The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
51JOB INC NOTE 3.250% 4/1 316827AC8 8,101 4,000,000 PRN   SOLE - 4,000,000 0 0
ABERDEEN ASIA PACIFIC INCOM COM 003009107 152 32,000 SH   SOLE - 32,000 0 0
ABERDEEN CHILE FD INC COM 00301W105 1,555 172,143 SH   SOLE - 172,143 0 0
ABERDEEN EMERGING MKTS SMALL COM 00301T102 1,934 130,663 SH   SOLE - 130,663 0 0
ABERDEEN GTR CHINA FD INC COM 003031101 1,754 130,111 SH   SOLE - 130,111 0 0
ABERDEEN INDONESIA FD INC COM 00305P106 961 131,892 SH   SOLE - 131,892 0 0
ABERDEEN LATIN AMER EQTY FD COM 00306K106 2,582 94,319 SH   SOLE - 94,319 0 0
ABERDEEN SINGAPORE FD INC COM 003244100 2,968 223,799 SH   SOLE - 223,799 0 0
ACCO BRANDS CORP COM 00081T108 134 10,700 SH   SOLE - 10,700 0 0
ACORDA THERAPEUTICS INC COM 00484M106 707 29,900 SH Call SOLE - 29,900 0 0
ACORDA THERAPEUTICS INC COM 00484M106 1,049 44,400 SH Put SOLE - 44,400 0 0
ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 3,461 3,776,000 PRN   SOLE - 3,776,000 0 0
ADAM NAT RES FD INC COM 00548F105 1,139 62,585 SH   SOLE - 62,585 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 809 54,758 SH   SOLE - 54,758 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1,201 119,500 SH Put SOLE - 119,500 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 12,606 8,590,000 PRN   SOLE - 8,590,000 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 269 33,993 SH   SOLE - 33,993 0 0
AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 503 653,000 PRN   SOLE - 653,000 0 0
AKORN INC COM 009728106 115 6,120 SH   SOLE - 6,120 0 0
AKORN INC COM 009728106 120 6,400 SH Put SOLE - 6,400 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 918 5,000 SH Call SOLE - 5,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 16,830 91,700 SH Put SOLE - 91,700 0 0
ALLEGION PUB LTD CO ORD SHS G0176J109 654 7,663 SH   SOLE - 7,663 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 247 20,000 SH Call SOLE - 20,000 0 0
ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 5,037 5,002,000 PRN   SOLE - 5,002,000 0 0
ALLY FINL INC COM 02005N100 1,783 65,644 SH   SOLE - 65,644 0 0
ALMOST FAMILY INC COM 020409108 885 15,788 SH   SOLE - 15,788 0 0
ALPHABET INC CAP STK CL A 02079K305 311 300 SH   SOLE - 300 0 0
ALPHABET INC CAP STK CL C 02079K107 1,062 1,029 SH   SOLE - 1,029 0 0
ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 362 34,452 SH   SOLE - 34,452 0 0
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 180 28,912 SH   SOLE - 28,912 0 0
ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 433 48,425 SH   SOLE - 48,425 0 0
ALTABA INC COM 021346101 141,488 1,910,970 SH   SOLE - 1,910,970 0 0
ALTICE USA INC CL A 02156K103 39 2,100 SH   SOLE - 2,100 0 0
ALTICE USA INC CL A 02156K103 554 30,000 SH Put SOLE - 30,000 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 202 10,000 SH Put SOLE - 10,000 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 5,165 5,000,000 PRN   SOLE - 5,000,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 60 20,000 SH Put SOLE - 20,000 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 130,449 2,510,568 SH   SOLE - 2,510,568 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 4,408 84,800 SH Call SOLE - 84,800 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 8,367 161,000 SH Put SOLE - 161,000 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 248 15,487 SH   SOLE - 15,487 0 0
AMGEN INC COM 031162100 2,437 14,295 SH   SOLE - 14,295 0 0
AMGEN INC COM 031162100 3,069 18,000 SH Put SOLE - 18,000 0 0
AMICUS THERAPEUTICS INC COM 03152W109 301 20,000 SH Call SOLE - 20,000 0 0
AMICUS THERAPEUTICS INC COM 03152W109 322 21,400 SH Put SOLE - 21,400 0 0
ANCHOR BANCORP WA COM 032838104 4,086 165,355 SH   SOLE - 165,355 0 0
ANSYS INC COM 03662Q105 603 3,850 SH   SOLE - 3,850 0 0
ANTHEM INC UNIT 05/01/20188 036752202 15,455 287,656 SH   SOLE - 287,656 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 425 88,621 SH   SOLE - 88,621 0 0
APPLE INC COM 037833100 3,070 18,300 SH   SOLE - 18,300 0 0
APTEVO THERAPEUTICS INC COM 03835L108 647 197,986 SH   SOLE - 197,986 0 0
APTIV PLC SHS G6095L109 237 2,795 SH   SOLE - 2,795 0 0
ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 8,169 7,500,000 PRN   SOLE - 7,500,000 0 0
ARCONIC INC COM 03965L100 23 1,000 SH   SOLE - 1,000 0 0
ARCONIC INC COM 03965L100 230 10,000 SH Call SOLE - 10,000 0 0
ARMSTRONG WORLD INDS INC NEW COM 04247X102 473 8,400 SH   SOLE - 8,400 0 0
ARRAY BIOPHARMA INC COM 04269X105 193 11,800 SH Call SOLE - 11,800 0 0
ARRAY BIOPHARMA INC COM 04269X105 1,775 108,800 SH Put SOLE - 108,800 0 0
ARRAY BIOPHARMA INC NOTE 2.625%12/0 04269XAB1 9,168 6,905,000 PRN   SOLE - 6,905,000 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 983 94,335 SH   SOLE - 94,335 0 0
