426L108 24955 2228110 SH Sole 1823172 403250 Equity Residential Properties COM 29476L107 241 5800 SH Sole 5800 Exar Corp COM 300645108 18622 2262710 SH Sole 1870689 390100 Exelon Corp. COM 30161N101 603 7415 SH Sole 6415 1000 Expeditors Int'l of Washington COM 302130109 1948 43110 SH Sole 43110 Exxon Mobil Corp. COM 30231G102 19061 225356 SH Sole 221006 4100 FEI Company COM 30241l109 20192 924947 SH Sole 768229 154500 FMC Corp. COM 302491303 532 9580 SH Sole 9580 FPL Group Inc COM 302571104 62289 992812 SH Sole 985812 7000 FTI Consulting, Inc. COM 302941109 746 10500 SH Sole 10500 Fannie Mae COM 313586109 28855 1096317 SH Sole 1096317 Federal Home Loan Mortgage Cor COM 313400301 349 13800 SH Sole 13800 Federal Signal Corp. COM 313855108 447 32000 SH Sole 32000 First Midwest Bancorp COM 320867104 1496 53858 SH Sole 53858 Flextronics Intl Ltd. COM Y2573F102 543 57865 SH Sole 57146 Fluor Corp. COM 343861100 474 3360 SH Sole 3360 Fording Canadian Coal Trust COM 345425102 452 8650 SH Sole 8650 Freeport McMoRan Copper & Gold COM 35671D857 3567 37076 SH Sole 12013 25000 Friedman Billings Ramsey Group COM 358434108 20 12000 SH Sole 12000 GSI Group Inc. COM 36229u102 19650 2506427 SH Sole 2108572 396100 Garmin Ltd. COM G37260109 972 18000 SH Sole 15750 2250 Genentech Inc COM 368710406 3109 38295 SH Sole 37695 600 General Dynamics Corp. COM 369550108 731 8767 SH Sole 5916 2800 General Electric Co. COM 369604103 77877 2104203 SH Sole 2085044 19159 General Growth Properties Inc. COM 370021107 6309 165275 SH Sole 165275 General Mills, Inc. COM 370334104 258 4309 SH Sole 4309 Genuine Parts Co. COM 372460105 1021 25393 SH Sole 14793 10600 Genzyme Corp. COM 372917104 2082 27925 SH Sole 25425 2500 Gilead Sciences, Inc. COM 375558103 3289 63822 SH Sole 63678 Glatfelter P H Co COM 377316104 26679 1765677 SH Sole 1460650 303600 Gold Resource Corp. COM 38068t105 2350 500000 SH Sole 500000 Goldman Sachs Group Inc. COM 38141G104 3141 18989 SH Sole 18989 Google Inc. Cl A COM 38259P508 21160 48039 SH Sole 48039 Graco Inc. COM 384109104 627 17300 SH Sole 600 16700 Greatbatch Inc. COM 39153L106 7828 425177 SH Sole 357418 67450 Grill Concepts Inc. COM 398502203 75 20000 SH Sole 20000 Hain Celestial Group Inc. COM 405217100 11884 402856 SH Sole 334068 68500 Halliburton Co. COM 406216101 355 9020 SH Sole 8602 Harris Corp. COM 413875105 201 4142 SH Sole 3776 300 Haverty Furniture Inc. COM 419596101 106 10000 SH Sole 10000 Hawaiian Electric Inds Inc COM 419870100 1265 53000 SH Sole 53000 Heinz (H.J.) COM 423074103 455 9694 SH Sole 7321 2272 Henry Schein, Inc. COM 806407102 3316 57765 SH Sole 57765 Hercules Inc. COM 427056106 768 42000 SH Sole 36000 Hewlett-Packard Co. COM 428236103 7239 158537.11 SH Sole 155868.11 2550 Hologic Inc. COM 436440101 957 17215 SH Sole 17215 Home Depot Inc. COM 437076102 257 9200 SH Sole 3800 5400 Honeywell International Inc. COM 438516106 1747 30962 SH Sole 30852 Horizon Lines Inc - CL A COM 44044k101 415 22300 SH Sole 8000 14300 Hugoton Royalty Trusts COM 444717102 607 22000 SH