-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwAHu/aJcazzro5qTtYSDRW76qPQUpvCNh4wPnvbgOZ7o2cPBc8CD2mi7ycUkPrk mo4NkUul77RcesgbWdlOlQ== 0000798941-99-000010.txt : 19990817 0000798941-99-000010.hdr.sgml : 19990817 ACCESSION NUMBER: 0000798941-99-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04973 FILM NUMBER: 99691901 BUSINESS ADDRESS: STREET 1: 239 FAYETTEVILLE STREET MALL CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 9197557000 MAIL ADDRESS: STREET 1: PO BOX 27131 STREET 2: CTWO7 CITY: RALEIGH STATE: NC ZIP: 27611-7131 13F-HR 1 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13-F FORM 13-F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number :____ This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: First Citizens BancShares, Inc. 239 Fayetteville Street Mall Raleigh, North Carolina 27601 Form 13F File Number: 28-[to be assigned] This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is, to the best of his or her knowledge, true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: John H. Gray Title: Assistant Vice President Phone: 919-716-7337 Signature, Place and Date of Signing /s/John H. Gray Raleigh, NC August 13, 1999 [Signature] [City, State] [Date] Report Type (check only one): [ ] 13F HOLDINGS REPORT (check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ X ] 13F COMBINATION REPORT (check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of Other Managers reporting for this Manager: Form 13F File Number Name 28-[to be assigned] First-Citizens Bank & Trust Company FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total $19,184 (thousands) List of Other Included Managers: NONE
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED NONE SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN BANCSHARES (N.C.),INC. SERIES B PREFERRED 842243107 194 172,050 X 172,050 AF BANKSHARES, INC. COMMON 001046101 450 45,000 X 45,000 CENTURY BANCORP, INC. COMMON 156433104 817 60,000 X 60,000 CAROLINA FINCORP, INC. COMMON 143874105 149 16,323 X 16,323 CAPITAL BANK CORPORATION COMMON 139793103 570 56,320 X 56,320 FIRST COMMUNITY FINANCIAL CORPORATION COMMON 31984M106 252 15,000 X 15,000 FIRST CITIZENS BANCORPORATION, INC. COMMON 319460101 10,813 508,118 X 508,118 FIRST WESTERN BANK COMMON 337498109 162 20,243 X 20,243 GASTON FEDERAL BANCORP, INC. COMMON 367304102 71 5,591 X 5,591 GREEN STREET FINANCIAL CORP COMMON 393415104 2,237 194,500 X 194,500 PIEDMONT BANCORP INC. COMMON 720104108 1,048 129,000 X 129,000 SOUTH STREET FINANCIAL CORP COMMON 840468102 722 105,000 X 105,000 STONE STREET BANCORP INC. COMMON 861747103 1,699 86,000 X 86,000 ------------- COLUMN TOTALS 19,184 -------------
-----END PRIVACY-ENHANCED MESSAGE-----