The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 17,372 | 1,853,998 | SH | DFND | 1 | 1,853,998 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 30,315 | 741,016 | SH | DFND | 1 | 741,016 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 54,672 | 1,126,800 | SH | DFND | 1 | 1,126,800 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 54,832 | 2,745,705 | SH | DFND | 1 | 2,745,705 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 10,707 | 16,600,000 | PRN | DFND | 1 | 16,600,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 32,698 | 484,055 | SH | DFND | 1 | 484,055 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 42,022 | 229,000 | SH | DFND | 1 | 229,000 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 29,481 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 18,097 | 673,000 | SH | DFND | 1 | 673,000 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 4,260 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 5,922 | 6,052,935 | SH | DFND | 1 | 6,052,935 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 14,380 | 146,000 | SH | DFND | 1 | 146,000 | 0 | 0 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 6,912 | 913,100 | SH | DFND | 1 | 913,100 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 39,995 | 562,989 | SH | DFND | 1 | 562,989 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 45,464 | 191,000 | SH | DFND | 1 | 191,000 | 0 | 0 | |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 576 | 1,644,583 | SH | DFND | 1 | 1,644,583 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 12,920 | 3,491,922 | SH | DFND | 1 | 3,491,922 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 17,361 | 398,194 | SH | DFND | 1 | 398,194 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 37,041 | 447,029 | SH | DFND | 1 | 447,029 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 32,094 | 482,467 | SH | DFND | 1 | 482,467 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 40,061 | 1,048,430 | SH | DFND | 1 | 1,048,430 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 6,698 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 16,687 | 2,722,241 | SH | DFND | 1 | 2,722,241 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 5,712 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 34,744 | 6,063,496 | SH | DFND | 1 | 6,063,496 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 15,729 | 398,000 | SH | DFND | 1 | 398,000 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 6,842 | 2,335,000 | SH | DFND | 1 | 2,335,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 17,735 | 113,000 | SH | DFND | 1 | 113,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 30,150 | 474,950 | SH | DFND | 1 | 474,950 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 20,959 | 2,305,773 | SH | DFND | 1 | 2,305,773 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 39,986 | 324,536 | SH | DFND | 1 | 324,536 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 35,393 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 36,474 | 566,800 | SH | Call | DFND | 1 | 566,800 | 0 | 0 |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 18,025 | 1,343,181 | SH | DFND | 1 | 1,343,181 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 16,687 | 729,948 | SH | DFND | 1 | 729,948 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 55,941 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 21,952 | 27,019,000 | PRN | DFND | 1 | 27,019,000 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 15,688 | 165,175 | SH | DFND | 1 | 165,175 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 25,375 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 41,521 | 1,158,841 | SH | DFND | 1 | 1,158,841 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 24,419 | 1,104,952 | SH | DFND | 1 | 1,104,952 | 0 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 6,586 | 323,807 | SH | DFND | 1 | 323,807 | 0 | 0 | |
ELECTROCORE INC | COM | 28531P103 | 7,017 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
ENDOCYTE INC | COM | 29269A102 | 32,075 | 2,324,299 | SH | DFND | 1 | 2,324,299 | 0 | 0 | |
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 38,243 | 40,500,000 | PRN | DFND | 1 | 40,500,000 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 22,208 | 1,639,000 | SH | DFND | 1 | 1,639,000 | 0 | 0 | |
EYENOVIA INC | COM | 30234E104 | 1,890 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 3,377 | 674,002 | SH | DFND | 1 | 674,002 | 0 | 0 | |
FORTY SEVEN INC | COM | 34983P104 | 9,600 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 12,473 | 287,000 | SH | DFND | 1 | 287,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 15,210 | 165,000 | SH | DFND | 1 | 165,000 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 30,652 | 754,222 | SH | DFND | 1 | 754,222 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 32,513 | 233,000 | SH | DFND | 1 | 233,000 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 106,632 | 5,227,035 | SH | DFND | 1 | 5,227,035 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 94,914 | 99,100,000 | PRN | DFND | 1 | 99,100,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 109,460 | 6,609,894 | SH | DFND | 1 | 6,609,894 | 0 | 0 | |