Sole 22000 IPC Holdings, Ltd. COM G4933P101 238 8500 SH Sole 8500 IShares - Russell 2000 COM 464287655 10293 150731 SH Sole 119031 31700 IShares Silver Trust COM 46428q109 23176 136000 SH Sole 136000 IShares Silver Trust COM 46428q109 153 900 SH Other 2 900 Illinois Tool Works Inc. COM 452308109 24106 499813 SH Sole 496225 Illumina Inc. COM 452327109 759 10000 SH Sole 10000 Impact Medical Solutions, Inc. COM 45257K100 8 20000 SH Sole 20000 Independent Bank Corp. COM 453838104 114 11023 SH Sole 11023 Informatica Corp. COM 45666Q102 372 21833 SH Sole 17833 Insight Enterprises Inc. COM 45765u103 175 10000 SH Sole 10000 Inspire Pharmaceuticals Inc. COM 457733103 847 220000 SH Sole 220000 Int'l Business Machines Corp. COM 459200101 5356 46517 SH Sole 37785 8481 Intel Corp. COM 458140100 56074 2647494 SH Sole 2621991 24800 InterVoice, Inc. COM 461142101 6760 849293 SH Sole 849293 International Paper Co. COM 460146103 578 21250 SH Sole 12100 9150 Interwoven Inc. COM 46114T508 15911 1489789 SH Sole 1210831 277800 Intl Flavors & Fragrances COM 459506101 546 12400 SH Sole 12400 Intuitive Surgical, Inc. COM 46120E602 1211 3735 SH Sole 3735 Ion Geophysical Corp COM 462044108 876 63500 SH Sole 63500 Iowa Telecom Services Co. COM 462594201 568 32050 SH Sole 32050 Iron Mountain Inc COM 462846106 726 27448 SH Sole 27448 Ishares Lehman US TIPS Fund COM 464287176 647 5888 SH Sole 5888 Ishares MSCI Eafe Index COM 464287465 517 7196 SH Sole 7172 Isis Pharmaceuticals Inc COM 464330109 10649 754695 SH Sole 754695 J.P. Morgan Chase & Co. COM 46625H100 3606 83960 SH Sole 83960 JDS Uniphase Corp. COM 46612J507 447 33387 SH Sole 33387 JetBlue Airways Corp. COM 477143101 357 61500 SH Sole 61500 Johnson & Johnson COM 478160104 32058 494182 SH Sole 478515 600 14938 Juniper Networks COM 48203R104 23341 933625 SH Sole 933625 Kane Holding Co (Restricted) COM 138 13751 SH Sole 13751 Kellogg Co. COM 487836108 764 14530 SH Sole 14530 Kendle Int'l Inc. COM 48880L107 449 10000 SH Sole 10000 Keycorp New COM 493267108 4533 206500 SH Sole 206500 Kimberly Clark Corp. COM 494368103 19325 299384 SH Sole 299384 Kinder Morgan Management, LLC. COM 49455U100 636 12480.02 SH Sole 12480.02 Kohls Corp. COM 500255104 1742 40612 SH Sole 40612 Kopin Corp. COM 500600101 14814 5569274 SH Sole 4572789 992600 Kraft Foods Inc. COM 50075N104 35709 1151546 SH Sole 1141746 9800 L-3 Communications CORP COM 502424104 940 8600 SH Sole 8600 Laboratory Corp of America Hol COM 50540R409 451 6126 SH Sole 5402 700 Las Vegas Sands Corp COM 517834107 1912 25970 SH Sole 25970 Lawson Products Inc. COM 520776105 220 8000 SH Sole 8000 Lee Enterprises COM 523768109 5681 567500 SH Sole 567500 Lilly, Eli & Co. COM 532457108 809 15685 SH Sole 12390 3200 Lincoln National Corp. COM 534187109 208 4000 SH Sole 4000 LionBridge Technologies Inc. COM 536252109 16480 4919433 SH Sole 4206879 709500 Lowe's Companies, Inc. COM 548661107 5777 251830 SH Sole 251830 M & T Bank Corp. COM 55261F104 4591 57050 SH Sole 57050 MEMC Electronic Materials COM 552715104 7885 111214 