-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPz/WzYv79zEQBr4rpQB/A7+7TMtJXLyowZAWn0h5xTAdFWcPjb/7Tl3liTqMNYr f2gDZSUIoj8jQVXpZRtGAQ== 0000919458-08-000001.txt : 20080213 0000919458-08-000001.hdr.sgml : 20080213 20080213171636 ACCESSION NUMBER: 0000919458-08-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 EFFECTIVENESS DATE: 20080213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 08606144 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt ALERUS FINANCIAL 13F-HR 12312007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Trust Manager Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota February 4, 2008 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: Arbor Capital Management LLC I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers0 Form 13F Information Table Entry 120 Form 13F Information Table Value $399,276 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS---CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE AT&T INC COM 00206R102 4775 114890 SH SOLE 114,890 ABBOTT LABORATORIES COM 002824100 8058 143491 SH SOLE 143,491 ABERCROMBIE & FITCH COM 002896207 2752 34417 SH SOLE 34,417 ALTRIA GROUP INC COM 02209S103 2506 33160 SH SOLE 33,160 AMERICAN EXPRESS CO COM 025816109 2535 48724 SH SOLE 48,724 AMERICAN INT'L GROUP COM 026874107 5910 101386 SH SOLE 101,386 APACHE INC COM 037411105 7196 66915 SH SOLE 66,915 AUTOMATIC DATA PROCESSING COM 053015103 2272 51032 SH SOLE 51,032 BP AMOCO PLC COM 055622104 1498 20468 SH SOLE 20,468 BANK OF AMERICA COM 060505104 4716 114309 SH SOLE 114,309 BANK OF NEW YORK INC COM 064057102 768 15755 SH SOLE 15,755 BARCLAYS BANK PLC SP ADR 7.1 PF3 06739H776 356 15000 SH SOLE 15,000 BAXTER INTERNATIONAL COM 071813109 3846 66245 SH SOLE 66,245 BECTON DICKINSON & COMPANY COM 075887109 3706 44337 SH SOLE 44,337 BEST BUY COMPANY INC COM 086516101 899 17079 SH SOLE 17,079 BRINKER INTERNATIONAL COM 109641100 326 16673 SH SOLE 16,673 BURLINGTON NORTHERN SANTA FE COM 12189T104 3972 47720 SH SOLE 47,720 CVS CORP COM 126650100 4393 110511 SH SOLE 110,511 CARDINAL HEALTH INC COM 14149Y108 1233 21350 SH SOLE 21,350 CARNIVAL CORPORATION COM 143658102 769 17288 SH SOLE 17,288 CHEVRON TEXACO COM 166764100 7586 81283 SH SOLE 81,283 CISCO SYSTEMS COM 17275R102 7838 289544 SH SOLE 289,544 CITIGROUP INC COM 172967101 5315 180548 SH SOLE 180,548 COGNIZANT TECH SOLUTIONS COM 192446102 1900 55988 SH SOLE 55,988 COLGATE-PALMOLIVE COMP COM 194162103 3152 40431 SH SOLE 40,431 COSTCO WHSL CORP COM 22160K105 892 12781 SH SOLE 12,781 DANAHER CORP COM 235851102 3853 43915 SH SOLE 43,915 DELL COMPUTER COM 247025109 3102 126555 SH SOLE 126,555 DISNEY COM 254687106 4012 124330 SH SOLE 124,330 DOMINION RES INC VA NEW COM 25746U109 1021 