The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BANK AMER CORP | *W EXP 01/16/201 | 060505146 | 20,768 | 1,269,078 | SH | SOLE | 1,269,078 | 0 | 0 | ||
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 713 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 27,923 | 1,376,859 | SH | SOLE | 1,376,859 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 1,375 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 5,148 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 10,735 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
CHEETAH MOBILE INC | ADR | 163075104 | 989 | 103,400 | SH | DFND | 1 | 0 | 103,400 | 0 | |
CHEETAH MOBILE INC | ADR | 163075104 | 989 | 103,400 | SH | Put | DFND | 1 | 0 | 103,400 | 0 |
SEA LTD | ADR | 81141R100 | 500 | 33,333 | SH | DFND | 1 | 0 | 33,333 | 0 | |
SEA LTD | ADR | 81141R100 | 63,650 | 4,243,325 | SH | SOLE | 4,243,325 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 3,771 | 86,700 | SH | Put | SOLE | 86,700 | 0 | 0 | |
QUDIAN INC | ADR | 747798106 | 1,380 | 155,700 | SH | DFND | 1 | 0 | 155,700 | 0 | |
QUDIAN INC | ADR | 747798106 | 1,380 | 155,700 | SH | Put | DFND | 1 | 0 | 155,700 | 0 |
SOGOU INC | ADR REPSTG A | 83409V104 | 2,053 | 179,600 | SH | DFND | 1 | 0 | 179,600 | 0 | |
SOGOU INC | ADR REPSTG A | 83409V104 | 2,053 | 179,600 | SH | Put | DFND | 1 | 0 | 179,600 | 0 |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 46,386 | 452,500 | SH | Call | SOLE | 452,500 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 25,628 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,800 | 1,594 | SH | DFND | 1 | 0 | 1,594 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 325,297 | 288,080 | SH | SOLE | 288,080 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 599 | 14,400 | SH | DFND | 1 | 0 | 14,400 | 0 | |
CARVANA CO | CL A | 146869102 | 599 | 14,400 | SH | Put | DFND | 1 | 0 | 14,400 | 0 |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,127 | 3,845 | SH | DFND | 1 | 0 | 3,845 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 151,918 | 518,121 | SH | SOLE | 518,121 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 1,118 | 173,600 | SH | DFND | 1 | 0 | 173,600 | 0 | |
GOPRO INC | CL A | 38268T103 | 728 | 113,000 | SH | Put | DFND | 1 | 0 | 113,000 | 0 |
DROPBOX INC | CL A | 26210C104 | 22 | 692 | SH | DFND | 1 | 0 | 692 | 0 | |
DROPBOX INC | CL A | 26210C104 | 16,188 | 499,308 | SH | SOLE | 499,308 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,443 | 7,428 | SH | DFND | 1 | 0 | 7,428 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 224,245 | 1,154,000 | SH | SOLE | 1,154,000 | 0 | 0 | ||
FREDS INC | CL A | 356108100 | 148 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
FREDS INC | CL A | 356108100 | 148 | 65,000 | SH | Put | DFND | 1 | 0 | 65,000 | 0 |
GAMESTOP CORP NEW | CL A | 36467W109 | 2,314 | 158,800 | SH | DFND | 1 | 0 | 158,800 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 2,314 | 158,800 | SH | Put | DFND | 1 | 0 | 158,800 | 0 |
SNAP INC | CL A | 83304A106 | 20,848 | 1,592,700 | SH | DFND | 1 | 0 | 1,592,700 | 0 | |
SNAP INC | CL A | 83304A106 | 9,040 | 690,600 | SH | Call | DFND | 1 | 0 | 690,600 | 0 |
SNAP INC | CL A | 83304A106 | 29,950 | 2,288,000 | SH | Put | DFND | 1 | 0 | 2,288,000 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 3,413 | 68,684 | SH | DFND | 1 | 0 | 68,684 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 411,389 | 8,279,111 | SH | SOLE | 8,279,111 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 15,143 | 673,600 | SH | DFND | 1 | 0 | 673,600 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 15,334 | 682,100 | SH | Put | DFND | 1 | 0 | 682,100 | 0 |
