-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuEqNVt7Tw+WopLK17uuURySLdJdO87cNg8XnBAQyCI+E7AQYS9ge0Qq6nX5jBjs fBBf1YxuUPzVN1vYAA4KVA== 0000017843-98-000032.txt : 19980417 0000017843-98-000032.hdr.sgml : 19980417 ACCESSION NUMBER: 0000017843-98-000032 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980416 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-44757 FILM NUMBER: 98595776 BUSINESS ADDRESS: STREET 1: 101 WEST BERN ST CITY: READING STATE: PA ZIP: 19601 BUSINESS PHONE: 2152082000 MAIL ADDRESS: STREET 1: 101 WEST BERN ST CITY: READING STATE: PA ZIP: 19601 424B3 1 PRICING SUPPLEMENT #15 Pricing Supplement No. 15 Dated April 16, 1998 Rule 424 (b) (3) (To Prospectus dated February 13, 1998 and File No. 333-44757 Prospectus Supplement dated March 31, 1998) CARPENTER TECHNOLOGY CORPORATION Medium-Term Notes - Fixed Rate - ------------------------------------------------------------------------------- Principal Amount: $12,500,000 Interest Rate: 6.99% Issued Price: $12.5MM(100%) Agent's Discount Commission: $93,750 (.75%) Original Issue Date: 4/20/98 Stated Maturity Date: 4/20/2018 Net Proceeds to Issuer: $12,406,250 (99.25%) - ------------------------------------------------------------------------------- Interest Payment Dates: April 15 and October 15 Redemption: X The Notes cannot be redeemed prior to the Stated Maturity Date. --- The Notes may be redeemed prior to the Stated Maturity Date. --- Initial Redemption Date: Initial Redemption Percentage: Annual Redemption Percentage Reduction: % until Redemption ----- percentage is 100% of the principal amount. Optional Repayment: X The Notes cannot be repaid prior to the Stated Maturity Date. --- The Notes can be repaid prior to the Stated Maturity Date at the option --- of the Holder of the Notes. Optional Repayment Dates: Repayment Price: % Currency: Specified Currency: (If other than U.S. Dollars, see attached) Minimum Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Original Issue Discount ("OID"): Yes X No --- --- Total Amount of OID: Yield to Maturity: Initial Accrual Period: Form: X Book-Entry Certificated --- --- Agent: X J. P. Morgan Securities Inc. --- Credit Suisse First Boston Corporation --- Agent acting in the capacity as indicated below: X Agent Principal --- --- If as principal: The Notes are being offered at varying prices related to prevailing --- market prices at the time of resale. The Notes are being offered at a fixed initial public offering price --- of % of principal amount. ------- If as Agent: The Notes are being offered at a fixed initial public offering price of 100% of Principal Amount. --- Exchange Rate Agent: Other Provisions: See attached Addendum EX-99 2 ADDENDUM TO PRICING SUPPLEMENT ADDENDUM TO PRICING SUPPLEMENT FOR CARPENTER TECHNOLOGY CORPORATION 6.99% MEDIUM TERM NOTES, DUE APRIL 20, 2018 CUSIP No. 14428TBA8 --------- Interest payable to: The Depository Trust Company P.O. Box 20 Bowling Green Station New York, N.Y. 10004 Deliver Notes to: The Depository Trust Company 55 Water Street Interface/Underwriting Department 1st Floor South New York, N.Y. 10041 Registered Owner: Cede & Company P.O. Box 20 Bowling Green Station New York, N.Y. 10004 Taxpayer ID No. 13-2555119 Confirmed for Carpenter Technology Corporation By: /S/G. Walton Cottrell ----------------------------------- G. Walton Cottrell Senior Vice President - Finance and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----