SH Sole 110781 350 MGIC Investment Corp. COM 552848103 32954 3129500 SH Sole 3129500 Manhattan Scientifics, Inc. COM 563122100 1 15000 SH Sole 15000 Marathon Oil Corp. COM 565849106 621 13627 SH Sole 9627 Mariner Energy 144A COM 56845T305 330 12200 SH Sole 10000 2200 Martek Biosciences Corp. COM 572901106 29711 971887 SH Sole 813517 157650 Maxygen Inc. COM 577776107 401 62000 SH Sole 62000 McDonalds Corp. COM 580135101 1805 32361 SH Sole 29847 300 2100 McGraw Hill Companies Inc. COM 580645109 3346 90545 SH Sole 90545 MeadWestvaco Corp. COM 583334107 204 7500 SH Sole 2500 3000 Medarex Inc COM 583916101 1170 132250 SH Sole 132250 Medco Health Solutions Inc. COM 58405U102 4236 96738 SH Sole 96338 400 Medicines Company COM 584688105 24476 1211671 SH Sole 979782 230850 Medivation Inc. COM 58501N101 366 25700 SH Sole 25700 Medtronic Inc. COM 585055106 3313 68495 SH Sole 63895 4600 Mentor Graphics Corp. COM 587200106 10374 1174854 SH Sole 968033 201900 Merck & Co. COM 589331107 5674 149514 SH Sole 145414 2100 Merit Med Systems Inc. COM 589889104 396 25000 SH Sole 25000 Microsoft Corp. COM 594918104 75252 2651592 SH Sole 2640569 10448 Milestone Scientific Inc. COM 59935P209 195 244000 SH Sole 244000 Molex Inc. COM 608554101 3958 170897 SH Sole 170897 Monsanto Company COM 61166W101 2838 25453 SH Sole 25453 Moody's Corp. COM 615369105 16753 480990 SH Sole 479590 1400 Morgan Stanley COM 617446448 385 8433 SH Sole 3618 4815 Mueller Water Products Inc Ser COM 624758207 98 12500 SH Sole 12500 Murphy Oil Corp. COM 626717102 82172 1000384 SH Sole 999632 660 Mylan Inc. COM 628530107 440 37900 SH Sole 37900 NII Holdings Inc. Class B COM 62913f201 22901 720608 SH Sole 717080 3500 NVIDIA Corp. COM 67066G104 1036 52342 SH Sole 52342 Nabors Industries Ltd. COM 629568106 514 15227 SH Sole 14940 Nalco Holding Co. COM 62985q101 595 28150 SH Sole 28150 Navteq Corp COM 63936l100 1635 24050 SH Sole 24050 Newell Rubbermaid Inc. COM 651229106 1866 81600 SH Sole 81600 Newmont Mining Corp. COM 651639106 71966 1588661 SH Sole 1584757 3720 Newmont Mining Corp. COM 651639106 272 6000 SH Other 2 6000 Northrop Grumman Corp. COM 666807102 449 5770 SH Sole 5770 Noven Pharmaceuticals COM 670009109 480 53400 SH Sole 53400 Occidental Petroleum Corp. COM 674599105 6432 87910 SH Sole 87910 Oceaneering Int'l COM 675232102 2768 43937 SH Sole 17417 26400 Old Republic COM 680223104 297 23000 SH Sole 23000 Olin Corp COM 680665205 1243 62900 SH Sole 56900 Oneok Inc. COM 682680103 513 11500 SH Sole 6000 5500 Oracle Corp. COM 68389X105 5513 281834 SH Sole 279752 1800 Organic To Go Food Corp COM 68618K106 95 76300 SH Sole 76300 PNC Financial Services Group COM 693475105 322 4906 SH Sole 4906 PPL Corp. COM 69351T106 2371 51630 SH Sole 51630 Parametric Technology Corp. COM 699173209 3417 213827 SH Sole 69812 143350 Parker Hannifin Corp. COM 701094104 2120 30600 SH Sole 30600 Penn Virginia Resource Partner COM 707884102 2430 97400 SH Sole 97400 Pepsico Inc. COM 713448108 7356 101890 SH Sole 100890 1000 Perficient, Inc. COM 71375U101 