NEW YORK TIMES CO | CL A | 650111107 | 1,786 | 68,971 | SH | DFND | 1 | 0 | 68,971 | 0 | |
NEW YORK TIMES CO | CL A | 650111107 | 149,443 | 5,769,999 | SH | SOLE | 5,769,999 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,792 | 43,706 | SH | DFND | 1 | 0 | 43,706 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 292,930 | 7,144,625 | SH | SOLE | 7,144,625 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 2,012 | 10,238 | SH | DFND | 1 | 0 | 10,238 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 312,717 | 1,591,272 | SH | SOLE | 1,591,272 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 1,331 | 27,014 | SH | DFND | 1 | 0 | 27,014 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 168,791 | 3,425,840 | SH | SOLE | 3,425,840 | 0 | 0 | ||
LENNAR CORP | CL B | 526057302 | 17,013 | 398,525 | SH | SOLE | 398,525 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 201 | 47,200 | SH | DFND | 1 | 0 | 47,200 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 227 | 53,300 | SH | Put | DFND | 1 | 0 | 53,300 | 0 |
GOGO INC | COM | 38046C109 | 1,512 | 311,100 | SH | DFND | 1 | 0 | 311,100 | 0 | |
GOGO INC | COM | 38046C109 | 1,512 | 311,100 | SH | Put | DFND | 1 | 0 | 311,100 | 0 |
IROBOT CORP | COM | 462726100 | 14,427 | 190,400 | SH | DFND | 1 | 0 | 190,400 | 0 | |
IROBOT CORP | COM | 462726100 | 14,427 | 190,400 | SH | Put | DFND | 1 | 0 | 190,400 | 0 |
JAGGED PEAK ENERGY INC | COM | 47009K107 | 552 | 42,400 | SH | DFND | 1 | 0 | 42,400 | 0 | |
JAGGED PEAK ENERGY INC | COM | 47009K107 | 552 | 42,400 | SH | Put | DFND | 1 | 0 | 42,400 | 0 |
GREENBRIER COS INC | COM | 393657101 | 6,395 | 121,226 | SH | SOLE | 121,226 | 0 | 0 | ||
GREENBRIER COS INC | COM | 393657101 | 1,725 | 32,700 | SH | Call | SOLE | 32,700 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 1,202 | 28,022 | SH | DFND | 1 | 0 | 28,022 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 157,347 | 3,668,608 | SH | SOLE | 3,668,608 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 4,227 | 53,403 | SH | DFND | 1 | 0 | 53,403 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 652,490 | 8,242,673 | SH | SOLE | 8,242,673 | 0 | 0 | ||
IMPINJ INC | COM | 453204109 | 3,184 | 144,000 | SH | DFND | 1 | 0 | 144,000 | 0 | |
IMPINJ INC | COM | 453204109 | 3,184 | 144,000 | SH | Put | DFND | 1 | 0 | 144,000 | 0 |
INTREXON CORP | COM | 46122T102 | 4,189 | 300,500 | SH | DFND | 1 | 0 | 300,500 | 0 | |
INTREXON CORP | COM | 46122T102 | 4,189 | 300,500 | SH | Put | DFND | 1 | 0 | 300,500 | 0 |
GERON CORP | COM | 374163103 | 370 | 108,000 | SH | DFND | 1 | 0 | 108,000 | 0 | |
GERON CORP | COM | 374163103 | 370 | 108,000 | SH | Put | DFND | 1 | 0 | 108,000 | 0 |
GILDAN ACTIVEWEAR INC | COM | 375916103 | 8 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
GILDAN ACTIVEWEAR INC | COM | 375916103 | 5,624 | 199,700 | SH | SOLE | 199,700 | 0 | 0 | ||
FOSSIL GROUP INC | COM | 34988V106 | 2,271 | 84,500 | SH | DFND | 1 | 0 | 84,500 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 2,271 | 84,500 | SH | Put | DFND | 1 | 0 | 84,500 | 0 |
FOSSIL GROUP INC | COM | 34988V106 | 2 | 88 | SH | SOLE | 88 | 0 | 0 | ||
EXTRA SPACE STORAGE INC | COM | 30225T102 | 1,018 | 10,200 | SH | Call | DFND | 1 | 0 | 10,200 | 0 |
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 43,974 | 2,993,471 | SH | OTR | 0 | 0 | 0 | ||
ENERGOUS CORP | COM | 29272C103 | 1,093 | 73,700 | SH | DFND | 1 | 0 | 73,700 | 0 | |
ENERGOUS CORP | COM | 29272C103 | 267 | 18,000 | SH | Call | DFND | 1 | 0 | 18,000 | 0 |
