The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INTL PAPER CO | COM | 460146103 | 267 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 345 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 347 | 5,162 | SH | DFND | 5,162 | 0 | 0 | ||
ABLYNX NV | SPONSORED ADR | 00372Y105 | 327 | 6,000 | SH | Put | DFND | 6,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 448 | 6,000 | SH | Call | DFND | 6,000 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 919 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 470 | 6,300 | SH | DFND | 6,300 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 1,179 | 7,700 | SH | Call | DFND | 7,700 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,298 | 9,126 | SH | DFND | 9,126 | 0 | 0 | ||
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 296 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 458 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 604 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 604 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 604 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,205 | 12,000 | SH | Call | DFND | 12,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 18,815 | 13,000 | SH | DFND | 13,000 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 460 | 13,393 | SH | DFND | 13,393 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 793 | 14,227 | SH | DFND | 14,227 | 0 | 0 | ||
STEEL DYNAMICS INC | COM | 858119100 | 663 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 971 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 974 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,904 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
MULESOFT INC | CL A | 625207105 | 677 | 15,400 | SH | Put | DFND | 15,400 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 63 | 16,000 | SH | Call | DFND | 16,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 1,284 | 16,000 | SH | Call | DFND | 16,000 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 5,353 | 17,200 | SH | Put | DFND | 17,200 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 5,353 | 17,200 | SH | DFND | 17,200 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 3,809 | 17,800 | SH | DFND | 17,800 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 4,839 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 461 | 19,000 | SH | Call | DFND | 19,000 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 220 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 915 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 1,724 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,340 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,340 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 4,334 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 4,802 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,068 | 20,500 | SH | Call | DFND | 20,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,299 | 20,903 | SH | DFND | 20,903 | 0 | 0 | ||
CABOT CORP | COM | 127055101 | 1,170 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 3,972 | 23,500 | SH | Put | DFND | 23,500 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 151 | 24,258 | SH | DFND | 24,258 | 0 | 0 | ||
DST SYS INC DEL | COM | 233326107 | 2,053 | 24,544 | SH | DFND | 24,544 | 0 | 0 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 1,737 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,944 | 25,800 | SH | Call | DFND | 25,800 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 2,254 | 26,000 | SH | DFND | 26,000 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 2,055 | 26,068 | SH | DFND | 26,068 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,525 | 28,000 | SH | Call | DFND | 28,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,287 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 3,501 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,709 | 31,700 | SH | Call | DFND | 31,700 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 2,220 | 32,894 | SH | DFND | 32,894 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 306 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
D R HORTON INC | COM | 23331A109 | 1,534 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 4,841 | 35,900 | SH | Put | DFND | 35,900 | 0 | 0 | |
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 1,382 | 37,428 | SH | DFND | 37,428 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 922 | 38,000 | SH | Put | DFND | 38,000 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 1,212 | 39,867 | SH | DFND | 39,867 | 0 | 0 | ||
XL GROUP LTD | COM | G98294104 | 2,210 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 3,510 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 3,568 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 6,795 | 40,500 | SH | Call | DFND | 40,500 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 4,784 | 41,000 | SH | Put | DFND | 41,000 | 0 | 0 | |
NUCOR CORP | COM | 670346105 | 2,566 | 42,000 | SH | DFND | 42,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,508 | 42,500 | SH | Call | DFND | 42,500 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 2,324 | 43,063 | SH | DFND | 43,063 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 7,348 | 43,480 | SH | DFND | 43,480 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 4,520 | 45,000 | SH | Put | DFND | 45,000 | 0 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 1,948 | 49,031 | SH | DFND | 49,031 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 2,215 | 49,258 | SH | DFND | 49,258 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 224 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 478 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,775 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,835 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
CREE INC | COM | 225447101 | 2,016 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 2,771 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 4,978 | 50,976 | SH | DFND | 50,976 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 7,116 | 51,144 | SH | DFND | 51,144 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1,241 | 51,189 | SH | DFND | 51,189 | 0 | 0 | ||
ORTHOPEDIATRICS CORP | COM | 68752L100 | 771 | 51,200 | SH | DFND | 51,200 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,931 | 52,632 | SH | DFND | 52,632 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 2,204 | 53,953 | SH | DFND | 53,953 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 272 | 54,000 | SH | Call | DFND | 54,000 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 7,314 | 54,239 | SH | DFND | 54,239 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 6,705 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 9,695 | 57,800 | SH | DFND | 57,800 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 417 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 747 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 2,636 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 17,721 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
TERNIUM SA | SPON ADR | 880890108 | 1,981 | 60,959 | SH | DFND | 60,959 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 2,405 | 63,734 | SH | DFND | 63,734 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 3,602 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 4,900 | 65,000 | SH | Call | DFND | 65,000 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 3,394 | 65,871 | SH | DFND | 65,871 | 0 | 0 | ||
KINDRED HEALTHCARE INC | COM | 494580103 | 613 | 66,960 | SH | DFND | 66,960 | 0 | 0 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 1,639 | 68,665 | SH | DFND | 68,665 | 0 | 0 | ||
ZOSANO PHARMA CORP | COM NEW | 98979H202 | 353 | 69,999 | SH | DFND | 69,999 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 776 | 70,000 | SH | Call | DFND | 70,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 3,002 | 70,000 | SH | Call | DFND | 70,000 | 0 | 0 | |
SWITCH INC | CL A | 87105L104 | 1,122 | 70,505 | SH | DFND | 70,505 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 4,561 | 71,597 | SH | DFND | 71,597 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,970 | 72,000 | SH | Call | DFND | 72,000 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 1,229 | 74,800 | SH | Call | DFND | 74,800 | 0 | 0 | |
COMMERCEHUB INC | COM SER A | 20084V108 | 1,688 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 1,796 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 7,094 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 9,419 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 13,137 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 2,310 | 77,018 | SH | DFND | 77,018 | 0 | 0 | ||
BROOKS AUTOMATION INC | COM | 114340102 | 2,134 | 78,800 | SH | DFND | 78,800 | 0 | 0 | ||
MULESOFT INC | CL A | 625207105 | 3,518 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,660 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
BRASKEM S A | SP ADR PFD A | 105532105 | 2,425 | 83,652 | SH | DFND | 83,652 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 3,490 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 610 | 87,758 | SH | DFND | 87,758 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 3,570 | 88,526 | SH | DFND | 88,526 | 0 | 0 | ||
RESTORATION ROBOTICS INC | COM | 76133C103 | 561 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
BEMIS INC | COM | 081437105 | 4,134 | 95,000 | SH | Call | DFND | 95,000 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 16,429 | 95,642 | SH | DFND | 95,642 | 0 | 0 | ||
FINISH LINE INC | CL A | 317923100 | 1,354 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SUPERVALU INC | COM NEW | 868536301 | 1,523 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 1,945 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 2,285 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 7,587 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 18,354 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 22,792 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 10,022 | 105,958 | SH | DFND | 105,958 | 0 | 0 | ||
ENCANA CORP | COM | 292505104 | 1,194 | 108,500 | SH | DFND | 108,500 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 17,213 | 114,500 | SH | DFND | 114,500 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 1,643 | 114,900 | SH | DFND | 114,900 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 20,971 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 1,036 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 15,155 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 19,415 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 16,039 | 126,772 | SH | DFND | 126,772 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 5,135 | 128,461 | SH | DFND | 128,461 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 9,919 | 133,963 | SH | DFND | 133,963 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 20,790 | 135,500 | SH | Call | DFND | 135,500 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 1,014 | 145,000 | SH | DFND | 145,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 5,126 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
CSRA INC | COM | 12650T104 | 6,185 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
CSRA INC | COM | 12650T104 | 6,185 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 9,558 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 9,884 | 150,975 | SH | DFND | 150,975 | 0 | 0 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 5,625 | 155,397 | SH | DFND | 155,397 | 0 | 0 | ||
MBIA INC | COM | 55262C100 | 1,520 | 164,161 | SH | DFND | 164,161 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 11,803 | 170,000 | SH | Call | DFND | 170,000 | 0 | 0 | |
CIMAREX ENERGY CO | COM | 171798101 | 16,224 | 173,515 | SH | DFND | 173,515 | 0 | 0 | ||
BLUE APRON HLDGS INC | CL A | 09523Q101 | 350 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 20,155 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
KRATON CORPORATION | COM | 50077C106 | 8,707 | 182,496 | SH | DFND | 182,496 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 16,215 | 185,000 | SH | DFND | 185,000 | 0 | 0 | ||
C&J ENERGY SVCS INC NEW | COM | 12674R100 | 5,074 | 196,533 | SH | DFND | 196,533 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 942 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 9,849 | 204,000 | SH | Call | DFND | 204,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 9,897 | 205,000 | SH | Put | DFND | 205,000 | 0 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 2,628 | 206,900 | SH | Put | DFND | 206,900 | 0 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 2,628 | 206,900 | SH | DFND | 206,900 | 0 | 0 | ||
ASSOCIATED CAP GROUP INC | CL A | 045528106 | 5,922 | 221,200 | SH | Call | DFND | 221,200 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 8,715 | 230,000 | SH | Put | DFND | 230,000 | 0 | 0 | |
ENERGEN CORP | COM | 29265N108 | 14,502 | 230,707 | SH | DFND | 230,707 | 0 | 0 | ||
PAN AMERICAN SILVER CORP | COM | 697900108 | 3,751 | 232,264 | SH | DFND | 232,264 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 4,764 | 240,000 | SH | Put | DFND | 240,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 15,012 | 253,200 | SH | DFND | 253,200 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 5,021 | 258,153 | SH | DFND | 258,153 | 0 | 0 | ||
PDC ENERGY INC | COM | 69327R101 | 13,999 | 285,515 | SH | DFND | 285,515 | 0 | 0 | ||
QUORUM HEALTH CORP | COM | 74909E106 | 2,347 | 286,974 | SH | DFND | 286,974 | 0 | 0 | ||
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 5,330 | 290,447 | SH | DFND | 290,447 | 0 | 0 | ||
AK STL HLDG CORP | COM | 001547108 | 1,359 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 4,518 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 4,302 | 301,900 | SH | DFND | 301,900 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 7,237 | 323,667 | SH | DFND | 323,667 | 0 | 0 | ||
NEW GOLD INC CDA | COM | 644535106 | 881 | 340,154 | SH | DFND | 340,154 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 29,340 | 342,600 | SH | Put | DFND | 342,600 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92,103 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
PARSLEY ENERGY INC | CL A | 701877102 | 10,376 | 357,928 | SH | DFND | 357,928 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 13,376 | 380,100 | SH | Put | DFND | 380,100 | 0 | 0 | |
FORUM ENERGY TECHNOLOGIES IN | COM | 34984V100 | 4,400 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 6,572 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 5,248 | 404,000 | SH | DFND | 404,000 | 0 | 0 | ||
JAGGED PEAK ENERGY INC | COM | 47009K107 | 5,749 | 406,837 | SH | DFND | 406,837 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 5,457 | 412,179 | SH | DFND | 412,179 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 4,810 | 455,090 | SH | DFND | 455,090 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 10,215 | 490,397 | SH | DFND | 490,397 | 0 | 0 | ||
SUPERIOR ENERGY SVCS INC | COM | 868157108 | 4,215 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
MATTEL INC | COM | 577081102 | 6,575 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 3,151 | 504,900 | SH | Put | DFND | 504,900 | 0 | 0 | |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 3,505 | 513,878 | SH | DFND | 513,878 | 0 | 0 | ||
SRC ENERGY INC | COM | 78470V108 | 5,214 | 552,943 | SH | DFND | 552,943 | 0 | 0 | ||
ADVANTAGE OIL & GAS LTD | COM | 00765F101 | 2,072 | 701,222 | SH | DFND | 701,222 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 12,647 | 740,000 | SH | Put | DFND | 740,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 40,545 | 857,000 | SH | Put | DFND | 857,000 | 0 | 0 | |
AVON PRODS INC | COM | 054303102 | 2,544 | 895,880 | SH | DFND | 895,880 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 14,487 | 910,000 | SH | Put | DFND | 910,000 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 10,389 | 957,499 | SH | DFND | 957,499 | 0 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 4,235 | 1,001,090 | SH | DFND | 1,001,090 | 0 | 0 | ||
CIVEO CORP CDA | COM | 17878Y108 | 4,003 | 1,061,739 | SH | DFND | 1,061,739 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 2,519 | 1,100,000 | SH | Put | DFND | 1,100,000 | 0 | 0 | |
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 13,415 | 1,170,621 | SH | DFND | 1,170,621 | 0 | 0 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 4,671 | 1,686,300 | SH | DFND | 1,686,300 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 17,325 | 1,750,000 | SH | Put | DFND | 1,750,000 | 0 | 0 | |
HORNBECK OFFSHORE SVCS INC N | NOTE 1.500% 9/0 | 440543AN6 | 2,890 | 3,700,000 | PRN | DFND | 3,700,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 4,820 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
AK STL CORP | NOTE 5.000%11/1 | 001546AP5 | 6,463 | 5,500,000 | PRN | DFND | 5,500,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 13,096 | 12,135,000 | PRN | DFND | 12,135,000 | 0 | 0 | ||
TRINITY INDS INC | NOTE 3.875% 6/0 | 896522AF6 | 19,536 | 14,323,000 | PRN | DFND | 14,323,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 28,387 | 16,000,000 | PRN | DFND | 16,000,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 9,950 | 16,750,000 | PRN | DFND | 16,750,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 17,733 | 18,975,000 | PRN | DFND | 18,975,000 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 68,607 | 19,873,000 | PRN | DFND | 19,873,000 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 18,286 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 23,146 | 21,106,000 | PRN | DFND | 21,106,000 | 0 | 0 | ||
YAHOO INC | NOTE 12/0 | 984332AF3 | 30,408 | 21,789,000 | PRN | DFND | 21,789,000 | 0 | 0 | ||
GOLAR LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | 23,759 | 23,100,000 | PRN | DFND | 23,100,000 | 0 | 0 |