1534 193225 SH Sole 181705 11200 Perkinelmer Inc. COM 714046109 536 22110 SH Sole 20110 2000 Pfizer Inc. COM 717081103 64848 3098313 SH Sole 3085433 12280 Pharmaceutical Product Develop COM 717124101 5066 120910 SH Sole 105110 15800 Philip Morris International In COM 718172109 2373 46909 SH Sole 46395 400 Pimco Opportunity Closed-end F COM 72201B101 151 10540 SH Sole 9540 1000 Pitney Bowes Inc COM 724479100 700 20000 SH Sole 20000 Plum Creek Timber Co - Dep Uni COM 729251108 380 9325 SH Sole 9325 Polo Ralph Lauren Corp. CL A COM 731572103 699 12000 SH Sole 12000 Potlatch Corp COM 737630103 311 7540 SH Sole 7540 Power-One, Inc. COM 739308104 148 46000 SH Sole 46000 Powershares Wilderhill Clean E COM 73935x500 751 38300 SH Sole 38300 Powerwave Technologies, Inc. COM 739363109 7945 3115583 SH Sole 2606703 506550 Pozen Inc COM 73941U102 1305 126000 SH Sole 126000 Praxair Inc. COM 74005P104 3388 40221 SH Sole 40139 Precision Castparts Corp. COM 740189105 245 2400 SH Sole 2400 Procter & Gamble Co. COM 742718109 9011 128597 SH ole 121697 6900 Prudential Financial, Inc. COM 744320102 2975 38022 SH Sole 38022 Pure Cycle Corp. COM 746228303 3732 670000 SH Sole 670000 Qualcomm Inc. COM 747525103 3150 76830 SH Sole 74830 2000 Quest Diagnostics Inc. COM 74834L100 1618 35750 SH Sole 33250 2500 Questar Corp. COM 748356102 7203 127354 SH Sole 107554 19800 Quicksilver Resources Inc. COM 74837R104 460 12600 SH Sole 12600 Range Resources Corp COM 75281A109 317 5000 SH Sole 5000 Realnetworks COM 75605l104 10081 1759271 SH Sole 1460124 297800 Rockwell Automation COM 773903109 5171 90050 SH Sole 90050 Rockwood Services Corp. (Restr COM 1014 751 SH Sole 751 Roper Industries Inc. COM 776696106 6492 109212 SH Sole 109212 Rowan Companies Inc. COM 779382100 622 15100 SH Sole 15100 Royal Gold, Inc. COM 780287108 16405 543765 SH Sole 543765 Royal Gold, Inc. COM 780287108 133 4400 SH Other 2 4400 SAFECO Corporation COM 786429100 648 14764 SH Sole 2744 12020 SPDR S&P Retail ETF COM 78464A714 875 27600 SH Sole 27600 Safeway Inc. COM 786514208 7084 241350 SH Sole 241350 Salesforce.com Inc. COM 79466l302 601 10380 SH Sole 10380 Salix Pharmaceuticals, Ltd. COM 795435106 16956 2699933 SH Sole 2244653 453300 San Juan Basin Royalty Trust - COM 798241105 856 23000 SH Sole 23000 Sanderson Farms, Inc. COM 800013104 8662 227877 SH Sole 187096 40600 Sangamo BioSciences, Inc. COM 800677106 989 97300 SH Sole 97300 Scana Corp. COM 80589m102 333 9100 SH Sole 8300 800 Schering-Plough Corp. COM 806605101 427 29600 SH Sole 19600 6000 Schlumberger Ltd. COM 806857108 68611 788628 SH Sole 776521 11900 Scientific Games Corp - A COM 80874P109 5256 249000 SH Sole 249000 Searchlight Minerals Corp. COM 812224202 1841 546231 SH Sole 546231 Sector SPDR fd Consumer Discre COM 81369Y407 848 27600 SH Sole 27600 Secure Computing Corp COM 813705100 16342 2533703 SH Sole 2098913 432750 Sensient Technologies Corp. COM 81725t100 348 11800 SH Sole 11800 Sepracor Inc COM 817315104 1981 101500 SH Sole 101500 Sigma-Aldrich Corp. COM 826552101 1730 