ENERGOUS CORP | COM | 29272C103 | 1,360 | 91,700 | SH | Put | DFND | 1 | 0 | 91,700 | 0 |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 2,340 | 59,700 | SH | DFND | 1 | 0 | 59,700 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 2,340 | 59,700 | SH | Put | DFND | 1 | 0 | 59,700 | 0 |
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 0 | 30 | SH | DFND | 1 | 0 | 30 | 0 | |
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 296 | 21,870 | SH | SOLE | 21,870 | 0 | 0 | ||
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 4 | 173 | SH | DFND | 1 | 0 | 173 | 0 | |
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 2,740 | 124,827 | SH | SOLE | 124,827 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 3 | 69 | SH | DFND | 1 | 0 | 69 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 2,024 | 49,931 | SH | SOLE | 49,931 | 0 | 0 | ||
CARBO CERAMICS INC | COM | 140781105 | 554 | 60,400 | SH | DFND | 1 | 0 | 60,400 | 0 | |
CARBO CERAMICS INC | COM | 140781105 | 554 | 60,400 | SH | Put | DFND | 1 | 0 | 60,400 | 0 |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 582 | 13,660 | SH | DFND | 1 | 0 | 13,660 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 48,168 | 1,130,163 | SH | SOLE | 1,130,163 | 0 | 0 | ||
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 809 | 106,400 | SH | DFND | 1 | 0 | 106,400 | 0 | |
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 787 | 103,500 | SH | Put | DFND | 1 | 0 | 103,500 | 0 |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 8 | 346 | SH | DFND | 1 | 0 | 346 | 0 | |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 5,904 | 249,654 | SH | SOLE | 249,654 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 2,027 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 3,334 | 18,169 | SH | DFND | 1 | 0 | 18,169 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 368,812 | 2,009,877 | SH | SOLE | 2,009,877 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 134 | 8,400 | SH | DFND | 1 | 0 | 8,400 | 0 | |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 134 | 8,400 | SH | Put | DFND | 1 | 0 | 8,400 | 0 |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 912 | 26,200 | SH | DFND | 1 | 0 | 26,200 | 0 | |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 912 | 26,200 | SH | Put | DFND | 1 | 0 | 26,200 | 0 |
ACHAOGEN INC | COM | 004449104 | 4,029 | 465,300 | SH | DFND | 1 | 0 | 465,300 | 0 | |
ACHAOGEN INC | COM | 004449104 | 4,068 | 469,700 | SH | Put | DFND | 1 | 0 | 469,700 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 9,015 | 601,400 | SH | Put | SOLE | 601,400 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 7,361 | 100,546 | SH | DFND | 1 | 0 | 100,546 | 0 | |
ALTABA INC | COM | 021346101 | 564 | 7,700 | SH | Call | DFND | 1 | 0 | 7,700 | 0 |
ALTABA INC | COM | 021346101 | 943,200 | 12,883,480 | SH | SOLE | 12,883,480 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 63,151 | 862,600 | SH | Call | SOLE | 862,600 | 0 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 4,266 | 95,000 | SH | DFND | 1 | 0 | 95,000 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 4,427 | 98,600 | SH | Put | DFND | 1 | 0 | 98,600 | 0 |
AQUA METALS INC | COM | 03837J101 | 350 | 121,700 | SH | DFND | 1 | 0 | 121,700 | 0 | |
AQUA METALS INC | COM | 03837J101 | 350 | 121,700 | SH | Put | DFND | 1 | 0 | 121,700 | 0 |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 2,191 | 28,023 | SH | DFND | 1 | 0 | 28,023 | 0 | |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 180,439 | 2,307,998 | SH | SOLE | 2,307,998 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 1,044 | 7,964 | SH | DFND | 1 | 0 | 7,964 | 0 | |
