The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 1,790 | 21,306 | SH | SOLE | 21,306 | 0 | 0 | ||
2U INC | COM | 90214J101 | 4,008 | 47,694 | SH | DFND | 1 | 47,694 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 1,630 | 17,218 | SH | DFND | 1 | 17,218 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 737 | 7,782 | SH | SOLE | 7,782 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,487 | 22,038 | SH | DFND | 1 | 22,038 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 672 | 9,962 | SH | SOLE | 9,962 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 336 | 1,556 | SH | SOLE | 1,556 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 744 | 3,444 | SH | DFND | 1 | 3,444 | 0 | 0 | |
ADVANSIX INC | COM | 00773T101 | 3,026 | 86,998 | SH | DFND | 1 | 86,998 | 0 | 0 | |
ADVANSIX INC | COM | 00773T101 | 1,367 | 39,293 | SH | SOLE | 39,293 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 779 | 134,332 | SH | DFND | 1 | 134,332 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 352 | 60,668 | SH | SOLE | 60,668 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 2,149 | 67,503 | SH | DFND | 1 | 67,503 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 971 | 30,497 | SH | SOLE | 30,497 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 5,034 | 20,045 | SH | DFND | 1 | 20,045 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 2,274 | 9,055 | SH | SOLE | 9,055 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 3,363 | 28,237 | SH | DFND | 1 | 28,237 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 1,520 | 12,763 | SH | SOLE | 12,763 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,536 | 2,443 | SH | DFND | 1 | 2,443 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,530 | 1,057 | SH | SOLE | 1,057 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 1,036 | 68,885 | SH | DFND | 1 | 68,885 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 468 | 31,115 | SH | SOLE | 31,115 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 3,537 | 89,550 | SH | DFND | 1 | 89,550 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,598 | 40,450 | SH | SOLE | 40,450 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 927 | 11,518 | SH | SOLE | 11,518 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 2,050 | 25,482 | SH | DFND | 1 | 25,482 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 4,308 | 16,876 | SH | DFND | 1 | 16,876 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 1,946 | 7,624 | SH | SOLE | 7,624 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 3,739 | 69,347 | SH | DFND | 1 | 69,347 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 1,653 | 30,653 | SH | SOLE | 30,653 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 3,936 | 31,339 | SH | DFND | 1 | 31,339 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 1,778 | 14,161 | SH | SOLE | 14,161 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 3,405 | 27,554 | SH | DFND | 1 | 27,554 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 1,538 | 12,446 | SH | SOLE | 12,446 | 0 | 0 | ||
AZUL S A | SPONSR ADR PFD | 05501U106 | 2,034 | 58,540 | SH | DFND | 1 | 58,540 | 0 | 0 | |
AZUL S A | SPONSR ADR PFD | 05501U106 | 919 | 26,460 | SH | SOLE | 26,460 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 924 | 11,400 | SH | Call | DFND | 1 | 11,400 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 405 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 2,823 | 16,531 | SH | DFND | 1 | 16,531 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 1,275 | 7,469 | SH | SOLE | 7,469 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 6,527 | 103,200 | SH | Call | DFND | 1 | 103,200 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,960 | 46,800 | SH | Call | SOLE | 46,800 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 1,146 | 22,038 | SH | DFND | 1 | 22,038 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 518 | 9,962 | SH | SOLE | 9,962 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 1,964 | 24,400 | SH | Put | SOLE | 24,400 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 4,355 | 54,100 | SH | Put | DFND | 1 | 54,100 | 0 | 0 |
COMERICA INC | COM | 200340107 | 1,388 | 14,466 | SH | DFND | 1 | 14,466 | 0 | 0 | |
COMERICA INC | COM | 200340107 | 627 | 6,534 | SH | SOLE | 6,534 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 1,635 | 22,041 | SH | DFND | 1 | 22,041 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 739 | 9,959 | SH | SOLE | 9,959 | 0 | 0 | ||
DSW INC | CL A | 23334L102 | 671 | 29,884 | SH | SOLE | 29,884 | 0 | 0 | ||
DSW INC | CL A | 23334L102 | 1,485 | 66,116 | SH | DFND | 1 | 66,116 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 891 | 7,778 | SH | SOLE | 7,778 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 1,972 | 17,222 | SH | DFND | 1 | 17,222 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 1,992 | 27,543 | SH | DFND | 1 | 27,543 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 901 | 12,457 | SH | SOLE | 12,457 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 5,122 | 182,544 | SH | DFND | 1 | 182,544 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 2,314 | 82,456 | SH | SOLE | 82,456 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 597 | 14,811 | SH | DFND | 1 | 14,811 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 270 | 6,689 | SH | SOLE | 6,689 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 5,723 | 35,813 | SH | DFND | 1 | 35,813 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,587 | 16,187 | SH | SOLE | 16,187 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 1,377 | 26,423 | SH | SOLE | 26,423 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 3,189 | 61,177 | SH | DFND | 1 | 61,177 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,254 | 12,567 | SH | DFND | 1 | 12,567 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 542 | 5,433 | SH | SOLE | 5,433 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,077 | 16,188 | SH | DFND | 1 | 16,188 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,842 | 7,312 | SH | SOLE | 7,312 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 5,147 | 47,526 | SH | DFND | 1 | 47,526 | 0 | 0 | |
HUBSPOT INC | COM | 443573100 | 2,326 | 21,474 | SH | SOLE | 21,474 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 1,414 | 5,601 | SH | SOLE | 5,601 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 3,130 | 12,399 | SH | DFND | 1 | 12,399 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 4,159 | 49,900 | SH | Put | DFND | 1 | 49,900 | 0 | 0 |
INCYTE CORP | COM | 45337C102 | 1,883 | 22,600 | SH | Put | SOLE | 22,600 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 2,708 | 22,044 | SH | DFND | 1 | 22,044 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 1,223 | 9,956 | SH | SOLE | 9,956 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 1,838 | 21,200 | SH | SOLE | 21,200 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 4,057 | 46,800 | SH | DFND | 1 | 46,800 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 4,687 | 11,354 | SH | DFND | 1 | 11,354 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,124 | 5,146 | SH | SOLE | 5,146 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,558 | 14,168 | SH | DFND | 1 | 14,168 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 674 | 6,132 | SH | SOLE | 6,132 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 7,277 | 318,897 | SH | DFND | 1 | 318,897 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,149 | 138,003 | SH | SOLE | 138,003 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 1,013 | 32,833 | SH | DFND | 1 | 32,833 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 440 | 14,267 | SH | SOLE | 14,267 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 1,709 | 14,810 | SH | DFND | 1 | 14,810 | 0 | 0 | |
LOXO ONCOLOGY INC | COM | 548862101 | 772 | 6,690 | SH | SOLE | 6,690 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,448 | 12,400 | SH | DFND | 1 | 12,400 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 654 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 4,069 | 19,630 | SH | DFND | 1 | 19,630 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,839 | 8,870 | SH | SOLE | 8,870 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 369 | 11,200 | SH | Call | DFND | 1 | 11,200 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 158 | 4,800 | SH | Call | SOLE | 4,800 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,266 | 35,786 | SH | SOLE | 35,786 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 7,230 | 79,214 | SH | DFND | 1 | 79,214 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 7,119 | 24,105 | SH | DFND | 1 | 24,105 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 3,218 | 10,895 | SH | SOLE | 10,895 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 1,624 | 33,065 | SH | DFND | 1 | 33,065 | 0 | 0 | |
NUTANIX INC | CL A | 67059N108 | 733 | 14,935 | SH | SOLE | 14,935 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 985 | 151,366 | SH | DFND | 1 | 151,366 | 0 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 447 | 68,634 | SH | SOLE | 68,634 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 2,251 | 56,483 | SH | DFND | 1 | 56,483 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 1,017 | 25,517 | SH | SOLE | 25,517 | 0 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 2,299 | 19,880 | SH | DFND | 1 | 19,880 | 0 | 0 | |
PENUMBRA INC | COM | 70975L107 | 997 | 8,620 | SH | SOLE | 8,620 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 2,541 | 77,800 | SH | Call | DFND | 1 | 77,800 | 0 | 0 |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,150 | 35,200 | SH | Call | SOLE | 35,200 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 1,977 | 43,396 | SH | DFND | 1 | 43,396 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 893 | 19,604 | SH | SOLE | 19,604 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 3,193 | 21,355 | SH | DFND | 1 | 21,355 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 1,442 | 9,645 | SH | SOLE | 9,645 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 5,575 | 87,803 | SH | DFND | 1 | 87,803 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 2,438 | 38,397 | SH | SOLE | 38,397 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 1,078 | 6,691 | SH | SOLE | 6,691 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 2,385 | 14,809 | SH | DFND | 1 | 14,809 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 4,951 | 66,822 | SH | DFND | 1 | 66,822 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,236 | 30,178 | SH | SOLE | 30,178 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 2,279 | 13,775 | SH | DFND | 1 | 13,775 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 1,030 | 6,225 | SH | SOLE | 6,225 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 463 | 3,100 | SH | Call | SOLE | 3,100 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 1,031 | 6,900 | SH | Call | DFND | 1 | 6,900 | 0 | 0 |
SIENTRA INC | COM | 82621J105 | 481 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 1,113 | 115,200 | SH | DFND | 1 | 115,200 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 6,948 | 79,200 | SH | Put | DFND | 1 | 79,200 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 3,141 | 35,800 | SH | Put | SOLE | 35,800 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 2,885 | 58,646 | SH | DFND | 1 | 58,646 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 1,247 | 25,354 | SH | SOLE | 25,354 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 1,347 | 13,777 | SH | DFND | 1 | 13,777 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 608 | 6,223 | SH | SOLE | 6,223 | 0 | 0 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 466 | 10,300 | SH | Call | DFND | 1 | 10,300 | 0 | 0 |
TEMPUR SEALY INTL INC | COM | 88023U101 | 213 | 4,700 | SH | Call | SOLE | 4,700 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,635 | 7,641 | SH | SOLE | 7,641 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 3,608 | 16,859 | SH | DFND | 1 | 16,859 | 0 | 0 | |
VEEVA SYS INC | CL A COM | 922475108 | 1,258 | 17,222 | SH | DFND | 1 | 17,222 | 0 | 0 | |
VEEVA SYS INC | CL A COM | 922475108 | 568 | 7,778 | SH | SOLE | 7,778 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,684 | 10,332 | SH | DFND | 1 | 10,332 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 761 | 4,668 | SH | SOLE | 4,668 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 623 | 15,561 | SH | SOLE | 15,561 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,379 | 34,439 | SH | DFND | 1 | 34,439 | 0 | 0 |