IGI LABORATORIES INC | NOTE 3.750%12/1 | 449575AB5 | 3,476 | 3,733,000 | PRN | DFND | 1 | 3,733,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 26,624 | 1,124,800 | SH | DFND | 1 | 1,124,800 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 31,598 | 36,000,000 | PRN | DFND | 1 | 36,000,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 38,199 | 1,020,000 | SH | DFND | 1 | 1,020,000 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 13,978 | 1,901,788 | SH | DFND | 1 | 1,901,788 | 0 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 9,114 | 2,336,889 | SH | DFND | 1 | 2,336,889 | 0 | 0 | |
K2M GROUP HLDGS INC | NOTE 4.125% 8/1 | 48273JAB3 | 26,036 | 20,000,000 | PRN | DFND | 1 | 20,000,000 | 0 | 0 | |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 55,438 | 75,000,000 | PRN | DFND | 1 | 75,000,000 | 0 | 0 | |
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 21,287 | 1,226,890 | SH | DFND | 1 | 1,226,890 | 0 | 0 | |
LANNET INC | COM | 516012101 | 24,498 | 1,801,353 | SH | DFND | 1 | 1,801,353 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 130,401 | 6,988,248 | SH | DFND | 1 | 6,988,248 | 0 | 0 | |
MANNKIND CORP | COM NEW | 56400P706 | 2,771 | 1,458,537 | SH | DFND | 1 | 1,458,537 | 0 | 0 | |
MELINTA THERAPEUTICS INC | COM | 58549G100 | 25,373 | 3,995,806 | SH | DFND | 1 | 3,995,806 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 64,108 | 1,300,365 | SH | DFND | 1 | 1,300,365 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 16,454 | 168,000 | SH | DFND | 1 | 168,000 | 0 | 0 | |
MORPHOSYS AG | SPONSORED ADS | 617760202 | 18,204 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 62,960 | 1,742,111 | SH | DFND | 1 | 1,742,111 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 57,544 | 1,159,000 | SH | DFND | 1 | 1,159,000 | 0 | 0 | |
NATERA INC | COM | 632307104 | 20,341 | 1,080,829 | SH | DFND | 1 | 1,080,829 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 1,458 | 233,332 | SH | DFND | 1 | 233,332 | 0 | 0 | |
NEURONETICS INC | COM | 64131A105 | 3,326 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 29,913 | 27,600,000 | PRN | DFND | 1 | 27,600,000 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 7,591 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | |
NUVECTRA CORP | COM | 67075N108 | 2,689 | 131,000 | SH | DFND | 1 | 131,000 | 0 | 0 | |
ORTHOPEDIATRICS CORP | COM | 68752L100 | 2,152 | 80,783 | SH | DFND | 1 | 80,783 | 0 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 16,899 | 1,311,000 | SH | DFND | 1 | 1,311,000 | 0 | 0 | |
PFENEX INC | COM | 717071104 | 6,112 | 1,129,684 | SH | DFND | 1 | 1,129,684 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 54,639 | 1,446,633 | SH | DFND | 1 | 1,446,633 | 0 | 0 | |
PROTEON THERAPEUTICS INC | COM | 74371L109 | 3,001 | 1,224,899 | SH | DFND | 1 | 1,224,899 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 9,160 | 628,262 | SH | DFND | 1 | 628,262 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 3,808 | 382,700 | SH | DFND | 1 | 382,700 | 0 | 0 | |
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 19,342 | 21,000,000 | PRN | DFND | 1 | 21,000,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 21,316 | 609,554 | SH | DFND | 1 | 609,554 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 8,969 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 21,995 | 703,600 | SH | DFND | 1 | 703,600 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 5,496 | 280,000 | SH | DFND | 1 | 280,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 39,125 | 296,000 | SH | DFND | 1 | 296,000 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 33,723 | 1,858,000 | SH | DFND | 1 | 1,858,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 12,664 | 649,100 | SH | DFND | 1 | 649,100 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 5,224 | 1,764,889 | SH | DFND | 1 | 1,764,889 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 6,391 | 179,381 | SH | DFND | 1 | 179,381 | 0 | 0 | |
STEADYMED LTD | SHS | M84920103 | 4,132 | 918,120 | SH | DFND | 1 | 918,120 | 0 | 0 | |
SYNLOGIC INC | COM | 87166L100 | 13,419 | 1,365,143 | SH | DFND | 1 | 1,365,143 | 0 | 0 | |
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 12,956 | 1,268,945 | SH | DFND | 1 | 1,268,945 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 56,664 | 2,573,305 | SH | DFND | 1 | 2,573,305 | 0 | 0 | |
TELIGENT INC NEW | COM | 87960W104 | 2,453 | 708,873 | SH | DFND | 1 | 708,873 | 0 | 0 | |
TELIGENT INC NEW | NOTE 4.750% 5/0 | 87960WAA2 | 10,312 | 9,567,000 | PRN | DFND | 1 | 9,567,000 | 0 | 0 | |
TRANSLATE BIO INC | COM | 89374L104 | 8,223 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
TRINITY BIOTECH INVT LTD | NOTE 4.000% 4/0 | 89643QAB4 | 35,398 | 43,000,000 | PRN | DFND | 1 | 43,000,000 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 29,197 | 262,000 | SH | DFND | 1 | 262,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 2,299 | 117,647 | SH | DFND | 1 | 117,647 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 31,868 | 531,000 | SH | DFND | 1 | 531,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 6,839 | 178,806 | SH | DFND | 1 | 178,806 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 9,074 | 349,539 | SH | DFND | 1 | 349,539 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 41,943 | 31,500,000 | PRN | DFND | 1 | 31,500,000 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 1,790 | 48,366 | SH | DFND | 1 | 48,366 | 0 | 0 | |
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 47,425 | 2,498,666 | SH | DFND | 1 | 2,498,666 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 13,484 | 121,000 | SH | DFND | 1 | 121,000 | 0 | 0 |