AUTODESK INC | COM | 052769106 | 154,793 | 1,180,818 | SH | SOLE | 1,180,818 | 0 | 0 | ||
AUTOLIV INC | COM | 052800109 | 540 | 3,767 | SH | DFND | 1 | 0 | 3,767 | 0 | |
AUTOLIV INC | COM | 052800109 | 46,060 | 321,604 | SH | SOLE | 321,604 | 0 | 0 | ||
B & G FOODS INC NEW | COM | 05508R106 | 3,163 | 105,800 | SH | DFND | 1 | 0 | 105,800 | 0 | |
B & G FOODS INC NEW | COM | 05508R106 | 3,163 | 105,800 | SH | Put | DFND | 1 | 0 | 105,800 | 0 |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 209 | 88,000 | SH | DFND | 1 | 0 | 88,000 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 209 | 88,000 | SH | Put | DFND | 1 | 0 | 88,000 | 0 |
BANK AMER CORP | COM | 060505104 | 1,260 | 44,687 | SH | DFND | 1 | 0 | 44,687 | 0 | |
BANK AMER CORP | COM | 060505104 | 198,833 | 7,053,310 | SH | SOLE | 7,053,310 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 5,461 | 261,800 | SH | DFND | 1 | 0 | 261,800 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 5,461 | 261,800 | SH | Put | DFND | 1 | 0 | 261,800 | 0 |
DOCUSIGN INC | COM | 256163106 | 12 | 222 | SH | DFND | 1 | 0 | 222 | 0 | |
DOCUSIGN INC | COM | 256163106 | 8,460 | 159,778 | SH | SOLE | 159,778 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 3,164 | 46,400 | SH | Call | DFND | 1 | 0 | 46,400 | 0 |
DOWDUPONT INC | COM | 26078J100 | 3,021 | 45,828 | SH | DFND | 1 | 0 | 45,828 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 467,467 | 7,091,424 | SH | SOLE | 7,091,424 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,237 | 236,100 | SH | DFND | 1 | 0 | 236,100 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,241 | 236,800 | SH | Put | DFND | 1 | 0 | 236,800 | 0 |
COGNEX CORP | COM | 192422103 | 8 | 173 | SH | DFND | 1 | 0 | 173 | 0 | |
COGNEX CORP | COM | 192422103 | 5,570 | 124,870 | SH | SOLE | 124,870 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 8 | 346 | SH | DFND | 1 | 0 | 346 | 0 | |
COMSCORE INC | COM | 20564W105 | 5,442 | 249,654 | SH | SOLE | 249,654 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 66,193 | 3,207,015 | SH | DFND | 1 | 0 | 3,207,015 | 0 | |
VICI PPTYS INC | COM | 925652109 | 120,589 | 5,842,475 | SH | SOLE | 5,842,475 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 15,400 | 656,715 | SH | DFND | 1 | 0 | 656,715 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 185,710 | 7,938,732 | SH | SOLE | 7,938,732 | 0 | 0 | ||
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 278 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 1,277 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 1,548 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ZSCALER INC | COM | 98980G102 | 4,233 | 118,400 | SH | DFND | 1 | 0 | 118,400 | 0 | |
ZSCALER INC | COM | 98980G102 | 4,258 | 119,100 | SH | Put | DFND | 1 | 0 | 119,100 | 0 |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 4 | 105 | SH | DFND | 1 | 0 | 105 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 2,767 | 75,838 | SH | SOLE | 75,838 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 2,670 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 159 | 16,300 | SH | DFND | 1 | 0 | 16,300 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 159 | 16,300 | SH | Put | DFND | 1 | 0 | 16,300 | 0 |
PTC INC | COM | 69370C100 | 2,213 | 23,586 | SH | DFND | 1 | 0 | 23,586 | 0 | |
PTC INC | COM | 69370C100 | 207,856 | 2,215,708 | SH | SOLE | 2,215,708 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 1,020 | 150,700 | SH | DFND | 1 | 0 | 150,700 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 971 | 143,400 | SH | Put | DFND | 1 | 0 | 143,400 | 0 |
