The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN ASIA PACIFIC INCOM COM 003009107 2,411 558,031 SH   SOLE   558,031 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 429 61,250 SH   SOLE   61,250 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 33,290 3,804,615 SH   SOLE   3,804,615 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 561 36,374 SH   SOLE   36,374 0 0
ADVENT CLAY CONV SEC INC FD COM 007639107 4,528 810,003 SH   SOLE   810,003 0 0
ADVENT CLAYMORE CV SECS & IN COM 00764C109 4,175 273,051 SH   SOLE   273,051 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 3,954 510,904 SH   SOLE   510,904 0 0
ALLIANCE CALIF MUN INCOME FD COM 018546101 3,697 281,354 SH   SOLE   281,354 0 0
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 4,412 382,331 SH   SOLE   382,331 0 0
ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 4,368 346,084 SH   SOLE   346,084 0 0
ALLIANZGI CON INCM 2024 TARG COM 01883H102 11,499 1,243,096 SH   SOLE   1,243,096 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 14,562 1,153,896 SH   SOLE   1,153,896 0 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 4,621 375,674 SH   SOLE   375,674 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 7,120 442,503 SH   SOLE   442,503 0 0
ATLANTIC ACQUISITION CORP COM 048206106 1,523 150,000 SH   SOLE   150,000 0 0
ATLANTIC ACQUISITION CORP RIGHT 02/08/2019 048206304 86 150,000 SH   SOLE   150,000 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 1,785 180,082 SH   SOLE   180,082 0 0
BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 628 59,918 SH   SOLE   59,918 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 81 180,082 SH   SOLE   180,082 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 34 90,041 SH   SOLE   90,041 0 0
BISON CAP ACQUISITION CORP ORD SHS G1142P104 1,253 125,000 SH   SOLE   125,000 0 0
BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 41 125,000 SH   SOLE   125,000 0 0
BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 23 62,500 SH   SOLE   62,500 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 1,872 191,057 SH   SOLE   191,057 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 129 300,000 SH   SOLE   300,000 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 35 100,000 SH   SOLE   100,000 0 0
BLACKROCK 2022 GBL INCM OPP COM 09258P104 1,576 176,099 SH   SOLE   176,099 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1,419 108,896 SH   SOLE   108,896 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 36,585 3,497,621 SH   SOLE   3,497,621 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 35,694 2,954,815 SH   SOLE   2,954,815 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 1,762 157,580 SH   SOLE   157,580 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 5,824 391,655 SH   SOLE   391,655 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 15,131 885,394 SH   SOLE   885,394 0 0
BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 3,229 149,759 SH   SOLE   149,759 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 6,362 481,578 SH   SOLE   481,578 0 0
BLACKROCK MUNIYIELD CALI QLT COM 09254N103 1,065 79,800 SH   SOLE   79,800 0 0
BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 26,028 2,281,172 SH   SOLE   2,281,172 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 13,554 597,078 SH   SOLE   597,078 0 0
CENTRAL FD CDA LTD CL A 153501101 5,479 437,244 SH   SOLE   437,244 0 0
CHINA FD INC COM 169373107 812 38,838 SH   SOLE   38,838 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 2,267 158,397 SH   SOLE   158,397 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 23,939 2,180,256 SH   SOLE   2,180,256 0 0
CM SEVEN STAR ACQUISITION CO SHS G2345N102 2,967 300,000 SH   SOLE   300,000 0 0
CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 96 300,000 SH   SOLE   300,000 0 0
CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 59 150,000 SH   SOLE   150,000 0 0
CONSTELLATION ALPHA CAP CORP SHS G2379F108 1,120 112,469 SH   SOLE   112,469 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 43 120,000 SH   SOLE   120,000 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 78 120,000 SH   SOLE   120,000 0 0
CORPORATE CAP TR INC COM 219880101 1,776 113,670 SH   SOLE   113,670 0 0
CUSHING RENAISSANCE FD COM 231647108 2,549 140,826 SH   SOLE   140,826 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 17,956 1,584,861 SH   SOLE   1,584,861 0 0
DELAWARE INVTS DIV & INCOME COM 245915103 2,904 252,093 SH   SOLE   252,093 0 0
DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 5,684 645,132 SH   SOLE   645,132 0 0
DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 214 17,460 SH   SOLE   17,460 0 0
DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 1,198 120,000 SH   SOLE   120,000 0 0
DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 71 120,000 SH   SOLE   120,000 0 0
DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 44 60,000 SH   SOLE   60,000 0 0
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 8,234 535,344 SH   SOLE   535,344 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 1,580 152,960 SH   SOLE   152,960 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 44,062 3,502,533 SH   SOLE   3,502,533 0 0
EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 410 31,810 SH   SOLE   31,810 0 0
EATON VANCE MICH MUN BD FD COM 27828M104 540 40,847 SH   SOLE   40,847 0 0
EATON VANCE SH TM DR DIVR IN COM 27828V104 685 52,603 SH   SOLE   52,603 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 6,889 1,079,850 SH   SOLE   1,079,850 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 353 34,652 SH   SOLE   34,652 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 150 15,348 SH   SOLE   15,348 0 0
FINTECH ACQUISITION CORP II COM 31810G109 1,250 125,002 SH   SOLE   125,002 0 0
FINTECH ACQUISITION CORP II *W EXP 01/19/202 31810G117 100 62,501 SH   SOLE   62,501 0 0
FIRST TR INTER DUR PFD & IN COM 33718W103 1,700 78,750 SH   SOLE   78,750 0 0
FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 4,382 472,151 SH   SOLE   472,151 0 0
FLAHERTY & CRUMRINE TOTAL RE COM 338479108 2,071 106,151 SH   SOLE   106,151 0 0
GABELLI UTIL TR COM 36240A101 2,733 464,091 SH   SOLE   464,091 0 0
GARRISON CAP INC COM 366554103 10,175 1,251,570 SH   SOLE   1,251,570 0 0
GENERAL AMERN INVS INC COM 368802104 3,055 89,020 SH   SOLE   89,020 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 1,553 159,798 SH   SOLE   159,798 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 88 159,798 SH   SOLE   159,798 0 0
GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 156 15,202 SH   SOLE   15,202 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 808 80,001 SH   SOLE   80,001 0 0
GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 33 26,667 SH   SOLE   26,667 0 0
HAYMAKER ACQUISITION CORP COM CLASS A 420870107 2,143 219,604 SH   SOLE   219,604 0 0
HAYMAKER ACQUISITION CORP UNIT 10/19/2022 420870206 762 75,396 SH   SOLE   75,396 0 0
HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 91 109,802 SH   SOLE   109,802 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 3,153 310,904 SH   SOLE   310,904 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 243 168,750 SH   SOLE   168,750 0 0
HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 23,561 1,508,394 SH   SOLE   1,508,394 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1,258 125,000 SH   SOLE   125,000 0 0
HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 32 75,001 SH   SOLE   75,001 0 0
I AM CAP ACQUISITION CO *W EXP 05/22/202 45074Q116 63 150,000 SH   SOLE   150,000 0 0
INDIA FD INC COM 454089103 2,607 107,450 SH   SOLE   107,450 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 1,479 150,000 SH   SOLE   150,000 0 0
INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 90 150,000 SH   SOLE   150,000 0 0
INVESCO CALIF VALUE MUN INC COM 46132H106 499 42,300 SH   SOLE   42,300 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 20,055 1,725,921 SH   SOLE   1,725,921 0 0
INVESCO HIGH INCOME 2024 TAR COM 46136K105 1,180 128,830 SH   SOLE   128,830 0 0
INVESCO HIGH INCOME TR II COM 46131F101 11,458 849,343 SH   SOLE   849,343 0 0
INVESCO SR INCOME TR COM 46131H107 27,792 6,493,528 SH   SOLE   6,493,528 0 0
KAYNE ANDERSON MLP INVT CO COM 486606106 21,099 1,119,926 SH   SOLE   1,119,926 0 0
KBL MERGER CORP IV COM 48242A104 2,191 220,375 SH   SOLE   220,375 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 67 230,000 SH   SOLE   230,000 0 0
KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 82 230,000 SH   SOLE   230,000 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 1,885 181,977 SH   SOLE   181,977 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 1,446 150,299 SH   SOLE   150,299 0 0
LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 498 49,701 SH   SOLE   49,701 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 65 150,299 SH   SOLE   150,299 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,175 225,156 SH   SOLE   225,156 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 819 81,444 SH   SOLE   81,444 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 80 112,578 SH   SOLE   112,578 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 1,007 100,000 SH   SOLE   100,000 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 16,230 2,535,945 SH   SOLE   2,535,945 0 0
LMP CAP & INCOME FD INC COM 50208A102 834 64,910 SH   SOLE   64,910 0 0
MADISON CVRED CALL & EQ STR COM 557437100 4,130 554,341 SH   SOLE   554,341 0 0
MANAGED DURATION INVT GRD FU COM 56165R103 14,773 1,030,216 SH   SOLE   1,030,216 0 0
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 1,482 150,000 SH   SOLE   150,000 0 0
MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 102 150,000 SH   SOLE   150,000 0 0
MEXICO EQUITY & INCOME FD COM 592834105 1,935 187,268 SH   SOLE   187,268 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 5,006 631,304 SH   SOLE   631,304 0 0
MFS MULTIMARKET INCOME TR SH BEN INT 552737108 1,429 252,833 SH   SOLE   252,833 0 0
MODERN MEDIA ACQUISITION COM 60765P103 2,275 228,000 SH   SOLE   228,000 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 120 230,000 SH   SOLE   230,000 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 75 115,000 SH   SOLE   115,000 0 0
MORGAN STANLEY EM MKTS DM DE COM 617477104 12,547 1,872,658 SH   SOLE   1,872,658 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 10,323 1,179,724 SH   SOLE   1,179,724 0 0
MORGAN STANLEY EMER MKTS FD COM 61744G107 6,596 406,186 SH   SOLE   406,186 0 0
MTECH ACQUISITION CORP COM CLASS A 55378W107 1,359 139,229 SH   SOLE   139,229 0 0
MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 90 139,229 SH   SOLE   39,229 0 0
MTECH ACQUISITION CORP UNIT 01/19/2023 55378W206 164 15,771 SH   SOLE   15,771 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 1,843 191,189 SH   SOLE   191,189 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 122 191,189 SH   SOLE   191,189 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 259 216,015 SH   SOLE   216,015 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 6,058 559,900 SH   SOLE   559,900 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 22,183 1,010,611 SH   SOLE   1,010,611 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 46,012 3,536,627 SH   SOLE   3,536,627 0 0
NUVEEN BUILD AMER BD FD COM 67074C103 1,669 80,997 SH   SOLE   80,997 0 0
NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 759 34,541 SH   SOLE   34,541 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 7,975 596,966 SH   SOLE   596,966 0 0
NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 166 11,900 SH   SOLE   11,900 0 0
NUVEEN CALIF MUN VALUE FD COM 67062C107 1,723 181,586 SH   SOLE   181,586 0 0
NUVEEN CONNECTICUT QLTY MUN COM 67060D107 2,842 239,235 SH   SOLE   239,235 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 34,095 4,288,690 SH   SOLE   4,288,690 0 0
NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 3,904 446,647 SH   SOLE   446,647 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 8,851 573,221 SH   SOLE   573,221 0 0
NUVEEN INT DUR QUAL MUN TRM COM 670677103 6,563 522,097 SH   SOLE   522,097 0 0
NUVEEN INTER DURATION MN TMF COM 670671106 4,243 341,046 SH   SOLE   341,046 0 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 10,340 439,820 SH   SOLE   439,820 0 0
NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 9,000 396,311 SH   SOLE   396,311 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 28,474 2,140,919 SH   SOLE   2,140,919 0 0
OHA INVT CORP COM 67091U102 3,251 2,132,087 SH   SOLE   2,132,087 0 0
ONE MADISON CORP COM CL A G6772P100 3,486 359,396 SH   SOLE   359,396 0 0
ONE MADISON CORP UNIT 99/99/9999 G6772P118 411 40,604 SH   SOLE   40,604 0 0
ONE MADISON CORP *W EXP 99/99/999 G6772P126 183 179,698 SH   SOLE   179,698 0 0
OPES ACQUISITION CORP COM 68373P100 2,373 244,677 SH   SOLE   244,677 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 87 244,677 SH   SOLE   244,677 0 0
OSPREY ENERGY ACQUISITION CO CL A COM 688397108 1,015 100,000 SH   SOLE   100,000 0 0
OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 140 87,500 SH   SOLE   87,500 0 0
PENSARE ACQUISITION CORP COM 70957E105 3,857 389,994 SH   SOLE   389,994 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 171 349,994 SH   SOLE   349,994 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 112 174,997 SH   SOLE   174,997 0 0
PIONEER MUN HIGH INCOME TR COM SHS 723763108 991 86,783 SH   SOLE   86,783 0 0
POWERSHARES ETF TR II EMER MRKT PORT 73936T763 6,357 307,565 SH   SOLE   307,565 0 0
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 11,331 100,632 SH   SOLE   100,632 0 0
PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 27,673 2,025,814 SH   SOLE   2,025,814 0 0
PRUDENTIAL SHT DURATION HG Y COM 74442F107 14,364 1,026,024 SH   SOLE   1,026,024 0 0
PURE ACQUISITION CORP CL A 74621Q106 1,936 200,780 SH   SOLE   200,780 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 248 24,220 SH   SOLE   24,220 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 128 100,390 SH   SOLE   100,390 0 0
PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 1,572 168,707 SH   SOLE   168,707 0 0
REAVES UTIL INCOME FD COM SH BEN INT 756158101 8,020 277,404 SH   SOLE   277,404 0 0
ROYCE MICRO-CAP TR INC COM 780915104 1,051 105,156 SH   SOLE   105,156 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 19,020 70,096 SH   SOLE   70,096 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 1,049 69,821 SH   SOLE   69,821 0 0
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 4,878 191,280 SH   SOLE   191,280 0 0
SPROTT FOCUS TR INC COM 85208J109 9,216 1,178,558 SH   SOLE   1,178,558 0 0
STELLAR ACQUISITION III INC COM Y8172W107 2,076 200,000 SH   SOLE   200,000 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 52 200,000 SH   SOLE   200,000 0 0
SWISS HELVETIA FD INC COM 870875101 270 21,859 SH   SOLE   21,859 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 23,668 2,304,588 SH   SOLE   2,304,588 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 29,957 4,878,926 SH   SOLE   4,878,926 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 1,505 150,000 SH   SOLE   150,000 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 1,201 125,000 SH   SOLE   125,000 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 70 125,000 SH   SOLE   125,000 0 0
TORTOISE ENERGY INFRA CORP COM 89147L100 3,187 119,394 SH   SOLE   119,394 0 0
TORTOISE MLP FD INC RIGHT 07/18/2018 89148B119 52 139,163 SH   SOLE   139,163 0 0
TRI CONTL CORP COM 895436103 5,965 225,002 SH   SOLE   225,002 0 0
TRIANGLE CAP CORP COM 895848109 15,917 1,384,049 SH   SOLE   1,384,049 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 1,463 150,000 SH   SOLE   150,000 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 48 150,000 SH   SOLE   150,000 0 0
TRINITY MERGER CORP COM CL A 89653L106 938 96,000 SH   SOLE   96,000 0 0
TRINITY MERGER CORP *W EXP 05/11/202 89653L114 38 96,000 SH   SOLE   96,000 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 2,264 225,000 SH   SOLE   225,000 0 0
UNION ACQUISITION CORP SHS G9366W101 1,890 195,006 SH   SOLE   195,006 0 0
UNION ACQUISITION CORP *W EXP 07/01/202 G9366W127 68 195,006 SH   SOLE   195,006 0 0
UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 62 195,006 SH   SOLE   195,006 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2,356 105,594 SH   SOLE   105,594 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12,949 306,859 SH   SOLE   306,859 0 0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 5,417 126,277 SH   SOLE   126,277 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 1,310 136,694 SH   SOLE   136,694 0 0
VECTOIQ ACQUISITION CORP *W EXP 05/16/202 92243N111 70 136,694 SH   SOLE   136,694 0 0
VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 134 13,306 SH   SOLE   13,306 0 0
VIRTUS TOTAL RETURN FUND INC COM 92837G100 6,818 621,519 SH   SOLE   621,519 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 24,168 4,804,858 SH   SOLE   4,804,858 0 0
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 7,491 937,570 SH   SOLE   937,570 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 57,348 4,321,638 SH   SOLE   4,321,638 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 20,352 2,231,575 SH   SOLE   2,231,575 0 0
WESTERN ASSET GLOBAL CP DEFI COM 95790C107 1,947 116,261 SH   SOLE   116,261 0 0
WESTERN ASSET HGH YLD DFNDFD COM 95768B107 13,283 910,427 SH   SOLE   910,427 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 6,444 1,002,125 SH   SOLE   1,002,125 0 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 43,923 9,112,703 SH   SOLE   9,112,703 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 9,775 855,178 SH   SOLE   55,178 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 21,671 1,943,615 SH   SOLE   1,943,615 0 0