28995 SH Sole 18255 10740 Silicon Image Inc. COM 82705t102 12879 2570630 SH Sole 2109961 458600 Simon Property Group Inc. COM spg 725 7800 SH Sole 7800 Skywest Inc. COM 830879102 2163 102400 SH Sole 102400 Smithfield Foods Inc. COM 832248108 1533 59500 SH Sole 59500 Sonicwall Inc. COM 835470105 278 34000 SH Sole 34000 Sonoco Products Co. COM 835495102 19068 666000 SH Sole 666000 Sothebys Holdings Inc-Cl A COM 835898107 4120 142500 SH Sole 142500 Southern Co. COM 842587107 4564 128175 SH Sole 127841 334 Spectranectics Corp. COM 84760c107 184 22000 SH Sole 22000 St. Joe Co. COM 790148100 368 8568 SH Sole 3118 5450 St. Jude Medical Inc. COM 790849103 4194 97100 SH Sole 97050 Standard & Poor's Depository R COM 78462f103 850 6438 SH Sole 5438 1000 Staples Inc. COM 855030102 1238 56012 SH Sole 53837 2175 Starbucks Corp. COM 855244109 1158 66200 SH Sole 66200 Starwood Hotels & Resorts Worl COM 85590A401 1918 37055 SH Sole 37055 State Street Corp. COM 857477103 495 6266 SH Sole 5395 800 Steelcase Inc. COM 858155203 12062 1090600 SH Sole 1090600 Stereotaxis Inc. COM 85916J102 603 101900 SH Sole 101900 Stericycle Inc. COM 858912108 641 12440 SH Sole 12040 400 Stryker Corp. COM 863667101 5474 84150 SH Sole 84150 Suburban Propane Parntners, L. COM 864482104 262 6750 SH Sole 6750 SunTrust Banks, Inc. COM 867914103 4392 79650 SH Sole 79650 Suncor Energy, Inc. COM 867229106 1055 10950 SH Sole 7850 1000 2100 Swiss Franc Trust COM 23129V109 323 3200 SH Sole 3200 Symyx COM 87155S108 13126 1750182 SH Sole 1584469 165000 Synovus Financial Corp. COM 87161C105 780 70486 SH Sole 45800 24686 Sysco Corp. COM 871829107 8307 286240 SH Sole 280065 6175 Take-Two Interactive Software COM 874054109 408 16000 SH Sole 16000 Talisman Energy Inc. COM 87425E103 781 44100 SH Sole 22500 21600 Target Corp. COM 87612E106 3017 59539 SH Sole 58289 1250 Tellabs Inc. COM 879664100 305 55925 SH Sole 51800 Tetra Tech Inc. COM 88162g103 3791 194319 SH Sole 189919 4400 Tetra Technologies COM 88162F105 23163 1462330 SH Sole 1209776 251400 Texas Instruments Inc. COM 882508104 2533 89595 SH Sole 84075 Textron Inc. COM 883203101 316 5705 SH Sole 4905 800 The Bank of New York Mellon Co COM 064058100 1748 41888 SH Sole 41265.36 622.64 The Manitowoc Company, Inc. COM 563571108 5388 132065 SH Sole 132065 Thermo Fisher Scientific Inc. COM 883556102 2056 36175 SH Sole 36125 Thomas & Betts Corp. COM 884315102 691 19000 SH Sole 19000 Thor Industries Inc. COM 885160101 1110 37300 SH Sole 37300 Thoratec Laboratories Corp. COM 885175307 42569 2978923 SH Sole 2675935 301600 Tibco Software Inc. COM 88632Q103 7781 1089754 SH Sole 828622 259900 Toro Company COM 891092108 1718 41500 SH Sole 41500 Total System Services Inc. COM 891906109 652 27570 SH Sole 18870 8700 Transocean Inc. COM G90073100 1432 10593 SH Sole 10436 157 Trimble Navigation Ltd. COM 896239100 2297 80353 SH Sole 80353 Tuesday Morning Corp. COM 899035505 7590 1465201 SH Sole 1302704 161800 Turbochef Technologies Inc. COM 900006206 142 21800 SH Sole 21800 Tyco International Ltd. (New) COM