SMART SAND INC | COM | 83191H107 | 120 | 22,600 | SH | DFND | 1 | 0 | 22,600 | 0 | |
SMART SAND INC | COM | 83191H107 | 120 | 22,600 | SH | Put | DFND | 1 | 0 | 22,600 | 0 |
STARS GROUP INC | COM | 85570W100 | 5 | 136 | SH | DFND | 1 | 0 | 136 | 0 | |
STARS GROUP INC | COM | 85570W100 | 3,625 | 99,864 | SH | SOLE | 99,864 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 3,242 | 422,700 | SH | DFND | 1 | 0 | 422,700 | 0 | |
SUNPOWER CORP | COM | 867652406 | 1,900 | 247,700 | SH | Put | DFND | 1 | 0 | 247,700 | 0 |
SURGERY PARTNERS INC | COM | 86881A100 | 253 | 17,000 | SH | DFND | 1 | 0 | 17,000 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,139 | 19,071 | SH | DFND | 1 | 0 | 19,071 | 0 | |
T MOBILE US INC | COM | 872590104 | 153,521 | 2,569,382 | SH | SOLE | 2,569,382 | 0 | 0 | ||
TELLURIAN INC NEW | COM | 87968A104 | 1,878 | 225,700 | SH | DFND | 1 | 0 | 225,700 | 0 | |
TELLURIAN INC NEW | COM | 87968A104 | 1,904 | 228,900 | SH | Put | DFND | 1 | 0 | 228,900 | 0 |
TESLA INC | COM | 88160R101 | 21,160 | 61,700 | SH | Call | DFND | 1 | 0 | 61,700 | 0 |
TESLA INC | COM | 88160R101 | 21,160 | 61,700 | SH | Put | DFND | 1 | 0 | 61,700 | 0 |
TESLA INC | COM | 88160R101 | 697,114 | 2,032,700 | SH | Put | SOLE | 2,032,700 | 0 | 0 | |
TRUPANION INC | COM | 898202106 | 2,057 | 53,300 | SH | DFND | 1 | 0 | 53,300 | 0 | |
TRUPANION INC | COM | 898202106 | 2,057 | 53,300 | SH | Put | DFND | 1 | 0 | 53,300 | 0 |
MATTEL INC | COM | 577081102 | 11,151 | 679,100 | SH | DFND | 1 | 0 | 679,100 | 0 | |
MATTEL INC | COM | 577081102 | 12,793 | 779,100 | SH | Put | DFND | 1 | 0 | 779,100 | 0 |
MATTEL INC | COM | 577081102 | 6,568 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 552 | 5,779 | SH | DFND | 1 | 0 | 5,779 | 0 | |
LOWES COS INC | COM | 548661107 | 93,870 | 982,216 | SH | SOLE | 982,216 | 0 | 0 | ||
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 1,728 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 1,728 | 75,000 | SH | Put | DFND | 1 | 0 | 75,000 | 0 |
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 401 | 9,500 | SH | Call | SOLE | 9,500 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 334 | 37,000 | SH | DFND | 1 | 0 | 37,000 | 0 | |
MBIA INC | COM | 55262C100 | 470 | 52,000 | SH | Put | DFND | 1 | 0 | 52,000 | 0 |
MICROSOFT CORP | COM | 594918104 | 1,689 | 17,126 | SH | DFND | 1 | 0 | 17,126 | 0 | |
MICROSOFT CORP | COM | 594918104 | 252,442 | 2,560,006 | SH | SOLE | 2,560,006 | 0 | 0 | ||
MIMEDX GROUP INC | COM | 602496101 | 2,837 | 443,900 | SH | DFND | 1 | 0 | 443,900 | 0 | |
MIMEDX GROUP INC | COM | 602496101 | 3,706 | 579,900 | SH | Put | DFND | 1 | 0 | 579,900 | 0 |
OMEROS CORP | COM | 682143102 | 1,585 | 87,400 | SH | DFND | 1 | 0 | 87,400 | 0 | |
OMEROS CORP | COM | 682143102 | 1,585 | 87,400 | SH | Put | DFND | 1 | 0 | 87,400 | 0 |
OPKO HEALTH INC | COM | 68375N103 | 579 | 123,200 | SH | DFND | 1 | 0 | 123,200 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 579 | 123,200 | SH | Put | DFND | 1 | 0 | 123,200 | 0 |
OVERSTOCK COM INC DEL | COM | 690370101 | 6,730 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 6,730 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
PRAXAIR INC | COM | 74005P104 | 33,091 | 209,240 | SH | SOLE | 209,240 | 0 | 0 | ||
PRAXAIR INC | COM | 74005P104 | 31,630 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,328 | 48,763 | SH | DFND | 1 | 0 | 48,763 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 33 | 300 | SH | Put | DFND | 1 | 0 | 300 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 820,039 | 7,504,707 | SH | SOLE | 7,504,707 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,551 | 32,500 | SH | Put | SOLE | 32,500 | 0 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 2,409 | 47,500 | SH | DFND | 1 | 0 | 47,500 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 2,409 | 47,500 | SH | Put | DFND | 1 | 0 | 47,500 | 0 |
PARTY CITY HOLDCO INC | COM | 702149105 | 865 | 56,700 | SH | DFND | 1 | 0 | 56,700 | 0 | |
PARTY CITY HOLDCO INC | COM | 702149105 | 863 | 56,600 | SH | Put | DFND | 1 | 0 | 56,600 | 0 |
PENNEY J C INC | COM | 708160106 | 3,022 | 1,291,300 | SH | DFND | 1 | 0 | 1,291,300 | 0 | |
PENNEY J C INC | COM | 708160106 | 3,038 | 1,298,300 | SH | Put | DFND | 1 | 0 | 1,298,300 | 0 |
PG&E CORP | COM | 69331C108 | 8,512 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
PG&E CORP | COM | 69331C108 | 34,048 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
REDFIN CORP | COM | 75737F108 | 1,055 | 45,700 | SH | DFND | 1 | 0 | 45,700 | 0 | |
REDFIN CORP | COM | 75737F108 | 1,055 | 45,700 | SH | Put | DFND | 1 | 0 | 45,700 | 0 |
REMARK HLDGS INC | COM | 75955K102 | 117 | 29,800 | SH | DFND | 1 | 0 | 29,800 | 0 | |
REMARK HLDGS INC | COM | 75955K102 | 117 | 29,800 | SH | Put | DFND | 1 | 0 | 29,800 | 0 |
RENT A CTR INC NEW | COM | 76009N100 | 1,993 | 135,400 | SH | DFND | 1 | 0 | 135,400 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 2,056 | 139,700 | SH | Put | DFND | 1 | 0 | 139,700 | 0 |
RH | COM | 74967X103 | 50,991 | 365,000 | SH | Put | SOLE | 365,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 160 | 92,300 | SH | Put | SOLE | 92,300 | 0 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 7,427 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
RPC INC | COM | 749660106 | 1,406 | 96,500 | SH | DFND | 1 | 0 | 96,500 | 0 | |
RPM INTL INC | COM | 749685103 | 45 | 766 | SH | DFND | 1 | 0 | 766 | 0 | |
RPM INTL INC | COM | 749685103 | 32,232 | 552,682 | SH | SOLE | 552,682 | 0 | 0 | ||
RPM INTL INC | COM | 749685103 | 4,042 | 69,300 | SH | Call | SOLE | 69,300 | 0 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 12 | 485 | SH | DFND | 1 | 0 | 485 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 8,483 | 349,515 | SH | SOLE | 349,515 | 0 | 0 | ||
OCEAN RIG UDW INC | COM CL A | G66964118 | 17,658 | 598,971 | SH | DFND | 1 | 0 | 598,971 | 0 | |
OCEAN RIG UDW INC | COM CL A | G66964118 | 88,897 | 3,015,516 | SH | SOLE | 3,015,516 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 12,822 | 136,700 | SH | DFND | 1 | 0 | 136,700 | 0 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 12,822 | 136,700 | SH | Put | DFND | 1 | 0 | 136,700 | 0 |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 3,846 | 44,772 | SH | DFND | 1 | 0 | 44,772 | 0 | |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 171,107 | 1,991,701 | SH | SOLE | 1,991,701 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 2 | 69 | SH | DFND | 1 | 0 | 69 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 1,358 | 49,931 | SH | SOLE | 49,931 | 0 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 4,918 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 14,703 | 1,306,923 | SH | DFND | 1 | 0 | 1,306,923 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 29,250 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 1,178 | 334,649 | SH | SOLE | 334,649 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 1,825 | 518,500 | SH | Put | SOLE | 518,500 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 9,650 | 999,999 | SH | SOLE | 999,999 | 0 | 0 | ||
VUZIX CORP | COM NEW | 92921W300 | 364 | 48,800 | SH | DFND | 1 | 0 | 48,800 | 0 | |
VUZIX CORP | COM NEW | 92921W300 | 364 | 48,800 | SH | Put | DFND | 1 | 0 | 48,800 | 0 |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 1,099 | 152,700 | SH | DFND | 1 | 0 | 152,700 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 1,099 | 152,700 | SH | Put | DFND | 1 | 0 | 152,700 | 0 |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 125 | 4,000 | SH | DFND | 1 | 0 | 4,000 | 0 | |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 125 | 4,000 | SH | Put | DFND | 1 | 0 | 4,000 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 1,233 | 229,988 | SH | DFND | 1 | 0 | 229,988 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 1,101 | 205,400 | SH | Put | DFND | 1 | 0 | 205,400 | 0 |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 951 | 7,912 | SH | SOLE | 7,912 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 3,618 | 30,100 | SH | Call | SOLE | 30,100 | 0 | 0 | |
HELIOS & MATHESON ANALYTICS | COM NEW | 42327L200 | 4 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
HELIOS & MATHESON ANALYTICS | COM NEW | 42327L200 | 4 | 12,000 | SH | Put | DFND | 1 | 0 | 12,000 | 0 |
3-D SYS CORP DEL | COM NEW | 88554D205 | 5,394 | 390,600 | SH | DFND | 1 | 0 | 390,600 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 5,394 | 390,600 | SH | Put | DFND | 1 | 0 | 390,600 | 0 |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,866 | 168,600 | SH | SOLE | 168,600 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 7,749 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 2,033 | 373,800 | SH | SOLE | 373,800 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 3,407 | 626,300 | SH | Put | SOLE | 626,300 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 1,258 | 33,871 | SH | DFND | 1 | 0 | 33,871 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 117,908 | 3,175,532 | SH | SOLE | 3,175,532 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 5,342 | 309,699 | SH | DFND | 1 | 0 | 309,699 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 12,995 | 753,326 | SH | SOLE | 753,326 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 6,303 | 9,077,000 | PRN | SOLE | 9,077,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 18,370 | 26,243,000 | PRN | SOLE | 26,243,000 | 0 | 0 | ||
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 23,603 | 21,443,000 | PRN | SOLE | 21,443,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 45,627 | 29,477,000 | PRN | SOLE | 29,477,000 | 0 | 0 | ||
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 27,265 | 18,753,000 | PRN | DFND | 1 | 0 | 18,753,000 | 0 | |
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 36,692 | 25,237,000 | PRN | SOLE | 25,237,000 | 0 | 0 | ||
DYCOM INDS INC | NOTE 0.750% 9/1 | 267475AB7 | 12,182 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 16,627 | 17,100,000 | PRN | SOLE | 17,100,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 47,083 | 39,292,000 | PRN | SOLE | 39,292,000 | 0 | 0 | ||
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 114,102 | 101,424,000 | PRN | SOLE | 101,424,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 14,361 | 9,308,000 | PRN | SOLE | 9,308,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 36,030 | 20,517,000 | PRN | DFND | 1 | 0 | 20,517,000 | 0 | |
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 30,781 | 23,194,000 | PRN | SOLE | 23,194,000 | 0 | 0 | ||
SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 977 | 420,000 | PRN | SOLE | 420,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 89,198 | 68,955,000 | PRN | SOLE | 68,955,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 123,208 | 61,898,000 | PRN | SOLE | 61,898,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 8,702 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 31,904 | 17,774,000 | PRN | SOLE | 17,774,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 33,768 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