ASHFORD HOSPITALITY TR INC COM SHS 044103109 112 17,381 SH   SOLE - 17,381 0 0
ASIA PAC FD INC COM 044901106 1,340 90,550 SH   SOLE - 90,550 0 0
ASIA TIGERS FD INC COM 04516T105 376 29,901 SH   SOLE - 29,901 0 0
ASSOCIATED BANC CORP *W EXP 11/21/201 045487113 1,093 204,332 SH   SOLE - 204,332 0 0
AT&T INC COM 00206R102 1,069 30,000 SH Put SOLE - 30,000 0 0
ATLANTICUS HLDGS CORP COM 04914Y102 213 104,410 SH   SOLE - 104,410 0 0
AUTODESK INC COM 052769106 628 5,000 SH Put SOLE - 5,000 0 0
AWARE INC MASS COM 05453N100 103 24,737 SH   SOLE - 24,737 0 0
B RILEY FINL INC COM 05580M108 531 27,220 SH   SOLE - 27,220 0 0
B2GOLD CORP NOTE 3.250%10/0 11777QAB6 1,998 1,975,000 PRN   SOLE - 1,975,000 0 0
BABCOCK & WILCOX ENTERPRIS I COM 05614L100 219 50,070 SH   SOLE - 50,070 0 0
BAKER HUGHES A GE CO CL A 05722G100 499 17,950 SH   SOLE - 17,950 0 0
BANK AMER CORP *W EXP 10/28/201 060505153 1,134 569,965 SH   SOLE - 569,965 0 0
BANK AMER CORP 7.25%CNV PFD L 060505682 129 100 SH   SOLE - 100 0 0
BANK AMER CORP COM 060505104 6,298 210,000 SH Put SOLE - 210,000 0 0
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 249 34,064 SH   SOLE - 34,064 0 0
BARCLAYS PLC ADR 06738E204 697 58,981 SH   SOLE - 58,981 0 0
BARRICK GOLD CORP COM 067901108 260 20,901 SH   SOLE - 20,901 0 0
BAY BANCORP INC COM 07203T106 1,428 107,000 SH   SOLE - 107,000 0 0
BBX CAP CORP NEW CL A 05491N104 94 10,156 SH   SOLE - 10,156 0 0
BEL FUSE INC CL A 077347201 888 52,172 SH   SOLE - 52,172 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,463 7,333 SH   SOLE - 7,333 0 0
BIO RAD LABS INC CL B 090572108 5,598 22,310 SH   SOLE - 22,310 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 689 8,500 SH Call SOLE - 8,500 0 0
BIOMARIN PHARMACEUTICAL INC NOTE 0.750%10/1 09061GAE1 2,571 2,500,000 PRN   SOLE - 2,500,000 0 0
BLACK HILLS CORP COM 092113109 28 522 SH   SOLE - 522 0 0
BLACK HILLS CORP UNIT 99/99/9999 092113125 22,700 378,625 SH   SOLE - 378,625 0 0
BLACKHAWK NETWORK HLDGS INC NOTE 1.500% 1/1 09238EAB0 5,966 5,400,000 PRN   SOLE - 5,400,000 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 218 18,777 SH   SOLE - 18,777 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 268 20,309 SH   SOLE - 20,309 0 0
BLACKROCK ENHANCED EQT DIV T COM 09251A104 743 85,093 SH   SOLE - 85,093 0 0
BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 6,787 6,000,000 PRN   SOLE - 6,000,000 0 0
BOEING CO COM 097023105 1,148 3,500 SH Put SOLE - 3,500 0 0
BOOKING HLDGS INC COM 09857L108 539 259 SH   SOLE - 259 0 0
BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201 101119113 5,873 727,675 SH   SOLE - 727,675 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 7,644 709,072 SH   SOLE - 709,072 0 0
BRIDGEPOINT ED INC COM 10807M105 165 24,511 SH   SOLE - 24,511 0 0
BRIGHTHOUSE FINL INC COM 10922N103 806 15,700 SH   SOLE - 15,700 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1,404 64,503 SH   SOLE - 64,503 0 0
BROWN FORMAN CORP CL A 115637100 1,336 25,046 SH   SOLE - 25,046 0 0
CACI INTL INC CL A 127190304 757 5,000 SH Call SOLE - 5,000 0 0
CAESARS ENTMT CORP COM 127686103 30,317 2,694,821 SH   SOLE - 2,694,821 0 0
CAESARS ENTMT CORP COM 127686103 144 12,700 SH Call SOLE - 12,700 0 0
CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 17,912 10,262,412 PRN   SOLE - 10,262,412 0 0
CAVIUM INC COM 14964U108 2,385 30,041 SH   SOLE - 30,041 0 0
CBS CORP NEW CL A 124857103 15 296 SH   SOLE - 296 0 0
CBS CORP NEW CL B 124857202 144 2,800 SH   SOLE - 2,800 0 0
CBS CORP NEW CL B 124857202 103 2,000 SH Put SOLE - 2,000 0 0
CECO ENVIRONMENTAL CORP COM 125141101 128 28,783 SH   SOLE - 28,783 0 0
CENTRAL SECS CORP COM 155123102 937 35,158 SH   SOLE - 35,158 0 0
CGG SPON ADR NEW 12531Q204 44 19,000 SH   SOLE - 19,000 0 0
CHANGYOU COM LTD ADS REP CL A 15911M107 1,966 70,496 SH   SOLE - 70,496 0 0
CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 236 8,114 SH   SOLE - 8,114 0 0
CHICAGO BRIDGE & IRON CO N V COM 167250109 575 39,906 SH   SOLE - 39,906 0 0
CHINA FD INC COM 169373107 560 25,303 SH   SOLE - 25,303 0 0
CHURCHILL DOWNS INC COM 171484108 726 2,973 SH   SOLE - 2,973 0 0
CHURCHILL DOWNS INC COM 171484108 244 1,000 SH Put SOLE - 1,000 0 0
CIT GROUP INC COM NEW 125581801 493 9,571 SH   SOLE - 9,571 0 0
CITIGROUP INC COM NEW 172967424 1,006 14,901 SH   SOLE - 14,901 0 0
CITIZENS FINL GROUP INC COM 174610105 277 6,600 SH   SOLE - 6,600 0 0
CITRIX SYS INC COM 177376100 2,401 25,875 SH   SOLE - 25,875 0 0
CITRIX SYS INC COM 177376100 3,406 36,700 SH Call SOLE - 36,700 0 0
CITRIX SYS INC COM 177376100 232 2,500 SH Put SOLE - 2,500 0 0
CIVEO CORP CDA COM 17878Y108 106 28,221 SH   SOLE - 28,221 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 594 45,153 SH   SOLE - 45,153 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 1,133 105,889 SH   SOLE - 105,889 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,040 19,700 SH Put SOLE - 19,700 0 0
CLOVIS ONCOLOGY INC COM 189464100 396 7,500 SH Call SOLE - 7,500 0 0
CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 6,112 5,251,000 PRN   SOLE - 5,251,000 0 0
COMERICA INC COM 200340107 758 7,901 SH   SOLE - 7,901 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 2 159,104 SH   SOLE - 159,104 0 0
COMPUTER TASK GROUP INC COM 205477102 709 86,569 SH   SOLE - 86,569 0 0
COMPUTER TASK GROUP INC COM 205477102 419 51,100 SH Put SOLE - 51,100 0 0
CONDUENT INC COM 206787103 379 20,340 SH   SOLE - 20,340 0 0
CONOCOPHILLIPS COM 20825C104 469 7,914 SH   SOLE - 7,914 0 0
CONSTELLATION BRANDS INC CL B 21036P207 781 3,400 SH   SOLE - 3,400 0 0
COOPER STD HLDGS INC COM 21676P103 234 1,900 SH   SOLE - 1,900 0 0
CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/1 21870UAA4 3,529 3,000,000 PRN   SOLE - 3,000,000 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 470 30,781 SH   SOLE - 30,781 0 0
CORPORATE CAP TR INC COM 219880101 903 53,387 SH   SOLE - 53,387 0 0
CORSICANTO II DESIGNATED ACT NOTE 3.500% 1/2 220485AB2 1,882 1,700,000 PRN   SOLE - 1,700,000 0 0
COTY INC COM CL A 222070203 1,114 60,856 SH   SOLE - 60,856 0 0
COUSINS PPTYS INC COM 222795106 226 26,080 SH   SOLE - 26,080 0 0
CSRA INC COM 12650T104 783 19,000 SH   SOLE - 19,000 0 0
CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 1,565 1,500,000 PRN   SOLE - 1,500,000 0 0
CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 28,376 23,278,000 PRN   SOLE - 23,278,000 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 309 35,455 SH   SOLE - 35,455 0 0
CUSHING RENAISSANCE FD COM 231647108 1,445 91,896 SH   SOLE - 91,896 0 0
CVR ENERGY INC COM 12662P108 357 11,797 SH   SOLE - 11,797 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 21 15,000 PRN   SOLE - 15,000 0 0
DELL TECHNOLOGIES INC COM CL V 24703L103 22,074 301,525 SH   SOLE - 301,525 0 0
DEPOMED INC NOTE 2.500% 9/0 249908AA2 3,796 4,636,000 PRN   SOLE - 4,636,000 0 0
DERMIRA INC COM 24983L104 136 17,000 SH Call SOLE - 17,000 0 0
DERMIRA INC COM 24983L104 64 8,000 SH Put SOLE - 8,000 0 0
DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 359 40,861 SH   SOLE - 40,861 0 0
DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 131 10,702 SH   SOLE - 10,702 0 0
DHT HOLDINGS INC DEBT 4.500%10/0 23335SAB2 1,948 2,000,000 PRN   SOLE - 2,000,000 0 0
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 0 6 SH   SOLE - 6 0 0
DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 93 2,511 SH   SOLE - 2,511 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 10,629 544,513 SH   SOLE - 544,513 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 43 2,200 SH Put SOLE - 2,200 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 905 72,070 SH   SOLE - 72,070 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 8,373 70,729 SH   SOLE - 70,729 0 0
DRIVE SHACK INC COM 262077100 70 14,549 SH   SOLE - 14,549 0 0
DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 4,204 3,308,000 PRN   SOLE - 3,308,000 0 0
DYNEGY INC NEW DEL COM 26817R108 233 17,200 SH Call SOLE - 17,200 0 0
DYNEGY INC NEW DEL UNIT 07/01/20191 26817R405 23,231 268,500 SH   SOLE - 268,500 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 540 9,737 SH   SOLE - 9,737 0 0
EAGLE CAP GROWTH FD INC COM 269451100 187 24,527 SH   SOLE - 24,527 0 0
ECA MARCELLUS TR I COM UNIT 26827L109 43 24,649 SH   SOLE - 24,649 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 143 13,767 SH   SOLE - 13,767 0 0
ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 6,360 5,544,000 PRN   SOLE - 5,544,000 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 5,437 4,650,000 PRN   SOLE - 4,650,000 0 0
ENERGOUS CORP COM 29272C103 160 10,000 SH Put SOLE - 10,000 0 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 509 35,800 SH   SOLE - 35,800 0 0
ETSY INC COM 29786A106 2,323 82,800 SH   SOLE - 82,800 0 0
EXACT SCIENCES CORP COM 30063P105 242 6,000 SH Call SOLE - 6,000 0 0
EXACT SCIENCES CORP DBCV 1.000% 1/1 30063PAA3 1,333 1,500,000 PRN   SOLE - 1,500,000 0 0
FIDELITY SOUTHERN CORP NEW COM 316394105 250 10,854 SH   SOLE - 10,854 0 0
FINISAR CORP COM NEW 31787A507 215 13,622 SH   SOLE - 13,622 0 0
FINISAR CORP COM NEW 31787A507 13 800 SH Call SOLE - 800 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 189 30,800 SH Put SOLE - 30,800 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 229 20,066 SH   SOLE - 20,066 0 0
FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 120 143,000 PRN   SOLE - 143,000 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 114 10,323 SH   SOLE - 10,323 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 103 15,224 SH   SOLE - 15,224 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 2,451 330,359 SH   SOLE - 330,359 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 8,395 1,131,664 SH Put SOLE - 1,131,664 0 0
FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 5,682 495,280 SH   SOLE - 495,280 0 0
FTD COS INC COM 30281V108 57 15,697 SH   SOLE - 15,697 0 0
GABELLI DIVD & INCOME TR COM 36242H104 305 13,817 SH   SOLE - 13,817 0 0
GABELLI EQUITY TR INC COM 362397101 853 139,316 SH   SOLE - 139,316 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 556 46,504 SH   SOLE - 46,504 0 0
GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 2,243 120,585 SH   SOLE - 120,585 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 673 70,856 SH   SOLE - 70,856 0 0
GAMCO INVESTORS INC CL A COM 361438104 638 25,705 SH   SOLE - 25,705 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 224 6,700 SH   SOLE - 6,700 0 0
GCI LIBERTY INC COM CLASS A 36164V305 2,598 49,156 SH   SOLE - 49,156 0 0
GDL FUND COM SH BEN IT 361570104 894 95,975 SH   SOLE - 95,975 0 0
GENERAL AMERN INVS INC COM 368802104 1,033 30,871 SH   SOLE - 30,871 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 562 19,000 SH Put SOLE - 19,000 0 0
GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 50,949 48,027,000 PRN   SOLE - 48,027,000 0 0
GENERAL ELECTRIC CO COM 369604103 5,352 397,086 SH   SOLE - 397,086 0 0
GENERAL ELECTRIC CO COM 369604103 7,064 524,100 SH Put SOLE - 524,100 0 0
GENERAL MOLY INC COM 370373102 4 11,837 SH   SOLE - 11,837 0 0
GENERAL MTRS CO COM 37045V100 4,336 119,337 SH   SOLE - 119,337 0 0
GENERAL MTRS CO COM 37045V100 890 24,500 SH Put SOLE - 24,500 0 0
GGP INC COM 36174X101 532 26,000 SH   SOLE - 26,000 0 0
GLOBAL X FDS MSCI GREECE ETF 37950E366 1,412 145,598 SH   SOLE - 145,598 0 0
GNC HLDGS INC COM CL A 36191G107 16 4,000 SH Put SOLE - 4,000 0 0
GNC HLDGS INC NOTE 1.500% 8/1 36191GAB3 238 340,000 PRN   SOLE - 340,000 0 0
GREAT ELM CAP CORP COM 390320109 812 88,043 SH   SOLE - 88,043 0 0
GREENHILL & CO INC COM 395259104 1,228 66,393 SH   SOLE - 66,393 0 0
GRIFOLS S A SP ADR REP B NVT 398438408 208 9,828 SH   SOLE - 9,828 0 0
GSI TECHNOLOGY COM 36241U106 83 11,222 SH   SOLE - 11,222 0 0
GYRODYNE LLC COM 403829104 881 43,003 SH   SOLE - 43,003 0 0
HALCON RES CORP *W EXP 09/09/202 40537Q118 12 22,145 SH   SOLE - 22,145 0 0
HALCON RES CORP COM PAR NEW 40537Q605 160 32,857 SH   SOLE - 32,857 0 0
HARMONIC INC COM 413160102 46 12,176 SH   SOLE - 12,176 0 0
HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 179 4,175 SH   SOLE - 4,175 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 10,672 207,142 SH   SOLE - 207,142 0 0
HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 18,900 9,250,000 PRN   SOLE - 9,250,000 0 0
HERBALIFE LTD COM USD SHS G4412G101 14,221 145,900 SH Put SOLE - 145,900 0 0
HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 17,349 14,316,000 PRN   SOLE - 14,316,000 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 1,354 77,191 SH   SOLE - 77,191 0 0
HILTON GRAND VACATIONS INC COM 43283X105 265 6,150 SH   SOLE - 6,150 0 0
HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 2,677 2,900,000 PRN   SOLE - 2,900,000 0 0
HORIZON PHARMA PLC SHS G4617B105 540 38,000 SH Put SOLE - 38,000 0 0
HRG GROUP INC COM 40434J100 445 27,000 SH   SOLE - 27,000 0 0
HUMANA INC COM 444859102 430 1,600 SH   SOLE - 1,600 0 0
HUMANA INC COM 444859102 430 1,600 SH Put SOLE - 1,600 0 0
IAC INTERACTIVECORP COM 44919P508 5,323 34,039 SH   SOLE - 34,039 0 0
IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 3,618 181,331 SH   SOLE - 181,331 0 0
IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 50 2,500 SH Call SOLE - 2,500 0 0
ILG INC COM 44967H101 224 7,202 SH   SOLE - 7,202 0 0
ILLUMINA INC COM 452327109 2,107 8,915 SH   SOLE - 8,915 0 0
IMMUNOMEDICS INC COM 452907108 292 20,000 SH Put SOLE - 20,000 0 0
IMMUNOMEDICS INC COM 452907108 324 22,194 SH   SOLE - 22,194 0 0
IMPAX LABORATORIES INC NOTE 2.000% 6/1 45256BAE1 2,312 2,316,000 PRN   SOLE - 2,316,000 0 0
INCYTE CORP NOTE 1.250%11/1 45337CAN2 4,602 2,745,000 PRN   SOLE - 2,745,000 0 0
INDIA FD INC COM 454089103 1,020 41,421 SH   SOLE - 41,421 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 3,170 3,565,000 PRN   SOLE - 3,565,000 0 0
INSULET CORP NOTE 1.250% 9/1 45784PAF8 47,454 30,629,000 PRN   SOLE - 30,629,000 0 0
INTEL CORP COM 458140100 130 2,500 SH   SOLE - 2,500 0 0
INTEL CORP SDCV 3.250% 8/0 458140AF7 26,403 10,548,000 PRN   SOLE - 10,548,000 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 917 56,000 SH   SOLE - 56,000 0 0
IONIS PHARMACEUTICALS INC COM 462222100 352 8,000 SH Call SOLE - 8,000 0 0
IONIS PHARMACEUTICALS INC COM 462222100 926 21,000 SH Put SOLE - 21,000 0 0
ISHARES INC MSCI CHILE ETF 464286640 430 8,100 SH Put SOLE - 8,100 0 0
ISHARES INC MSCI SINGPOR ETF 46434G780 370 13,900 SH Put SOLE - 13,900 0 0
ISHARES INC MSCI TURKEY ETF 464286715 27 634 SH   SOLE - 634 0 0
ISHARES TR 20 YR TR BD ETF 464287432 1,768 14,500 SH   SOLE - 14,500 0 0
ISHARES TR 20 YR TR BD ETF 464287432 6,706 55,000 SH Put SOLE - 55,000 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 422 3,500 SH   SOLE - 3,500 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 3,096 30,000 SH Put SOLE - 30,000 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 47 1,000 SH Call SOLE - 1,000 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 473 10,000 SH Put SOLE - 10,000 0 0
ISHARES TR LATN AMER 40 ETF 464287390 641 17,000 SH Put SOLE - 17,000 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 1,905 39,500 SH Put SOLE - 39,500 0 0
ISHARES TR MSCI UK ETF NEW 46435G334 269 7,750 SH   SOLE - 7,750 0 0
ISHARES TR TIPS BD ETF 464287176 154 1,360 SH   SOLE - 1,360 0 0
ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 3,350 3,388,000 PRN   SOLE - 3,388,000 0 0
JAKKS PAC INC COM 47012E106 37 17,689 SH   SOLE - 17,689 0 0
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 312 25,402 SH   SOLE - 25,402 0 0
JENSYN ACQUISITION CORP COM 47632B102 684 65,170 SH   SOLE - 65,170 0 0
KAPSTONE PAPER & PACKAGING C COM 48562P103 1,297 37,800 SH   SOLE - 37,800 0 0
KB HOME NOTE 1.375% 2/0 48666KAS8 3,978 3,500,000 PRN   SOLE - 3,500,000 0 0
KINDER MORGAN INC DEL COM 49456B101 1,014 67,379 SH   SOLE - 67,379 0 0
KINGSWAY FINL SVCS INC COM NEW 496904202 177 44,251 SH   SOLE - 44,251 0 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 290 18,260 SH   SOLE - 18,260 0 0
KLONDEX MNS LTD COM 498696103 489 208,258 SH   SOLE - 208,258 0 0
KOREA FD COM NEW 500634209 663 16,248 SH   SOLE - 16,248 0 0
LAM RESEARCH CORP COM 512807108 185 908 SH   SOLE - 908 0 0
LAM RESEARCH CORP COM 512807108 711 3,500 SH Put SOLE - 3,500 0 0
LATIN AMERN DISCOVERY FD INC COM 51828C106 533 43,458 SH   SOLE - 43,458 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 175 31,400 SH   SOLE - 31,400 0 0
LAYNE CHRISTENSEN CO NOTE 4.250%11/1 521050AB0 2,121 2,100,000 PRN   SOLE - 2,100,000 0 0
LAYNE CHRISTENSEN CO NOTE 8.000% 5/0 521050AD6 9,513 7,250,000 PRN   SOLE - 7,250,000 0 0
LENNAR CORP CL B 526057302 4,282 89,777 SH   SOLE - 89,777 0 0
LIBERTY BROADBAND CORP COM SER A 530307107 4,783 56,407 SH   SOLE - 56,407 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 1,377 16,075 SH   SOLE - 16,075 0 0
LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 184 4,692 SH   SOLE - 4,692 0 0
LIBERTY EXPEDIA HOLDINGS SER B COM 53046P208 514 12,437 SH   SOLE - 12,437 0 0
LIBERTY GLOBAL PLC SHS CL B G5480U112 291 9,194 SH   SOLE - 9,194 0 0
LIBERTY GLOBAL PLC SHS CL C G5480U120 469 15,410 SH   SOLE - 15,410 0 0
LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1,354 53,780 SH   SOLE - 53,780 0 0
LIBERTY INTERACTIVE CORP QVC GP COM SER B 53071M203 1,292 52,110 SH   SOLE - 52,110 0 0
LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 1,722 75,743 SH   SOLE - 75,743 0 0
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 12,729 309,690 SH   SOLE - 309,690 0 0
LIBERTY MEDIA CORP DELAWARE COM B SIRIUSXM 531229508 2,709 60,912 SH   SOLE - 60,912 0 0
LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 5,487 134,294 SH   SOLE - 134,294 0 0
LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 1,342 45,815 SH   SOLE - 45,815 0 0
LIBERTY MEDIA CORP DELAWARE DEB 2.250% 9/3 531229AE2 2,084 2,000,000 PRN   SOLE - 2,000,000 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 119 11,068 SH   SOLE - 11,068 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 86 8,000 SH Put SOLE - 8,000 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER B 531465201 183 16,700 SH   SOLE - 16,700 0 0
LIFEVANTAGE CORP COM NEW 53222K205 47 13,092 SH   SOLE - 13,092 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 15,885 7,221,000 PRN   SOLE - 7,221,000 0 0
LINCOLN NATL CORP IND COM 534187109 7,336 100,411 SH   SOLE - 100,411 0 0
LULULEMON ATHLETICA INC COM 550021109 606 6,800 SH   SOLE - 6,800 0 0
LUMENTUM HLDGS INC COM 55024U109 250 3,918 SH   SOLE - 3,918 0 0
MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2,828 127,379 SH   SOLE - 127,379 0 0
MADISON SQUARE GARDEN CO NEW CL A 55825T103 667 2,712 SH   SOLE - 2,712 0 0
MAINSOURCE FINANCIAL GP INC COM 56062Y102 1,723 42,397 SH   SOLE - 42,397 0 0
MARRIOTT INTL INC NEW CL A 571903202 380 2,794 SH   SOLE - 2,794 0 0
MCEWEN MNG INC COM 58039P107 132 63,646 SH   SOLE - 63,646 0 0
MEDICINES CO COM 584688105 1,317 40,000 SH Put SOLE - 40,000 0 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 12,651 10,983,000 PRN   SOLE - 10,983,000 0 0
MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 8,982 8,000,000 PRN   SOLE - 8,000,000 0 0
MEREDITH CORP COM 589433101 441 8,188 SH   SOLE - 8,188 0 0
MEXICO EQUITY & INCOME FD COM 592834105 422 38,548 SH   SOLE - 38,548 0 0
MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 921 65,629 SH   SOLE - 65,629 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 119 1,300 SH   SOLE - 1,300 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 10,964 6,198,000 PRN   SOLE - 6,198,000 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 8,912 7,500,000 PRN   SOLE - 7,500,000 0 0
MICRON TECHNOLOGY INC COM 595112103 156 3,000 SH   SOLE - 3,000 0 0
MICRON TECHNOLOGY INC COM 595112103 261 5,000 SH Call SOLE - 5,000 0 0
MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 72,846 40,515,000 PRN   SOLE - 40,515,000 0 0
MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 4,522 865,000 PRN   SOLE - 865,000 0 0
MIDATECH PHARMA PLC SPONSORED ADR 59564R104 26 31,287 SH   SOLE - 31,287 0 0
MIDSTATES PETE CO INC COM PAR 59804T407 2,099 157,536 SH   SOLE - 157,536 0 0
MITEL NETWORKS CORP COM 60671Q104 117 12,598 SH   SOLE - 12,598 0 0
MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 63,593 31,576,000 PRN   SOLE - 31,576,000 0 0
MONSANTO CO NEW COM 61166W101 2,742 23,500 SH   SOLE - 23,500 0 0
MONSANTO CO NEW COM 61166W101 12 100 SH Put SOLE - 100 0 0
MORGAN STANLEY ASIA PAC FD I COM 61744U106 1,535 84,310 SH   SOLE - 84,310 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 477 19,169 SH   SOLE - 19,169 0 0
MORGAN STANLEY EMER MKTS FD COM 61744G107 841 45,628 SH   SOLE - 45,628 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 486 15,983 SH   SOLE - 15,983 0 0
MVC CAPITAL INC COM 553829102 578 58,290 SH   SOLE - 58,290 0 0
NATIONAL RESH CORP CL B 637372301 3,853 77,322 SH   SOLE - 77,322 0 0
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 63938Y100 302 24,822 SH   SOLE - 24,822 0 0
NAVIOS MARITIME HLDGS INC SPON ADR PFD H 63938Y308 498 41,180 SH   SOLE - 41,180 0 0
NAVISTAR INTL CORP NEW COM 63934E108 306 8,760 SH   SOLE - 8,760 0 0
NETFLIX INC COM 64110L106 738 2,500 SH Put SOLE - 2,500 0 0
NEW GERMANY FD INC COM 644465106 796 40,746 SH   SOLE - 40,746 0 0
NEW IRELAND FUND INC COM 645673104 2,808 233,068 SH   SOLE - 233,068 0 0
NEW SR INVT GROUP INC COM 648691103 138 16,836 SH   SOLE - 16,836 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 232 17,837 SH   SOLE - 17,837 0 0
NEW YORK REIT INC COM NEW 64976L208 539 25,080 SH   SOLE - 25,080 0 0
NEWMONT MINING CORP COM 651639106 1,719 44,000 SH   SOLE - 44,000 0 0
NEWS CORP NEW CL A 65249B109 660 41,800 SH   SOLE - 41,800 0 0
NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 5,646 77,529 SH   SOLE - 77,529 0 0
NII HLDGS INC COM PAR 62913F508 6,597 3,126,746 SH   SOLE - 3,126,746 0 0
NOBLE ENERGY INC COM 655044105 1,355 44,714 SH   SOLE - 44,714 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 426 594,000 PRN   SOLE - 594,000 0 0
NUVECTRA CORP COM 67075N108 232 17,836 SH   SOLE - 17,836 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 573 35,566 SH   SOLE - 35,566 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 218 16,709 SH   SOLE - 16,709 0 0
NUVEEN REAL ASSET INM AND GW COM 67074Y105 663 40,893 SH   SOLE - 40,893 0 0
NXP SEMICONDUCTORS N V COM N6596X109 2,422 20,700 SH Call SOLE - 20,700 0 0
NXP SEMICONDUCTORS N V COM N6596X109 5,932 50,700 SH Put SOLE - 50,700 0 0
NXP SEMICONDUCTORS N V COM N6596X109 1,852 15,826 SH   SOLE - 15,826 0 0
NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 35,165 28,250,000 PRN   SOLE - 28,250,000 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 546 8,400 SH   SOLE - 8,400 0 0
OFFICE DEPOT INC COM 676220106 123 57,257 SH   SOLE - 57,257 0 0
ON SEMICONDUCTOR CORP COM 682189105 125 5,100 SH   SOLE - 5,100 0 0
ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 8,903 6,245,000 PRN   SOLE - 6,245,000 0 0
OPKO HEALTH INC COM 68375N103 3 1,000 SH Put SOLE - 1,000 0 0
OPKO HEALTH INC COM 68375N103 99 31,144 SH   SOLE - 31,144 0 0
OSI SYSTEMS INC COM 671044105 67 1,028 SH   SOLE - 1,028 0 0
OSI SYSTEMS INC COM 671044105 1,397 21,400 SH Put SOLE - 21,400 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 3,181 3,500,000 PRN   SOLE - 3,500,000 0 0
PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 7,667 4,633,000 PRN   SOLE - 4,633,000 0 0
PANDORA MEDIA INC COM 698354107 741 147,400 SH Put SOLE - 147,400 0 0
PANDORA MEDIA INC NOTE 1.750%12/0 698354AB3 2,565 2,800,000 PRN   SOLE - 2,800,000 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 1,256 95,954 SH   SOLE - 95,954 0 0
PENNEY J C INC COM 708160106 30 10,000 SH Call SOLE - 10,000 0 0
PENNEY J C INC COM 708160106 81 27,000 SH   SOLE - 27,000 0 0
PIMCO INCOME STRATEGY FUND I COM 72201J104 270 25,852 SH   SOLE - 25,852 0 0
PINNACLE ENTMT INC NEW COM 72348Y105 717 23,783 SH   SOLE - 23,783 0 0
PRETIUM RES INC COM 74139C102 47 7,000 SH   SOLE - 7,000 0 0
PRETIUM RES INC COM 74139C102 229 34,500 SH Put SOLE - 34,500 0 0
PROCTER AND GAMBLE CO COM 742718109 585 7,373 SH   SOLE - 7,373 0 0
PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 2,844 2,500,000 PRN   SOLE - 2,500,000 0 0
PROSHARES TR SHRT 20+YR TRE 74347X849 1,135 50,000 SH Call SOLE - 50,000 0 0
QAD INC CL B 74727D207 1,150 36,746 SH   SOLE - 36,746 0 0
QIWI PLC SPON ADR REP B 74735M108 1,744 91,248 SH   SOLE - 91,248 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 1,515 1,500,000 PRN   SOLE - 1,500,000 0 0
RADNET INC COM 750491102 166 11,522 SH   SOLE - 11,522 0 0
REAVES UTIL INCOME FD COM SH BEN INT 756158101 4,191 148,449 SH   SOLE - 148,449 0 0
REGENCY CTRS CORP COM 758849103 957 16,227 SH   SOLE - 16,227 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 1,690 1,250,000 PRN   SOLE - 1,250,000 0 0
REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 5,422 4,197,000 PRN   SOLE - 4,197,000 0 0
RH COM 74967X103 7,509 78,800 SH Put SOLE - 78,800 0 0
RITE AID CORP COM 767754104 3,270 1,946,649 SH   SOLE - 1,946,649 0 0
RITE AID CORP COM 767754104 223 133,100 SH Put SOLE - 133,100 0 0
RITE AID CORP COM 767754104 61 35,800 SH Call SOLE - 35,800 0 0
RLJ LODGING TR CUM CONV PFD A 74965L200 1,068 42,152 SH   SOLE - 42,152 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 1,182 70,891 SH   SOLE - 70,891 0 0
ROSEHILL RES INC *W EXP 09/16/202 777385113 48 57,536 SH   SOLE - 57,536 0 0
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 90 12,100 SH   SOLE - 12,100 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 702 11,011 SH   SOLE - 11,011 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 140 12,693 SH   SOLE - 12,693 0 0
ROYCE VALUE TR INC COM 780910105 227 14,563 SH   SOLE - 14,563 0 0
RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 5,256 5,000,000 PRN   SOLE - 5,000,000 0 0
RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 601 4,896 SH   SOLE - 4,896 0 0
SALESFORCE COM INC COM 79466L302 291 2,500 SH Put SOLE - 2,500 0 0
SANDISK CORP NOTE 0.500%10/1 80004CAF8 541 530,000 PRN   SOLE - 530,000 0 0
SANOFI RIGHT 12/31/2020 80105N113 813 1,922,109 SH   SOLE - 1,922,109 0 0
SAREPTA THERAPEUTICS INC COM 803607100 1,260 17,000 SH Put SOLE - 17,000 0 0
SCANA CORP NEW COM 80589M102 4,744 126,346 SH   SOLE - 126,346 0 0
SCHOLASTIC CORP COM 807066105 480 12,363 SH   SOLE - 12,363 0 0
SEARS HLDGS CORP *W EXP 12/15/201 812350155 0 28 SH   SOLE - 28 0 0
SEARS HLDGS CORP COM 812350106 127 47,523 SH   SOLE - 47,523 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 357 5,300 SH   SOLE - 5,300 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7,306 265,000 SH Put SOLE - 265,000 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 758 15,000 SH Put SOLE - 15,000 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 57 1,000 SH   SOLE - 1,000 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 400 3,905 SH   SOLE - 3,905 0 0
SERITAGE GROWTH PPTYS CL A 81752R100 272 7,662 SH   SOLE - 7,662 0 0
SERVICENOW INC NOTE 11/0 81762PAB8 26,874 12,000,000 PRN   SOLE - 12,000,000 0 0
SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 27,164 21,468,000 PRN   SOLE - 21,468,000 0 0
SIBANYE STILLWATER SPONSORED ADR 825724206 801 200,700 SH   SOLE - 200,700 0 0
SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 2,219 19,863 SH   SOLE - 19,863 0 0
SINA CORP ORD G81477104 31,303 300,207 SH   SOLE - 300,207 0 0
SIRIUS XM HLDGS INC COM 82968B103 257 41,300 SH Put SOLE - 41,300 0 0
SLM CORP COM 78442P106 207 18,510 SH   SOLE - 18,510 0 0
SOCKET MOBILE INC COM NEW 83368E200 189 58,441 SH   SOLE - 58,441 0 0
SOHU COM INC COM 83408W103 2,033 65,751 SH   SOLE - 65,751 0 0
SPARTON CORP COM 847235108 986 56,637 SH   SOLE - 56,637 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 881 7,000 SH   SOLE - 7,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 658 2,500 SH   SOLE - 2,500 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 609 10,085 SH   SOLE - 10,085 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 19,325 320,000 SH Put SOLE - 320,000 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 2,844 192,942 SH   SOLE - 192,942 0 0
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 748 29,220 SH   SOLE - 29,220 0 0
SPECTRUM PHARMACEUTICALS INC NOTE 2.750%12/1 84763AAB4 14,928 9,325,000 PRN   SOLE - 9,325,000 0 0
SPRINT CORP COM SER 1 85207U105 493 101,028 SH   SOLE - 101,028 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 6,059 458,362 SH   SOLE - 458,362 0 0
SQUARE INC CL A 852234103 221 4,500 SH Call SOLE - 4,500 0 0
SQUARE INC CL A 852234103 123 2,500 SH Put SOLE - 2,500 0 0
SQUARE INC NOTE 0.375% 3/0 852234AB9 5,406 2,466,000 PRN   SOLE - 2,466,000 0 0
STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 10,512 8,679,000 PRN   SOLE - 8,679,000 0 0
STELLAR ACQUISITION III INC COM Y8172W107 488 47,172 SH   SOLE - 47,172 0 0
STERICYCLE INC DEP PFD A 1/10 858912207 5,061 111,921 SH   SOLE - 111,921 0 0
STEWART INFORMATION SVCS COR COM 860372101 747 17,000 SH   SOLE - 17,000 0 0
SUNCOR ENERGY INC NEW COM 867224107 491 14,220 SH   SOLE - 14,220 0 0
SUNPOWER CORP COM 867652406 144 18,106 SH   SOLE - 18,106 0 0
SUNTRUST BKS INC COM 867914103 83,752 1,230,917 SH   SOLE - 1,230,917 0 0
SUNTRUST BKS INC COM 867914103 1,266 18,600 SH Call SOLE - 18,600 0 0
SUNTRUST BKS INC COM 867914103 340 5,000 SH Put SOLE - 5,000 0 0
SWISS HELVETIA FD INC COM 870875101 551 45,012 SH   SOLE - 45,012 0 0
T MOBILE US INC COM 872590104 261 4,282 SH   SOLE - 4,282 0 0
TAIWAN FD INC COM 874036106 1,227 58,022 SH   SOLE - 58,022 0 0
TCF FINL CORP *W EXP 11/14/201 872275128 1,372 230,583 SH   SOLE - 230,583 0 0
TECHNIPFMC PLC COM G87110105 290 9,862 SH   SOLE - 9,862 0 0
TEEKAY CORPORATION COM Y8564W103 367 45,400 SH   SOLE - 45,400 0 0
TEEKAY CORPORATION COM Y8564W103 236 29,300 SH Put SOLE - 29,300 0 0
TELECOM ARGENTINA S A SPON ADR REP B 879273209 4,318 137,818 SH   SOLE - 137,818 0 0
TELECOM ARGENTINA S A SPON ADR REP B 879273209 377 12,000 SH Put SOLE - 12,000 0 0
TEMPLETON DRAGON FD INC COM 88018T101 843 37,908 SH   SOLE - 37,908 0 0
TERADYNE INC NOTE 1.250%12/1 880770AG7 8,143 5,342,000 PRN   SOLE - 5,342,000 0 0
TESARO INC COM 881569107 171 3,000 SH Call SOLE - 3,000 0 0
TESARO INC NOTE 3.000%10/0 881569AA5 16,566 9,228,000 PRN   SOLE - 9,228,000 0 0
TESLA INC COM 88160R101 27,943 105,000 SH Put SOLE - 105,000 0 0
TESLA INC NOTE 0.250% 3/0 88160RAB7 19,212 19,260,000 PRN   SOLE - 19,260,000 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 8,946 10,150,000 PRN   SOLE - 10,150,000 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 2,736 160,000 SH Put SOLE - 160,000 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 684 40,000 SH Call SOLE - 40,000 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 701 27,359 SH   SOLE - 27,359 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 2,438 2,400,000 PRN   SOLE - 2,400,000 0 0
THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 5,360 5,000,000 PRN   SOLE - 5,000,000 0 0
TIME WARNER INC COM NEW 887317303 5,847 61,820 SH   SOLE - 61,820 0 0
TIME WARNER INC COM NEW 887317303 161 1,700 SH Call SOLE - 1,700 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 2,943 2,000,000 PRN   SOLE - 2,000,000 0 0
TRANSOCEAN INC DEB 0.500% 1/3 893830BJ7 8,471 7,420,000 PRN   SOLE - 7,420,000 0 0
TRI POINTE GROUP INC COM 87265H109 363 22,126 SH   SOLE - 22,126 0 0
TRI POINTE GROUP INC COM 87265H109 164 10,000 SH Put SOLE - 10,000 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 1,415 850,000 PRN   SOLE - 850,000 0 0
TURQUOISE HILL RES LTD COM 900435108 115 37,601 SH   SOLE - 37,601 0 0
TWENTY FIRST CENTY FOX INC CL A 90130A101 316 8,600 SH   SOLE - 8,600 0 0
TWENTY FIRST CENTY FOX INC CL A 90130A101 183 5,000 SH Call SOLE - 5,000 0 0
TWENTY FIRST CENTY FOX INC CL B 90130A200 2,637 72,500 SH   SOLE - 72,500 0 0
TWITTER INC NOTE 0.250% 9/1 90184LAB8 6,233 6,500,000 PRN   SOLE - 6,500,000 0 0
TWITTER INC NOTE 1.000% 9/1 90184LAD4 3,741 4,000,000 PRN   SOLE - 4,000,000 0 0
UNILEVER PLC SPON ADR NEW 904767704 2,664 47,943 SH   SOLE - 47,943 0 0
VALLEY NATL BANCORP *W EXP 11/14/201 919794131 20 173,075 SH   SOLE - 173,075 0 0
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 14,134 4,090,000 PRN   SOLE - 4,090,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 771 16,118 SH   SOLE - 16,118 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 18 379 SH Call SOLE - 379 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 376 7,879 SH Put SOLE - 7,879 0 0
VICI PPTYS INC COM 925652109 5,173 282,364 SH   SOLE - 282,364 0 0
VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 9,284 8,635,000 PRN   SOLE - 8,635,000 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 830 50,000 SH Put SOLE - 50,000 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 7,213 67,636 SH   SOLE - 67,636 0 0
VISTRA ENERGY CORP COM 92840M102 879 42,181 SH   SOLE - 42,181 0 0
VISTRA ENERGY CORP COM 92840M102 2,072 99,500 SH Call SOLE - 99,500 0 0
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