The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 137,735 | 815,000 | SH | DFND | 815,000 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 23,660 | 140,000 | SH | Call | DFND | 140,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 59,651 | 325,000 | SH | Call | DFND | 325,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 344,286 | 4,650,000 | SH | DFND | 4,650,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 24,928 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 32,741 | 918,400 | SH | Call | DFND | 918,400 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 44,816 | 1,257,100 | SH | Put | DFND | 1,257,100 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 34,788 | 550,000 | SH | Call | DFND | 550,000 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 28,845 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 24,884 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 13,437 | 216,000 | SH | Put | DFND | 216,000 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 123,225 | 1,683,177 | SH | DFND | 1,683,177 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 21,963 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 20,263 | 300,500 | SH | Call | DFND | 300,500 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 41,744 | 425,000 | SH | DFND | 425,000 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 16,697 | 170,000 | SH | Put | DFND | 170,000 | 0 | 0 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 1,014 | 39,000 | SH | Call | DFND | 39,000 | 0 | 0 | |
FEDERAL NATION MOR SRS S PRF | COM | 313586752 | 29,613 | 5,150,000 | SH | DFND | 5,150,000 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 6,338 | 637,026 | SH | DFND | 637,026 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 263 | 212,342 | SH | Call | DFND | 212,342 | 0 | 0 | |
HRG GROUP INC | COM | 40434J100 | 73,381 | 4,450,000 | SH | DFND | 4,450,000 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 14,410 | 420,000 | SH | DFND | 420,000 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 6,501 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 49,570 | 762,500 | SH | Put | DFND | 762,500 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 8,926 | 830,288 | SH | DFND | 830,288 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 11,669 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
NEW YORK REIT INC | COM NEW | 64976L208 | 4,791 | 222,737 | SH | DFND | 222,737 | 0 | 0 | ||
PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 7,033 | 674,325 | SH | DFND | 674,325 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 39,640 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
SIGA TECHNOLOGIES INC | COM | 826917106 | 28,799 | 4,698,095 | SH | DFND | 4,698,095 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 4,880 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 4,880 | 1,000,000 | SH | Call | DFND | 1,000,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 174,634 | 1,846,411 | SH | DFND | 1,846,411 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 136,176 | 1,439,800 | SH | Call | DFND | 1,439,800 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 96,604 | 796,600 | SH | Call | DFND | 796,600 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 10,914 | 90,000 | SH | Put | DFND | 90,000 | 0 | 0 | |
VOYA FINL INC | COM | 929089100 | 45,450 | 900,000 | SH | DFND | 900,000 | 0 | 0 |