UNISYS CORP | NOTE 5.500% 3/0 | 909214BS6 | 16,268 | 10,773,000 | PRN | SOLE | 10,773,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 74,054 | 39,846,000 | PRN | SOLE | 39,846,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,060 | 78,900 | SH | SOLE | 78,900 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 1,906 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 9 | 1,363 | SH | DFND | 1 | 0 | 1,363 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 6,302 | 983,137 | SH | SOLE | 983,137 | 0 | 0 | ||
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 846 | 20,824 | SH | DFND | 1 | 0 | 20,824 | 0 | |
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 131,491 | 3,235,514 | SH | SOLE | 3,235,514 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 8 | 277 | SH | DFND | 1 | 0 | 277 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 5,500 | 199,723 | SH | SOLE | 199,723 | 0 | 0 | ||
RENREN INC | SPON ADR A NEW | 759892201 | 79 | 31,900 | SH | DFND | 1 | 0 | 31,900 | 0 | |
RENREN INC | SPON ADR A NEW | 759892201 | 80 | 32,300 | SH | Put | DFND | 1 | 0 | 32,300 | 0 |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 3,498 | 1,240,497 | SH | SOLE | 1,240,497 | 0 | 0 | ||
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 9,712 | 271,509 | SH | DFND | 1 | 0 | 271,509 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 59,692 | 1,668,761 | SH | SOLE | 1,668,761 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 315 | 22,900 | SH | DFND | 1 | 0 | 22,900 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 315 | 22,900 | SH | Call | DFND | 1 | 0 | 22,900 | 0 |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 315 | 22,900 | SH | Put | DFND | 1 | 0 | 22,900 | 0 |
GRIDSUM HLDG INC | SPONSORED ADR | 398132100 | 267 | 38,400 | SH | DFND | 1 | 0 | 38,400 | 0 | |
GRIDSUM HLDG INC | SPONSORED ADR | 398132100 | 267 | 38,400 | SH | Put | DFND | 1 | 0 | 38,400 | 0 |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 4,707 | 631,000 | SH | DFND | 1 | 0 | 631,000 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 4,786 | 641,500 | SH | Put | DFND | 1 | 0 | 641,500 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 281 | 8,685 | SH | SOLE | 8,685 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,224 | 6,600 | SH | Put | DFND | 1 | 0 | 6,600 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 135,511 | 730,400 | SH | Put | SOLE | 730,400 | 0 | 0 | |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 4 | 220 | SH | DFND | 1 | 0 | 220 | 0 | |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 2,644 | 158,998 | SH | SOLE | 158,998 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 3,840 | 161,500 | SH | DFND | 1 | 0 | 161,500 | 0 | |
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 3,840 | 161,500 | SH | Put | DFND | 1 | 0 | 161,500 | 0 |
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 4,746 | 85,500 | SH | DFND | 1 | 0 | 85,500 | 0 | |
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 4,746 | 85,500 | SH | Put | DFND | 1 | 0 | 85,500 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 90,390 | 333,200 | SH | Call | DFND | 1 | 0 | 333,200 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 10,564,755 | 38,944,100 | SH | Call | SOLE | 38,944,100 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 15,332 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 15,000 | 325,000 | SH | DFND | 1 | 0 | 325,000 | 0 |