g9143x208 2784 63200 SH Sole 62900 300 US Bancorp COM 902973304 1280 39560 SH Sole 39560 UST Inc. COM 902911106 327 6000 SH Sole 6000 Ultra Petroleum Corp. COM 903914109 325 4200 SH Sole 4200 Ultrashort Real Estate Proshar COM 74347R552 785 7900 SH Sole 7900 Ultratech, Inc. COM 904034105 30769 3201820 SH Sole 2893144 307300 Union Pacific Corp. COM 907818108 320 2549 SH Sole 1549 Unisource Energy Corp. COM 909205106 200 9000 SH Sole 9000 United Health Group Inc. COM 91324P102 908 26416 SH Sole 23816 2600 United Parcel Service, Inc. COM 911312106 15955 218505 SH Sole 215305 3200 United States Natural Gas Fund COM 912318102 303 6250 SH Sole 6250 United Technologies COM 913017109 3282 47690 SH Sole 47615 Ventas Inc. COM 92276F100 322 7175 SH Sole 5175 2000 Verizon Communications COM 92343V104 33305 913709 SH Sole 911359 950 1400 Vignette Corp. COM 926734401 15252 1154591 SH Sole 948085 205600 Vital Images Inc. COM 92846N104 711 48000 SH Sole 48000 Vulcan Materials Company COM 929160109 591 8900 SH Sole 6700 2200 W R Berkley Corp. COM 084423102 3258 117650 SH Sole 117650 W&T Offshore Inc. COM 92922P106 658 19300 SH Sole 19300 W. R. Grace & Co. COM 38388F108 15440 676600 SH Sole 676600 Wachovia Corp. COM 929903102 636 23545 SH Sole 23545 Wal-Mart Stores Inc. COM 931142103 636 12068 SH Sole 6968 5100 Walgreen Co. COM 931422109 1492 39180 SH Sole 22280 16900 Waste Management, Inc. COM 94106L109 240 7150 SH Sole 7150 Watsco Inc. Cl A COM 942622200 518 12500 SH Sole 12500 Watson Pharmaceuticals Inc. COM 942683103 1026 35000 SH Sole 35000 Weatherford International, Inc COM G95089101 2974 41035 SH Sole 41035 Weingarten Realty Investment COM 948741103 5777 167743 SH Sole 167743 Wells Fargo & Co. COM 949746101 1731 59484 SH Sole 58284 1200 Westell Technologies Inc. COM 957541105 42 28000 SH Sole 10000 Western Union Co. COM 959802109 20446 961267 SH Sole 960687 Westlake Chemical Corp. COM 960413102 144 11000 SH Sole 11000 Weyerhaeuser Co. COM 962166104 20732 318760 SH Sole 318430 330 Whole Foods Market Inc. COM 966837106 343 10400 SH Sole 10400 Wiley John & Sons Inc COM 968223206 2255 56800 SH Sole 56800 Williams Cos Inc COM 969457100 2617 79365 SH Sole 79365 Wm. Wrigley Jr. Co. COM 982526105 266 4227 SH Sole 4227 Wright Medical Group Inc. COM 98235T107 32127 1330844 SH Sole 1138601 191400 Wyeth COM 983024100 673 16110 SH Sole 15136 974 XTO Energy Inc. COM 98385X106 499 8067 SH Sole 8067 Yahoo! Inc. COM 984332106 696 24075 SH Sole 24075 Zimmer Holdings, Inc. COM 98956P102 407 5228 SH Sole 3828 1400 Zions Bancorporation COM 989701107 9244 202949 SH Sole 202949 eBay Inc. COM 278642103 588 19700 SH Sole 19700 streetTRACKS Gold Trust COM 863307104 13802 152662 SH Sole 151262 1400 streetTRACKS SPDR Biotec ETF COM 78464a870 953 17800 SH Sole 17800 Penn West Energy Trust COM 707885109 539 19210 SH Sole 19210 Columbia Acorn Intl Fund Z MF 197199813 217 5348.012 SH Sole 5348.012 Columbia Intl Stock Fund Z MF 19765L736 181 11437.018 SH Sole 11437.018 FCP Tocqueville Small Caps Ame MF 548 275 SH