The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC | COM | 023135106 | 544 | 320 | SH | SOLE | 320 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 2,380 | 1,400 | SH | Put | SOLE | 0 | 0 | 0 | |
| ANDEAVOR | COM | 03349M105 | 394 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 749 | 314,716 | SH | SOLE | 314,716 | 0 | 0 | ||
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 452 | 12,047 | SH | SOLE | 12,047 | 0 | 0 | ||
| CAPELLA EDUCATION COMPANY | COM | 139594105 | 316 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
| CONVERGYS CORP | COM | 212485106 | 219 | 8,981 | SH | SOLE | 8,981 | 0 | 0 | ||
| COTIVITI HLDGS INC | COM | 22164K101 | 353 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| ENVISION HEALTHCARE CORP | COM | 29414D100 | 528 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 232 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 347 | 4,500 | SH | Put | SOLE | 0 | 0 | 0 | |
| FINANCIAL ENGINES INC | COM | 317485100 | 539 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| FINJAN HLDGS INC | COM NEW | 31788H303 | 153 | 45,015 | SH | SOLE | 45,015 | 0 | 0 | ||
| GGP INC | COM | 36174X101 | 613 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| GRAMERCY PPTY TR | COM NEW | 385002308 | 437 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| HELIOS & MATHESON ANALYTICS | COM NEW | 42327L200 | 26 | 84,800 | SH | SOLE | 84,800 | 0 | 0 | ||
| ILG INC | COM | 44967H101 | 330 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 161 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 538 | 15,600 | SH | SOLE | 15,600 | 0 | 0 | ||
| MITEL NETWORKS CORP | COM | 60671Q104 | 274 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| NUVEEN PFD & INCM OPPORTNYS | COM | 67073B106 | 252 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
| PHH CORP | COM NEW | 693320202 | 304 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| PINNACLE ENTMT INC NEW | COM | 72348Y105 | 540 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| PINNACLE FOODS INC DEL | COM | 72348P104 | 325 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| RENT A CTR INC NEW | COM | 76009N100 | 294 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| ROCKWELL COLLINS INC | COM | 774341101 | 337 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
| ROCKWELL COLLINS INC | COM | 774341101 | 359 | 2,665 | SH | SOLE | 2,665 | 0 | 0 | ||
| RSP PERMIAN INC | COM | 74978Q105 | 792 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,480 | 20,200 | SH | Put | SOLE | 0 | 0 | 0 | |
| STATE BK FINL CORP | COM | 856190103 | 668 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| TESLA INC | COM | 88160R101 | 412 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
| TRIBUNE MEDIA CO | CL A | 896047503 | 249 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
| VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 541 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| VERIFONE SYS INC | COM | 92342Y109 | 319 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 649 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| XCERRA CORP | COM | 98400J108 | 210 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| XENCOR INC | COM | 98401F105 | 940 | 25,400 | SH | SOLE | 25,400 | 0 | 0 | ||
| XL GROUP LTD | COM | G98294104 | 504 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||