The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALTA MESA RES INC CL A 02133L109 3,168 396,028 SH   SOLE   396,028 0 0
AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 6,459 651,732 SH   SOLE   651,732 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 1,979 202,748 SH   SOLE   202,748 0 0
BISON CAP ACQUISITION CORP ORD SHS G1142P104 1,447 145,573 SH   SOLE   145,573 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 5,548 572,595 SH   SOLE   572,595 0 0
BLACKHAWK NETWORK HLDGS INC COM 09238E104 2,628 58,793 SH   SOLE   58,793 0 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 166 16,345 SH   SOLE   16,345 0 0
CALLIDUS SOFTWARE INC COM 13123E500 12,579 349,910 SH   SOLE   349,910 0 0
CAPITOL INVT CORP IV CL A ORD G18920101 6,106 630,824 SH   SOLE   630,824 0 0
CLIFTON BANCORP INC COM 186873105 1,038 66,302 SH   SOLE   66,302 0 0
CNA FINL CORP COM 126117100 1,807 36,620 SH   SOLE   36,620 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 30 121,123 SH   SOLE   121,123 0 0
CONSTELLATION ALPHA CAP CORP SHS G2379F108 4,204 425,910 SH   SOLE   425,910 0 0
CSRA INC COM 12650T104 23,636 573,278 SH   SOLE   573,278 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,433 124,623 SH   SOLE   124,623 0 0
DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 2,871 291,148 SH   SOLE   291,148 0 0
DST SYS INC DEL COM 233326107 15,755 188,333 SH   SOLE   188,333 0 0
EASTERLY ACQUISITION CORP COM 27616L102 9,048 887,093 SH   SOLE   887,093 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 11,742 1,131,190 SH   SOLE   1,131,190 0 0
FEDERAL STR ACQUISITION CORP CL A 31421V107 11,695 1,209,437 SH   SOLE   1,209,437 0 0
FINTECH ACQUISITION CORP II COM 31810G109 8,186 823,544 SH   SOLE   823,544 0 0
GIGCAPITAL INC COM 37518N106 5,427 559,532 SH   SOLE   559,532 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 5 9,731 SH   SOLE   9,731 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 2,173 223,814 SH   SOLE   223,814 0 0
GORES HLDGS II INC COM CL A 382867109 7,133 713,317 SH   SOLE   713,317 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 6,922 698,467 SH   SOLE   698,467 0 0
HAYMAKER ACQUISITION CORP COM CLASS A 420870107 4,171 436,726 SH   SOLE   436,726 0 0
HEALTHEQUITY INC COM 42226A107 248,882 4,111,038 SH   SOLE   4,111,038 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 12,963 1,309,354 SH   SOLE   1,309,354 0 0
HUNTER MARITIME ACQUISITION *W EXP 99/99/999 Y37828129 40 89,858 SH   SOLE   89,858 0 0
HUNTER MARITIME ACQUISITION CL A Y37828111 1,758 179,716 SH   SOLE   179,716 0 0
I AM CAP ACQUISITION CO COM 45074Q108 2,511 252,330 SH   SOLE   252,330 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 5,569 567,665 SH   SOLE   567,665 0 0
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 11,063 1,130,067 SH   SOLE   1,130,067 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 35 145,346 SH   SOLE   145,346 0 0
KBL MERGER CORP IV COM 48242A104 5,083 515,990 SH   SOLE   515,990 0 0
LANDCADIA HLDGS INC CL A 51476W107 7,127 709,857 SH   SOLE   709,857 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 32 97,050 SH   SOLE   97,050 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 5,584 582,300 SH   SOLE   582,300 0 0
LEISURE ACQUISITION CORP COM 52539T107 3,842 388,200 SH   SOLE   388,200 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 2,045 65,325 SH   SOLE   65,325 0 0
M I ACQUISITIONS INC COM 55304A104 1,981 189,735 SH   SOLE   189,735 0 0
MAINSOURCE FINANCIAL GP INC COM 56062Y102 1,177 28,945 SH   SOLE   28,945 0 0
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 15,016 1,532,233 SH   SOLE   1,532,233 0 0
MODERN MEDIA ACQUISITION COM 60765P103 10,578 1,063,137 SH   SOLE   1,063,137 0 0
MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 245 24,262 SH   SOLE   24,262 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 3,725 390,000 SH   SOLE   390,000 0 0
MULESOFT INC CL A 625207105 14,787 336,220 SH   SOLE   336,220 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 4,330 436,500 SH   SOLE   436,500 0 0
NUTRIEN LTD COM 67077M108 20,656 437,080 SH   SOLE   437,080 0 0
ONE MADISON CORP *W EXP 99/99/999 G6772P126 89 97,310 SH   SOLE   97,310 0 0
ONE MADISON CORP COM CL A G6772P100 3,020 316,258 SH   SOLE   316,258 0 0
OPES ACQUISITION CORP *W EXP 01/15/202 68373P118 56 146,250 SH   SOLE   146,250 0 0
OPES ACQUISITION CORP COM 68373P100 1,417 146,250 SH   SOLE   146,250 0 0
OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 20 27,969 SH   SOLE   27,969 0 0
OSPREY ENERGY ACQUISITION CO CL A COM 688397108 7,469 776,397 SH   SOLE   776,397 0 0
PENSARE ACQUISITION CORP COM 70957E105 17,876 1,839,141 SH   SOLE   1,839,141 0 0
PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 1,482 145,965 SH   SOLE   145,965 0 0
REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 157 142,915 SH   SOLE   142,915 0 0
REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 8,395 865,470 SH   SOLE   865,470 0 0
SABAN CAP ACQUISITION CORP COM CL A 78516C106 2,982 291,150 SH   SOLE   291,150 0 0
SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 96 9,706 SH   SOLE   9,706 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 40 24,224 SH   SOLE   24,224 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 2,551 254,355 SH   SOLE   254,355 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 42 91,582 SH   SOLE   91,582 0 0
STELLAR ACQUISITION III INC COM Y8172W107 997 96,300 SH   SOLE   96,300 0 0
STUDENT TRANSN INC COM 86388A108 1,541 205,716 SH   SOLE   205,716 0 0
STUDENT TRANSN INC COM 86388A108 7 1,000 SH Put SOLE   1,000 0 0
TERRA NITROGEN CO L P COM UNIT 881005201 27,420 326,580 SH   SOLE   326,580 0 0
TPG PACE ENERGY HLDGS CORP CL A 872656103 3,248 321,224 SH   SOLE   321,224 0 0
TPG PACE HLDGS CORP CL A G89827128 5,815 595,145 SH   SOLE   595,145 0 0
TWENTY FIRST CENTY FOX INC CL A 90130A101 3,721 101,429 SH   SOLE   101,429 0 0
UNILEVER PLC SPON ADR NEW 904767704 2,687 48,355 SH   SOLE   48,355 0 0
UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 33 97,500 SH   SOLE   97,500 0 0
UNION ACQUISITION CORP SHS G9366W101 2,335 243,750 SH   SOLE   243,750 0 0
UNITED TECHNOLOGIES CORP COM 913017109 2,126 16,900 SH Put SOLE   16,900 0 0
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 9,389 960,051 SH   SOLE   960,051 0 0
VISTA OUTDOOR INC COM 928377100 21,633 1,325,542 SH   SOLE   1,325,542 0 0