21525 SH SOLE 21,525 EMC INC COM 268648102 3292 177668 SH SOLE 177,668 EBAY INC COM 278642103 3495 105289 SH SOLE 105,289 ECOLAB INC COM 278865100 1950 38082 SH SOLE 38,082 EMERSON ELECTRIC COMPANY COM 291011104 3951 69731 SH SOLE 69,731 ENTERGY CORPORATION COM 29364G103 3701 30969 SH SOLE 30,969 EXELON CORPORATION COM 30161N101 4346 53232 SH SOLE 53,232 EXXON MOBIL CORP COM 30231G102 13551 144636 SH SOLE 144,636 FEDEX CORP COM 31428X106 1812 20324 SH SOLE 20,324 FIRST ADVANTAGE BANCORP COM 31848L104 1226 115549 SH SOLE 115,549 1ST INDEPENDENCE GROUP COM 32053S107 268 27871 SH SOLE 27,871 FISERV INC COM 337738108 351 6324 SH SOLE 6,324 FORTUNE BRANDS INC COM 349631101 308 4260 SH SOLE 4,260 FRANKLIN RESOURCES COM 354613101 3036 26533 SH SOLE 26,533 THE GAP COM 364760108 209 9816 SH SOLE 9,816 GENERAL DYNAMICS COM 369550108 6389 71794 SH SOLE 71,794 GENERAL ELECTRIC COMPANY COM 369604103 9704 261765 SH SOLE 261,765 GENERAL MILLS INC COM 370334104 4075 71489 SH SOLE 71,489 GENZYME CORP COM 372917104 3609 48485 SH SOLE 48,485 GOLDMAN SACHS GROUP INC COM 38141G104 5510 25621 SH SOLE 25,621 GRAINGER WW INC COM 384802104 491 5613 SH SOLE 5,613 HARTFORD FINANCIAL SVCS GROUP COM 416515104 3985 45707 SH SOLE 45,707 HEWLETT PACKARD CO COM 428236103 2034 40276 SH SOLE 40,276 HOME DEPOT INC COM 437076102 925 34326 SH SOLE 34,326 ITT INDS INC IND COM 450911102 3209 48590 SH SOLE 48,590 ILLINOIS TOOL WORKS INC COM 452308109 3959 73932 SH SOLE 73,932 INTEL INC COM 458140100 8236 308931 SH SOLE 308,931 INTERNATIONAL BUSINESS MACHS COM 459200101 396 3659 SH SOLE 3,659 ISHARES TR S&P MC 400 GRW 464287606 4040 45332 SH SOLE 45,332 ISHARES TR S&P MIDCP VALU 464287705 4441 55820 SH SOLE 55,820 JP MORGAN CHASE & CO COM 46625H100 633 14496 SH SOLE 14,496 JOHNSON AND JOHNSON COM 478160104 2845 42650 SH SOLE 42,650 JOHNSON CONTROLS INC COM 478366107 2342 64980 SH SOLE 64,980 KIMBERLY CLARK INC COM 494368103 226 3259 SH SOLE 3,259 KOHLS CORPORATION COM 500255104 2354 51399 SH SOLE 51,399 MARRIOTT INTERNATIONAL INC COM 571903202 3121 91309 SH SOLE 91,309 MCDONALDS CORP COM 580135101 306 5193 SH SOLE 5,193 McGRAW HILL INC COM 580645109 2993 68321 SH SOLE 68,321 MEDCO HEALTH SOLUTIONS INC COM 58405U102 4602 45385 SH SOLE 45,385 MEDTRONIC INC COM 585055106 2755 54797 SH SOLE 54,797 MERRILL LYNCH & CO INC COM 590188108 5389 100391 SH SOLE 100,391 MICROSOFT INC COM 594918104 13482 378689 SH SOLE 378,689 NATIONAL OILWELL VARCO COM 637071101 1631 22206 SH SOLE 22,206 NIKE INC COM 654106103 2673 41602 SH SOLE 41,602 NOKIA CORP ADR COM 654902204 3525 91819 SH SOLE 91,819 NOBLE ENERGY INC COM 655044105 519 6528 SH SOLE 6,528 NOVARTIS A G SPONSORED ADR 66987V109 2216 40798 SH SOLE 40,798 NUCOR INC COM 670346105 4841 