FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/01/2018 |
3. Issuer Name and Ticker or Trading Symbol
NEW YORK TIMES CO [ NYT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock(1) | 16,209 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option 2011 | (2) | 02/17/2021 | Class A Common Stock | 11,580 | $10.455 | D | |
Employee Stock Option 2012 | (3) | 02/16/2022 | Class A Common Stock | 11,640 | $7.215 | D |
Explanation of Responses: |
1. Includes the following securities held by the Reporting Person: 12,276 shares of Class A Common Stock held directly and 3,933 restricted stock units scheduled to vest on February 20, 2019. Each restricted stock unit was awarded under The New York Times Company 2010 Incentive Compensation Plan and represents a contingent right to receive one share of Class A Common Stock. |
2. Right to buy Class A Common Stock granted under The New York Times Company 1991 Executive Stock Incentive Plan. The option vested in three equal installments beginning on the first anniversary of its grant date. The grant date for this option was February 17, 2011 and such option is now fully vested and exercisable. |
3. Right to buy Class A Common Stock granted under The New York Times Company 1991 Executive Stock Incentive Plan. The option vested in three equal installments beginning on the first anniversary of its grant date. The grant date for this option was February 16, 2012 and such option is now fully vested and exercisable. |
Remarks: |
Exhibit List Ex 24 - Power of Attorney |
/s/ Tara Hereich, Attorney-in-fact for Roland A. Caputo | 03/09/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |