The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alcentra Cap Corp | COM | 01374T102 | 2,747 | 429,826 | SH | DFND | 3 | 429,826 | 0 | 0 | |
| American Airlines, Inc. | COM | 02376R102 | 11,384 | 352,821 | SH | DFND | 352,821 | 0 | 0 | ||
| American Capital Senior Floating Ltd | COM | 20504D108 | 2,774 | 225,543 | SH | DFND | 3 | 225,543 | 0 | 0 | |
| Apollo Investment Corp | COM | 03761U106 | 24,949 | 4,479,247 | SH | DFND | 3 | 4,479,247 | 0 | 0 | |
| Apollo Tactical Income Fund Inc | COM | 037638103 | 234 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| Ares Capital Corp | COM | 04010L103 | 39,290 | 2,388,420 | SH | DFND | 3 | 2,388,420 | 0 | 0 | |
| Ares Commercial Real Estate | COM | 04013V108 | 344 | 24,927 | SH | DFND | 24,927 | 0 | 0 | ||
| BioScrip Inc. | COM | 09069N108 | 21,063 | 7,188,615 | SH | DFND | 7,188,615 | 0 | 0 | ||
| BlackRock Capital Investment | COM | 092533108 | 11,716 | 2,009,536 | SH | DFND | 3 | 2,009,536 | 0 | 0 | |
| BlackRock Corporate High Yield Fund | COM | 09255P107 | 157 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| California Resources | COM NEW | 13057Q206 | 71,113 | 1,564,990 | SH | DFND | 1,564,990 | 0 | 0 | ||
| Capitala Finance Corp | COM | 14054R106 | 2,447 | 294,762 | SH | DFND | 3 | 294,762 | 0 | 0 | |
| Chimera Investment Corp | COM | 16934Q208 | 2,398 | 131,198 | SH | DFND | 3 | 131,198 | 0 | 0 | |
| Cincinnati Bell Inc. | COM NEW | 171871502 | 32,874 | 2,093,902 | SH | DFND | 2,093,902 | 0 | 0 | ||
| Clear Channel Outdoor Holdings | CL A | 18451C109 | 5,946 | 1,382,818 | SH | DFND | 1,382,818 | 0 | 0 | ||
| CM Finance Inc. | COM | 12574Q103 | 1,233 | 138,589 | SH | DFND | 3 | 138,589 | 0 | 0 | |
| Corporate Cap Tr Inc | COM | 219880101 | 10,458 | 669,516 | SH | DFND | 3 | 669,516 | 0 | 0 | |
| Credit Suisse Asset Mgmt Inc | COM | 224916106 | 202 | 63,960 | SH | DFND | 63,960 | 0 | 0 | ||
| DoubleLine Income Solutions Fund | COM | 258622109 | 1,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Eagle Pt CR Co LLC | COM | 269808101 | 273 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
| Fidus Investment Corp | COM | 316500107 | 2,233 | 157,144 | SH | DFND | 3 | 157,144 | 0 | 0 | |
| Floor & Decor Hldgs Inc | CL A | 339750101 | 1,668,915 | 33,831,643 | SH | DFND | 1* | 33,831,643 | 0 | 0 | |
| FS Investment Corp | COM | 302635107 | 13,127 | 1,786,011 | SH | DFND | 3 | 1,786,011 | 0 | 0 | |
| Garrison Capital Inc | COM | 366554103 | 951 | 116,970 | SH | DFND | 3 | 116,970 | 0 | 0 | |
| Gastar Exploration, Inc. | COM | 36729W202 | 31,759 | 56,712,088 | SH | DFND | 56,712,088 | 0 | 0 | ||
| Goldman Sachs BDC Inc. | COM | 38147U107 | 1,333 | 65,100 | SH | DFND | 3 | 65,100 | 0 | 0 | |
| Golub Capital BDC Inc. | COM | 38173M102 | 11,902 | 650,379 | SH | DFND | 3 | 650,379 | 0 | 0 | |
| Halcon Resources Corporation | W EXP 09/09/202 | 40537Q118 | 136 | 340,906 | SH | DFND | 340,906 | 0 | 0 | ||
| Halcon Resources Corporation | COM PAR NEW | 40537Q605 | 96,178 | 21,908,398 | SH | DFND | 21,908,398 | 0 | 0 | ||
| Hercules Capital Inc. | COM | 427096508 | 19,798 | 1,565,069 | SH | DFND | 3 | 1,565,069 | 0 | 0 | |
| Hovnanian Enterprises Inc | CL A | 442487203 | 16 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| KCAP Financial Inc | COM | 48668E101 | 1,056 | 324,778 | SH | DFND | 3 | 324,778 | 0 | 0 | |
| KKR Income Opportunities FD | COM | 48249T106 | 199 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
| Medley Capital Corp | COM | 58503F106 | 3,852 | 1,100,210 | SH | DFND | 3 | 1,100,210 | 0 | 0 | |
| New Mountain Finance Corp | COM | 647551100 | 17,274 | 1,270,113 | SH | DFND | 3 | 1,270,113 | 0 | 0 | |
| New Residential Investment | COM | 64828T201 | 1,376 | 78,700 | SH | DFND | 3 | 78,700 | 0 | 0 | |
| Noble Energy, Inc. | COM | 655044105 | 351,280 | 9,956,919 | SH | DFND | 9,956,919 | 0 | 0 | ||
| OakTree Specialty Lending Corp | COM | 67401P108 | 7,236 | 1,513,704 | SH | DFND | 3 | 1,513,704 | 0 | 0 | |
| OakTree Strategic Income Corp | COM | 67402D104 | 7,966 | 937,162 | SH | DFND | 3 | 937,162 | 0 | 0 | |
| OCH-ZIFF Cap Mgmt Group | CL A | 67551U105 | 29 | 15,100 | SH | DFND | 15,100 | 0 | 0 | ||
| OFS Capital Corp | COM | 67103B100 | 1,168 | 101,955 | SH | DFND | 3 | 101,955 | 0 | 0 | |
| PenantPark Floating Rate | COM | 70806A106 | 7,926 | 580,236 | SH | DFND | 3 | 580,236 | 0 | 0 | |
| PenantPark Investment Corp | COM | 708062104 | 14,661 | 2,092,923 | SH | DFND | 3 | 2,092,923 | 0 | 0 | |
| Prospect Capital Corp | COM | 74348T102 | 1,874 | 279,288 | SH | DFND | 3 | 279,288 | 0 | 0 | |
| Smart & Final Holdings, Inc | COM | 83190B101 | 245,414 | 44,218,762 | SH | DFND | 1*,2* | 44,218,762 | 0 | 0 | |
| Solar Capital LTD | COM | 83413U100 | 7,484 | 366,148 | SH | DFND | 3 | 366,148 | 0 | 0 | |
| Stellus Capital Investment Corp | COM | 858568108 | 2,456 | 192,141 | SH | DFND | 3 | 192,141 | 0 | 0 | |
| Targa Resources Corp | COM | 87612G101 | 5,190 | 104,867 | SH | DFND | 104,867 | 0 | 0 | ||
| TCG BDC Inc | COM | 872280102 | 11,668 | 685,534 | SH | DFND | 3 | 685,534 | 0 | 0 | |
| TCP Capital Corp | COM | 87238Q103 | 17,072 | 1,181,423 | SH | DFND | 3 | 1,181,423 | 0 | 0 | |
| THL Credit Inc. | COM | 872438106 | 6,248 | 798,961 | SH | DFND | 3 | 798,961 | 0 | 0 | |
| THL Credit Senior Loan Fund | COM | 87244R103 | 255 | 14,792 | SH | DFND | 14,792 | 0 | 0 | ||
| TPG Specialty Lending Inc | COM | 87265K102 | 15,760 | 878,493 | SH | DFND | 3 | 878,493 | 0 | 0 | |
| Triangle Capital Corp | COM | 895848109 | 10,842 | 942,770 | SH | DFND | 3 | 942,770 | 0 | 0 | |
| TriplePoint Venture Growth | COM | 89677Y100 | 4,612 | 371,065 | SH | DFND | 3 | 371,065 | 0 | 0 | |