81740 SH SOLE 81,740 ORACLE SYSTEMS INC COM 68389X105 5354 237106 SH SOLE 237,106 PATTERSON COMPANIES INC COM 703395103 971 28591 SH SOLE 28,591 PEPSICO INC COM 713448108 6463 85151 SH SOLE 85,151 PFIZER INC COM 717081103 255 11199 SH SOLE 11,199 POTASH CORPORATION SASK COM 73755L107 490 3402 SH SOLE 3,402 PRAXAIR INC COM 74005P104 5337 60161 SH SOLE 60,161 PRINCIPAL FINANCIAL GROUP COM 71251V102 5125 74450 SH SOLE 74,450 PROCTER AND GAMBLE COMPANY COM 742718109 9382 127793 SH SOLE 127,793 PRUDENTIAL FINL INC COM 744320102 1888 20292 SH SOLE 20,292 ROCKWELL COLLINS INC COM 774341101 883 12265 SH SOLE 12,265 ROYAL BK OF SCOTLAND GROUP SP ADR PREF T 780097713 346 15000 SH SOLE 15,000 SPDR TR UNIT SER 1 78462F103 2983 20405 SH SOLE 20,405 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 4806 84397 SH SOLE 84,397 SAP AKTIENGESELLSCHAFT ADR 803054204 958 18765 SH SOLE 18,765 SCHLUMBERGER LIMITED COM 806857108 3203 32564 SH SOLE 32,564 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 584 14000 SH SOLE 14,000 SIFCO INDS INC COM 826546103 593 35302 SH SOLE 35,302 SOUTHWEST AIRLINES COM 844741108 140 11515 SH SOLE 11,515 STAPLES INC COM 855030102 3120 135226 SH SOLE 135,226 STARBUCKS CORP COM 855244109 1863 91018 SH SOLE 91,018 SYSCO INC COM 871829107 515 16486 SH SOLE 16,486 TALISMAN ENERGY INC COM 87425E103 3033 163798 SH SOLE 163,798 TARGET CORP COM 87612E106 2858 57150 SH SOLE 57,150 TEVA PHARMACEUTICAL IND ADR 881624209 4182 89977 SH SOLE 89,977 TEXAS INSTRS INC COM 882508104 3430 102694 SH SOLE 102,694 U. S. BANCORP COM 902973106 669 21081 SH SOLE 21,081 UNITED PARCEL SERVICE COM 911312106 370 5225 SH SOLE 5,225 UNITED TECHNOLOGIES INC COM 913017109 3791 49520 SH SOLE 49,520 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 756 12900 SH SOLE 12,900 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 17398 327405 SH SOLE 327,405 VANGUARD INDEX FUNDS MCAP GR IDXVIP 922908538 17104 263950 SH SOLE 263,950 VANGUARD INDEX FUNDS REIT ETF 922908553 488 7935 SH SOLE 7,935 VERIZON COMMUNICATION COM 92343V104 4584 104911 SH SOLE 104,911 VODAFONE GROUP ADR COM 92857W100 917 24580 SH SOLE 24,580 WACHOVIA CORPORATION COM 929903102 3436 90340 SH SOLE 90,340 WALGREEN COMPANY COM 931422109 462 12137 SH SOLE 12,137 WATERS CORP COM 941848103 3968 50185 SH SOLE 50,185 WELLS FARGO & CO NEW COM STK COM 949746101 5251 173959 SH SOLE 173,959 WESTERN UNION COMPANY COM 959802109 419 17267 SH SOLE 17,267 WRIGLEY WM JR CO COM 982526105 470 8023 SH SOLE 8,023 ACCENTURE LTD BERMUDA CLA G1150G111 2941 81615 SH SOLE 81,615 NOBLE CORPORATION COM G65422100 2155 38135 SH SOLE 38,135 TRANSOCEAN SEDCO FOREX INC COM G90078109 5226 36423 SH SOLE 36,423
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