The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTABA INC | COM | 021346101 | 22,890 | 309,157 | SH | DFND | Omni Partners US LLC | 309,157 | 0 | 0 | |
| ABLYNX NV | SPONSORED ADR | 00372Y105 | 22,542 | 413,163 | SH | DFND | Omni Partners US LLC | 413,163 | 0 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 102,521 | 606,634 | SH | DFND | Omni Partners US LLC | 606,634 | 0 | 0 | |
| AMTRUST FINL SVCS INC | COM | 032359309 | 2,655 | 215,700 | SH | DFND | Omni Partners US LLC | 215,700 | 0 | 0 | |
| AVISTA CORP | COM | 05379B107 | 2,463 | 48,067 | SH | DFND | Omni Partners US LLC | 48,067 | 0 | 0 | |
| GENERAL CABLE CORP DEL NEW | COM | 369300108 | 26,402 | 891,943 | SH | DFND | Omni Partners US LLC | 891,943 | 0 | 0 | |
| BLUE BUFFALO PET PRODS INC | COM | 09531U102 | 7,962 | 200,000 | SH | DFND | Omni Partners US LLC | 200,000 | 0 | 0 | |
| CAVIUM INC | COM | 14964U108 | 59,001 | 743,274 | SH | DFND | Omni Partners US LLC | 743,274 | 0 | 0 | |
| CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 718 | 49,828 | SH | DFND | Omni Partners US LLC | 49,828 | 0 | 0 | |
| CSRA INC | COM | 12650T104 | 17,695 | 429,189 | SH | DFND | Omni Partners US LLC | 429,189 | 0 | 0 | |
| DST SYS INC DEL | COM | 233326107 | 20,949 | 250,433 | SH | DFND | Omni Partners US LLC | 250,433 | 0 | 0 | |
| DYNEGY INC NEW DEL | COM | 26817R108 | 18,206 | 1,346,570 | SH | DFND | Omni Partners US LLC | 1,346,570 | 0 | 0 | |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 15,913 | 230,362 | SH | DFND | Omni Partners US LLC | 230,362 | 0 | 0 | |
| FOREST CITY RLTY TR INC | COM CL A | 345605109 | 507 | 25,000 | SH | DFND | Omni Partners US LLC | 25,000 | 0 | 0 | |
| HRG GROUP INC | COM | 40434J100 | 6,165 | 373,841 | SH | DFND | Omni Partners US LLC | 373,841 | 0 | 0 | |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 3,535 | 103,043 | SH | DFND | Omni Partners US LLC | 103,043 | 0 | 0 | |
| MONSANTO CO NEW | COM | 61166W101 | 12,753 | 109,293 | SH | DFND | Omni Partners US LLC | 109,293 | 0 | 0 | |
| MICROSEMI CORP | COM | 595137100 | 32,894 | 508,256 | SH | DFND | Omni Partners US LLC | 508,256 | 0 | 0 | |
| NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 399 | 546,029 | SH | DFND | Omni Partners US LLC | 546,029 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | PUT | N6596X959 | 58,500 | 5,000 | SH | DFND | Omni Partners US LLC | 5,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 177,764 | 1,519,351 | SH | DFND | Omni Partners US LLC | 1,519,351 | 0 | 0 | |
| NXSTAGE MEDICAL INC | COM | 67072V103 | 9,601 | 386,219 | SH | DFND | Omni Partners US LLC | 386,219 | 0 | 0 | |
| ORBOTECH LTD | ORD | M75253100 | 29,869 | 480,363 | SH | DFND | Omni Partners US LLC | 480,363 | 0 | 0 | |
| PHH CORP | COM | 693320202 | 523 | 50,000 | SH | DFND | Omni Partners US LLC | 50,000 | 0 | 0 | |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 | 2,009 | 154,564 | SH | DFND | Omni Partners US LLC | 154,564 | 0 | 0 | |
| XL GROUP LTD | COM | G98294104 | 60,027 | 1,086,266 | SH | DFND | Omni Partners US LLC | 1,086,266 | 0 | 0 | |