Sole 275 FCP Tocqueville Value Amerique MF 10880 1039.0005 SH Sole 231039.0005 Franklin New York Tax-Free Inc MF 354130106 140 12183.518 SH Sole 6709.078 5474.44 INTEGRITY MANAGED PORF NH MUNI MF 45821C600 111 10725.019 SH Sole 10725.019 Oppenheimer Limited Term NY Mu MF 771740107 100 30824.757 SH Sole 30824.757 Parnassus Fund MF 701765109 232 6781.423 SH Sole 6781.423 Tocqueville Fund Cl A MF 888894102 80040 36685.511 SH Sole 3380666.364 23520.08 Tocqueville Small Cap Val Fd C MF 888894409 13838 37087.183 SH Sole 1091212.17 3605.464 Vanguard NJ L/T Tax-Exempt Adm MF 92204F305 384 33637.344 SH Sole 33637.344 Applied Semiconductor, Inc. SE RES 101 16800 SH Sole 16800 CDG Research Corp. CL A RES 31 50000 SH Sole 50000 CDG Tech, Inc. CL A RES 31 50000 SH Sole 50000 Chesapeake Energy Corp. RES 16516710R 270 5850 SH Sole 5850 Emcore Corp. (XXX) RES 29084610R 2938 510000 SH Sole 510000 Genetic ID Inc. CONV PFD SER B RES 176 14650 SH Sole 8400 6250 Horsehead Holding Corp. RES 440694206 116 10000 SH Sole 7000 3000 Legacy Reserves Rule 144A RES 524707205 200 10000 SH Sole 10000 ATW Venture Corp WTS US$1.35* 049875107 0 1175000 SH Sole 1175000 Argentex Mining WTS @1.60$USD 04012e107 0 710000 SH Sole 710000 BIO-key Intl WTS $1.00 exp 4/1 0 333334 SH Sole 333334 Electrum Ltd. WTS @$6.80 EXP 1 2713 2241807 SH Sole 2241807 Emcore Corp. WTS $15.06 02/19/ 0 122500 SH Sole 122500 Platte River Gld US Inc WTS $4 352729z 0 601550 SH Sole 601550 Indo Gold Limited WTS A$2 Exp 0 100000 SH Sole 100000 Put Gld/Svr Indx @190$. EXP 04 19E99F301 302 200 SH Sole 200 Put Gld/Svr Indx @195$ EXP 04/ 19E99F319 2769 1450 SH Sole 1450 Put Gld/Svr Indx @195$ EXP 05/ 19E99F533 1016 466 SH Sole 466 Put Gld/Svr Indx @200$. EXP 04 3HL99G012 234 100 SH Sole 100 OceanaGold Corp 1/1/2009 $4.62 BLZ2HRZ 36 341000 SH Sole 341000 ECF Value Fund II LP 346 250000 SH Sole 250000 Energy Transfer Partners, L.P. 29273R109 343 7500 SH Sole 7500 Ferrellgas Partners LP Unit lt 315293100 331 15700 SH Sole 15700 Kinder Morgan Energy LP 494550106 2981 54500 SH Sole 54500 Marketus Partners LP 2023 1250000 SH Sole 1250000 Overlook Partners LP 412 250000 SH Sole 250000 Argentex Mining Corp. (pvt) 04012e107 2059 1420000 SH Sole 1420000 BIO-key International Inc. (Se 0 65926 SH Sole 65926 Electrum Ltd. (pvt) 12308 2241807 SH Sole 2241807 Exploration Syndicate, Inc.(pv 1500 1500000 SH Sole 1500000 GeoBiotics LLC (Common Members 2409 1376614 SH Sole 1376614 GeoBiotics, LLC 412 235714 SH Sole 235714 GeoSynFuels 1742 66998.7 SH Sole 66998.7 GeoSynFuels, LLC 312 12019 SH Sole 12019 Gold Resource Corp. 38068T10R 13846 2946000 SH Sole 2946000 Gold Resource Corp. 38068T10R 52 11000 SH Other 2 11000 Govi High Power Exploration In 7200 3600000 SH Sole 3600000 Platte River Gold Inc (pvt) 352729z 3609 1203100 SH Sole 1203100 The Water Company, LLC 312 7812 SH Sole 7812 Zymequest Series E 112 80000 SH Sole 80000 REPORT SUMMARY 501 DATA RECORDS 3188284 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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